throbber

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`__________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`__________________
`
`VOLKSWAGEN GROUP OF AMERICA, INC.,
`Petitioner
`
`v.
`
`STRATOSAUDIO, INC.,
`Patent Owner
`
`
`__________________
`
`Case No. IPR2021-00716
`Patent No. 8,688,028
`
`
`DECLARATION OF VIJAY MADISETTI, PhD
`IN SUPPORT OF PETITION FOR INTER PARTES REVIEW OF
`U.S. PATENT NO. 8,688,028
`
`
`
`
`
`
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`Page 1
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`
`Table of Contents
`
`I.
`
`II.
`
`INTRODUCTION ........................................................................................... 4
`
`BACKGROUND AND QUALIFICATIONS ................................................. 4
`
`III. MATERIALS CONSIDERED ........................................................................ 9
`
`IV. LEGAL PRINCIPLES OF ANTICIPATION AND OBVIOUSNESS ......... 10
`
`V. OVERVIEW OF THE ’028 PATENT .......................................................... 13
`
`VI. LEVEL OF ORDINARY SKILL IN THE ART ........................................... 18
`
`VII. CLAIM CONSTRUCTION .......................................................................... 20
`
`A.
`
`B.
`
`Legal Principles and Methodology Applied ....................................... 20
`
`Construction of Specific Terms ........................................................... 21
`
`1.
`
`2.
`
`3.
`
`“broadcast stream,” “broadcast segment,” and “associated
`media content” .......................................................................... 21
`
`“receiving a data stream associated with the broadcast
`stream” ...................................................................................... 26
`
`“operations are accessible by” .................................................. 28
`
`VIII. THE PRIOR ART .......................................................................................... 30
`
`A.
`
`B.
`
`C.
`
`The State of the Art ............................................................................. 30
`
`U.S. Patent No. 5,579,537 (“Takahisa”) ............................................. 30
`
`U.S. Patent No. 6,317,784 (“Mackintosh”) ......................................... 32
`
`IX. SUMMARY OF THE GROUNDS ............................................................... 38
`
`X. ANALYSIS .................................................................................................... 38
`
`A.
`
`Takahisa Anticipates Claims 11, 14–16, and 18 ................................. 38
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`1.
`
`2.
`
`3.
`
`4.
`
`5.
`
`Claim 11 .................................................................................... 38
`
`Claim 14 .................................................................................... 55
`
`Claim 15 .................................................................................... 57
`
`Claim 16 .................................................................................... 58
`
`Claim 18 .................................................................................... 60
`
`B. Mackintosh Renders Obvious Claims 11, 14–16, and 18 ................... 60
`
`1.
`
`2.
`
`3.
`
`4.
`
`5.
`
`Claim 11 .................................................................................... 62
`
`Claim 14 .................................................................................... 80
`
`Claim 15 .................................................................................... 81
`
`Claim 18 .................................................................................... 83
`
`Claim 16 .................................................................................... 85
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`XI. CONCLUSION .............................................................................................. 89
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`
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`I, Vijay Madisetti, declare as follows:
`
`I.
`
`INTRODUCTION
`1.
`I have been retained by Volkswagen Group of America, Inc.
`
`(“Volkswagen” or “Petitioner”) as an independent expert consultant in this
`
`proceeding before the Patent Trial and Appeal Board (“PTAB”) of the United
`
`States Patent and Trademark Office.
`
`2.
`
`Specifically, Volkswagen has asked me to provide technical
`
`assistance in this inter partes review (“IPR”) of U.S. Patent No. 8,688,028 (“the
`
`’028 Patent”).
`
`3.
`
`This declaration is a statement of my opinions on issues related to the
`
`unpatentability of Claims 11, 14–16, and 18 of the ’028 Patent.
`
`4.
`
`I am being compensated by Volkswagen at the rate of $600 per hour
`
`for my work in this case, including time spent testifying. This rate is my standard
`
`hourly rate for engagements of this nature. I am being reimbursed for reasonable
`
`fees and expenses, including hotel and travel expenses, incurred as a result of my
`
`work on this case. My compensation does not depend on the outcome of the case
`
`and the fact that I am being compensated has not altered the opinions that I have or
`
`will give in this case.
`
`II. BACKGROUND AND QUALIFICATIONS
`5.
`I am an independent consultant. All of my opinions stated in this
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`declaration are based on my own personal knowledge and professional judgment.
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`In formulating my opinions, I have relied upon my knowledge, training, and
`
`experience in the relevant art.
`
`6.
`
`I am over 18 years of age, and, if I am called upon to do so, I would
`
`be competent to testify as to the matters set forth herein. While my qualifications
`
`are stated more fully in my curriculum vitae, attached hereto as Appendix A, I
`
`provide below a brief summary of my qualifications.
`
`7.
`
`I earned a Bachelor of Technology (Honors) in Electronics &
`
`Electrical Communications Engineering from the Indian Institute of Technology
`
`(IIT) in Kharagpur, India, in 1984. I earned my Ph.D. in Electrical Engineering
`
`and Computer Science (EECS) from the University of California at Berkeley in
`
`1989. I have published extensively, with about 100 technical publications and
`
`eight books in the areas of computing, signal processing and communications
`
`systems.
`
`8.
`
`I am an Institute of Electrical and Electronics Engineers (“IEEE”)
`
`Fellow and, in 2006, I was awarded the 2006 Frederick Emmons Terman Medal by
`
`the American Society of Engineering Education (“ASEE”) and HP Corporation for
`
`my contributions to electrical engineering.
`
`9.
`
`I have been a Full Professor of Electrical/Computer Engineering at the
`
`Georgia Institute of Technology (“Georgia Tech”) since 1989. I lead several
`
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`research and educational programs at Georgia Tech in the area of digital signal
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`processing and computer engineering, including chip and circuit design. And, I am
`
`knowledgeable and familiar with consumer electronics design, control system
`
`design and systems engineering, wireless communications, hardware, embedded
`
`systems, and associated software and firmware design for wireless and
`
`telecommunications terminals, for example.
`
`10.
`
`I have designed several specialized computer and communication
`
`systems over the past two decades at Georgia Tech, such as cell phones and PDAs.
`
`11. For example, around 2000–2001, I designed three GSM multiband
`
`mobile phones for a leading telecom equipment manufacturer in Asia. Relatedly,
`
`in the 2004–2007 timeframe, I designed several commercial mobile phones for the
`
`2.5G/3G market in collaboration with a leading consumer electronics ODM
`
`manufacturer for sale in Asia through BPL Telecom.
`
`12. As another example, around the 1986–1988 timeframe I worked to
`
`improve performance of headphones by developing algorithms for echo
`
`cancellation in complex audio and acoustic environments that reduced noise
`
`captured by microphones. In the 2000–2006 timeframe, I extended many of these
`
`algorithms to implement echo cancellers for VOIP speech and audio codecs, for
`
`standards, such as G.168. Relatedly, in the 2004–2007 timeframe, I implemented
`
`optimized code for a leading mobile phone manufacturer that identified the type of
`
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`source audio, e.g., music or noise, in order to facilitate noise reduction in complex
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`environments, such as automobiles, where the performance of microphones and
`
`headsets can be impaired.
`
`13. Further, I implemented audio and speech capture and coding
`
`algorithms for several commercial consumer electronics products, such as mobile
`
`phones and VOIP handsets, that are used in millions of commercial consumer
`
`products that have been sold since the mid-2005 timeframe.
`
`14.
`
`I have founded three companies in the areas of embedded software,
`
`military chipsets involving imaging technology, and wireless communications. For
`
`example, the first of the companies I founded, VP Technologies, offers products in
`
`the area of semiconductor integrated circuits. I remain a director of VP
`
`Technologies.
`
`15. Over the past twenty years, I have authored, co-authored, or edited
`
`several books in the area of computer systems and distributed systems, including:
`
`1) V. Madisetti, VLSI Digital Signal Processors, IEEE Press (1995).
`2) M. Romdhane, V. Madisetti, J. Hines, Quick-Turnaround ASIC
`Design in VHDL, Springer Verlag (1996).
`3) V. Madisetti, D. Williams (Editors), The Digital Signal Processing
`Handbook (First Edition) (1998).
`4) V. Madisetti (Co-Editor), VHDL: A CD-ROM Interactive Tutorial:
`Electronics Systems Design Methodologies, IEEE Standards Press,
`(1997).
`
`
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`5) V. Madisetti, A. Arpnikanondt, Platform-Centric Approach to
`System-on-Chip (SoC) Design (2001).
`6) V. Madisetti, The Digital Signal Processing Handbook – Second
`Edition (2009/2010).
`7) A.Bahga, V. Madisetti, Cloud Computing: A Hands-On Approach
`(2013).
`8) A. Bahga, V. Madisetti, Internet of Things: A Hands-On Approach
`(2014).
`I have been involved in research and technology in the area of digital
`
`16.
`
`signal processing since the late 1980s, and I am the Editor-in-Chief the IEEE
`
`Press/CRC Press’s 3-volume Digital Signal Processing Handbook (Editions 1 & 2)
`
`(1998, 2010). An image of the cover of this book is reproduced below:
`
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`17.
`
`I have submitted approximately 40 invention disclosures and
`
`provisional patents over the past ten years, and I am listed as an inventor on fifteen
`
`issued U.S. patents.
`
`III. MATERIALS CONSIDERED
`18.
`In forming my opinions, I read and considered the ’028 Patent and its
`
`prosecution history, the exhibits listed in the Exhibit List filed with the petition for
`
`inter partes review of the ’028 Patent, as well as any other material referenced
`
`herein.
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`19. For any future testimony I may give in this matter, I may use some or
`
`all of the documents and information cited to, referred to, and identified in this
`
`declaration, as well as any additional materials that are entered into evidence in
`
`this matter.
`
`IV. LEGAL PRINCIPLES OF ANTICIPATION AND
`OBVIOUSNESS
`I have been informed and I understand that a patent claim is
`
`20.
`
`anticipated when a single piece of prior art describes every element of the claimed
`
`invention, arranged in the same way as in the claim, either expressly or inherently.
`
`I have been told to consider elements to be inherently described only if they are
`
`necessarily present in the piece of prior art.
`
`21.
`
`I have been informed and I understand that a patent claim is
`
`unpatentable and invalid if the claim as a whole would have been obvious to a
`
`person of ordinary skill in the art in the field of the patent as of the time of the
`
`invention at issue. I have been informed and understand that the following factors
`
`must be evaluated to determine whether a claim is obvious: (i) the scope and
`
`content of the prior art; (ii) the difference or differences, if any, between the claim
`
`and the prior art; (iii) the level of ordinary skill in the art at the time of the
`
`invention; and (iv) any objective indicia of non-obviousness.
`
`22.
`
`I have been informed and I understand that a prior art reference may
`
`be considered if it discloses information designed to solve any problem or need
`
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`addressed by the patent or if it discloses information that has obvious uses beyond
`
`its main purpose and if a person of ordinary skill in the art would reasonably
`
`examine that reference when trying to solve any problem or need addressed by the
`
`patent.
`
`23.
`
`I have been informed and I understand that the objective indicia of
`
`non-obviousness (or “secondary considerations”) that should be considered
`
`include, for example, the following: (i) commercial success; (ii) long-felt but
`
`unresolved needs; (iii) copying of the invention by others in the field; (iv) initial
`
`expressions of disbelief by experts in the field; (v) failure of others to solve the
`
`problem that the inventor solved; and (vi) unexpected results. I have been
`
`informed and understand that evidence of these objective indicia must be
`
`commensurate in scope with the claimed subject matter, i.e., that the materiality of
`
`these objective indicia depends on the existence of a nexus between the indicia and
`
`the invention, as opposed to other factors. I am not aware of any objective indicia
`
`of non-obviousness relevant to the claims of the ’028 Patent.
`
`24.
`
`I have been informed and I understand that independently made,
`
`simultaneous inventions, made within a comparatively short space of time, are
`
`evidence that the claimed apparatus was obvious.
`
`25.
`
`In determining whether the subject matter as a whole would have been
`
`obvious at the time that the invention was made to a person having ordinary skill in
`
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`the art, I have been informed of and understand certain principles regarding the
`
`combination of elements of the prior art. A combination of familiar elements
`
`according to known methods is likely to be obvious when it yields predictable
`
`results. Also, if a person of ordinary skill in the art can implement a predictable
`
`variation in a prior art device, and would see the benefit from doing so, such a
`
`variation would be obvious. In particular, when there is pressure to solve a
`
`problem and there are a finite number of identifiable, predictable solutions, it
`
`would be reasonable for a person of ordinary skill to pursue those options that fall
`
`within his or her technical grasp. If such a process leads to the claimed invention,
`
`then the latter is not a patentable invention, but the result of ordinary skill and
`
`common sense.
`
`26.
`
`I have also been informed and understand that claims are obvious
`
`where they result from a simple substitution of one known element for another
`
`known element performing the same function, and where that substitution yields
`
`predictable results.
`
`27.
`
`I have also been informed and understand that a teaching, suggestion
`
`or motivation is a useful guide in establishing a rationale for combining elements
`
`of the prior art so as to render a claim obvious. The test poses the question as to
`
`whether there is a teaching, suggestion, or motivation in the prior art to combine
`
`prior art elements in a way that realizes the claimed invention.
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`28. Though useful to the obviousness inquiry, I understand that this test
`
`should not be treated as a rigid rule. The teaching, suggestion or motivation could
`
`come from the prior art, the background knowledge of one of ordinary skill in the
`
`art, the nature of any problem or need to be addressed, market demand, or common
`
`sense. It is also permissible to consider the inferences and creative steps that a
`
`person of ordinary skill in the art (who is considered to have an ordinary level of
`
`creativity and who is not an automaton) would employ.
`
`V. OVERVIEW OF THE ’028 PATENT
`29.
`I have reviewed the ’028 Patent, which is entitled “Broadcast
`
`Response System.” Ex. 1001. I have been asked to assume that the ’028 Patent is
`
`entitled to an effective filing date of September 13, 2000. Ex. 1001.
`
`30. The ’028 Patent is directed to a system that sends “a data stream in
`
`combination with a broadcast signal for identifying music or speech available for
`
`purchase.” Ex. 1001 at 3:23–25.
`
`31. While in several illustrative embodiments the accompanying data is
`
`sent using the “RBDS/RDS” standard—which standard facilitates the broadcast of
`
`a variety of program-related information on a subcarrier of a standard FM
`
`broadcast channel—and is therefore associated with the broadcast stream, the ’028
`
`Patent contemplates other types of accompanying data, and also contemplates that
`
`the accompanying data stream may be sent independently from the source of the
`
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`broadcast stream. Ex. 1001 at 1:35–60, 3:8–25, claim 15.
`
`32. The ’028 Patent explains that “[d]ata such as song title and artist,
`
`author or publisher and the IP address for the location where the digital version of
`
`the content is stored, can be transmitted using the RBDS/RDS data stream.” Ex.
`
`1001 at 3:39–42. “A reference number representing song title and artist, author
`
`and publisher and the IP address for the location where the digital version of the
`
`content is stored can also be employed for ease of implementation.” Ex. 1001 at
`
`3:42–45.
`
`33. When filing the application that led to the ’028 Patent, the Applicants
`
`split figure 1 of the ’028 Patent into four separate pieces (FIGS. 1A–1D). A
`
`composite image of figure 1, comprised of the four individual pieces, is reproduced
`
`below in order to make it easier to visualize the purported invention:
`
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`34. The ’028 Patent explains that “radio station 140 includes a radio
`
`automation or CD playback system 142, an audio database/encoding server 144, an
`
`FM transmission system 146 and a RBDS/RDS encoder 148.” Ex. 1001 at 5:41–
`
`44. These elements are shown in the top half of the composite figure (FIGS. 1A
`
`and 1B).
`
`35. The ’028 Patent further explains that “[t]he radio automation or CD
`
`playback system 142 can extract information about songs or a radio program from
`
`the station playlist or by extracting information encoded on a CD or a CD-ROM.”
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`Ex. 1001 at 5:41–44. “The playlist information is provided to the audio database
`
`and coding server 144.” Ex. 1001 at 5:47–48. (I note that “coding server 144” is
`
`likely a typographical error and was likely intended to refer to “encoding server
`
`144.”)
`
`36. The ’028 Patent explains that the “playlist information” can include
`
`various information about the tracks, such as “song title” and “artist.” Ex. 1001 at
`
`5:48–49. Additional information can be included, such as the “cut” (e.g., “cut
`
`number” or “cut information,” see Fig. 1A) or other identifying information. Ex.
`
`1001 at 5:48–49.
`
`37. The ’028 Patent further explains that this identifying information and
`
`various other information (for example, if a particular song is available for
`
`download) is sent to the “RBDS/RDS encoder 148,” which “transmits the
`
`RBDS/RDS information using the 57 khz RBDS/RDS subcarrier 170 to the FM
`
`transmission system 146.” Ex. 1001 at 5:52–49.
`
`38. The ’028 Patent’s “radio automation or CD playback system 142,”
`
`“audio database encoding server 144,” and “RBDS/RDS encoder 148” are shown
`
`in figure 1A (excerpted below):
`
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`39. The ’028 Patent further explains that “[t]he RBDS/RDS subcarrier
`
`signal 170 is mixed by the FM transmission system 146 with the FM baseband
`
`program signal 172 and any other subcarriers,” and then the “FM transmission
`
`system 146 … transmits an FM RF signal 162 which is received by the radio
`
`receiver 100.” Ex. 1001 at 5:49–63.
`
`40. The ’028 Patent’s “FM transmission system 146,” “FM RF signal
`
`162,” and the user’s/listener’s “radio receiver 100” are shown in figure 1B
`
`(excerpted and annotated below):
`
`
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`RADIO RECEIVER
`
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`
`
`VI. LEVEL OF ORDINARY SKILL IN THE ART
`41.
`I have been informed and understand that the disclosure of patents and
`
`prior art references are to be viewed from the perspective of a person having
`
`ordinary skill in the art at the time of the alleged invention (“POSITA”), and that a
`
`POSITA is a hypothetical person who is presumed to have known all the relevant
`
`art prior to the date of invention to which challenged claims are entitled.
`
`42.
`
`I have provided my opinions from this perspective. I have been told
`
`to assume that this date of invention was September 13, 2000, the filing date of a
`
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`provisional patent application to which the ’028 Patent claims priority.
`
`43.
`
`I have been informed and understand that prior art references can
`
`provide evidence of the level of ordinary skill in the art, and that factors that may
`
`be considered in determining this level of skill can include the educational level of
`
`the inventors and active workers in the field, the types of problems encountered in
`
`the art, the prior art solutions to those problems, the rapidity with which
`
`innovations are made, and the sophistication of the technology.
`
`44.
`
`It is my opinion that a POSITA during the relevant period would have
`
`had at least a B.S. in computer science or electrical engineering (or a related field),
`
`and approximately three years of experience working in the communications- or
`
`Internet-related industries, or, alternatively, an advanced degree (such as a master’s
`
`degree) in computer science or electrical engineering (or a related field). This
`
`description is an approximation of the level of skill of a POSITA, as a higher
`
`education or skill level might make up for less experience, and vice-versa. At the
`
`time of invention, I was familiar with this level of skill because I was teaching
`
`students at Georgia Tech with this level of skill. And, of course, at the time, I
`
`would have at least qualified (and presently do qualify) as a POSITA for the ’028
`
`Patent.
`
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`VII. CLAIM CONSTRUCTION
`A. Legal Principles and Methodology Applied
`45.
`I have been informed and understand that the United States Patent and
`
`Trademark Office interprets claim terms in an inter partes review proceeding
`
`under the same claim construction standard that is used in a United States federal
`
`court. I understand that, under this standard, the meaning of claim terms is
`
`considered from the viewpoint of a POSITA at the time of the alleged invention.
`
`46.
`
`I have been informed and understand that claim terms are generally
`
`given their plain and ordinary meaning as understood by a POSITA, in light of the
`
`specification and the prosecution history pertaining to the patent. I have been
`
`further informed and understand that claim terms are generally not to be imported
`
`from the embodiments described in the specification unless the patentee has
`
`demonstrated a clear intention to limit the claim scope.
`
`47.
`
`I have been informed and understand that, in addition to the claims,
`
`specification, and prosecution history, other evidence may be considered to
`
`ascertain the meaning of claim terms, including textbooks, encyclopedias, articles,
`
`and dictionaries. I have been informed and understand that this other evidence is
`
`often less significant and less reliable than the claims, specification, and
`
`prosecution history.
`
`48.
`
`In order to determine the proper scope of claims 11, 14–16, and 18 of
`
`
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`the ’028 Patent, and to compare these claims to the prior art, I have carefully
`
`considered the text and figures of the ’028 Patent and its file history based upon
`
`my experience and knowledge in the relevant field.
`
`B. Construction of Specific Terms
`1.
`“broadcast stream,” “broadcast segment,” and “associated
`media content”
`a.
`“broadcast stream”
`Independent Claim 11 and dependent Claim 15 recite a “broadcast
`
`49.
`
`stream.”
`
`50. As a threshold matter, I note that the phrase “broadcast stream” only
`
`appears in the claims of the ’028 Patent.
`
`51. However, the ’028 Patent refers to broadcasts of various kinds,
`
`including radio broadcasts—using AM/FM transmission technology, digital audio
`
`broadcasting technology, etc.—and television broadcasts. Ex. 1001 at 1:29–2:49.
`
`52. For example, the “Background” section of the ’028 Patent provides an
`
`overview of the United States Radio Broadcast Data Systems (“RBDS”) Standard,
`
`used with FM transmission systems, and refers to a similar standard used in Europe
`
`called the European Radio Data System (“RDS”). Ex. 1001 at 1:26–2:25.
`
`53. The ’028 Patent refers to an alleged problem with the currently-
`
`prevalent technology, and explains that the same problem (which it purports to
`
`solve) applies to “television and other forms of broadcast media”:
`
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`Currently, users listening to the radio or watching
`television may particularly like a song or program that
`they would like to purchase. While stations using
`RBDS/RDS may provide a user with the station call letters
`or the name of the song currently being broadcast, the user
`has no way to purchase the media at that point. Instead, the
`user must write down or remember the identifying
`information and then go to a store or online retailer to
`purchase the media. Not only is this inconvenient, but the
`user may forget the name of the song or not be able to find
`a store that sells the song. Additionally, the information
`provided by the radio station may not be enough to
`sufficiently identify the song. For example, the user may
`have the song title, but not the artist name, album name, or
`other necessary identifying information. Some material,
`such as editorial news broadcasts or live events, may not
`be available for purchase or may be difficult to find. Radio
`stations often have fund raising drives or listener surveys
`that require a listener to call the station or respond within
`a limited time. These same problems also apply to
`television and other forms of broadcast media.
`
`Ex. 1001 at 2:30–49.
`54. The ’028 Patent additionally refers to other types of broadcasting
`
`systems that allegedly can make use of its alleged invention:
`
`
`
`Page 22
`
`Petitioner - Ex. 1003
`
`

`

`RBDS/RDS is an FM-only transmission system but one of
`ordinary skill in the art will recognize that APS data can
`be included with other radio services (e.g. AM, etc.).
`
`Digital Audio Broadcasting (DAB), which includes
`flexible, open-source, data transmission functions along
`with the audio signal. Systems for adapting digital audio
`and data transmission to the current allocation of AM and
`FM stations using a technique known as In Band On
`Channel (IBOC) are known. IBOC includes an ancillary
`data stream in the broadcast signal to be used by the station
`for whatever purposes they see fit. The ancillary data
`stream signal can be used to carry APS information.
`
`Other developing radio systems also include a data path
`that can be used to send the information used by the APS
`system to successfully allow the acquisition of music or
`other material being broadcast. Satellite DAB providers,
`such as XM Satellite and Sirius Satellite Radio, have
`access to the audio and ancillary data signals being sent to
`compatible receivers.
`
`As other audio services develop, the capability to transmit
`complimentary, simultaneous data can be used as a
`component of the APS. The APS can be simply adapted
`to each new transmission form with no significant change
`in the overall system.
`
`
`
`
`
`Page 23
`
`Petitioner - Ex. 1003
`
`

`

`
`
`Wireless technology and the related developments in high-
`speed Internet access using systems such as BlueTooth or
`other wireless network
`technology allows
`faster
`downloads of the desired material by taking advantage of
`the newer, faster technology.
`
`NTSC, PAL and other technologies employed to transmit
`television signals around the world allow for similar
`capabilities in transmitting subcarrier data within the
`carrier signal.
`
`Ex. 1001 at 10:56–11:20.
`
`55.
`
`In my opinion, a POSITA would understand from these disclosures
`
`that the ’028 Patent understood the phrase “broadcast stream” to broadly
`
`encompass various forms of data transmission.
`
`56. According to the ’028 Patent: “One of ordinary skill in the art will
`
`recognize that there are various forms of media that can be broadcast. Where a
`
`specific type of media is used in the following examples, it is for demonstration
`
`purposes only and the examples should not be limited in that regard. Some
`
`examples of the various types of media can include music, songs, speech, text,
`
`video, etc.” Ex. 1001 at 4:16–21.
`
`57. Thus, in my opinion, the term “broadcast stream” should be construed
`
`to mean “any media conveyance methodology that conveys information in the
`
`form of a signal.” It is my opinion that this would broadly include, for example,
`
`
`
`Page 24
`
`Petitioner - Ex. 1003
`
`

`

`
`
`broadcasts or transmissions distributed over AM/FM radio, digital radio, the
`
`Internet, satellite, cable, analog television, digital television, etc.
`
`b.
`“broadcast segment”
`Independent Claim 11 and dependent Claim 16 recite a “broadcast
`
`58.
`
`segment.”
`
`59. Other claims of the ’028 Patent provide relevant context for the phrase
`
`“broadcast segment.” For example, claims 1, 5 and 6 of the ’028 Patent refer to “at
`
`least one identifiable broadcast segment as part of a broadcast stream.” Ex. 1001,
`
`claims 1, 5, and 6.
`
`60. And, outside of the claims, the ’028 Patent uses the phrase “broadcast
`
`segment” synonymously with “song.” Ex. 1001 at 6:1–2 (“…assigns a unique
`
`identifier to each specific broadcast segment or song”). The ’028 Patent uses this
`
`phrase in the context of “tracking of music content which is being broadcast” and
`
`determining whether that “broadcast segment” is “available for purchase.” Ex.
`
`1001 at 5:64–6:4.
`
`61. Thus, in my opinion, the term “broadcast segment” should be
`
`construed to mean “a distinguishable piece or portion of a broadcast stream,” such
`
`as an individual song, speech, or video.
`
`c.
`“media content”
`Independent Claim 11 recites “media content.”
`
`62.
`
`
`
`Page 25
`
`Petitioner - Ex. 1003
`
`

`

`63. The ’028 Patent’s usage of the phrases “media” and “media content”
`
`informs my understanding of this phrase.
`
`64. For example, the ’028 Patent explains that:
`
`
`
`[T]here are various forms of media that can be broadcast.
`Where a specific type of media is used in the following
`examples, it is for demonstration purposes only and the
`examples should not be limited in that regard. Some
`examples of the various types of media can include music,
`songs, speech, text, video, etc.
`
`Ex. 1001 at 4:16–21.
`65. And, the ’028 Patent explains that its purported invention “provides a
`
`radio broadcast listener with the ability to conveniently purchase media content
`
`such as music or speech while listening to the radio.” Ex. 1001 at 2:55–58
`
`(emphasis added).
`
`66. Thus, in my opinion, the phrase “media content” should be construed
`
`to mean “any form of media content that, when translated from the signal-form in
`
`which it is transmitted, is discernible to humans.”
`
`2.
`
`“receiving a data stream associated with the broadcast
`stream”
`Independent Claim 11 recites “receiving a data stream associated with
`
`67.
`
`the broadcast stream.”
`
`68. While I do not believe that an express “construction,” per se, is
`
`
`
`Page 26
`
`Petitioner - Ex. 1003
`
`

`

`
`
`necessary for this phrase, I set forth my opinion below as to the scope of this
`
`limitation based on my review of other claims of the ’028 Patent—specifically
`
`claims 15 and 12—that help inform how a POSITA would understand the
`
`association of the data stream and the broadcast stream.
`
`69. Claim 15 is reproduced below:
`
`15. The method of claim 11, wherein the association of the
`data stream with the broadcast stream is at least one of the
`following: the data stream is frequency multiplexed with
`the broadcast stream, the data stream is time multiplexed
`with the broadcast stream, the data stream is transmitted
`independently from the broadcast stream, the data stream
`is encoded in the broadcast stream.
`
`70. Claim 15 explains that “the association of the data stream with the
`
`broadcast stream” in independent Claim 11 at least encompasses instances in
`
`which the “data stream” is (1) “transmitted independently fro

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