throbber
Paper No.
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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`SAMSUNG ELECTRONICS CO., LTD.
`Petitioner
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`v.
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`MEMORYWEB, LLC
`Patent Owner
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`Patent No. 10,423,658
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`Inter Partes Review No. IPR2022-00221
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`PATENT OWNER’S OBJECTIONS TO EVIDENCE
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`Pursuant to 37 C.F.R. § 42.64(b)(1), Patent Owner hereby submits objections
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`to evidence served by Petitioner on February 14, 2023, in support of its Reply (Paper
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`22). The discussion below identifies the evidence Patent Owner objects to and
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`summarizes the objections, including the Federal Rules of Evidence (“FRE”) or
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`other rules that form the basis for the objections.
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`1.
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`Ex. 1045 - “Transcript of the Deposition of Dr. Glenn Reinman
`dated November 16, 2022”
`Patent Owner objects to the following portions of Ex. 1045 cited in
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`Petitioner’s Reply:
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`Page(s) / Line(s)
`30:19-32:3
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`Objection(s)
`Vague and ambiguous, mischaracterizes evidence, outside the
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`scope of direct testimony. Petitioner asked Dr. Reinman “based
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`on experience and knowledge of how graphical user interfaces
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`work, wouldn’t it be logical that a ‘Sort By’ drop-down list box
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`that contains various criteria for sorting displayed items would
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`present the user with the ability to change the way that those
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`items are arranged or displayed.” Ex. 1045 at 30:19-32:3. The
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`question was vague and ambiguous at least as to what the
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`terms/phrases “logical,” “a ‘Sort By’ drop-down list box,”
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`“various criteria for sorting displayed items,” and “present the
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`1
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`Page(s) / Line(s)
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`Objection(s)
`user with the ability to change the way that those items are
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`arranged or displayed” referred to. See Fed. R. Evid. 611(a) and
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`403. Petitioner failed to lay foundation as to what these phrases
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`referred to. In the preceding questioning, Petitioner asked Dr.
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`Reinman about FIG. 32 of the ‘228 patent. To the extent that
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`the questioning at 30:19-32:3 referred to FIG. 32 (which was
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`unclear), the questioning mischaracterized the ‘228 patent. See
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`Fed. R. Evid. 611(a) and 403. This questioning was also
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`outside the scope of Dr. Reinman’s direct testimony because it
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`did not have a sufficient underlying basis in a statement made
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`by Dr. Reinman in his declaration. See Fed. R. Evid. 611(b); 37
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`C.F.R. § 42.53(d)(5)(ii). The question called for an answer
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`regarding the portions of the ’228 patent that Dr. Reinman did
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`not discuss or opine on, thus, exceeding the scope of any
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`statement or opinion in Dr. Reinman’s declaration.
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`26:23-27:17
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`Outside the scope of direct testimony. Petitioner asked Dr.
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`Reinman about “[w]hat happens in figure – the People view of
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`figure 32 when the user selects the ‘Sort By’ criteria of ‘Newest
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`to Oldest’ labeled as element 1402” and whether “the display of
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`2
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`Page(s) / Line(s)
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`Objection(s)
`photographs in figure 32 will or may change according to the
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`‘Sort By’ criterion that is elected by the user.” Ex. 1045, 26:23-
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`27:7. This questioning was outside the scope of Dr. Reinman’s
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`direct testimony because it did not have a sufficient underlying
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`basis in a statement made by Dr. Reinman in his declaration.
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`See Fed. R. Evid. 611(b); 37 C.F.R. § 42.53(d)(5)(ii). The
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`question called for an answer regarding the portions of the ’228
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`patent that Dr. Reinman did not discuss or opine, thus,
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`exceeding the scope of any statement or opinion in Dr.
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`Reinman’s declaration.
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`52:3-23
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`Vague and ambiguous, mischaracterizes the evidence,
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`incomplete hypothetical, outside the scope of direct testimony.
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`Dr. Reinman was asked “[i]n the situation where a user selects
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`the People view of figure 32 as a first action and then, as a
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`second action, selects the search criteria, there may be still
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`another action that’s required to implement or invoke that
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`search criteria causing some subset of photographs that meet the
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`criteria to appear in the display.” Ex. 1045 at 52:3-23. This
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`question was vague and ambiguous at least with respect to the
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`3
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`Page(s) / Line(s)
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`Objection(s)
`phrases “a user selects the People view of figure 32 as a first
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`action,” “as a second action, selects the search criteria,” and
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`“there may be still another action that’s required to implement
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`or invoke that search criteria causing some subset of
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`photographs that meet the criteria to appear in the display.” See
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`Fed. R. Evid. 611(a) and 403. The questioning also
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`mischaracterized the ‘228 patent. Id. This questioning was
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`outside the scope of Dr. Reinman’s direct testimony because it
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`did not have a sufficient underlying basis in a statement made
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`by Dr. Reinman in his declaration. See Fed. R. Evid. 611(b); 37
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`C.F.R. § 42.53(d)(5)(ii). The question called for an answer
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`regarding the portions of the ’228 patent that Dr. Reinman did
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`not discuss or opine on, thus, exceeding the scope of any
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`statement or opinion in Dr. Reinman’s declaration.
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`55:6-56:1
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`Vague and ambiguous, compound, incomplete hypothetical,
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`mischaracterizes the evidence, outside the scope of direct
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`testimony. Dr. Reinman was asked “[i]f the system of the ‘228
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`patent were designed so that selection of a ‘Sort By’ criteria did
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`not by itself cause a re-sorting or reorganization of the
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`4
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`Page(s) / Line(s)
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`Objection(s)
`photographs in response to selecting that criteria, then there
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`would necessarily be some other input or action that is required
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`to invoke it; otherwise, we just have a – kind of dead end, right?
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`The user would never be able to implement their sort criteria?”
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`Ex. 1045 at 55:6-56:1. This questioning was vague and
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`ambiguous at least with respect to the phrases “the system of the
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`‘228 patent were designed,” “selection of a ‘Sort By’ criteria
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`did not by itself cause a re-sorting or reorganization of the
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`photographs in response to selecting that criteria,” “some other
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`input or action that is required to invoke it,” “dead end,” and
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`“able to implement their sort criteria.” See Fed. R. Evid. 611(a)
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`and 403. The questioning was also compound: Dr. Reinman
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`was explicitly asked two questions. Id. Insofar as this
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`questioning related to FIG. 32 of the ‘228 patent, the
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`questioning mischaracterize/misstates the ‘228 patent. Id. This
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`questioning was outside the scope of Dr. Reinman’s direct
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`testimony because it did not have a sufficient underlying basis
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`in a statement made by Dr. Reinman in his declaration. The
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`question called for an answer regarding the portions of the ’228
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`5
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`Page(s) / Line(s)
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`Objection(s)
`patent that Dr. Reinman did not discuss or opine on, thus,
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`exceeding the scope of any statement or opinion in Dr.
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`Reinman’s declaration.
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`57:24-58:14
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`Vague and ambiguous, incomplete hypothetical. Dr. Reinman
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`was asked in reference to FIG. 32 of the ‘228 patent to
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`“consider the situation where Jon Smith’s name is displayed in
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`the photograph at the farthest left, but the photo immediately
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`adjacent to Jon Smith’s right has a name associated with it but
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`momentarily hidden from view” and then asked whether
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`“People View includes a first name and a second name.” Ex.
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`1045 at 57:24-58:14. This questioning was vague and
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`ambiguous at least as to the phrase “momentarily hidden from
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`view.” Fed. R. Evid. 611(a) and 403.
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`66:2-11
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`Vague and ambiguous. Dr. Reinman was asked whether “the
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`word ‘simultaneous’ is unambiguously absent from claim one;
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`is that fair?” Ex. 1045 at 66:2-11. The questioning was vague
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`and ambiguous at least as to the phrase “unambiguously
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`absent.” See Fed. R. Evid. 611(a) and 403.
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`96:9-21
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`Vague and ambiguous, compound, speculation, outside the
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`Page(s) / Line(s)
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`Objection(s)
`scope of direct testimony. Dr. Reinman was asked whether he
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`was “able to describe any change that the designers of the
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`system described in Okamura could have made to realize any of
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`the requirements of the claims of the ‘228 patent, or have you
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`not done that analysis.” Ex. 1045 at 96:9-21. The questioning
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`was vague and ambiguous at least as to the phrases “any
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`change,” “designers of the system described in Okamura,” and
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`“realize any of the requirements of the claims of the ‘228
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`patent.” Fed. R. Evid. 611(a) and 403. Petitioner failed to lay
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`foundation as to who the referenced “designers of the system
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`described in Okamura” were. The questioning was also vague
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`and ambiguous in terms of temporal scope. Id. Asking about
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`what the “designers of the system described in Okamura” could
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`have done required Dr. Reinman to speculate. See Fed. R. Evid.
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`403, 611, 602, 701-702. To the extent “realize any of the
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`requirements of the claims of the ‘228 patent” corresponds to
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`multiple limitations recited in the ‘228 patent claims, the
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`question was also compound for impermissibly entailing
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`multiple questions. Id. Further, this questioning was outside the
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`7
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`Page(s) / Line(s)
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`Objection(s)
`scope of Dr. Reinman’s direct testimony because it did not
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`have a sufficient underlying basis in a statement made by Dr.
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`Reinman in his declaration. See Fed. R. Evid. 611(b); 37 C.F.R.
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`§ 42.53(d)(5)(ii). The question called for an answer regarding
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`the possibility of “any change” to Okamura, and was based on a
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`scenario Dr. Reinman did not opine on, thus, exceeding the
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`scope of any statement or opinion in Dr. Reinman’s
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`declaration.
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`99:9-100:2
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`Vague, ambiguous and compound. Dr. Reinman was asked
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`whether “things such as the relative size of images and text that
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`appear on a user interface, those are a matter of design choice
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`for the system creator.” Ex. 1045 at 99:9-100:2. The question
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`was vague and ambiguous at least as to the terms/phrases
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`“things,” “relative size of images and text that appear on a user
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`interface,” and “matter of design choice.” See Fed. R. Evid.
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`611(a) and 403. Petitioner failed to lay foundation as to what
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`these phrases referred to. The questioning was also vague and
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`ambiguous in terms of temporal scope. Id. The question was
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`also compound for impermissibly entailing multiple questions
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`8
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`Page(s) / Line(s)
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`Objection(s)
`as to "size of images and text.” Id.
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`100:3-18
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`Vague and ambiguous. Dr. Reinman was asked whether it is
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`“also a matter of design choice when someone is building a
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`system for a user interface that displays images and associated
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`text as to what type of an actual display or screen size will be
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`used as part of that system.” Ex. 1045 at 100:3-18. The question
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`was vague and ambiguous at least as to the terms/phrases
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`“building a system for a user interface” and “what type of an
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`actual display or screen size will be used as part of the system.”
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`See Fed. R. Evid. 611(a) and 403. Petitioner failed to lay
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`foundation as to what these phrases referred to. The questioning
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`was also vague and ambiguous in terms of temporal scope. Id.
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`107:10-22
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`Vague and ambiguous. Dr. Reinman was asked whether “an
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`objective of the system described in Belitz is to provide an
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`overview of which graphical objects, in some cases
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`photographs, are associated with particular locations on a map.”
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`Ex. 1045 at 107:10-22. The question was vague and ambiguous
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`at least as to the phrase “objective of the system described in
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`Belitz,” “an overview,” and “which graphical objects, in some
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`9
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`Page(s) / Line(s)
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`Objection(s)
`cases photographs, are associated with particular locations on a
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`map.” See Fed. R. Evid. 611(a) and 403.
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`114:8-15
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`Vague and ambiguous. Dr. Reinman was asked “is it your
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`opinion, then, that it would be impossible to substitute
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`thumbnails for cluster maps in Okamura without losing all
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`geographic context.” Ex. 1045 at 114:8-15. The question was
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`vague and ambiguous at least as to the phrase “impossible to
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`substitute,” and “without losing all geographic context.” See
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`Fed. R. Evid. 611(a) and 403.
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`
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`Patent Owner also objects to the above indicated portions of Ex. 1045 cited
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`in Petitioner’s Reply as hearsay offered for a hearsay purpose and to which no
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`valid exception applies. See Fed. R. Evid. 801-807. Patent Owner also objects to
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`the above indicated portions of Ex. 1045 cited in Petitioner’s Reply as not
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`sufficiently relevant, and any relevance is outweighed by the risks of confusion,
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`substantial danger of unfair prejudice, and/or misleading the fact finder. See Fed.
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`R. Evid. 401-403.
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`10
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`2.
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`Ex. 1046 – “Transcript of the Deposition of Dr. Glenn Reinman
`dated January 24, 2023”
`Patent Owner objects to the following portions of Ex. 1046 cited in
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`Petitioner’s Reply:
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`Page(s) / Line(s)
`41:13-42:12
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`Objection(s)
`Vague and ambiguous, mischaracterizes evidence. Petitioner
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`asked Dr. Reinman “is it your understanding that certain views
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`depicted in the figures of the ‘658 patent may be referred to as
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`either an application view or a location view?” Ex. 1046 at
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`41:13-42:12. The question was vague and ambiguous at least as
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`to what the phrases “certain views” and “may be referred to as
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`either an application view or a location view.” See Fed. R. Evid.
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`611(a) and 403. Petitioner failed to lay foundation as to what
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`these phrases were referring to. In the preceding questioning,
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`Petitioner asked Dr. Reinman about FIGS. 34 and 35 of the
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`‘658 patent. To the extent that the questioning at 41:13-42:12
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`referred to both FIGS 34 and 35 (which was unclear), the
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`questioning mischaracterized the ‘658 patent. See Fed. R. Evid.
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`611(a) and 403.
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`43:7-15
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`Vague and ambiguous, compound. Petitioner asked Dr.
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`11
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`Page(s) / Line(s)
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`Objection(s)
`Reinman “[i]s it the case that a particular view within the
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`system must either be an application view or a location view,
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`but cannot qualify as both?” Ex. 1046 at 43:7-15. The question
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`was vague and ambiguous at least as to what the phrases “is it
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`the case,” “particular view within the system,” “must either be,”
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`and “cannot qualify as both.” Petitioner failed to lay a
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`foundation as to what these phrases were referring to. See Fed.
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`R. Evid. 611(a) and 403. The questioning was also compound:
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`Dr. Reinman was asked two questions.
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`53:18-54:22
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`Vague and ambiguous, speculation, compound, outside the
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`scope of direct testimony. Dr. Reinman was asked “within a
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`system that meets the claims of the ‘658 patent, would it be
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`possible for a system designer to add a selectable element that is
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`based on a particular event.” Ex. 1046 at 53:18-54:22. The
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`questioning was vague and ambiguous at least as to the phrases
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`“within a system that meets the claims,” “system designer,” and
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`“selectable element that is based on a particular event.” Fed. R.
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`Evid. 611(a) and 403. Petitioner failed to lay foundations as to
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`what the referenced “system” is and as to who a “system
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`12
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`Page(s) / Line(s)
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`Objection(s)
`designer” is. Further, asking Dr. Reinman about whether
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`something would “be possible” required Dr. Reinman to
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`speculate. See Fed. R. Evid. 403, 611, 602, 701-702. To the
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`extent “within a system that meets the claims of the ‘658
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`patent” corresponds to the multiple limitations recited in the
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`‘658 patent claims, the question was compound for
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`impermissibly entailing multiple questions. Id. Further, this
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`questioning was outside the scope of Dr. Reinman’s direct
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`testimony because it did not have a sufficient underlying basis
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`in a statement made by Dr. Reinman in his declaration. See Fed.
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`R. Evid. 611(b); 37 C.F.R. § 42.53(d)(5)(ii). The question called
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`for an answer regarding the possibility of a “system designer ...
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`add[ing]” to the ‘658 patent, and was based on a scenario Dr.
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`Reinman did not opine on, thus, exceeding the scope of any
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`statement or opinion in Dr. Reinman’s declaration.
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`78:3-79:3
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`Vague and ambiguous, compound, speculation, outside the
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`scope of direct testimony. Petitioner asked Dr. Reinman
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`“sticking with Figure 32, and I guess picking up on your
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`example about managing screen space, what if the photos
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`13
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`Page(s) / Line(s)
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`Objection(s)
`shown in Figure 32 were so large that only one could be
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`displayed in a window at a time and the user had to scroll down
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`to see the second picture? Would the display of those two
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`photographs be in response to the clicking of the ‘people view’
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`button 1401 alone?” Ex. 1046 at 78:3-79:3. The questioning
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`was vague and ambiguous at least as to the phrases “what if the
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`photos shown,” “scroll down to see the second picture,” and
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`“would the display of those two photographs be in response to
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`the clicking of the ‘people view’ button 1401 alone.” Fed. R.
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`Evid. 611(a) and 403. Questioning Dr. Reinman about “what if”
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`required Dr. Reinman to speculate. See Fed. R. Evid. 403, 611,
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`602, 701-702. Petitioner’s questioning is also clearly compound
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`as Petitioner asked two questions sequentially. Id. Further, this
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`questioning was outside the scope of Dr. Reinman’s direct
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`testimony because it did not have a sufficient underlying basis
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`in a statement made by Dr. Reinman in his declaration. See Fed.
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`R. Evid. 611(b); 37 C.F.R. § 42.53(d)(5)(ii). The question called
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`for an answer regarding hypothetical changes to Figure 32 of
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`the ‘658 patent and was based on a scenario Dr. Reinman did
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`14
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`Page(s) / Line(s)
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`Objection(s)
`not opine on, thus, exceeding the scope of any statement or
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`opinion in Dr. Reinman’s declaration.
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`98:1-99:1
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`Vague and ambiguous. Dr. Reinman was asked “is it your
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`opinion that displaying two names in association with
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`thumbnail images shown in Figure 21 of the Okamura reference
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`would necessarily cause screen clutter?” Ex. 98:1-99:1. This
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`questioning was vague and ambiguous at least with respect to
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`the phrases “in association with thumbnail images” and “would
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`necessarily cause screen clutter.” See Fed. R. Evid. 611(a) and
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`403. Petitioner failed to lay foundation as to what these phrases
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`referred to.
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`101:4-20
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`Vague and ambiguous, compound, outside the scope of direct
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`testimony. Dr. Reinman was asked whether he agreed that “it
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`was known in this field at the time of the inventions of the ‘658
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`patent to adjust elements on the screen, including things like
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`font or text, to match or to have a scale that matches the
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`available screen space? I mean, that’s pretty basic, right?” Ex.
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`1046 at 101:4-20. The question was vague and ambiguous at
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`least with respect to the phrases “known in this field at the time
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`15
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`Page(s) / Line(s)
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`Objection(s)
`of the inventions,” “adjust elements on the screen,” “to match or
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`to have a scale that matches,” and “pretty basic.” See Fed. R.
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`Evid. 611(a) and 403. The questioning was also vague and
`
`ambiguous in terms of temporal scope. Id. Petitioner failed to
`
`lay a proper foundation as to what these phrases referred to.
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`The questioning was also compound: Dr. Reinman was
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`explicitly asked at least two questions. Id. This questioning was
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`outside the scope of Dr. Reinman’s direct testimony because it
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`did not have a sufficient underlying basis in a statement made
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`by Dr. Reinman in his declaration. See Fed. R. Evid. 611(b); 37
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`C.F.R. § 42.53(d)(5)(ii). The question called for an answer
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`regarding systems that Dr. Reinman did not discuss or opine on,
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`thus, exceeding the scope of any statement or opinion in Dr.
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`Reinman’s declaration.
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`110:20-111:19 Vague and ambiguous, outside the scope of direct testimony.
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`Dr. Reinman was asked whether “at the time the alleged
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`inventions of the ‘658 patent were made, was it commonplace
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`for users of portable phones or mobile phones to deploy a
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`mouse to interact with the user interfaces of those devices.” Ex.
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`16
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`Page(s) / Line(s)
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`Objection(s)
`1046 at 110:20-111:19. The questioning was vague and
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`ambiguous at least with respect to the phrases “alleged
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`inventions,” “commonplace,” “to deploy a mouse,” and
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`“interact with the user interfaces of those devices.” See Fed. R.
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`Evid. 611(a) and 403. Petitioner failed to lay a proper
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`foundation as to what these phrases referred to. Further, this
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`questioning was outside the scope of Dr. Reinman’s direct
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`testimony because it did not have a sufficient underlying basis
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`in a statement made by Dr. Reinman in his declaration. See
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`Fed. R. Evid. 611(b); 37 C.F.R. § 42.53(d)(5)(ii). The question
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`called for an answer regarding the “portable phones or mobile
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`phones,” and was based on a scenario Dr. Reinman did not
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`opine on, thus, exceeding the scope of any statement or opinion
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`in Dr. Reinman’s declaration.
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`
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`3.
`Ex. 1047 - “Second Declaration of Dr. Philip Greenspun”
`Patent Owner objects to Ex. 1047 to the extent it purports to incorporate by
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`reference the entirety of Ex. 1003, which Patent Owner previously objected to as
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`inadmissible evidence. See Ex. 1047 at ¶ 1; Paper 14 at 1. For example, Patent Owner
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`previously objected to paragraphs 64, 66, 72, 73, 89, 90, 95, 100, and 165 of Ex.
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`17
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`1003 under Fed. R. Evid. 703 to the extent those paragraphs rely on Exhibits 1020,
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`1022, 1023, 1024, 1042, and/or 1043, which Patent Owner objected to as
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`inadmissible evidence. Paper 14 at 1-4. Patent Owner hereby incorporates its prior
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`objections to Ex. 1003 and objects to Ex. 1047 on the same grounds to the extent Ex.
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`1047 incorporates by reference Ex. 1003.
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`Patent Owner objects to paragraphs 2-45 of Ex. 1047, under FRE 602 and 703,
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`and as lacking foundation, assuming facts not in evidence, containing testimony on
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`matters as to which the witness lacks personal knowledge, containing hearsay and
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`as being conclusory. Paragraphs 2-45 are also objected to under FRE 702 for failing
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`to demonstrate that the declarant is qualified as an expert in the relevant subject-
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`matter. Paragraphs 2-45 are further objected to under FRE 702(b), (c) and (d) as
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`failing to be based upon sufficient facts or data, as the product of unreliable
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`principles and methods and for failing to reliably apply sound principles and
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`methods to the facts of the case.
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`Patent Owner also objects to paragraphs 4, 5, 8, 12, 19, 29, 35, 39, 40, and 42
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`of Ex. 1047 under FRE 703 as these paragraphs rely on portions of Ex. 1045 and Ex.
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`1046 that Patent Owner objects to as inadmissible evidence.
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`4.
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`Ex. 1048 – Adam C. Engst, Visual Quickstart Guide iPhoto ’09
`(2009) (“Engst”)
`
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`Patent Owner objects to Ex. 1048 as hearsay offered for a hearsay purpose
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`and to which no valid exception applies. See Fed. R. Evid. 801-807. Patent Owner
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`18
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`objects to Ex. 1048 as not authenticated and not self-authenticating. See Fed. R.
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`Evid. 901-902. Petitioner provides no authenticating declaration explaining what Ex.
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`1048 is, how it was acquired, or how it was made. Patent Owner objects to Ex. 1048
`
`because it is not sufficiently relevant, and any relevance is outweighed by the risks
`
`of confusion, substantial danger of unfair prejudice, and/or misleading the fact
`
`finder. See Fed. R. Evid. 401-403.
`
`Ex. 1049 - “U.S. Patent App. Pub. No. 2009/0196510 (“Gokturk”)
`
`5.
`
`Patent Owner objects to Ex. 1049 because it is not sufficiently relevant, and
`
`any relevance is outweighed by the risks of confusion, substantial danger of unfair
`
`prejudice, and/or misleading the fact finder. See Fed. R. Evid. 401-403.
`
`
`
`Respectfully submitted,
`
`Dated: February 21, 2023
`
`
`
`
`
`By: /Jennifer Hayes/
`Jennifer Hayes
`Reg. No. 50,845
`Nixon Peabody LLP
`300 South Grand Avenue,
`Suite 4100,
`Los Angeles, CA 90071-3151
`Tel. 213-629-6179
`Fax 866-781-9391
`
`
`
`
`
`19
`
`

`

`CERTIFICATE OF SERVICE
`The undersigned hereby certifies that a copy of the foregoing Patent Owner’s
`
`Objections to Evidence was served on February 21, 2023, upon the following parties
`
`via electronic service:
`
`W. Karl Renner
`Jeremy J. Monaldo
`Hyun Jin In
`Christopher O. Green
`Fish & Richardson P.C.
`3200 RBC Plaza, 60 South Sixth Street
`Minneapolis, MN 55402
`IPR39843-0116IP1@fr.com
`PTABInbound@fr.com
`axf-ptab@fr.com
`jjm@fr.com
`in@fr.com
`cgreen@fr.com
`
`Counsel for Petitioner, Samsung Electronics Co., Ltd.
`
`
`
`
`
`
`
`
`
`
`
`
`By:
`
`/s/ Jennifer Hayes
`Lead Counsel for Patent Owner
`
`
`
`
`
`
`
`
`
`
`
`
`20
`
`

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