throbber
UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`APPLE INC.
`Petitioner
`
`v.
`
`FUTURE LINK SYSTEMS LLC
`Patent Owner
`_________________
`
`Inter Partes Review Case No. IPR2022-00208
`U.S. Patent No. 6,317,804
`
`DECLARATION OF ROBERT HORST
`
`IPR2022-00208
`Apple EX1003 Page 1
`
`

`

`IPR2022-00208
`U.S. Patent No. 6,317,804
`
`I, Robert Horst, hereby declare the following:
`
`I.
`
`BACKGROUND AND QUALIFICATIONS
`
`1. My name is Robert Horst and I am over 21 years of age and otherwise
`
`competent to make this Declaration. I make this Declaration based on facts and
`
`matters within my own knowledge and on information provided to me by others.
`
`2.
`
`I have been retained by counsel for Petitioner as a technical expert in the
`
`above-captioned case. Specifically, I have been asked to render certain opinions in
`
`regard to the IPR petition with respect to U.S. Patent No. 6,317,804 (the “’804
`
`Patent”). I understand that the Challenged Claims are claims 1-5, 8-10, 14, 17, 21-
`
`22, 40. My opinions are limited to those Challenged Claims.
`
`3. My compensation in this matter is not based on the substance of my
`
`opinions or the outcome of this matter. I have no financial interest in Petitioner. I am
`
`being compensated at an hourly rate of $650 for my analysis and testimony in this
`
`case.
`
`4.
`
`In writing this declaration, I have considered my own knowledge and
`
`experience, including my work experience in the field of electrical engineering and
`
`my experience working with others involved in this field, including in the design of
`
`computer architectures and on-chip systems. In reaching my opinions in this matter,
`
`I have also reviewed the following references and materials:
`
`• Petition
`• The ’804 Patent (Ex. 1001)
`
`
`
`2
`
`IPR2022-00208
`Apple EX1003 Page 2
`
`

`

`IPR2022-00208
`U.S. Patent No. 6,317,804
`
`• The ’804 Patent File History (Ex. 1002)
`• U.S. Patent No. 6,065,077 to Fu (“Fu”) (Ex. 1004)
`• U.S. Patent No. 5,889,947 to Stark (“Stark”) (Ex. 1005)
`• Patent Owner’s Proposed Constructions (Ex. 1006)
`• Opening CC Brief (Ex. 1007)
`• Intel Litigation Markman Order (Ex. 1011)
`• U.S. Patent No. 4,942,516 to Hyatt (“Hyatt”) (Ex. 1012)
`• U.S. Patent No. 4,212,057 to Devlin et al. (“Devlin”) (Ex. 1013)
`• U.S. Patent No. 6,401,191 to Jones (“Jones”) (Ex. 1014)
`• U.S. Patent No. 5,513,346 to Satagopan et al. (“Satagopan”) (Ex. 1015)
`• U.S. Patent No. 5,895,487 to Boyd et al. (“Boyd”) (Ex. 1016)
`• U.S. Patent No. 5,909,702 to Jalfon et al. (“Jalfon”) (Ex. 1017)
`• U.S. Patent No. 5,987,587 to Meltzer (“Meltzer”) (Ex. 1018)
`• U.S. Patent No. 6,266,797 to Godfrey et al. (“Godfrey”) (Ex. 1019)
`• European Patent No. 0,371,772 to Carvey et al. (“Carvey”) (Ex. 1020)
`• TNet: A Reliable System Area Network, Horst (“TNet”) (Ex. 2021)
`• Any additional background materials cited below
`A. Educational Background
`5.
`I earned my B.S. (1975) in electrical engineering from Bradley
`
`University; and my M.S. (1978) in electrical engineering and Ph.D. (1991) in
`
`computer science from the University of Illinois at Urbana-Champaign. During my
`
`master’s program, I designed, constructed, and debugged a shared memory parallel
`
`microprocessor system. During my doctoral program, I designed and simulated a
`
`massively parallel, multi-threaded task flow computer.
`
`B.
`6.
`
`Professional Experience
`I am currently an Adjunct Research Professor in the Department of
`
`Electrical and Computer Engineering at the University of Illinois at Urbana-
`
`
`
`3
`
`IPR2022-00208
`Apple EX1003 Page 3
`
`

`

`IPR2022-00208
`U.S. Patent No. 6,317,804
`Champaign and am also an independent consultant at HT Consulting. I have more
`
`than 30 years of expertise in designing and architecting computer systems.
`
`7.
`
`After receiving my bachelor’s degree and while pursuing my master’s
`
`degree, I worked for Hewlett-Packard Co. While at Hewlett-Packard, I designed the
`
`micro-sequencer and cache of the HP3000 Series 64 processor. From 1980 to 1999,
`
`I worked at Tandem Computers, which was acquired by Compaq Computers in
`
`1997. While at Tandem, I was a designer and architect of several generations of
`
`fault-tolerant computer systems and was the principal architect of the NonStop
`
`Cyclone superscalar processor. The system development work at Tandem also
`
`included development of the ServerNet System Area Network and applications of
`
`this network to fault tolerant systems and clusters of database servers.
`
`8.
`
`Since leaving Compaq in 1999, I have worked with several technology
`
`companies, including 3Ware, Network Appliance, Tibion, and AlterG in the areas
`
`of network-attached storage and biomedical devices, including the development of
`
`microprocessor and FPGA electronics and interconnect options for network-
`
`attached storage subsystems. I also represented Network Appliance in the PCI
`
`Express Advanced Switching working group.
`
`9.
`
`At HP, Tandem, Compaq, 3Ware and Network Appliance my computer
`
`design work was done using computer aided design (CAD) tools, with most designs
`
`specified in a hardware description language. In fact, the designs used integrated
`
`
`
`4
`
`IPR2022-00208
`Apple EX1003 Page 4
`
`

`

`IPR2022-00208
`U.S. Patent No. 6,317,804
`circuits and some involved the creation of new ASICs (application specific
`
`integrated circuits) that were manufactured using masks based on the netlists
`
`produced by the CAD software. From 2012 to 2015, I was Chief Technology Officer
`
`of Robotics at AlterG, Inc., where I worked on the design of anti-gravity treadmills
`
`and battery-powered orthotic devices to assist those with impaired mobility.
`
`10.
`
`In 1998, the University of Illinois department of Electrical and
`
`Computer Engineering awarded me the Distinguished Alumni Award for
`
`“Pioneering Contributions to Fault-tolerant Computer Architecture.” And in 2001, I
`
`was elected an IEEE Fellow “for contributions to the architecture and design of fault
`
`tolerant systems and networks.”
`
`11.
`
`I have authored over 30 publications, including, for example, "A
`
`Linear-Array WSI Architecture for Improved Yield and Performance," in Proc. Int.
`
`Conf. WSI, San Francisco, CA, pp. 85-91, Jan. 1990; "Task Flow Computer
`
`Architecture," in Proc. Int. Conf. Parallel Processing, Vol. I, pp. 533-540, Aug.
`
`1990; "Task Flow: A Novel Approach to Fine-grain Wafer-scale Parallel
`
`Computing," Coordinated Science Lab. Report CRHC-91-15, University of Illinois,
`
`April 1991; "Multiple Instruction Issue in the NonStop Cyclone Processor," in Proc.
`
`17th Int. Symp. Computer Architecture, May 1990; "Task-Flow Architecture for
`
`WSI Parallel Processing," Computer, vol. 25, no. 4, pp. 10-18, April 1992.
`
`
`
`5
`
`IPR2022-00208
`Apple EX1003 Page 5
`
`

`

`IPR2022-00208
`U.S. Patent No. 6,317,804
`I have also worked with patent attorneys on numerous patent
`
`12.
`
`applications, and I am a named inventor on 86 issued U.S. patents. For example,
`
`some of my patents include those related to memory system design including U.S.
`
`Patent No. 5,146,589 (Refresh control for dynamic memory in multiple processor
`
`system), multi-processor systems including U.S. Patent No. 6,496,940 (Multiple
`
`processor system with standby sparing), U.S. Patent No. 5,751,932 (fail-fast, fail-
`
`functional, fault-tolerant multiprocessor system) and U.S. Patent No. 5,390,355
`
`(computer architecture capable of concurrent issuance and execution of general-
`
`purpose multiple instructions), and storage including U.S. Patent No. 6,549,977 (the
`
`use of deferred write completion interrupts to increase the performance of disk
`
`operations).
`
`13. My curriculum vitae, which includes a more detailed summary of my
`
`background, experience, and publications, is attached as Appendix A.
`
`II. LEGAL FRAMEWORK
`
`A. Obviousness
`14.
`I am a technical expert and do not offer any legal opinions. However,
`
`counsel has informed me as to certain legal principles regarding patentability and
`
`related matters under United States patent law, which I have applied in performing
`
`my analysis and arriving at my technical opinions in this matter.
`
`
`
`6
`
`IPR2022-00208
`Apple EX1003 Page 6
`
`

`

`IPR2022-00208
`U.S. Patent No. 6,317,804
`I have been informed that the Patent Trial and Appeal Board (“PTAB”)
`
`15.
`
`now applies the claim construction standard applied by Article III courts (i.e., the
`
`Phillips standard) regardless of whether a patent has expired. I have been informed
`
`that under the Phillips standard, claim terms are to be given the meaning they would
`
`have to a person having ordinary skill in the art at the time of the invention, taking
`
`into consideration the patent, its file history, and, secondarily, any applicable
`
`extrinsic evidence (e.g., dictionary definitions). I have reviewed the claim
`
`construction section in the Petition. In my analyses below, I have applied the express
`
`construction set forth in the Petition and a plain and ordinary meaning for all other
`
`claim language pursuant to the Phillips standard.
`
`16.
`
`I have also been informed that a person cannot obtain a patent on an
`
`invention if the differences between the invention and the prior art are such that the
`
`subject matter as a whole would have been obvious at the time the invention was
`
`made to a person having ordinary skill in the art. I have been informed that a
`
`conclusion of obviousness may be founded upon more than a single item of prior art.
`
`I have been further informed that obviousness is determined by evaluating the
`
`following factors: (1) the scope and content of the prior art, (2) the differences
`
`between the prior art and the claim at issue, (3) the level of ordinary skill in the
`
`pertinent art, and (4) secondary considerations of non-obviousness. In addition, the
`
`obviousness inquiry should not be done in hindsight. Instead, the obviousness
`
`
`
`7
`
`IPR2022-00208
`Apple EX1003 Page 7
`
`

`

`IPR2022-00208
`U.S. Patent No. 6,317,804
`inquiry should be done through the eyes of a person having ordinary skill in the
`
`relevant art at the time the patent was filed.
`
`17.
`
`In considering whether certain prior art renders a particular patent claim
`
`obvious, counsel has informed me that I can consider the scope and content of the
`
`prior art, including the fact that one of skill in the art would regularly look to the
`
`disclosures in patents, trade publications, journal articles, industry standards,
`
`product literature and documentation, texts describing competitive technologies,
`
`requests for comment published by standard setting organizations, and materials
`
`from industry conferences, as examples. I have been informed that for a prior art
`
`reference to be proper for use in an obviousness analysis, the reference must be
`
`“analogous art” to the claimed invention. I have been informed that a reference is
`
`analogous art to the claimed invention if: (1) the reference is from the same field of
`
`endeavor as the claimed invention (even if it addresses a different problem); or (2)
`
`the reference is reasonably pertinent to the problem faced by the inventor (even if it
`
`is not in the same field of endeavor as the claimed invention). In order for a reference
`
`to be “reasonably pertinent” to the problem, it must logically have commended itself
`
`to an inventor’s attention in considering his problem. In determining whether a
`
`reference is reasonably pertinent, one should consider the problem faced by the
`
`inventor, as reflected either explicitly or implicitly, in the specification. My opinions
`
`in this IPR are based upon are based on references a person having ordinary skill in
`
`
`
`8
`
`IPR2022-00208
`Apple EX1003 Page 8
`
`

`

`IPR2022-00208
`U.S. Patent No. 6,317,804
`the art would have consulted to address the type of problems described in the
`
`Challenged Claims.
`
`18.
`
`I have been informed that, in order to establish that a claimed invention
`
`was obvious based on a combination of prior art elements, a clear articulation of the
`
`reason(s) why a claimed invention would have been obvious must be provided.
`
`Specifically, I am informed that, under the U.S. Supreme Court’s KSR decision, a
`
`combination of multiple items of prior art renders a patent claim obvious when there
`
`was an apparent reason for one of ordinary skill in the art, at the time of the invention,
`
`to combine the prior art, which can include, but is not limited to, any of the following
`
`rationales: (A) combining prior art methods according to known methods to yield
`
`predictable results; (B) substituting one known element for another to obtain
`
`predictable results; (C) using a known technique to improve a similar device in the
`
`same way; (D) applying a known technique to a known device ready for
`
`improvement to yield predictable results; (E) trying a finite number of identified,
`
`predictable potential solutions, with a reasonable expectation of success; (F)
`
`identifying that known work in one field of endeavor may prompt variations of it for
`
`use in either the same field or a different one based on design incentives or other
`
`market forces if the variations are predictable to one of ordinary skill in the art; or
`
`(G) identifying an explicit teaching, suggestion, or motivation in the prior art that
`
`
`
`9
`
`IPR2022-00208
`Apple EX1003 Page 9
`
`

`

`IPR2022-00208
`U.S. Patent No. 6,317,804
`would have led one of ordinary skill to modify the prior art reference or to combine
`
`the prior art references to arrive at the claimed invention.
`
`19.
`
`I am informed that the existence of an explicit teaching, suggestion, or
`
`motivation to combine known elements of the prior art is a sufficient, but not a
`
`necessary, condition to a finding of obviousness. This so-called “teaching
`
`suggestion-motivation” test is not the exclusive test and is not to be applied rigidly
`
`in an obviousness analysis. In determining whether the subject matter of a patent
`
`claim is obvious, neither the particular motivation nor the avowed purpose of the
`
`patentee controls. Instead, the important consideration is the objective reach of the
`
`claim. In other words, if the claim extends to what is obvious, then the claim is
`
`invalid. I am further informed that the obviousness analysis often necessitates
`
`consideration of the interrelated teachings of multiple patents, the effects of demands
`
`known to the technological community or present in the marketplace, and the
`
`background knowledge possessed by a person having ordinary skill in the art. All of
`
`these issues may be considered to determine whether there was an apparent reason
`
`to combine the known elements in the fashion claimed by the patent.
`
`20.
`
`I also am informed that in conducting an obviousness analysis, a precise
`
`teaching directed to the specific subject matter of the challenged claim need not be
`
`sought out because it is appropriate to take account of the inferences and creative
`
`steps that a person of ordinary skill in the art would employ. The prior art considered
`
`
`
`10
`
`IPR2022-00208
`Apple EX1003 Page 10
`
`

`

`IPR2022-00208
`U.S. Patent No. 6,317,804
`can be directed to any need or problem known in the field of endeavor at the time of
`
`invention and can provide a reason for combining the elements of the prior art in the
`
`manner claimed. In other words, the prior art need not be directed towards solving
`
`the same specific problem as the problem addressed by the patent. Further, the
`
`individual prior art references themselves need not all be directed towards solving
`
`the same problem. I am informed that, under the KSR obviousness standard, common
`
`sense is important and should be considered. Common sense teaches that familiar
`
`items may have obvious uses beyond their primary purposes.
`
`21.
`
`I also am informed that the fact that a particular combination of prior art
`
`elements was “obvious to try” may indicate that the combination was obvious even
`
`if no one attempted the combination. If the combination was obvious to try
`
`(regardless of whether it was actually tried) or leads to anticipated success, then it is
`
`likely the result of ordinary skill and common sense rather than innovation. I am
`
`further informed that in many fields it may be that there is little discussion of obvious
`
`techniques or combinations, and it often may be the case that market demand, rather
`
`than scientific literature or knowledge, will drive the design of an invention. I am
`
`informed that an invention that is a combination of prior art must do more than yield
`
`predictable results to be non-obvious.
`
`22.
`
`I am informed that for a patent claim to be obvious, the claim must be
`
`obvious to a person of ordinary skill in the art at the time of the invention. I am
`
`
`
`11
`
`IPR2022-00208
`Apple EX1003 Page 11
`
`

`

`IPR2022-00208
`U.S. Patent No. 6,317,804
`informed that the factors to consider in determining the level of ordinary skill in the
`
`art include (1) the educational level and experience of people working in the field at
`
`the time the invention was made, (2) the types of problems faced in the art and the
`
`solutions found to those problems, and (3) the sophistication of the technology in the
`
`field.
`
`23.
`
`I am informed that it is improper to combine references where the
`
`references teach away from their combination. I am informed that a reference may
`
`be said to teach away when a person of ordinary skill in the relevant art, upon reading
`
`the reference, would be discouraged from following the path set out in the reference,
`
`or would be led in a direction divergent from the path that was taken by the patent
`
`applicant. In general, a reference will teach away if it suggests that the line of
`
`development flowing from the reference’s disclosure is unlikely to be productive of
`
`the result sought by the patentee. I am informed that a reference teaches away, for
`
`example, if (1) the combination would produce a seemingly inoperative device, or
`
`(2) the references leave the impression that the product would not have the property
`
`sought by the patentee. I also am informed, however, that a reference does not teach
`
`away if it merely expresses a general preference for an alternative invention but does
`
`not criticize, discredit, or otherwise discourage investigation into the invention
`
`claimed.
`
`
`
`12
`
`IPR2022-00208
`Apple EX1003 Page 12
`
`

`

`IPR2022-00208
`U.S. Patent No. 6,317,804
`I am informed that even if a prima facie case of obviousness is
`
`24.
`
`established, the final determination of obviousness must also consider “secondary
`
`considerations” if presented. In most instances, the patentee raises these secondary
`
`considerations of non-obviousness. In that context, the patentee argues an invention
`
`would not have been obvious in view of these considerations, which include: (a)
`
`commercial success of a product due to the merits of the claimed invention; (b) a
`
`long-felt, but unsatisfied need for the invention; (c) failure of others to find the
`
`solution provided by the claimed invention; (d) deliberate copying of the invention
`
`by others; (e) unexpected results achieved by the invention; (f) praise of the
`
`invention by others skilled in the art; (g) lack of independent simultaneous invention
`
`within a comparatively short space of time; (h) teaching away from the invention in
`
`the prior art.
`
`25.
`
`I am further informed that secondary considerations evidence is only
`
`relevant if the offering party establishes a connection, or nexus, between the
`
`evidence and the claimed invention. The nexus cannot be based on prior art features.
`
`The establishment of a nexus is a question of fact. While I understand that the Patent
`
`Owner here has not offered any secondary considerations at this time, I will
`
`supplement my opinions in the event that the Patent Owner raises secondary
`
`considerations during the course of this proceeding.
`
`
`
`13
`
`IPR2022-00208
`Apple EX1003 Page 13
`
`

`

`III. OPINION
`
`IPR2022-00208
`U.S. Patent No. 6,317,804
`
`A. Level of a Person of Ordinary Skill in the Art
`
`26.
`
`I was asked to provide my opinion as to the level of skill of a person
`
`having ordinary skill in the art (“POSITA”) of the ’804 Patent at the time of the
`
`claimed invention, which counsel has told me to assume is November 30, 1998. In
`
`determining the characteristics of a hypothetical person of ordinary skill in the art of
`
`the ’804 Patent, I considered several factors, including the type of problems
`
`encountered in the art, the solutions to those problems, the rapidity with which
`
`innovations are made in the field, the sophistication of the technology, and the
`
`education level of active workers in the field. I also placed myself back in the time
`
`frame of the claimed invention and considered the colleagues with whom I had
`
`worked at that time.
`
`27. A POSITA at the time of the claimed invention of the ’804 Patent would
`
`have had at least a bachelor’s degree in electrical engineering or a similar field with
`
`at least two years of experience in the field of computer architecture, in either a
`
`research or work capacity. A person with more direct industry experience could
`
`accommodate having less formal education, and more formal education in the field,
`
`such as a master’s degree with relevant specialization can accommodate less direct
`
`industry experience. Such a POSITA would have been capable of understanding the
`
`’804 Patent and the prior art references discussed herein.
`
`
`
`14
`
`IPR2022-00208
`Apple EX1003 Page 14
`
`

`

`IPR2022-00208
`U.S. Patent No. 6,317,804
`28. Based on my education, training, and professional experience in the field
`
`of the claimed invention, I am familiar with the level and abilities of a person of
`
`ordinary skill in the art at the time of the claimed invention. Additionally, I met at
`
`least these minimum qualifications to be a person having ordinary skill in the art as
`
`of the time of the claimed invention of the ’804 Patent.
`
`B. Background of Technology
`29.
`I was asked to briefly summarize the background of the technology from
`
`the standpoint of a POSITA prior to November 30, 1998.
`
`Microcomputers (Single Integrated Circuit Chip)
`
`30. For this proceeding, I have been instructed to apply the date of
`
`November 30, 1998 as the priority date of the ’804 Patent. Before this date, it was
`
`known to utilize a microcomputer architecture that “facilitates a fully integrated
`
`circuit computer on a single integrated circuit chip.” Hyatt at Abstract. Hyatt teaches
`
`said single chip microcomputer architecture includes “an integrated circuit ROM for
`
`program storage” and “an integrated circuit RAM or scratch pad memory for
`
`alterable operand storage[.]” Hyatt at Abstract. “This monolithic data processor can
`
`be implemented on a single integrated circuit chip which can include a read only
`
`memory, an alterable memory, and program execution circuitry on the same chip.”
`
`Hyatt at 8:43-46. Hyatt also teaches using serial data transfer to advantageously
`
`
`
`15
`
`IPR2022-00208
`Apple EX1003 Page 15
`
`

`

`IPR2022-00208
`U.S. Patent No. 6,317,804
`minimize the logic and interconnections required for the single chip microcomputer.
`
`Hyatt at 12:26-28.
`
`Multiple Processors/Modules in a Microcomputer (Single Integrated Circuit Chip)
`
`31.
`
`It was also known well before the priority date of the ’804 Patent to
`
`implement a single integrated circuit chip with multiple processors. One example is
`
`Devlin, which was filed in 1976 and issued in 1980. Devlin teaches a “multiprocessor
`
`microcomputer system having two or more substantially independent processors”
`
`and a “shared memory accessible by any of the processors without interfering with
`
`the proper operation of the other processors.” Devlin at Abstract. Devlin teaches that
`
`“with respect to a multiprocessor microcomputer having two processors, that those
`
`skilled in the art will readily appreciate that two, three or more processors may
`
`readily be employed with a single shared memory in accordance with the teachings
`
`of this invention.” Devlin at 3:4-8. Devlin expressly teaches numerous advantages
`
`of implementing a microcomputer with a plurality of processors, including (1)
`
`dividing functions performed by a microcomputer to increase system capacity, (2)
`
`achieve lower cost, (3) providing redundancy not found in single processor systems,
`
`and (4) establishing communications between two or more processors to share data
`
`and allow one processor to control another processor.
`
`32. Devlin explains the benefits of microcomputers:
`
`
`
`16
`
`IPR2022-00208
`Apple EX1003 Page 16
`
`

`

`IPR2022-00208
`U.S. Patent No. 6,317,804
`Microcomputers are becoming increasingly important in a wide ranging
`variety of applications. As economies involved in the production of
`microprocessors and microcomputers continue to reduce the cost
`thereof, they will be utilized in more and more applications. It may
`often times be desirable to utilize more than one processing unit in
`conjunction with a single memory or a portion thereof. This may be
`desirable
`in order
`to divide
`the functions performed by a
`microcomputer among two or more processors in order to increase the
`capacity of the microcomputer system. Another advantage of a
`multiprocessor system is that lower cost may be achieved by enabling
`the implementation of a complex system with two or more relatively
`low cost processors as opposed to a single more complicated and
`consequently higher cost processor. A further advantage which may be
`obtained is that a system may be designed such that, in the event of
`failure of a single processor a second processor will assume the
`functions of the failed processor and thus provide a degree of
`redundancy not found in single processor systems. A still fu[r]ther
`advantage attendant a multiprocessor microcomputer system is that
`communications may be established between two or more processors
`through a shared memory directly accessible to any processor. A system
`of this type has the capacity for sharing not only data but also
`programming information and has the further advantage of allowing
`one processor to control the programming of another by modifying the
`instructions stored in a single memory.
`Devlin at 1:10-39.
`
`
`
`17
`
`IPR2022-00208
`Apple EX1003 Page 17
`
`

`

`IPR2022-00208
`U.S. Patent No. 6,317,804
`33. Another example of a microcomputer with multiple processors is taught
`
`by Jones. Jones teaches “a computer system comprising a microprocessor on a single
`
`integrated circuit chip connected to an external computer device.” Jones at Abstract.
`
`Jones teaches that the “single integrated circuit chip has a plurality of CPUs on the
`
`same chip each connected to said communication bus whereby each CPU on said
`
`chip may address said external port.” Jones at 2:5-8. In one embodiment, Jones
`
`teaches “a single integrated circuit chip 11 on which is provided two CPU circuits
`
`12 and 13 as well as a plurality of modules 14. The CPU’s 12 and 13 as well as each
`
`module 14 are interconnected by a bus network 15 having bi-directional connections
`
`to each module.” Jones at 3:30-35. Jones also teaches that each CPU has an
`
`instruction cache 42 and a data cache 43. Jones at 3:61-64 (“The CPU’s can be
`
`operated in conventional manner receiving instructions from the instruction caches
`
`42 on chip and effecting data read or write operations with the data cache 43 on
`
`chip.”).
`
`34. Further, an additional example of a single integrated circuit with
`
`multiple processors is taught by Satagopan. Satagopan teaches “the present
`
`invention concerns interrupt handling for integrated circuits containing a plurality of
`
`processors.” Satagopan at 1:9-12. Specifically, Satagopan teaches “a complex
`
`integrated circuit having a plurality of general purpose microprocessors which may
`
`
`
`18
`
`IPR2022-00208
`Apple EX1003 Page 18
`
`

`

`IPR2022-00208
`U.S. Patent No. 6,317,804
`be incorporated into a general purpose computer.” Satagopan at 2:42-46. Satagopan
`
`also teaches memory on said integrated circuit. Satagopan at 4:13-24.
`
`35. Moreover, Boyd teaches multiple processors integrated on a single chip
`
`along with memory. Boyd teaches a single chip with multiple processors and L2
`
`DRAM cache (either private or shared) and that this design advantageously reduces
`
`latency.
`
`An integrated processor and level two (L2) dynamic random access
`memory (DRAM) are fabricated on a single chip. As an extension
`of
`this basic structure,
`the
`invention also contemplates
`multiprocessor "node" chips in which multiple processors are
`integrated on a single chip with L2 cache. By integrating the
`processor and L2 DRAM cache on a single chip, high on-chip
`bandwidth, reduced latency and higher performance are achieved.
`A multiprocessor system can be realized in which a plurality of
`processors with integrated L2 DRAM cache are connected in a loosely
`coupled multiprocessor system. Alternatively, the single chip
`technology can be used to implement a plurality of processors
`integrated on a single chip with an L2 DRAM cache which may be
`either private or shared. This approach overcomes a number of
`issues which limit the performance and cost of a memory
`hierarchy. When the L2 DRAM cache is placed on the same chip
`as the processor, the time needed for two chip-to-chip crossings is
`eliminated. Since these crossings require off-chip drivers and
`receivers and must be synchronized with the system clock, the time
`
`
`
`19
`
`IPR2022-00208
`Apple EX1003 Page 19
`
`

`

`IPR2022-00208
`U.S. Patent No. 6,317,804
`involved is substantial. This means that with the integrated L2
`DRAM cache, latency is reduced.
`Boyd at Abstract
`(emphases added); see also Boyd at 1:7-13, 2:2-5
`
`(“[S]emiconductor technology has reached the point where multiple processors and
`
`multiple memory hierarchies can be integrated on one chip.”), 2:32-35 (“It is a
`
`further object of the invention to provide a single chip technology in which a
`
`plurality of processors are integrated on a single chip with an L2 DRAM cache.”).
`
`Boyd teaches that this design advantageously reduces stages of delay. Boyd at 2:62-
`
`65 (“Building the L2 cache with DRAM technology and moving it on to the same
`
`chip as the processor eliminates the chip-to-chip crossings. It also eliminates the
`
`stages of delay associated with the off-chip circuitry.”). Boyd also teaches that the
`
`integrated L2 cache advantageously is “lower power compared to other approaches.”
`
`Boyd at 5:11-23.
`
`36. A further example of a single chip integrated circuit with multiple
`
`processors and on-chip memory is taught by Jalfon. Jalfon teaches a microprocessor
`
`32, two digital signal processors (DSP) DSP1 and DSP2, and “an array of random
`
`access memories (RAM) or memory banks designated MB1-MB4.” Jalfon at 2:44-
`
`60. Jalfon also teaches arrays of RAM MB5-MB8 and that the multiprocessor
`
`system is not limited to two DSPs, four banks each of program and data memory,
`
`number or type of processors, or number of shared memory banks. Jalfon at 3:2-10.
`
`Jalfon also teaches that “[d]ue to limitations on the number of pins in a package and
`
`
`
`20
`
`IPR2022-00208
`Apple EX1003 Page 20
`
`

`

`IPR2022-00208
`U.S. Patent No. 6,317,804
`the long access times to access data from external memory, it is preferable that
`
`multiple processors in a single-chip multiprocessor execute from internal memory.”
`
`Jalfon at 2:15-18.
`
`37. Yet another example of a prior art system that interconnected multiple
`
`modules on a single chip was taught by Godfrey. Godfrey teaches that advances in
`
`computer manufacturing
`
`techniques were causing computer systems and
`
`manufacturers to evolve toward integrating “a plurality of modules or functions on
`
`a single computer chip.”
`
`[C]omputer systems are evolving toward an integration of functions
`into a handful of computer chips. This coincides with the ability of chip
`makers to place an increasingly large number of transistors on a single
`chip. For example, currently chip manufacturers are able to place up to
`ten million transistors on a single integrated circuit or monolithic
`substrate. It is anticipated that within several years chip makers will be
`able to place one billion transistors on a single chip. Thus, computer
`systems are involving toward comprising a handful of computer
`chips, where each computer chip comprises a plurality of functions.
`The integration of a plurality of modules or functions on a single
`computer chip requires an improved data transfer chip architecture.
`Also, due to the shorter distances and tighter integration of components
`on a chip, new data transfer architectures are necessary to take
`advantage of this environment. Therefore,

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket