`DESIGNED/ELECTED OFFICE (DO/EO/US)
`CONCERNINGA FILING UNDER35 U.S.C. §371
`
`DANA-0049
`
`
`INTERNATIONAL APPLICATION NO.|INTERNATIONAL FILING DATE PRIORITY DATE CLAIMED
`PCT/KR2014/005258
`16 June 2014
`27 June 2013
`TITLE OF INVENTION
`RECEIVING ANTENNA AND WIRELESS POWER RECEIVING DEVICE INCLUDING THE
`SAME
`
`FIRST NAMED INVENTOR
`
`Seok BAE; Donchul CHOI; and Soon Young HYUN
`
`Applicant herewith submits to the United States Designated/Elected Office (DO/EO/US)the following items and other information.
`L.
`&]
`This is an express request to beginnational examination procedures (35 U.S.C. § 371(f)). NOTE: The express request under35
`U.S.C. §371(f) will not be effective unless the requirements under 35 U.S.C. §371(c)(1). (2). and (4) for payment of the basic
`national fee, copy of the International Application and Englishtranslation thereof (if required), and the oath or declaration of the
`inventor(s) have beenreceived.
`
`37 CFR §3.73(c) Statement (whenthere is an Assignee).
`
`A copyofthe International Application (35 U.S.C. §371(c)(2)) is attached hereto (not required if the International Application was
`previously communicated bythe International Bureau or was filed in the United States Receiving Office (RO/US)).
`
`AnEnglish languagetranslationof the International Application as filed (35 U.S.C.§371(c)(2))
`&)
`is attached hereto.
`CJ_has beenpreviously submitted under 35 U.S.C. §154(d)(4).
`Anoathor declaration of the inventor(s) (35 U.S.C. §371(c)(4)).
`C]©isattached.
`C1_waspreviouslyfiled in the international phase under PCT Rule 4.17(iv).
`
`Items 5 to 8 below concern amendments madein the international phase.
`PCT Article 19 and 34 amendments
`
`Amendments to the claims under PCT Article 19 are attached (not required if communicated bythe International Bureau) (35
`U.S.C. §371(c)(3)).
`
`English translation of the PCT Article 19 amendment is attached (35 U.S.C. §371(c)(3)).
`
`Englishtranslation of annexes (Article 19 and/or 34 amendments only) of the International Preliminary Examination Report is
`attached (35 U.S.C.§371(c)(5)).
`Cancellation of amendments madein the international phase
`
`Do notenter the amendment madeinthe international phase under PCT Article 19.
`(1)
`Donotenter the amendment madein the international phase under PCT Article 34,
`(1
`NOTE: A proper amendment made in English under Article 19 or 34 will be entered in the U.S. national phase applicationabsent a clear
`instruction fromapplicant not to enter the amendment(s).
`
`The following Items 9 to 17 concern document(s) or information included:
`
`9.
`
`10.
`
`11.
`
`12.
`
`13,
`
`14.
`
`15.
`
`AnInformation Disclosure Statement under 37 C.F.R. §1.97 and §1.98.
`
`A Preliminary Amendment.
`
`An Application Data Sheet under 37 CFR §1.76.
`
`A substitute Specification. NOTE: A substitute specification cannot include claims. See 37 CFR 1.125(b).
`
`A Powerof Attorneyand/or change of address letter.
`
`A computer-readable formof the sequencelisting in accordance with PCT Rule 13¢er.2 and 37 CFR §§1.821-1.825.
`
`Assignment Papers (cover sheet and document(s)). Name of Assignee: LG Innotek Co., Ltd.
`
`Petitioner Samsung and Google Ex-1004, 0001
`
`
`
`
`
`
`U.S. APPLICATION (If known, see 37 CFR 1.5)|INTERNATIONAL APPLICATION ATTORNEY’S DOCKETNO.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`PCT/KR2014/005258
`DANA-0049
`
`17.
`
`
`
`
`
`Otheritems or information:
`
`
`
`
`
`
`
`
`PCT Request Form 101
`
`
`International Search Report
`
`
`
`
`
`
`
`
`
`The following fees have been submitted:
`
`
`
`
`
`18. XX} Basic national fee (37 CFR §1.492(a)) vocecccccssssscssssssesssssetssssstssssstsstsseessssetsssseess $280.00 $280.00||
`
`
`
`
`
`
`
`
`
`
`
`19. KX] Examination fee (37 CFR §1.492(c))
`$720.00
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`If the written opinion prepared by IDS/US orthe international preliminary examination report
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`prepared by IPEA/US indicates all claims satisfy provision of PCT Article 33(1)-(4)
`.. $0
`All other sittatioms oe. ccccc cc ccccc cee cece ces ee ee eeeeceseeeceaeeseeeeteaceeseceseeeesereneseseeeetesres $720.00
`
`
`
`
`
`Search fee (37 CFR §1.492(b))
`20. &)
`
`
`
`
`
`
`
`$480.00
`
`
`
`
`
`$
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`If the written opinion of the ISA/US orthe International preliminary examination report prepared by
`
`
`
`
`
`
`
`
`
`
`
`
`IPEA/US indicates all claims satisfy provision of PCT Article 33(1)-(4) wo... $0
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Search fee (37 CFR §1.445(a)(2)) has been paid on the international application to the USPTO as an
`
`
`
`
`
`International Searching Authority 0.00.00. cccccccccsecsseteesseccsscseeecssessseesseeetaeesaeeas $120.00
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`International Search Report prepared by an ISA other than the US and provided to the Office
`
`
`
`
`
`
`
`
`
`
`
`or previously communicated to the US by the IB oo... cccccceeeeteeneesseees $480.00
`All other Situations ......00.cccc ccc ccccccssccsesseseseeecessescsasseseseessesassesesaeeessesesssseseseetesass $600.00
`
`
`
`
`
`
`eeeEEETOTALOF18,19,and20=|$3,480.00|__|
`
`
`
`
`
`
`
`
`
`L] Additional fee for specification and drawingsfiled in paper over 100 sheets (excluding sequencelisting
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`in compliance with 37 CFR §1.821(c) or (e) or computer program listing in an electronic medium) (37
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`The fee for each additional 50 sheets of paper or fraction thereof. 0.0.0... ccs $400.00
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`thereof (round up to a whole number)
`Pmson 0.00
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Surcharge of $140.00 for furnishing any of the search fee, examination fee, or the oath or declaration
`$140.00
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`later than 30 monthsafter the date of commencementof the national stage (37 CFR §1.492(h)).
`Pas|NUMBERFILED|NUMBEREXTRA|RATE«|SSS
`
`
`
`
`
`
`pouaCtains[20-20-0000SSS
`
`
`
`
`
`
`
`
`
`|independentChins[323=«|iS00SS80.00|
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`[MULTIPLEDEPENDENTGfamiowiy_——~—~S=d————S*CSC«CLAIMS)SistoOO|
`
`
`
`
`
`
`
`
`
`Processing fee of $130.00 for furnishing the English languagetranslation later than 30 months
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`from the earliest priority
`date (37 CFR §1.492(f))
`
`
`
`
`
`
`
`
`poTOTALOFABOVECALCULATIONS=|$1,620.00|
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`[|ApplicantasenssmalenitysatusSee37CFR1.27.Thefeesindicatedabovearereducedoyu]|
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`0[eeeiceee|
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Applicant must attach form PTO/SB/15A or B or equivalent.
` srrorac=T31,020.00|
`
`
`
`TOTALNATIONALFEE=|$1,620.00|
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Fee for recording the enclosed assignment (37 CFR §1.21(h)). The assignment must be accompanied by an
`
`
`
`
`
`
`
`
`
`
`
`appropriate cover sheet (37 CFR §3.28, §3.31) $40.00 per property.
`TOTAL FEES ENCLOSED= $1,620.00|sd
`
`
`
`
`
`Amountto be
`
`
`
`
`refunded:
`
`Amountto be
`
`
`charged:
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`$
`
`
`
`Petitioner Samsung and Google Ex-1004, 0002
`
`Petitioner Samsung and Google Ex-1004, 0002
`
`
`
`(Attorney/Agent)
`
`a C
`
`U.S. APPLICATION (If known, see 37 CFR 1.5)|INTERNATIONAL APPLICATION ATTORNEY'S DOCKET NO.
`
`PCT/KR2014/005258
`DANA-0049
`to cover the above fees is enclosed.
`
`A check in the amountof $.
`
`Please charge my Deposit Account No.
`
`in the amountof $
`
`to coverthe above fees.
`
`The Director is hereby authorized to charge anyadditional fees which maybe required, or credit any overpayment to Deposit
`Account No. 16-0607.
`
`CO
`
`KI)
`
`anyrequired fee.
`
`anyrequired fee except for excess claims fees required under 37 CFR §1.492(d) and (e) and multiple dependent claim
`fee required under 37 CFR §1.492(f).
`
`Information on this form may become public. Credit card
`Fees are to be charged to a credit card. WARNING:
`information should not be included on this form. Provide credit card information and authorization on PTO-2038. The
`PTO-2038 should only be mailed or faxed to the USPTO. However, when paying the basic national fee, the PTO-2038
`may NOTbe faxed to the USPTO.
`
`ADVISORY: If filing by EFS-Web, do NOT attach the PTO-2038 form as a PDF along with your EFS-Web submission. Please be
`advised that this is not recommended and by doing so your credit card information may be displayed via PAIR. To protect your
`information, it is recommended paying fees online byusing the electronic payment method.
`
`NOTE: Wherean appropriate time limit under 37 CFR §1.495 has not been met, a petition to revive (37 CFR §1.137(a) or (b) must be
`filed and grantedto restore the application to pendingstatus.
`
`Statement under 37 CFR §1.55 or §1.78 for AIA (First Inventor to File)Transition Applications
`C]
`This application (1) claims priority to or the benefit of an application filed before March 16, 2013, and (2) also contains, or
`contained at anytime, a claimto a claimed invention that has an effective filing date on or after March 16, 2013,
`
`NOTE1: Byproviding this statement under 37 CFR §1.55 or §1.78, this application, with a filing date on or after March 16, 2013, will
`be examined under the first inventor to file provisions of the AIA.
`
`NOTE 2: A U.S. national stage application maynot claim priority to the international application of whichit is the national phase. The
`filing date of a U.S. national stage application is the international filing date. See 35 U.S.C. §363.
`
`Correspondence Address
`
`() Correspondence address below
`OR
`&] The address associated with Customer Number: 3461 0
`LS
`
`
`
`ountry Telephone
`
`
`Signature
`
`/Daniel Y.J. Kim/
`
`Name
`(Print/Type)
`
`.
`.
`Daniel YJ. Kim
`
`December28, 2015
`
`Registration No.
`
`Petitioner Samsung and Google Ex-1004, 0003
`
`
`
`
`
`
`
`Electronic Patent Application Fee Transmittal
`
`
`
`
`
`
`
`
`
`
`
`
`
`Title of Invention:
`
`
`
`RECEIVING ANTENNA AND WIRELESS POWER RECEIVING DEVICE INCLUDING
`
`
`
`
`
`
`
`THE SAME
`
`
`
`
`
`
`
`
`First Named Inventor/Applicant Name:
`
`
`
`Seok BAE
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Attorney Docket Number:
`
`
`
`DANA-0049
`
`
`
`Filed as Large Entity
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Filing Fees for U.S. National Stage under 35 USC 371
`
`Description
`
`
`
`
`Fee Code
`
`
`
`
`
`
`
`Sub-Total in
`
`
`
`
`USD(S)
`
`Quantity
`
`eee
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Miscellaneous-Filing:
`
`
`
`Oath/Decl > 30 Mos From 371 commencement
`
`
`
`
`
`
`
`
`1617
`
`
`
`Petition:
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Petitioner Samsung and Google Ex-1004, 0004
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Patent-Appeals-and-Interference:
`
`1620
`
`Post-Allowance-and-Post-Issuance:
`
`
`
`Extension-of-Time:
`
`
`
`Miscellaneous:
`
`
`
`
`
`Total in USD (S$)
`
`
`
`
`
`Petitioner Samsung and Google Ex-1004, 0005
`
`Petitioner Samsung and Google Ex-1004, 0005
`
`
`
`
`
`Electronic AcknowledgementReceipt
`
`
`
`
`
`
`
`
`Application Number:
`
`
`
`14901426
`
`
`
`
`
`International Application Number:
`
`
`
`PCT/KR2014/005258
`
`
`
`Confirmation Number:
`
`
`
`
`5436
`
`
`
`
`
`Title of Invention:
`
`
`
`RECEIVING ANTENNA AND WIRELESS POWER RECEIVING DEVICE INCLUDING
`
`
`
`
`
`
`
`THE SAME
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`ee
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`a
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Paymentinformation:
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpaymentas follows:
`
`
`
`[Pepostacoune——SSSCSCSCSC~*idSCS
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Petitioner Samsung and Google Ex-1004, 0006
`
`
`
`
`File Listing:
`
`
`
`Document
`
`
`
`
`
`
`sigs
`
`
`
`
`
`
`
`Pages|"Number"|__PeewmentDesaition|FleName Message Digest (ifappl.)
`
`
`
`
`
`File Size(Bytes)/
`
`
`
`
`
`Multi
`
`
`
`
`
`
`
`
`
`
`
`
`Authorization for Extension of Timeall
`
`
`
`
`
`
`replies
`
`Authorization.pdf
`
`
`
`
`
`.
`1
`Information:
`
`
`
`
`
`
`
`Application Data Sheet
`
`
`
`ADS.pdf
`
`
`
`
`
`ffaabe6f38fe41ea09fdb990521 7f49566820}
`lad
`
`
`
`
`
`
`1793542
`
`
`
`a9975ab061b6211320e8bfae2eb90562f8fal
`279f
`
`
`
`
`
`
`
`
`Information:
`
`
`
`
`
`PreliminaryAmendment.pdf
`
`
`
`173207
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`ee
`ApplicantArguments/RemarksMadeinanAmendment pefe
`
`
`
`
`
`
`Multipart Description/PDF files in .zip description
`
`
`
`09c5399207a83f9c33185ce629fcf05 1e70a7|
`800
`
`
`
`
`
`
`
`
`
`eenan[a
`
`
`
`
`
`
`
`
`
`
`Preliminary Amendment
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Information:
`
`
`
`
`
`
`
`
`
`Specification.pdf
`
`
`
`369121
`
`
`2504a39671909eb23fe6c71d081bcc99d0fq
`cAfd
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Multipart Description/PDF files in .zip description
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Petitioner Samsung and Google Ex-1004, 0007
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Petitioner Samsung and Google Ex-1004, 0007
`
`
`
`me
`
`
`
`
`
`
`
`
`
`Information:
`
`
`
`
`
`
`
`Information:
`
`
`
`
`
`
`
`Drawings-only black and white line
`drawings
`
`
`
`
`Drawings.pdf
`
`
`
`
`
`
`
`
`Specification - Not in English
`
`
`
`Publication.pdf
`
`
`
`256486
`
`
`
`32¢279bf78e82398058d93a31f4c5833a35a}
`Abc2
`
`
`
`
`
`
`
`
`
`
`
`
`1380906
`
`
`
`1d549b65e1a8f02fe998ee6f27189760ae93
`bSbb
`
`
`
`
`
`
`
`
`
`Information:
`
`
`
`
`
`
`
`Information:
`
`
`
`;
`.
`Documents submitted with 371
`
`
`
`
`Applications
`
`
`Request101.pdf
`
`
`
`
`130687
`
`
`
`01476076194857a71b3479fa05 1fd0a378
`$1935
`
`
`
`
`
`
`
`
`
`
`
`Transmittal Letter
`
`
`
`IDS. pdf
`
`
`
`151211
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`39091 b2e9afl 56dbc2f01 b95309bb4ea03
`
`Information Disclosure Statement (IDS)
`
`
`
`
`Form (SB08)
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`2556080
`
`
`
`ece220fb14795067567bbddb7adfb1036fq
`
`
`
`
`
`
`8412042
`
`
`
`99f56ed371d6f04dbdd4a44b2163ce4e12al
`6dfce
`
`
`
`
`
`
`
`6678838
`
`
`
`
`
`
`
`
`
`
`
`Information:
`
`
`
`
`
`
`
`Information:
`
`
`
`
`
`
`
`
`
`
`
`This is not an USPTO supplied IDSfillable form
`
`
`
`3947042fc64a7a63fc06bc1 f03f603c1517cd
`f0c
`
`
`1449.pdf
`
`
`
`172676
`
`
`
`e25584ee4e029c5eeaa89a77858d81 bc855)
`62899
`
`
`
`
`
`
`
`
`
`
`
`
`
`Other Reference-Patent/App/Search
`documents
`
`
`
`
`PCTSR.pdf
`
`
`
`
`Foreign Reference
`
`JP2007503715A.pdf
`
`
`
`
`
`Foreign Reference
`
`JP2008288370A.pdf
`
`
`
`
`
`
`
`Information:
`
`
`
`
`
`
`
`Information:
`
`
`
`
`
`
`
`Petitioner Samsung and Google Ex-1004, 0008
`
`
`
`Information:
`
`
`
`
`
`
`
`Information:
`
`
`
`Foreign Reference
`
`
`
`
`WO2011031473A2.pdf
`
`
`
`
`
`Foreign Reference
`
`
`
`
`KR20100111409A.pdf
`
`
`
`
`
`.
`1
`Information:
`
`
`
`
`
`
`
`Information:
`
`
`
`
`
`
`
`Information:
`
`
`
`Foreign Reference
`
`
`
`
`KR20110124695A.pdf
`
`
`
`Foreign Reference
`
`
`
`
`KR20120057636.pdf
`
`
`
`1757533
`
`
`
`4273a105388349006866d95a1 e6d36f1aéf|
`9d923
`
`
`
`
`
`
`
`
`15005168
`
`
`
`37c00396ebca3ae261795da6a4d8fe4e1 54
`9a322
`
`
`
`
`
`
`15171515
`
`
`
`b542bc5e42ea674201f100922d56c8facd4a
`6b56
`
`
`
`
`
`
`
`
`
`16101970
`
`
`
`
`
`Transmittal of New Application
`
`
`
`
`
`
`DANA0049Transmittal.pdf
`
`
`
`369919
`
`
`
`3c122c13f0ecca881e843b472686bf764e60}
`6ela
`
`
`
`
`
`
`
`
`70615683
`
`6ce129e5c072e205c783576772e60a73e28
`ad4b2
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`.
`1
`Information:
`
`
`
`
`
`
`
`
`
`
`
`Fee Worksheet (SB06)
`
`
`
`fee-info.pdf
`
`
`
`
`
`220f998ce6466a0b1ec1 25580066045348a
`65f9F
`
`
`
`
`
`
`
`
`
`
`Total Files Size (in bytes)
`
`
`
`
`
`Petitioner Samsung and Google Ex-1004, 0009
`
`Petitioner Samsung and Google Ex-1004, 0009
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`
`
`
`
`
`
`
`Post Card, as described in MPEP 503.
`
`
`
`
`
`
`
`New Applications Under 35 U.S.C. 111
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`
`
`
`
`
`
`
`
`
`
`AcknowledgementReceiptwill establish the filing date of the application.
`
`
`
`
`
`
`
`
`
`
`
`National Stage of an International Application under 35 U.S.C. 371
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptanceof the application as a
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`national stage submission under35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`
`
`
`
`the application.
`
`
`
`
`
`
`
`
`
`
`
`New International Application Filed with the USPTO as a Receiving Office
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`If a new international application is being filed and the international application includes the necessary components for
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`national security, and the date shownon this AcknowledgementReceiptwill establish the international filing date of
`
`
`
`
`
`Petitioner Samsung and Google Ex-1004, 0010
`
`Petitioner Samsung and Google Ex-1004, 0010
`
`
`
`
`
`Docket No.:. DANA-0049
`
`
`
`PATENT
`
`
`
`
`
`
`
`
`
`
`IN THE UNITED STATES PATENT AND TRADEMARKOFFICE
`
`
`
`
`
`
`In re Application of
`
`
`
`
`CustomerNo.:
`
`
`
`
`34610
`
`
`
`
`
`
`
`
`Seok BAE; Donchul CHOI; and Soon Young HYUN
`
`
`
`
`
`
`
`
`
`Serial No.: National Stage Application of International
`
`
`
`
`Application No. PCT/KR2014/005258
`
`
`
`
`
`
`
`
`
`June 16, 2014
`International Filing Date:
`
`
`
`
`
`
`
`
`US. National Stage Filing Date: December28, 2015
`
`
`
`
`
`
`
`For: RECEIVING ANTENNA AND WIRELESS POWER RECEIVING
`
`
`
`
`DEVICE INCLUDING THE SAME
`
`
`
`
`
`
`
`
`
`AUTHORIZATION TO TREAT A REPLY AS INCORPORATING
`
`
`
`
`
`
`
`
`AN EXTENSION OF TIME UNDER37 C.F.R. §1.136(a)(3)
`
`
`
`
`
`
`
`
`US. Patent and Trademark Office
`
`
`
`
`Customer Service Window, BOx PCT
`
`
`Randolph Building
`
`
`
`401 Dulany Street
`
`
`Alexandria, VA 22314
`
`
`
`
`
`
`Sit:
`
`
`
`
`
`
`
`
`
`
`
`
`
`The U.S. Patent and Trademark Office is hereby authorized to treat any concurrent
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`or future reply that requires a petition for an extension of time under this paragraph forits
`
`
`
`
`
`
`
`
`
`
`
`
`
`timely submission, as incorporating a petition for extension of time for the appropriate
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`length of time under 37 C.F.R. §1.136(a)(3). The U.S. Patent and Trademark Office is
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`hereby authorized to charge all required extension of time fees to our Deposit Account No.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`16-0607, if such fees are not otherwise provided for in such reply.
`
`
`
`Respectfully submitted,
`
`
`
`KED & ASSOCIATES, LLP
`
`
`
`
`/Daniel Y.J. Kim/
`
`
`
`
`
`
`
`Daniel Y.J. Kim
`
`
`Registration No. 36,186
`
`
`
`
`
`
`Correspondence Address:
`
`
`
`P.O. Box 8638
`
`
`
`Reston, VA 20195
`
`
`703 766-3777 DYK/dak
`
`
`
`
`
`Date: December 28, 2015
`
`
`
`
`
`
`
`
`Please direct all correspondence to Customer Number 34610
`Q:\Documents\2414-049\563328
`
`
`
`
`
`Petitioner Samsung and Google Ex-1004, 0011
`
`Petitioner Samsung and Google Ex-1004, 0011
`
`
`
`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respondto a collection of information unlessit contains a valid OMB control number.
`
`
`Application Data Sheet 37 CFR 1.76 Attorney Docket Number | _| DANA-0049
`
`
`
`Application Number | |
`
`
`Title of Invention|RECEIVING ANTENNA AND WIRELESS POWER RECEIVING DEVICE INCLUDING THE SAME
`
`The application data sheetis part of the provisional or nonprovisional application for whichit is being submitted. The following form contains the
`bibliographic data arranged in a formatspecified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`
`document may beprinted andincludedin a paperfiled application.
`
`Secrecy Order 37 CFR 5.2:
`
`
`Oo Portionsorall of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuantto
`37 CFR 5.2 (Paperfilers only. Applications that fall under Secrecy Order may notbefiled electronically.)
`
`
`Mailing Addressof Inventor:
`
`Address1
`
`:SeoulSquare,416,Hangang-daero,Jung-gu
`
`Address 2
`|
`[PeoST] StateiProvince
`city
`
`Postal Code oor~S~S~S~*dountry|KR
`Inventor
`2
`Remove
`Legal Name
`
`EFS Web2.2.12
`
`Petitioner Samsung and Google Ex-1004, 0012
`
`
`
`Inventor Information:
`
`Inventor
`Legal Name
`
`1
`
`
`
`ResidenceInformation (Select One)
`City
`
`US Residency
`e@ Non US Residency
`Active US Military Service
`Country of Residence! cd
`
`Mailing Address of Inventor:
`Address1
`i Seoul Square, 416, Hangang-daero, Jung-gu
`
`Address 2
`|
`city [Pea] StateProvince
`Postal Code|[100-714|Countryi||KR
`Inventor
`(2
`Legal Name
`
`
`
`
`
`Suffix
`Prefix| Given Name
`Middle Name
`Family Name
`
`
`
`|ey]PonchoEE
`ResidenceInformation (Select One) Active US Military Service US Residency @) Non US Residency
`
`
`
`
`
`
`
`
`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no personsare required to respond to a collection of information unlessit contains a valid OMB control number.
`
`
`Attorney Docket Number|DANA-0049
`
`Application Data Sheet 37 CFR 1.76
`
`Application Number
`
`
`
`
`Title of Invention|RECEIVING ANTENNA AND WIRELESS POWER RECEIVING DEVICE INCLUDING THE SAME
`
` Boor vung
`
`
`US Residency
`@) Non US Residency
`
`Active US Military Service
`
`Residence Information (Select One)
`
`Mailing Addressof Inventor:
`
`
`
`:SeoulSquare,416, Hangang-daero,Jung-gu
`Address1
`
`
`Address 2= StatelProvince||
`
`
`
`Postal Code
`
`Inventor Information blocks may be
`Inventors Must Be Listed - Additional
`All
`generated within this form by selecting the Add button.
`
`CorrespondenceInformation:
`Enter either Customer Numberor complete the Correspondence Information section below.
`For further information see 37 CFR 1.33(a).
`
`[_] An Addressis being provided for the correspondenceInformation of this application.
`
`Customer Number
`
`Email Address
`
`ed-docket@ked-iplaw.com
`
`Application Information:
`
`
`
`
`
`Application TypefimowsonalSE|
`
`
`
`
`
`
`Subject Matter aOSOSOSOSOCOC#CNCC
`
`
`
`
`Total Numberof Drawing Sheets (if any) |__|SuggestedFigureforPublication(ifany)||__|
`
`Filing By Reference:
`|
`
`
`Only complete this section whenfiling an application by reference under 35 U.S.C. 111(c) and 37 CFR 1.57(a). Do not completethis section if
`application papers including a specification and any drawings are being filed. Any domestic benefit or foreign priority information must be
`provided in the appropriate section(s) below(i.e., “Domestic Benefit/National Stage Information” and “Foreign Priority Information”).
`
`For the purposesofa filing date under 37 CFR 1.53(b), the description and any drawings of the present application are replaced by this
`reference to the previously filed application, subject to conditions and requirements of 37 CFR 1.57(a).
`
`i
`
`
`
`
`
`
`
`Application numberof the previously
`filed application
`
`Filing date (YYYY-MM-DD)
`
`Intellectual Property Authority or Country
`
`
`
`EFS Web 2.2.12
`
`Petitioner Samsung and Google Ex-1004, 0013
`
`
`
`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no personsare required to respond to a collection of information unlessit contains a valid OMB control number.
`
`
`Attorney Docket Number|DANA-0049
`
`Application Data Sheet 37 CFR 1.76
`
`Application Number
`
`
`
`
`Title of Invention|RECEIVING ANTENNA AND WIRELESS POWER RECEIVING DEVICE INCLUDING THE SAME
`
`
`Publication Information:
`
`[_] Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`
`Request Not to Publish. | hereby request that the attached application not be published under
`35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`publication at eighteen monthsafterfiling.
`
`Representative Information:
`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a powerof attorney in the application {see 37 CFR 1.32).
`Either enter Customer Number or complete the Representative Name section below.If both sections are completed the customer
`Numberwill be used for the Representative Information during processing.
`
`Please Select One:
`CustomerNumber
`
`@ Customer Number
`
`US Patent Practitioner
`
`©) Limited Recognition (37 CFR 11.9)
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`
`
`Filing or 371(c) Date
`
`(YYYY-MM-DD)
`
`
`
`[B46—C‘sCY
`
`
`
`Domestic Benefit/National Stage Information:
`
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, 365(c), or 386(c) or indicate
`National Stage entry from a PCT application. Providing benefit claim information in the Application Data Sheet constitutes
`the specific reference required by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78.
`Whenreferring to the current application, please leave the “Application Number’field blank.
`
`Prior Application Status
`=F
`
`-| PCT/KR2014/005258
`Fs 371ofinternational
`Additional Domestic Benefit/National Stage Data may be generated within this form
`by selecting the Add button.
`
`
`
`Foreign Priority Information:
`
`This section allows for the applicant to claim priority to a foreign application. Providing this information in the application data sheet
`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR 1.55. Whenpriority is claimed to a foreign application
`that is eligible for retrieval underthe priority document exchange program (PDx)! the information will be used by the Office to
`automatically attempt retrieval pursuant to 37 CFR 1.55{i){1) and {2). Under the PDX program, applicant bears the ultimate
`responsibility for ensuring that a copy of the foreign application is received by the Office from the participating foreign intellectual
`property office, or a certified copy of the foreign priority applicationis filed, within the time period specified in 37 CFR 1.55(g){1).
`
`PetitionerSamsungand Googie Ex-1004,
`
`EFS Web 2.2.12
`
`
`
`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no personsare required to respond to a collection of information unlessit contains a valid OMB control number.
`
`
`Attorney Docket Number|DANA-0049
`
` Application Data Sheet 37 CFR 1.76
`Application Number
`
`
`
`
`——«[RemoveTSSC~C=*d
` Access Code! (if applicable)
`
`Filing Date (YYYY-MM-DD)
`Application Number
`
`«RR __——=S=C~CSCSCS~*@déiépIB
`paorscore2
`Additional Foreign Priority Data may be generated within this form by selecting the
`Addbutton.
`
`
`
`
`
`Title of Invention
`
`RECEIVING ANTENNA AND WIRELESS POWER RECEIVING DEVICE INCLUDING THE SAME
`
`
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition
`Applications
`
`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
`contains, or contained at any time, a claim to a claimed invention that has an effective filing date on or after March
`[] 16, 2013.
`NOTE: By providing this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March
`
`16, 2013, will be examined underthefirst inventorto file provisions of the AIA.
`
`EFS Web 2.2.12
`
`Petitioner Samsung and Google Ex-1004, 0015
`
`
`
`PTO/AIA14 (11-15)
`
`
`Approved for use through 04/30/2017. OMB 0651-0032
`
`
`
`
`
`
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`
`
`
`
`
`
`
`
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`leat
`
`
`
`
`
`Application Data Sheet 37 CFR 1.76
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Title of Invention
`
`
`
`
`
`RECEIVING ANTENNA AND WIRELESS POWER RECEIVING DEVICE INCLUDING THE SAME
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Authorization or Opt-Out of Authorization to Permit Access:
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Whenthis Application Data Sheet is properly signed and filed with the application, applicant has provided written
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`authority to permit a participating foreign intellectual property (IP) office access to the instant application-as-filed (see
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`paragraph A in subsection 1 below) and the European Patent Office (EPO) access to any search results from the instant
`
`
`
`
`
`
`
`application (See paragraph B in subsection 1 below).
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Should applicant choose not to provide an authorization identified in subsection 1 below, applicant must opt-out of the
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`authorization by checking the corresponding box A or B or both in subsection 2 below.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`NOTE: This section of the Application Data Sheet is ONLY reviewed and processed with the INITIALfiling of an
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`application. After the initial filing of an application, an Application Data Sheet cannot be used to provide or rescind
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`authorization for access by a foreign IP office(s).
`Instead, Form PTO/SB/39 or PTO/SB/69 must be used as appropriate.
`
`
`
`
`
`
`
`
`
`
`
`
`1. Authorization to Permit Access by a Foreign Intellectual Property Office(s)
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`B. Search Results from U.S. Application to EPO - Unless box B in subsection 2 (opt-out of authorization) is checked,
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`the undersigned hereby grants the USPTO authority to provide the EPO accessto the bibliographic data and search
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`results from the instant patent application when a European patent application claiming priority to the instant patent
`
`
`
`
`
`
`
`applicationis filed. See 37 CFR 1.14(h)(2).
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`The applicant is reminded that the EPO’s Rule 141(1) EPC (European Patent Convention} requires applicants to submit a
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`copy of search results from the instant application without delay in a European patent application that claims priority to
`
`
`
`the instant application.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`2. Opt-Out of Authorizations to Permit Access by a Foreign Intellectual Property Office(s)}
`
`
`
`[|
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`A. Applicant DOES NOT authorize the USPTOto permit a participating foreign IP office access to the instant
`application-as-filed.
`If this box is checked, the USPTOwill not be providing a participating foreign IP office with
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`any documents andinformation identified in subsection 1A above.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`B. Applicant DOES NOTauthorize the USPTOto transmit to the EPO any search results from the instant patent
`
`|] application. If this box is checked, the USPTO will not be providing the EPO with search results from the instant
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`application.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`NOTE: Oncethe application has published or is otherwise publicly available, the USPTO may provide accessto the
`
`
`
`
`
`
`
`application in accordance with 37 CFR 1.14.
`
`
`
`
`
`EFS Web 2.2.12
`
`
`
`
`
`Petitioner Samsung and Google Ex-1004, 0016
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`A. Priority Document Exchange (PDX)- Unless box A in subsection 2 (opt-out of authorization) is checked, the
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO), the Japan Patent Office
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`(JPO), the Korean Intellectual Property Office (KIP©), the State Intellectual Property Office of the People’s Republic of
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`China (SIPO), the World Intellectual Property Organization (WIPO), and any other foreign intellectual property office
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`participating with the USPTOin a bilateral or multilateral priorit