TRANSMITTAL LETTER TO THE UNITED STATES
`DESIGNED/ELECTED OFFICE (DO/EO/US)
`CONCERNINGA FILING UNDER35 U.S.C. §371
`
`DANA-0049
`
`
`INTERNATIONAL APPLICATION NO.|INTERNATIONAL FILING DATE PRIORITY DATE CLAIMED
`PCT/KR2014/005258
`16 June 2014
`27 June 2013
`TITLE OF INVENTION
`RECEIVING ANTENNA AND WIRELESS POWER RECEIVING DEVICE INCLUDING THE
`SAME
`
`FIRST NAMED INVENTOR
`
`Seok BAE; Donchul CHOI; and Soon Young HYUN
`
`Applicant herewith submits to the United States Designated/Elected Office (DO/EO/US)the following items and other information.
`L.
`&]
`This is an express request to beginnational examination procedures (35 U.S.C. § 371(f)). NOTE: The express request under35
`U.S.C. §371(f) will not be effective unless the requirements under 35 U.S.C. §371(c)(1). (2). and (4) for payment of the basic
`national fee, copy of the International Application and Englishtranslation thereof (if required), and the oath or declaration of the
`inventor(s) have beenreceived.
`
`37 CFR §3.73(c) Statement (whenthere is an Assignee).
`
`A copyofthe International Application (35 U.S.C. §371(c)(2)) is attached hereto (not required if the International Application was
`previously communicated bythe International Bureau or was filed in the United States Receiving Office (RO/US)).
`
`AnEnglish languagetranslationof the International Application as filed (35 U.S.C.§371(c)(2))
`&)
`is attached hereto.
`CJ_has beenpreviously submitted under 35 U.S.C. §154(d)(4).
`Anoathor declaration of the inventor(s) (35 U.S.C. §371(c)(4)).
`C]©isattached.
`C1_waspreviouslyfiled in the international phase under PCT Rule 4.17(iv).
`
`Items 5 to 8 below concern amendments madein the international phase.
`PCT Article 19 and 34 amendments
`
`Amendments to the claims under PCT Article 19 are attached (not required if communicated bythe International Bureau) (35
`U.S.C. §371(c)(3)).
`
`English translation of the PCT Article 19 amendment is attached (35 U.S.C. §371(c)(3)).
`
`Englishtranslation of annexes (Article 19 and/or 34 amendments only) of the International Preliminary Examination Report is
`attached (35 U.S.C.§371(c)(5)).
`Cancellation of amendments madein the international phase
`
`Do notenter the amendment madeinthe international phase under PCT Article 19.
`(1)
`Donotenter the amendment madein the international phase under PCT Article 34,
`(1
`NOTE: A proper amendment made in English under Article 19 or 34 will be entered in the U.S. national phase applicationabsent a clear
`instruction fromapplicant not to enter the amendment(s).
`
`The following Items 9 to 17 concern document(s) or information included:
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`9.
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`10.
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`11.
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`12.
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`13,
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`14.
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`15.
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`AnInformation Disclosure Statement under 37 C.F.R. §1.97 and §1.98.
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`A Preliminary Amendment.
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`An Application Data Sheet under 37 CFR §1.76.
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`A substitute Specification. NOTE: A substitute specification cannot include claims. See 37 CFR 1.125(b).
`
`A Powerof Attorneyand/or change of address letter.
`
`A computer-readable formof the sequencelisting in accordance with PCT Rule 13¢er.2 and 37 CFR §§1.821-1.825.
`
`Assignment Papers (cover sheet and document(s)). Name of Assignee: LG Innotek Co., Ltd.
`
`Petitioner Samsung and Google Ex-1004, 0001
`
`

`

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`U.S. APPLICATION (If known, see 37 CFR 1.5)|INTERNATIONAL APPLICATION ATTORNEY’S DOCKETNO.
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`PCT/KR2014/005258
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`17.
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`Otheritems or information:
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`PCT Request Form 101
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`International Search Report
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`The following fees have been submitted:
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`18. XX} Basic national fee (37 CFR §1.492(a)) vocecccccssssscssssssesssssetssssstssssstsstsseessssetsssseess $280.00 $280.00||
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`19. KX] Examination fee (37 CFR §1.492(c))
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`If the written opinion prepared by IDS/US orthe international preliminary examination report
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`prepared by IPEA/US indicates all claims satisfy provision of PCT Article 33(1)-(4)
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`All other sittatioms oe. ccccc cc ccccc cee cece ces ee ee eeeeceseeeceaeeseeeeteaceeseceseeeesereneseseeeetesres $720.00
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`Search fee (37 CFR §1.492(b))
`20. &)
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`If the written opinion of the ISA/US orthe International preliminary examination report prepared by
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`IPEA/US indicates all claims satisfy provision of PCT Article 33(1)-(4) wo... $0
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`Search fee (37 CFR §1.445(a)(2)) has been paid on the international application to the USPTO as an
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`International Searching Authority 0.00.00. cccccccccsecsseteesseccsscseeecssessseesseeetaeesaeeas $120.00
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`International Search Report prepared by an ISA other than the US and provided to the Office
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`or previously communicated to the US by the IB oo... cccccceeeeteeneesseees $480.00
`All other Situations ......00.cccc ccc ccccccssccsesseseseeecessescsasseseseessesassesesaeeessesesssseseseetesass $600.00
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`eeeEEETOTALOF18,19,and20=|$3,480.00|__|
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`L] Additional fee for specification and drawingsfiled in paper over 100 sheets (excluding sequencelisting
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`in compliance with 37 CFR §1.821(c) or (e) or computer program listing in an electronic medium) (37
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`The fee for each additional 50 sheets of paper or fraction thereof. 0.0.0... ccs $400.00
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`Surcharge of $140.00 for furnishing any of the search fee, examination fee, or the oath or declaration
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`later than 30 monthsafter the date of commencementof the national stage (37 CFR §1.492(h)).
`Pas|NUMBERFILED|NUMBEREXTRA|RATE«|SSS
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`[MULTIPLEDEPENDENTGfamiowiy_——~—~S=d————S*CSC«CLAIMS)SistoOO|
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`Processing fee of $130.00 for furnishing the English languagetranslation later than 30 months
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`from the earliest priority
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`poTOTALOFABOVECALCULATIONS=|$1,620.00|
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`[|ApplicantasenssmalenitysatusSee37CFR1.27.Thefeesindicatedabovearereducedoyu]|
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`Applicant must attach form PTO/SB/15A or B or equivalent.
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`TOTALNATIONALFEE=|$1,620.00|
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`Fee for recording the enclosed assignment (37 CFR §1.21(h)). The assignment must be accompanied by an
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`appropriate cover sheet (37 CFR §3.28, §3.31) $40.00 per property.
`TOTAL FEES ENCLOSED= $1,620.00|sd
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`Amountto be
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`Petitioner Samsung and Google Ex-1004, 0002
`
`Petitioner Samsung and Google Ex-1004, 0002
`
`

`

`(Attorney/Agent)
`
`a C
`
`U.S. APPLICATION (If known, see 37 CFR 1.5)|INTERNATIONAL APPLICATION ATTORNEY'S DOCKET NO.
`
`PCT/KR2014/005258
`DANA-0049
`to cover the above fees is enclosed.
`
`A check in the amountof $.
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`Please charge my Deposit Account No.
`
`in the amountof $
`
`to coverthe above fees.
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`The Director is hereby authorized to charge anyadditional fees which maybe required, or credit any overpayment to Deposit
`Account No. 16-0607.
`
`CO
`
`KI)
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`anyrequired fee.
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`anyrequired fee except for excess claims fees required under 37 CFR §1.492(d) and (e) and multiple dependent claim
`fee required under 37 CFR §1.492(f).
`
`Information on this form may become public. Credit card
`Fees are to be charged to a credit card. WARNING:
`information should not be included on this form. Provide credit card information and authorization on PTO-2038. The
`PTO-2038 should only be mailed or faxed to the USPTO. However, when paying the basic national fee, the PTO-2038
`may NOTbe faxed to the USPTO.
`
`ADVISORY: If filing by EFS-Web, do NOT attach the PTO-2038 form as a PDF along with your EFS-Web submission. Please be
`advised that this is not recommended and by doing so your credit card information may be displayed via PAIR. To protect your
`information, it is recommended paying fees online byusing the electronic payment method.
`
`NOTE: Wherean appropriate time limit under 37 CFR §1.495 has not been met, a petition to revive (37 CFR §1.137(a) or (b) must be
`filed and grantedto restore the application to pendingstatus.
`
`Statement under 37 CFR §1.55 or §1.78 for AIA (First Inventor to File)Transition Applications
`C]
`This application (1) claims priority to or the benefit of an application filed before March 16, 2013, and (2) also contains, or
`contained at anytime, a claimto a claimed invention that has an effective filing date on or after March 16, 2013,
`
`NOTE1: Byproviding this statement under 37 CFR §1.55 or §1.78, this application, with a filing date on or after March 16, 2013, will
`be examined under the first inventor to file provisions of the AIA.
`
`NOTE 2: A U.S. national stage application maynot claim priority to the international application of whichit is the national phase. The
`filing date of a U.S. national stage application is the international filing date. See 35 U.S.C. §363.
`
`Correspondence Address
`
`() Correspondence address below
`OR
`&] The address associated with Customer Number: 3461 0
`LS
`
`
`
`ountry Telephone
`
`Email
`
`Signature
`
`/Daniel Y.J. Kim/
`
`Name
`(Print/Type)
`
`.
`.
`Daniel YJ. Kim
`
`December28, 2015
`
`Registration No.
`
`Petitioner Samsung and Google Ex-1004, 0003
`
`

`

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`Electronic Patent Application Fee Transmittal
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`Title of Invention:
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`RECEIVING ANTENNA AND WIRELESS POWER RECEIVING DEVICE INCLUDING
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`THE SAME
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`First Named Inventor/Applicant Name:
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`Seok BAE
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`Attorney Docket Number:
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`DANA-0049
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`Filed as Large Entity
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`Filing Fees for U.S. National Stage under 35 USC 371
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`Description
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`Miscellaneous-Filing:
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`Oath/Decl > 30 Mos From 371 commencement
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`1617
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`Petitioner Samsung and Google Ex-1004, 0004
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`

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`Patent-Appeals-and-Interference:
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`1620
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`Post-Allowance-and-Post-Issuance:
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`Extension-of-Time:
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`Miscellaneous:
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`Total in USD (S$)
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`Petitioner Samsung and Google Ex-1004, 0005
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`Petitioner Samsung and Google Ex-1004, 0005
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`

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`Electronic AcknowledgementReceipt
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`Application Number:
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`14901426
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`International Application Number:
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`PCT/KR2014/005258
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`Confirmation Number:
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`5436
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`Title of Invention:
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`RECEIVING ANTENNA AND WIRELESS POWER RECEIVING DEVICE INCLUDING
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`THE SAME
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`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpaymentas follows:
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`[Pepostacoune——SSSCSCSCSC~*idSCS
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`Petitioner Samsung and Google Ex-1004, 0006
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`

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`File Listing:
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`Document
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`sigs
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`Pages|"Number"|__PeewmentDesaition|FleName Message Digest (ifappl.)
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`Authorization for Extension of Timeall
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`replies
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`Authorization.pdf
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`Information:
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`Application Data Sheet
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`ADS.pdf
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`Information:
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`PreliminaryAmendment.pdf
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`173207
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`09c5399207a83f9c33185ce629fcf05 1e70a7|
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`Information:
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`Specification.pdf
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`369121
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`Petitioner Samsung and Google Ex-1004, 0007
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`Petitioner Samsung and Google Ex-1004, 0007
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`

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`Specification - Not in English
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`Publication.pdf
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`Documents submitted with 371
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`Applications
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`Request101.pdf
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`130687
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`01476076194857a71b3479fa05 1fd0a378
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`2556080
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`Petitioner Samsung and Google Ex-1004, 0008
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`Petitioner Samsung and Google Ex-1004, 0009
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`Petitioner Samsung and Google Ex-1004, 0009
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`This AcknowledgementReceipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
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`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
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`national stage submission under35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
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`national security, and the date shownon this AcknowledgementReceiptwill establish the international filing date of
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`Petitioner Samsung and Google Ex-1004, 0010
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`Petitioner Samsung and Google Ex-1004, 0010
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`Docket No.:. DANA-0049
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`PATENT
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`IN THE UNITED STATES PATENT AND TRADEMARKOFFICE
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`In re Application of
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`34610
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`Seok BAE; Donchul CHOI; and Soon Young HYUN
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`Serial No.: National Stage Application of International
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`Application No. PCT/KR2014/005258
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`June 16, 2014
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`For: RECEIVING ANTENNA AND WIRELESS POWER RECEIVING
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`AUTHORIZATION TO TREAT A REPLY AS INCORPORATING
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`AN EXTENSION OF TIME UNDER37 C.F.R. §1.136(a)(3)
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`US. Patent and Trademark Office
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`16-0607, if such fees are not otherwise provided for in such reply.
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`Respectfully submitted,
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`KED & ASSOCIATES, LLP
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`/Daniel Y.J. Kim/
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`Daniel Y.J. Kim
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`Registration No. 36,186
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`Correspondence Address:
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`703 766-3777 DYK/dak
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`Date: December 28, 2015
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`Please direct all correspondence to Customer Number 34610
`Q:\Documents\2414-049\563328
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`Petitioner Samsung and Google Ex-1004, 0011
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`Petitioner Samsung and Google Ex-1004, 0011
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`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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`Application Data Sheet 37 CFR 1.76 Attorney Docket Number | _| DANA-0049
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`Application Number | |
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`Title of Invention|RECEIVING ANTENNA AND WIRELESS POWER RECEIVING DEVICE INCLUDING THE SAME
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`The application data sheetis part of the provisional or nonprovisional application for whichit is being submitted. The following form contains the
`bibliographic data arranged in a formatspecified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
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`document may beprinted andincludedin a paperfiled application.
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`Secrecy Order 37 CFR 5.2:
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`Oo Portionsorall of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuantto
`37 CFR 5.2 (Paperfilers only. Applications that fall under Secrecy Order may notbefiled electronically.)
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`Mailing Addressof Inventor:
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`Address1
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`:SeoulSquare,416,Hangang-daero,Jung-gu
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`Address 2
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`[PeoST] StateiProvince
`city
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`Postal Code oor~S~S~S~*dountry|KR
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`EFS Web2.2.12
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`Petitioner Samsung and Google Ex-1004, 0012
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`Inventor Information:
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`ResidenceInformation (Select One)
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`US Residency
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`Active US Military Service
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`Mailing Address of Inventor:
`Address1
`i Seoul Square, 416, Hangang-daero, Jung-gu
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`Address 2
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`city [Pea] StateProvince
`Postal Code|[100-714|Countryi||KR
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`PTO/AIA/14 (11-15)
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`Application Data Sheet 37 CFR 1.76
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`Title of Invention|RECEIVING ANTENNA AND WIRELESS POWER RECEIVING DEVICE INCLUDING THE SAME
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`US Residency
`@) Non US Residency
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`Active US Military Service
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`Residence Information (Select One)
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`Mailing Addressof Inventor:
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`:SeoulSquare,416, Hangang-daero,Jung-gu
`Address1
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`Address 2= StatelProvince||
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`ed-docket@ked-iplaw.com
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`EFS Web 2.2.12
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`Petitioner Samsung and Google Ex-1004, 0013
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`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
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`35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
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`-| PCT/KR2014/005258
`Fs 371ofinternational
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`automatically attempt retrieval pursuant to 37 CFR 1.55{i){1) and {2). Under the PDX program, applicant bears the ultimate
`responsibility for ensuring that a copy of the foreign application is received by the Office from the participating foreign intellectual
`property office, or a certified copy of the foreign priority applicationis filed, within the time period specified in 37 CFR 1.55(g){1).
`
`PetitionerSamsungand Googie Ex-1004,
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`EFS Web 2.2.12
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`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no personsare required to respond to a collection of information unlessit contains a valid OMB control number.
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`Attorney Docket Number|DANA-0049
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` Application Data Sheet 37 CFR 1.76
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`——«[RemoveTSSC~C=*d
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`Filing Date (YYYY-MM-DD)
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`Additional Foreign Priority Data may be generated within this form by selecting the
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`Title of Invention
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`RECEIVING ANTENNA AND WIRELESS POWER RECEIVING DEVICE INCLUDING THE SAME
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`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition
`Applications
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`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
`contains, or contained at any time, a claim to a claimed invention that has an effective filing date on or after March
`[] 16, 2013.
`NOTE: By providing this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March
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`16, 2013, will be examined underthefirst inventorto file provisions of the AIA.
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`EFS Web 2.2.12
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`Petitioner Samsung and Google Ex-1004, 0015
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`

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`PTO/AIA14 (11-15)
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`Approved for use through 04/30/2017. OMB 0651-0032
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`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
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`authority to permit a participating foreign intellectual property (IP) office access to the instant application-as-filed (see
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`paragraph A in subsection 1 below) and the European Patent Office (EPO) access to any search results from the instant
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`application. After the initial filing of an application, an Application Data Sheet cannot be used to provide or rescind
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`authorization for access by a foreign IP office(s).
`Instead, Form PTO/SB/39 or PTO/SB/69 must be used as appropriate.
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`1. Authorization to Permit Access by a Foreign Intellectual Property Office(s)
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`B. Search Results from U.S. Application to EPO - Unless box B in subsection 2 (opt-out of authorization) is checked,
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`the undersigned hereby grants the USPTO authority to provide the EPO accessto the bibliographic data and search
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`results from the instant patent application when a European patent application claiming priority to the instant patent
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`applicationis filed. See 37 CFR 1.14(h)(2).
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`The applicant is reminded that the EPO’s Rule 141(1) EPC (European Patent Convention} requires applicants to submit a
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`copy of search results from the instant application without delay in a European patent application that claims priority to
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`the instant application.
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`2. Opt-Out of Authorizations to Permit Access by a Foreign Intellectual Property Office(s)}
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`[|
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`A. Applicant DOES NOT authorize the USPTOto permit a participating foreign IP office access to the instant
`application-as-filed.
`If this box is checked, the USPTOwill not be providing a participating foreign IP office with
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`any documents andinformation identified in subsection 1A above.
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`B. Applicant DOES NOTauthorize the USPTOto transmit to the EPO any search results from the instant patent
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`|] application. If this box is checked, the USPTO will not be providing the EPO with search results from the instant
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`application.
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`NOTE: Oncethe application has published or is otherwise publicly available, the USPTO may provide accessto the
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`application in accordance with 37 CFR 1.14.
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`EFS Web 2.2.12
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`Petitioner Samsung and Google Ex-1004, 0016
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`A. Priority Document Exchange (PDX)- Unless box A in subsection 2 (opt-out of authorization) is checked, the
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`undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO), the Japan Patent Office
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`(JPO), the Korean Intellectual Property Office (KIP©), the State Intellectual Property Office of the People’s Republic of
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`China (SIPO), the World Intellectual Property Organization (WIPO), and any other foreign intellectual property office
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`participating with the USPTOin a bilateral or multilateral priorit