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`The Best Investment Information Sources
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`The Best Investment Information Sources
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`The Best Investment Information Sources
`
`Using SEC Filings, Analyst Reports, and Company Websites
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`“a ~-
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`BY JUSTIN KUEPPER | Updated January 13, 2021
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`If you're interested in international investing, choosing investments registered with the Securities
`
`and Exchange Commission (SEC) is the safest choice. The SEC regulates foreign stocks and
`
`other assets traded on the exchanges, and foreign companies mustfile reports with them.
`
`When foreign companies register with the SEC, you're able to use the financial reports theyfile
`as sourcesof information alongside reputable analyst reports and data from company websites
`to help you determine whether an international investmentis right for your portfolio.
`
`https://www.thebalance.com/top-best-sources-of-investor-information-1979207
`
`
`
`
`
`
`The Best Investment Information Sources
`
`Using SEC Filings, Analyst Reports, and Company Websites
`
`“a ~-
`
`BY JUSTIN KUEPPER | Updated January 13, 2021
`
`If you're interested in international investing, choosing investments registered with the Securities
`
`and Exchange Commission (SEC) is the safest choice. The SEC regulates foreign stocks and
`
`other assets traded on the exchanges, and foreign companies mustfile reports with them.
`
`When foreign companies register with the SEC, you're able to use the financial reports theyfile
`as sourcesof information alongside reputable analyst reports and data from company websites
`to help you determine whether an international investmentis right for your portfolio.
`
`https://www.thebalance.com/top-best-sources-of-investor-information-1979207
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`1/5
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`CELLTRION- EXHIBIT 1079
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`CELLTRION - EXHIBIT 1079
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`1/20/2021
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`The Best Investment Information Sources
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`SEC Filings
`
`The U.S. Securities and Exchange Commission requires all publicly traded U.S. and foreign
`companiesto report financial information from their annual reports to the SEC. Foreign
`companiestradedin the U.S. are also required to make yearly filings containing the same
`informationif listed on U.S. exchanges.
`
`The SEC makesforeign and domestic company filings available through their EDGAR
`
`database, making it a quick and easy wayto find financial information. Some specialty services
`like SECFilings.com or Edgar Online offer customizable alerts and other features.
`
`There are several reports filed with the SEC. The most common are:
`
`10-K (Annual Report): Annual reports provide investors with a detailed overview of a
`
`company's fiscal year, including financial statements and a discussion of the results by
`
`managementin plain English terms.
`
`https://www.thebalance.com/top-best-sources-of-investor-information-1979207
`
`
`
`
`
`
`SEC Filings
`
`The U.S. Securities and Exchange Commission requires all publicly traded U.S. and foreign
`companiesto report financial information from their annual reports to the SEC. Foreign
`companiestradedin the U.S. are also required to make yearly filings containing the same
`informationif listed on U.S. exchanges.
`
`The SEC makesforeign and domestic company filings available through their EDGAR
`
`database, making it a quick and easy wayto find financial information. Some specialty services
`like SECFilings.com or Edgar Online offer customizable alerts and other features.
`
`There are several reports filed with the SEC. The most common are:
`
`10-K (Annual Report): Annual reports provide investors with a detailed overview of a
`
`company's fiscal year, including financial statements and a discussion of the results by
`
`managementin plain English terms.
`
`https://www.thebalance.com/top-best-sources-of-investor-information-1979207
`
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`2/5
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`1/20/2021
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`10-Q (Quarterly Report): Quarterly reports provide a slightly less comprehensive
`overview of a company's quarter and includefinancial statements from the period and
`
`some managementdiscussion.
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`The Best InvestmentInformation Sources
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`8-K (Current Event): Current event reports cover any material events that affect the
`company, ranging from fundamental press releases to new partnerships.
`
`Form 3, 4, and 5 (Insider Trading): Insider trading reports provide investors with
`
`notifications whenever companyinsiders purchaseor sell shares, which can be an
`
`essential indicator when done outside of stock plans.
`
`Schedule 13D and 13G (Institutional Investment): Institutional investment reports
`provide investors with notifications when an entity (such as a hedge fund or mutual fund)
`acquires a significant stake.
`
`Many foreign companies trade on U.S. exchanges as American Depository Receipts (ADRs).
`ADRsarereceipts that reflect the price of a company's stock in their home country.
`
`Someforeign companiesfile SEC reports, and othersfile foreign issuer reports that can be
`much moredifficult to access and parse for useful information. Other foreign businessestrading
`on non-U.S. exchangesoften file only with their own country's regulatory body. Unfortunately,
`thesefilings may appear in foreign languages and can be much morechallenging to analyze
`than SECfilings.
`
`https://www.thebalance.com/top-best-sources-of-investor-information-1979207
`
`Two commonforeign SEC filings include:
`
`
`
`
`
`
`8-K (Current Event): Current event reports cover any material events that affect the
`company, ranging from fundamental press releases to new partnerships.
`
`Form 3, 4, and 5 (Insider Trading): Insider trading reports provide investors with
`
`notifications whenever companyinsiders purchaseor sell shares, which can be an
`
`essential indicator when done outside of stock plans.
`
`Schedule 13D and 13G (Institutional Investment): Institutional investment reports
`provide investors with notifications when an entity (such as a hedge fund or mutual fund)
`acquires a significant stake.
`
`Many foreign companies trade on U.S. exchanges as American Depository Receipts (ADRs).
`ADRsarereceipts that reflect the price of a company's stock in their home country.
`
`Someforeign companiesfile SEC reports, and othersfile foreign issuer reports that can be
`much moredifficult to access and parse for useful information. Other foreign businessestrading
`on non-U.S. exchangesoften file only with their own country's regulatory body. Unfortunately,
`thesefilings may appear in foreign languages and can be much morechallenging to analyze
`than SECfilings.
`
`https://www.thebalance.com/top-best-sources-of-investor-information-1979207
`
`Two commonforeign SEC filings include:
`
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`1/20/2021
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`20-F (Annual Report): These annualreports follow generally accepted accounting
`principles (GAAP), which standardize the reports and help investors understand and
`
`compare companies.
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`The Best InvestmentInformation Sources
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`6-K (Quarterly/Current): These are the foreign version of 8-K reports, including 10-Q-
`type information for most ADRs.
`
`Corporate Website
`
`Corporate websites can contain a wealth of information about a company,from financial
`
`statements and annual investor reports to news and press releases. Companiesalso publish
`
`financial presentations and investor contact information. It's usually much easier to find financial
`
`data on company websites than at government agencies.
`
`International investors looking for information benefit from these types of reports, as much of the
`time they cover information for shareholders not covered in SEC filings.
`
`Financial Statements
`
`Financial statements generally include a summary of a company's assets, liabilities, and equity,
`
`called a balance sheet. The income statement summarizes revenues and expenses, and a
`
`statement of cash flowstells you how well a companyis using its cash to pay for operations,
`
`debts, and investments.
`
`These statements might be nameddifferently in various countries, but they cover the same
`information in general.
`
`The International Finance Reporting Standards Foundation (IFRS) and the
`
`International Accounting Standards Board (IASB) provide investor information that
`
`can help you determine which countries follow reporting standards and work to
`standardize financial statements globally.
`
`CompanyPresentations
`
`Company presentations can provide an excellent overview of past performance and projections
`for the coming quarters or year. Many companies upload investor informational presentations
`
`under an investor relations section on their websites.
`
`News/Press Releases
`
`https://www.thebalance.com/top-best-sources-of-investor-information-1979207
`
`
`
`
`
`
`6-K (Quarterly/Current): These are the foreign version of 8-K reports, including 10-Q-
`type information for most ADRs.
`
`Corporate Website
`
`Corporate websites can contain a wealth of information about a company,from financial
`
`statements and annual investor reports to news and press releases. Companiesalso publish
`
`financial presentations and investor contact information. It's usually much easier to find financial
`
`data on company websites than at government agencies.
`
`International investors looking for information benefit from these types of reports, as much of the
`time they cover information for shareholders not covered in SEC filings.
`
`Financial Statements
`
`Financial statements generally include a summary of a company's assets, liabilities, and equity,
`
`called a balance sheet. The income statement summarizes revenues and expenses, and a
`
`statement of cash flowstells you how well a companyis using its cash to pay for operations,
`
`debts, and investments.
`
`These statements might be nameddifferently in various countries, but they cover the same
`information in general.
`
`The International Finance Reporting Standards Foundation (IFRS) and the
`
`International Accounting Standards Board (IASB) provide investor information that
`
`can help you determine which countries follow reporting standards and work to
`standardize financial statements globally.
`
`CompanyPresentations
`
`Company presentations can provide an excellent overview of past performance and projections
`for the coming quarters or year. Many companies upload investor informational presentations
`
`under an investor relations section on their websites.
`
`News/Press Releases
`
`https://www.thebalance.com/top-best-sources-of-investor-information-1979207
`
`
`
`
`
`
`
`
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`
`4/5
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`
` !
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`1/20/2021
`
`
`
`The Best InvestmentInformation Sources
`
`ÿ
`ÿ
`
`ÿ
`
ÿ
`
`Company newsandpress releases can contain a wealth of information about day-to-day
`operations, financial performance, or upcoming events.
`
`Contact Information
`
`Investor contacts, such as Investor Relations Officers, are excellent resources for investors
`
`looking for data they can't find elsewhere.
`
`Analyst Reports
`
`Securities analysts can be a great source of information for investors. While sell-side analysts—
`
`analysts whose work focuseson selling investments—may be biasedat times, theystill offer
`
`some valuable information in a single location. This makes the researcha lot easier, especially
`
`for international investors.
`
`While good sourcesof information, use analyst reports with caution. They are geared
`
`toward institutions and are focused on their purposes, not the goals of individual
`
`investors.
`
`Buy-side analysts—analysts that work for mutual funds or institutions that purchase investments
`—are an even better source of information since they are typically not as biased, but their
`research usually isn't as widely available.
`
`Analyst reports are sometimes found on investor-focused websites such as Morningstar and
`
`Yahoo Finance. Stockbrokers also provide information for investors on their websites,
`
`newsletters, or other correspondence.
`
`https://www.thebalance.com/top-best-sources-of-investor-information-1979207
`
`
`
`
`
`
`Company newsandpress releases can contain a wealth of information about day-to-day
`operations, financial performance, or upcoming events.
`
`Contact Information
`
`Investor contacts, such as Investor Relations Officers, are excellent resources for investors
`
`looking for data they can't find elsewhere.
`
`Analyst Reports
`
`Securities analysts can be a great source of information for investors. While sell-side analysts—
`
`analysts whose work focuseson selling investments—may be biasedat times, theystill offer
`
`some valuable information in a single location. This makes the researcha lot easier, especially
`
`for international investors.
`
`While good sourcesof information, use analyst reports with caution. They are geared
`
`toward institutions and are focused on their purposes, not the goals of individual
`
`investors.
`
`Buy-side analysts—analysts that work for mutual funds or institutions that purchase investments
`—are an even better source of information since they are typically not as biased, but their
`research usually isn't as widely available.
`
`Analyst reports are sometimes found on investor-focused websites such as Morningstar and
`
`Yahoo Finance. Stockbrokers also provide information for investors on their websites,
`
`newsletters, or other correspondence.
`
`https://www.thebalance.com/top-best-sources-of-investor-information-1979207
`
`
`
`
`
`
`
`
`
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`5/5
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