`
`CLASS
`
`SUBCLASS
`
`455
`
`412.1
`
`CROSS REFERENCE(S)
`
`SUBCLASS (ONE SUBCLASS PER BLOCK)
`
`CLASS
`370
`
`338
`
`INTERNATIONAL CLASSIFICATION
`
`CLAIMED
`1 / 725 (2006.01.01)
`
`M
`
`W
`
`4/00 (2009.01.01)
`
`H
`
`H
`
`0
`
`0
`
`4
`
`4
`
`NON-CLAIMED
`
`NONE
`
`(Assistant Examiner)
`/KIET DOAN/
`Primary Examiner.Art Unit 2641
`
`(Primary Examiner)
`
`U.S. Patent and Trademark Office
`
`Total Claims Allowed:
`
`27
`
`(Date)
`
`06/19/2017
`
`O.G. Print Claim(s)
`
`O.G. Print Figure
`
`(Date)
`
`1
`
`7
`
`Part of Paper No. 20170617
`
`Epic Games Ex. 1032
`Page 360
`
`
`
`
`
`Claims renumbered in the same order as presented by applicant CPA
`
`0 T.
`
` R.1.47
`
`Final
`
`Original
`
`Final
`
`Original
`
`Final
`
`Original
`
`Final
`
`Original
`
`Final
`
`Original
`
`Final
`
`Original
`
`Final
`
`Original
`
`Final
`
`Original
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`'13
`
`14
`
`15
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`NONE
`
`(Assistant Examiner)
`/KIET DOAN/
`Primary Examiner.Art Unit 2641
`
`(Primary Examiner)
`
`U.S. Patent and Trademark Office
`
`Total Claims Allowed:
`
`27
`
`(Date)
`
`06/19/2017
`
`O.G. Print Claim(s)
`
`O.G. Print Figure
`
`(Date)
`
`1
`
`7
`
`Part of Paper No. 20170617
`
`Epic Games Ex. 1032
`Page 361
`
`
`
`Application/Control No.
`
`14922344
`
`Examiner
`
`KIET DOAN
`
`Applicant(s)/Patent Under
`Reexamination
`CHEUNG ETAL.
`
`Art Unit
`
`2641
`
`•/
`
`=
`
`Rejected
`
`Allowed
`
`-
`-r
`
`Cancelled
`
`Restricted
`
`N
`
`I
`
`Non-Elected
`
`Interference
`
`A
`
`0
`
`Appeal
`
`Objected
`
` CPA
`
`0 T.D.
`
` R.1.47
`
` Claims renumbered in the same order as presented by applicant
`CLAIM
`Original
`Final
`1
`1
`2
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`DATE
`04/23/2016 09/30/2016 02/12/2017 03/01/2017 06/19/2017
`/
`/
`=
`=
`=
`/
`/
`=
`=
`=
`/
`/
`-
`-
`-
`/
`/
`=
`=
`=
`/
`/
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`=
`
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`
`U.S. Patent and Trademark Office
`
`Part of Paper No. : 20170617
`
`Epic Games Ex. 1032
`Page 362
`
`
`
`H04M1/64
`G06Q10/109
`
`CPC- SEARCHED
`
`Symbol
`
`Date
`4/25/2016
`
`CPC COMBINATION SETS - SEARCHED
`Symbol
`
`Date
`
`US CLASSIFICATION SEARCHED
`
`Class
`
`Subclass
`
`455
`
`370
`
`455
`
`709
`
`445
`463
`411
`412.1
`412.2
`466
`495
`276
`286
`259
`468
`426
`414
`
`TD rejection
`
`224
`update search
`
`update search , Applicant file additional claims that
`recited same limitation
`
`379
`
`210.01
`
`Date
`4/25/2016
`
`9/30/2016
`
`2/11/2017
`
`3/1/2017
`
`6/19/2017
`
`Examiner
`
`KD
`KD
`
`Examiner
`
`Examiner
`
`KD
`KD
`KD
`KD
`KD
`KD
`KD
`KD
`KD
`KD
`KD
`KD
`KD
`
`KD
`
`KD
`
`KD
`
`KD
`
`U.S. Patent and Trademark Office
`
`Part of Paper No. : 20170617
`
`Epic Games Ex. 1032
`Page 363
`
`
`
`US CLASSIFICATION SEARCHED
`
`Subclass
`
`Date
`
`Class
`
`709
`707
`
`update search
`206
`781
`
`SEARCH NOTES
`
`Search Notes
`
`Inventor search
`Eats search
`(send$3 transmit$3) with schedul$3 with receiv$3 near5 (text message$1)
`and text$3 near2 voice$1 and @ad<"20031010"
`(server (base near station)) with (send$3 transmit$3) with (info
`information message$1 text) with (wife (girl near friend$1) love$2 boss
`(boy adj friend$1) friend$1 spouce) and text nearl voice
`(H04N21/458 OR G06Q10/109 OR G06Q10/1093 OR G06Q50/01 OR
`H04L2012/6481 OR H04L12/581 OR H04M1/663 OR H04M7/0033 OR
`H04M2203/2072 OR H04M1/64 OR H04M1/72513 OR H04M1/72566 OR
`H04M3/432 OR H04M3/565).CPC.
`(server (base near station) computer) with (send$3 transmit$3) with
`schedul$3 with receiv$3 near5 (text message$1) and text nearl voice
`(send$3 transmit$3) with schedul$3 with receiv$3 near5 (text message$1)
`and priority and schedul$3 and (id identif$3) with call$3 and (id identif$3)
`with (message$1 text)
`
`TD rejection
`
`(identif$3 id) with caller and caller with priority and hidden with message$1
`(identif$3 id verif$3 detect$3) with caller and caller and priority and hidden
`with message$1
`update search
`
`update search , Applicant file additional claims that recited same limitation
`
`schedul$3 with (text message$1) and schedul$3 with available with
`receiv$3 with (text message$1) and (id identif$3) near6 (caller$1 (person
`near call$3)) and (server (base near station) pbx) with stor$3 with
`(message$1 text (contact$1 near number$1)).clm.
`updare search
`
`Date
`4/25/2016
`
`9/30/2016
`
`2/11/2017
`
`3/1/2017
`
`6/19/2017
`
`Examiner
`KD
`KD
`KD
`
`Examiner
`
`KD
`KD
`KD
`
`KD
`
`KD
`
`KD
`
`KD
`
`KD
`
`KD
`
`KD
`
`KD
`
`KD
`
`US Class/
`CPC Symbol
`
`INTERFERENCE SEARCH
`
`US Subclass / CPC Group
`
`Date
`
`Examiner
`
`4/25/2016
`
`U.S. Patent and Trademark Office
`
`Part of Paper No. : 20170617
`
`Epic Games Ex. 1032
`Page 364
`
`
`
`US Class/
`CPC Symbol
`709
`
`228
`
`INTERFERENCE SEARCH
`
`US Subclass / CPC Group
`
`Date
`
`Examiner
`
`KD
`
`U.S. Patent and Trademark Office
`
`Part of Paper No. : 20170617
`
`Epic Games Ex. 1032
`Page 365
`
`
`
`PART B - FEE(S) TRANSMITTAL
`Complete and send this form, together with applicable fee(s), to: Mail
`Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax
`(57D-273-2885
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1 through 5 should be completed where
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`current correspondence address (Note: Use Block 1 for any changeofaddress)
`
`06/22/2017
`
`34071
`7590
`IPVENTURE, INC.
`5150 EL CAMINO REAL
`SUITE A-22
`LOS ALTOS, CA 94022
`
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`(Depositor's name)
`
`(Signature)
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`Kwok Wai Cheung
`10/26/2015
`14/922,344
`TITLE OF INVENTION: SYSTEMS AND PROCESSES TO MANAGE COMMUNICATION
`
`IPVMCP02C3
`
`9763
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`nonprovisional
`
`SMALL
`
`$480
`
`DATE DUE
`
`09/22/2017
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`455-412100
`DOAN, KIETM
`2641
`2.
`1. Change of correspondence address or indication of "Fee Address" (37
`For printing on the patent front page, list
`(1) The names of up to 3 registered patent attorneys
`CFR 1.363).
`Q Change of correspondence address (or Change of Correspondence
`or agents OR, alternatively,
`Address form PTO/SB/122) attached.
`(2) The name of a single firm (having as a member a
`Q "Fee Address" indication (or "Fee Address" Indication form
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`listed, no name will be printed.
`Number is required.
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`IB) RESIDENCE: (CITY and STATE OR COUNTRY)
`IpVenture, Inc.
`Los Altos, CA
`
`1---------------------------------------------------
`
`2--------------------------------------------------
`
`3
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : Q Individual O Corporation or other private group entity Q Government
`
`4a. The following fee(s) are submitted:
`Q Issue Fee
`Q Publication Fee (No small entity discount permitted)
`Ol Advance Order - # of Copies______________________
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`Q A check is enclosed.
`d Payment by credit card. Form PTQ 2038 is attached. (Previously paid)
`El The director is hereby authorized to charge the required fee(s), any deficiency, or credits any
`overpayment, to Deposit Account Number 503874
`(enclose an extra copy of this form).
`
`5. Change in Entity Status (from status indicated above)
`Q Applicant certifying micro entity status. See 37 CFR 1.29
`
`Q Applicant asserting small entity status. See 37 CFR 1.27
`
`Q Applicant changing to regular undiscounted fee status.
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`NOTE: This form must be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for signature requirements and certifications.
`
`Authorized Signature
`
`/Peter P, Tong/_______________________
`
`Typed or printed name
`
`Peter P, Tong________________________
`
`Date June 30, 2017
`
`Registration No. 35,757
`
`PTOL-85 Part B (10-13) Approved for use through 10/31/2013.
`
`Page 2 of 3
`
`OMB 0651-0033 U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Epic Games Ex. 1032
`Page 366
`
`
`
`Electronic Acknowledgement Receipt
`
`EFS ID:
`
`Application Number:
`
`29665567
`
`14922344
`
`International Application Number:
`
`Confirmation Number:
`
`9763
`
`Title of Invention:
`
`SYSTEMS AND PROCESSES TO MANAGE COMMUNICATION
`
`First Named Inventor/Applicant Name:
`
`Kwok Wai Cheung
`
`Customer Number:
`
`Filer:
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`34071
`
`Peter P.Tong
`
`IPVMCP02C3
`
`30-JUN-2017
`
`26-OCT-2015
`
`22:52:46
`
`Application Type:
`
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`Multi
`Part /.zip
`
`Pages
`(ifappl.)
`
`125506
`
`1
`
`Issue Fee Payment (PTO-85B)
`
`IPVMCP02C3_IFTrans_6-30-17.
`
`79afe5e870ea6f9b33f282fa41b664f24428b
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`no
`
`1
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`Warnings:
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`Epic Games Ex. 1032
`Page 367
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`
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`Information:
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`Total Files Size (in bytes):
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`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
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`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
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`
`Epic Games Ex. 1032
`Page 368
`
`
`
`PART B - FEE(S) TRANSMITTAL
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1 through 5 should be completed where
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`
`CURRENT CORRESPONDENCE address (Note: Use Block 1 for any change of address)
`
`06/22/2017
`
`34071
`7590
`IPVENTURE, INC.
`5150 EL CAMINO REAL
`SUITE A-22
`LOS ALTOS, CA 94022
`
`APPLICATION NO.
`Kwok Wai Cheung
`10/26/2015
`14/922,344
`TITLE OF INVENTION: SYSTEMS AND PROCESSES TO MANAGE COMMUNICATION
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`I ATTORNEY DOCKET NO. |
`
`CONFIRMATION NO. |
`
`IPVMCP02C3
`
`9763
`
`APPLN. TYPE
`nonprovisional
`
`ENTITY STATUS
`SMALL
`
`ISSUE FEE DUE
`$480
`
`PUBLICATION FEE DUE
`
`SO
`
`PREV. PAID ISSUE FEE TOTAL FEE(S) DUE
`$480
`S480
`
`DATE DUE
`09/22/2017
`
`87/05/2817 NBLflNCOl 00230036 14922344
`01 FC:2501
`488.00 OP
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`2641
`DOAN, KIETM
`455-412100
`2. For printing on the patent front page, list
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`(1) The names of up to 3 registered patent attorneys 1-------------------------------------------------
`Q Change of correspondence address (or Change of Correspondence
`or agents OR, alternatively,
`Address form PTO/SB/122) attached.
`(2) The name of a single firm (having as a member a 2-------------------------------------------------
`Q "Fee Address" indication (or "Fee Address" Indication form
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is 3_______________________________
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`listed, no name will be printed.
`Number is required.
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`(A) NAME OF ASSIGNEE
`Los Altos, CA
`IpVenture, Inc.
`
`Please check the appropriate assignee category or categories (will not be printed on the patent):
`
` Individual Corporation or other private group entity Government
`
`4a. The following fee(s) are submitted:
`Q Issue Fee
` Publication Fee (No small entity discount permitted)
`Q Advance Order - # of Copies______________________
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`Q A check is enclosed.
`Q Payment by credit card. Form PTO 2038 is aUuehed. (Previously paid)
`El The director is hereby authorized to charge the required fee(s), any deficiency, or credits any
`(enclose an extra copy of this form).
`overpayment, to Deposit Account Number 503874
`
`5. Change in Entity Status (from status indicated above)
`Q Applicant certifying micro entity status. See 37 CFR 1.29
`
`Q Applicant asserting small entity status. See 37 CFR 1.27
`
`Q Applicant changing to regular undiscounted fee status.
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE; If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`NOTE: This form must be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for signature requirements and certifications.
`
`Authorized Signature
`
`Typed or printed name
`
`/Peter P. Tong/_________________________
`Peter P. TOflQ__________________________
`
`June 30. 2017_____________________
`Date
`BBBllfe 14922344
`Reg^tffi?
`n< nMCtti
`-4ÖÖ.ÜÖ Ur
`
`PTOL-85 Part B (10-13) Approved for use through 10/31/2013.
`
`OMB 0651-0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Page 2 of 3
`
`Epic Games Ex. 1032
`Page 369
`
`
`
`United Siates Extent and Trademark Office____________________________________
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`I GRP ART I
`APPLICATION "I
`FILING or
`I
`NUMBER | 371(c) DATE | UNIT | FILFEEREC'D |
`14/922,344
`2641
`10/26/2015
`1220
`
`34071
`IPVENTURE, INC.
`5150 EL CAMINO REAL
`SUITE A-22
`LOS ALTOS, CA 94022
`
`ATTY.DOCKET.NO
`IPVMCP02C3
`
`I
`I
`|tOT CLAIMS | IND CLAIMS
`1
`5
`CONFIRMATION NO. 9763
`CORRECTED FILING RECEIPT
`
`Date Mailed: 07/19/2017
`
`Receipt is acknowledged of this non-provisional patent application. The application will be taken up for examination
`in due course. Applicant will be notified as to the results of the examination. Any correspondence concerning the
`application must include the following identification information: the U.S. APPLICATION NUMBER, FILING DATE,
`NAME OF APPLICANT, and TITLE OF INVENTION. Fees transmitted by check or draft are subject to collection.
`Please verify the accuracy of the data presented on this receipt. If an error is noted on this Filing Receipt, please
`submit a written request for a Filing Receipt Correction. Please provide a copy of this Filing Receipt with the
`changes noted thereon. If you received a "Notice to File Missing Parts" for this application, please submit
`any corrections to this Filing Receipt with your reply to the Notice. When the USPTO processes the reply
`to the Notice, the USPTO will generate another Filing Receipt incorporating the requested corrections
`Inventor(s)
`
`Kwok Wai Cheung, Tai Po, HONG KONG;
`Peter P. Tong, Mountain View, CA;
`C. Douglass Thomas, Saratoga, CA;
`
`Applicant(s)
`
`IpVenture, Inc., Los Altos, CA;
`Power of Attorney: The patent practitioners associated with Customer Number 34071
`Domestic Priority data as claimed by applicant
`This application is a CON of 14/272,632 05/08/2014 PAT 9204268
`which is a CON of 12/798,995 04/14/2010 PAT 8744407
`which is a CON of 11/452,115 06/12/2006 PAT 7729688
`which is a CIP of 11/006,343 12/07/2004 PAT 7116976
`which claims benefit of 60/527,565 12/08/2003
`and said 11/452,115 06/12/2006
`claims benefit of 60/689,686 06/10/2005
`Foreign Applications for which priority is claimed (You may be eligible to benefit from the Patent Prosecution
`Highway program at the USPTO. Please see http://www.uspto.gov for more information.) - None.
`Foreign application information must be provided in an Application Data Sheet in order to constitute a claim to
`foreign priority. See 37 CFR 1.55 and 1.76.
`
`Permission to Access Application via Priority Document Exchange: Yes
`
`Permission to Access Search Results: No
`
`page 1 of 4
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`Epic Games Ex. 1032
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`Applicant may provide or rescind an authorization for access using Form PTO/SB/39 or Form PTO/SB/69 as
`appropriate.
`
`If Required, Foreign Filing License Granted: 11/04/2015
`The country code and number of your priority application, to be used for filing abroad under the Paris Convention,
`is US 14/922,344
`Projected Publication Date: Not Applicable
`Non-Publication Request: No
`Early Publication Request: No
`** SMALL ENTITY **
`Title
`
`SYSTEMS AND PROCESSES TO MANAGE MULTIPLE MODES OF COMMUNICATION
`Preliminary Class
`455
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition Applications: No
`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
`
`Since the rights granted by a U.S. patent extend only throughout the territory of the United States and have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
`in a specific country or in regional patent offices. Applicants may wish to consider the filing of an international
`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generally has the same
`effect as a regular national patent application in each PCT-member country. The PCT process simplifies the filing
`of patent applications on the same invention in member countries, but does not result in a grant of "an international
`patent" and does not eliminate the need of applicants to file additional documents and fees in countries where patent
`protection is desired.
`
`Almost every country has its own patent law, and a person desiring a patent in a particular country must make an
`application for patent in that country in accordance with its particular laws. Since the laws of many countries differ
`in various respects from the patent law of the United States, applicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that in the case of inventions made in the United States, the Director of the USPTO must
`issue a license before applicants can apply for a patent in a foreign country. The filing of a U.S. patent application
`serves as a request for a foreign filing license. The application's filing receipt contains further information and
`guidance as to the status of applicant's license for foreign filing.
`
`Applicants may wish to consult the USPTO booklet, "General Information Concerning Patents" (specifically, the
`section entitled "Treaties and Foreign Patents") for more information on timeframes and deadlines for filing foreign
`patent applications. The guide is available either by contacting the USPTO Contact Center at 800-786-9199, or it
`can be viewed on the USPTO website at http://www.uspto.gov/web/offices/pac/doc/general/index.html.
`
`For information on preventing theft of your intellectual property (patents, trademarks and copyrights), you may wish
`to consult the U.S. Government website, http://www.stopfakes.gov. Part of a Department of Commerce initiative,
`this website includes self-help "toolkits" giving innovators guidance on how to protect intellectual property in specific
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`Epic Games Ex. 1032
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`countries such as China, Korea and Mexico. For questions regarding patent enforcement issues, applicants may
`call the U.S. Government hotline at 1-866-999-HALT (1-866-999-4258).
`
`LICENSE FOR FOREIGN FILING UNDER
`Title 35, United States Code, Section 184
`Title 37, Code of Federal Regulations, 5.11 & 5.15
`
`GRANTED
`
`The applicant has been granted a license under 35 U.S.C. 184, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" followed by a date appears on this form. Such licenses are issued in all applications where
`the conditions for issuance of a license have been met, regardless of whether or not a license may be required as
`set forth in 37 CFR 5.15. The scope and limitations of this license are set forth in 37 CFR 5.15(a) unless an earlier
`license has been issued under 37 CFR 5.15(b). The license is subject to revocation upon written notification. The
`date indicated is the effective date of the license, unless an earlier license of similar scope has been granted under
`37 CFR 5.13 or 5.14.
`
`This license is to be retained by the licensee and may be used at any time on or after the effective date thereof unless
`it is revoked. This license is automatically transferred to any related applications(s) filed under 37 CFR 1.53(d). This
`license is not retroactive.
`
`The grant of a license does not in any way lessen the responsibility of a licensee for the security of the subject matter
`as imposed by any Government contract or the provisions of existing laws relating to espionage and the national
`security or the export of technical data. Licensees should apprise themselves of current regulations especially with
`respect to certain countries, of other agencies, particularly the Office of Defense Trade Controls, Department of
`State (with respect to Arms, Munitions and Implements of War (22 CFR 121-128)); the Bureau of Industry and
`Security, Department of Commerce (15 CFR parts 730-774); the Office of Foreign AssetsControl, Department of
`Treasury (31 CFR Parts 500+) and the Department of Energy.
`
`NOT GRANTED
`
`No license under 35 U.S.C. 184 has been granted at this time, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" DOES NOT appear on this form. Applicant may still petition for a license under 37 CFR 5.12,
`if a license is desired before the expiration of 6 months from the filing date of the application. If 6 months has lapsed
`from the filing date of this application and the licensee has not received any indication of a secrecy order under 35
`U.S.C. 181, the licensee may foreign file the application pursuant to 37 CFR 5.15(b).
`
`SelectUSA
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location for
`business investment, innovation, and commercialization of new technologies. The U.S. offers tremendous resources
`and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation works to
`promote and facilitate business investment. SelectUSA provides information assistance to the international investor
`community; serves as an ombudsman for existing and potential investors; advocates on behalf of U.S. cities, states,
`and regions competing for global investment; and counsels U.S. economic development organizations on investment
`attraction best practices. To learn more about why the United States is the best country in the world to develop
`
`page 3 of 4
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`Epic Games Ex. 1032
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`technology, manufacture products, deliver services, and grow your business, visit http://www.SelectUSA.gov or call
`+1-202-482-6800.
`
`page 4 of 4
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`Epic Games Ex. 1032
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`United States Patent and Trademark Oefice
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`PATENT NO.
`
`9736664
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`IPVMCP02C3
`
`9763
`
`ISSUE DATE
`
`08/15/2017
`
`07/26/2017
`
`APPLICATION NO.
`
`14/922.344
`
`34071
`7590
`IPVENTURE, INC.
`5150 EL CAMINO REAL
`SUITE A-22
`LOS ALTOS, CA 94022
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto.gov).
`
`Any questions regarding the Patent Tenn Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(S) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
`
`Kwok Wai Cheung, Tai Po, HONG KONG;
`IpVenture, Inc., Los Altos, CA;
`Peter P. Tong, Mountain View, CA;
`C. Douglass Thomas, Saratoga, CA;
`
`The Linked States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103 (Rev. 10/09)
`
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`PTO/SB/06 (09-11)
`Approved for use through 1/31/2014. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`PATENT APPLICATION FEE DETERMINATION RECORI
`Filing Date
`Application or Docket Number
`14/922,344
`10/26/2015
`Substitute for Form PTO-875
`
`I Ito be Mailed
`
`ENTITY: LARGE 0 SMALL MICRO
`
`FOR
`BASIC FEE
`(37 CFR 1.16(a), (b), or (c))
` SEARCH FEE
`(37 CFR 1.16(k), (i), or (m))
` EXAMINATION FEE
`(37 CFR 1.16(o), (p), or (q))
`TOTAL CLAIMS
`(37 CFR 1.16(1))
`INDEPENDENT CLAIMS
`(37 CFR 1.16(h))
`
`(Column 1)
`NUMBER FILED
`
`APPLICATION AS FILED - PART I
`(Column 2)
`NUMBER EXTRA
`
`N/A
`
`N/A
`
`N/A
`
`N/A
`
`N/A
`
`N/A
`
`minus 20 =
`
`minus 3 =
`
`*
`
`*
`
`FEE ($)
`
`RATE ($)
`
`N/A
`
`N/A
`
`N/A
`x $40 =
`x $210 =
`
`□application SIZE FEE (37
`CFR 1.16(S))
`
`If the specification and drawings exceed 100 sheets
`of paper, the application size fee due is $310 ($155
`for small entity) for each additional 50 sheets or
`fraction thereof. See 35 U.S.C. 41 (a)(1 )(G) and 37
`CFR 1.16(s).
` MULTIPLE DEPENDENT CLAIM PRESENT (37 CFR 1.16(j))
`
`* If the difference in column 1 is less than zero, enter "0" in column 2.
`
`TOTAL
`
`APPLICATION AS AMENDEI - PART II
`(Column 3)
`(Column 2)
`HIGHEST
`NUMBER
`PREVIOUSLY
`PAID FOR
`** 20
`***3
`
`= 0
`= 0
`
`x $ 50 =
`x $230 =
`
`(Column 1)
`CLAIMS
`REMAINING
`AFTER
`AMENDMENT
`*20
`Total
`(37 CFR 1.16(i))
`*2
`Independent
`Minus
`(37 CFR 1.16(h))
` Application Size Fee (37 CFR 1.16(s))
` FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR
`116(j))
`
`PRESENT EXTRA
`
`RATE ($)
`
`ADDITIONAL FEE ($)
`
`0
`0
`
`0
`
`07/16/2019
`
`Minus
`
`AMENDMENT
`
`AMENDMENT
`
`(Column 3)
`
`TOTAL ADD'L FEE
`
`PRESENT EXTRA
`
`RATE ($)
`
`ADDITIONAL FEE ($)
`
`(Column 1)
`CLAIMS
`REMAINING
`AFTER
`AMENDMENT
`*
`
`Minus
`
`(Column 2)
`HIGHEST
`NUMBER
`PREVIOUSLY
`PAID FOR
`
`**
`
`...
`
`Total
`(37 CFR 1.16(i))
`Independent
`*
`Minus
`(37 CFR 1.16(h))
` Application Size Fee (37 CFR 1.16(s))
` FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR
`1-16(j))______________________________________________________________________
`
`=
`
`=
`
`x $ 0 =
`x $ 0 =
`
`* If the entry in column 1 is less than the entry in column 2, write "0" in column 3.
`** If the "Highest Number Previously Paid For" IN THIS SPACE is less than 20, enter "20".
`If the "Highest Number Previously Paid For" IN THIS SPACE is less than 3, enter "3".
`The "Highest Number Previously Paid For" (Total or Independent) is the highest number found in the appropriate box in column 1.
`This collection of information is required by 37 CFFt 1.16. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering,
`preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you
`require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S.
`Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`Ifyou need assistance in completing the form, call 1-800-PW-9199 and select option 2.
`
`TOTAL ADD’L FEE
`LIE
`/EFREM WARREN/
`
`Epic Games Ex. 1032
`Page 375
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`IN THE