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`CELLTRION - EXHIBIT 1080
`
`

`

`1/20/2021
`
`   
`
`EDGAR:Investors' One-Stop-Shop For CompanyFilings
`
`reports. If you are just looking for specific reports, such as a 10-Q, you can searchforthis
`
`as well. In Figure 2, only 10-Q reports will show up becauseit was the only form
`
`requested.
`
`Figure 2: List of reports
`
`Source: www.sec.gov/edgar
`
`Navigating the Forms
`
`There is an overwhelming numberof formsthatlisted companiesin the U.S. mustfile.
`
`Foreign companies are requiredtofile in this system as well, although the requirements
`
`maydiffer from those of U.S. companies.
`
`Although the number of forms in the system are extensive, most investors are concerned
`
`with only a small handful of these forms that provide information directly related to a
`
`company's businessandfinancial position. These forms, created by the Securities Act of
`
`1933 and Securities Exchange Act of 1934, are listed below:
`
`Form
`
`Name
`
`Description
`
`When It Must Be
`
`Filed
`
`Forms 3, 4 Beneficial ownership of
`
`and 5
`
`securities
`
`Form 10-Q Quarterly report
`
`Form 10-K Annual report
`
`Form 8-K Current report
`
`10 days after event
`
`45 daysafter quarter
`
`end
`
`90 daysafterfiscal
`
`year end
`
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`
`post-event
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`150 days after fiscal
`;
`;
`.
`Form S-1_Initial registration
`year end
`
`Schedule
`
`14-A
`
`_._
`Annual proxy materials
`
`Prior to annual
`
`meeting
`
`Forms 3, 4 and 5 provide the investor with several pieces of important information, most
`
`https://www.yahoo.com/lifestyle/tagged/health/edgar-investors-one-stop-shop-170000800.html
`
`2/4
`
` (
`
`

`

`1/20/2021
`
`   
`
`EDGAR:Investors' One-Stop-Shop For CompanyFilings
`
`notably whois buying andselling and at what price. These provide transaction data from
`
`firm executives, including board members, as well as institutional buyers with beneficial
`
`interest. Investors find this information valuable, particularly as it relates to understanding
`
`trading patterns (i.e. a large buy or sell order may explain recent price action of a stock)
`
`or determining if a company takeover may occur (an outsiderincreasesits stake in the
`
`firm).
`
`Forms 10-Q and 10-K provide investors with recentfinancial reports (income statement,
`
`balance sheet and cash flow data, as well as a report on recent businessactivity). This
`
`information reflects past trends and activity, but is the most accurate andreliable
`
`information investors have to make an investment decision. At times, companies need to
`
`make amendments to the Form 10-K. This is accomplished by publishing Form 10K/A.
`
`Form 8-Kis used as an interim report, when material non-public information that falls
`
`under Regulation Fair Disclosure (Reg FD) needs to be disclosed between the releaseof
`
`a 10-K or 10-Q; material nonpublic information includes a tender offer, merger and
`
`acquisition/dissolution activity, or bankruptcy. Form 8-K is the only reliable source of
`
`information between the quarterly filings.
`
`Form S-1 is required for all companiesthatare filing an initial public offering or additional
`
`stockoffering. This form provides investors with an overview of the company, business,
`
`competitive landscape, prior financial data and offering information. Schedule 14A
`
`providesall shareholders with proxy materials, including executive compensation, before
`
`the annual meeting.
`
`The Bottom Line
`
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`
`Prior to the creation of EDGAR,investors had difficulty gathering pertinent information in
`
`a timely and efficient manner. In addition, some investors had advantages over others
`
`based onthe sophistication of their research skills - and their connections in the industry.
`
`With the inception of EDGARandthe standards that all companies are required to adhere
`
`to, information is disseminated in a more equitable manner. This means that small or
`
`individual investors are no longer at a disadvantage dueto lack of up-to-date information
`
`or data. As the ownerof the system, the SEC hasleveled the playing field and created a
`
`repository that houses the most valuable andreliable information and data available to
`
`investors.
`
`https://www.yahoo.com/lifestyle/tagged/health/edgar-investors-one-stop-shop-170000800.html
`
`3/4
`
`( )
`
`

`

`1/20/2021
`
`   
`
`EDGAR:Investors' One-Stop-Shop For CompanyFilings
`
` ÿ
ÿ
ÿÿ
ÿ

`
`https://www.yahoo.com/lifestyle/tagged/health/edgar-investors-one-stop-shop-170000800.html
`
` !!!""# $  %  % 

& ' "
`
`4/4
`
`( (
`
`

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