Form 1449 (Modified)
`
`information Disclosure
`Statement By Applicant
`
`(Use Several Sheets if Necessary)
`
`Atty. Docket No.
`Application No.:
`Applicant
`Filing Date
`Group
`
`IPVMCP02C2
`Not Yet Assigned
`CHEUNG et aL
`Herewith
`Not Yet Assigned
`Page 2 of 6
`
`28.
`29.
`30.
`31.
`32.
`33.
`34.
`35.
`36.
`37.
`38.
`39.
`40.
`41.
`42.
`43.
`44.
`45.
`46.
`47.
`48.
`49.
`50.
`51.
`52.
`53.
`54.
`55.
`56.
`
`Thomas et al.
`Jan-06
`2006/0003803 A1
`Joseph et al.
`Oct-06
`2006/0239419 A1
`Jefferson et al.
`2006/0288099 A1
`Dec-06
`Jefferson et al.
`2007/0047522 A1
`Mar-07
`Cheung et al.
`2010/0205272 A1
`Aug-10
`2011/0151852 A1
`Jun-11
`Olincy et al.
`Jun-95
`Daines
`5,425,516
`Bannister et al.
`Aug-96
`5,548,636
`Ludwig et al.
`5,758,079 May-98
`Szlam et al.
`Oct-98
`5,828,731
`Pepper et al.
`5,930,700
`Jul-99
`Oct-99 Will
`5,970,388
`Osborn et al.
`6,119,022
`Sep-00
`6,327,628 B1
`Dec-01
`Anuff et al.
`6,463,462 B1
`Oct-02
`Smith et al.
`Zahavi et al
`6,577,859 B1
`Jun-03
`Bookspan et al.
`6,636,888 B1
`Oct-03
`6,665,534 B1
`Conklin et al.
`Dec-03
`Logan
`Sep-04
`6,788,766 B2
`Oct-04
`6,801,793 B1
`Aarnio et al.
`Nov-04
`Kredo et al.
`6,816,578 B1
`6,819,757 B1
`Nov-04
`Cook et al.
`Nov-04
`6,819,945 B1
`Chow et al.
`6,978,136 B2
`Jenniges et al.
`Dec-05
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`Brown et al.
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`Irvin et al.
`Mar-06
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`Zhang et al.
`Apr-06
`May-07
`Krishnan
`7,043,261 B1
`7,072,452 B1
`Roberts et al.
`Jul-06
`
`Examiner
`
`Date Considered
`
`Examiner: Initial citation considered. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant.
`
`Epic Games Ex. 1031
`Page 34
`
`

`

`Form 1449 (Modified)
`
`information Disclosure
`Statement By Applicant
`
`(Use Several Sheets if Necessary)
`
`Atty. Docket No.
`Application No.:
`Applicant
`Filing Date
`Group
`
`IPVMCP02C2
`Not Yet Assigned
`CHEUNG et al.
`Herewith
`Not Yet Assigned
`Page 3 of 6
`
`57.
`58.
`59.
`60.
`61.
`62.
`63.
`64.
`65.
`66.
`67.
`68.
`69.
`70.
`
`7,085,253 B2
`Aug-06
`7,107,010 B2
`Sep-06
`7,110,963 B2
`Sep-06
`7,111,044 B2
`Sep-06
`7,116,976 B2
`Oct-06
`Mar-07
`7,188,073 B1
`May-07
`7,224,775 B1
`7,376,434 B2 May-08
`7,403,972 B1
`Jul-08
`7,729,688 B2
`Jun-10
`7,792,552 B2
`Sep-10
`7,890,128 B1
`Feb-11
`8,112,104 B1
`Feb-12
`Oct-12
`8,280,419 A1
`
`Yang
`Heinonen et al.
`Negreiro
`Lee
`Thomas et al.
`Tam et al.
`Shaffer et al.
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`Thomas et al.
`
`Foreign Documents
`
`Init.
`
`Document No.
`WO 01/45343 A2
`ON 1453981
`
`Date
`Jun-01
`Nov-03
`
`Country
`PCT
`China
`
`Class Subclass
`
`Translation
`Yes
`No
`
`Other Documents (Including Author, Title, Date, Pertinent Pages, etc.)
`Notice of Allowance for U.S. Patent Application No. 12/798,995 dated September 29,
`2011.
`Notice of Allowance for U.S. Patent Application No. 12/798,995 dated January 3, 2012.
`
`Notice of Allowance for U.S. Patent Application No. 12,798,995, dated October 3, 2012.
`
`Notice of Allowance for U.S. Patent Application No. 12/798,995, dated October 30, 2013.
`Notice of Allowance for U.S. Patent Application No. 12/798,995, dated February 20, 2014.
`First Office Action for CN Patent Application No. 200680027964.9, dated 3/26/10 (17
`pages).
`Second Office Action for CN Patent Application No. 200680027964.9, dated 10/25/10 (14
`pages).
`
`A
`
`B
`
`C
`
`D
`E
`
`F
`
`G
`
`Examiner
`
`Date Considered
`
`Examiner: Initial citation considered. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant.
`
`Epic Games Ex. 1031
`Page 35
`
`

`

`Form 1449 (Modified)
`
`information Disclosure
`Statement By Applicant
`
`(Use Several Sheets if Necessary)
`
`Atty. Docket No.
`Application No.:
`Applicant
`Filing Date
`Group
`
`IPVMCP02C2
`Not Yet Assigned
`CHEUNG et al.
`Herewith
`Not Yet Assigned
`Page 4 of 6
`
`H
`
`I
`
`J
`
`K
`
`L
`
`M
`
`N
`
`0
`
`P
`
`Q
`
`R
`
`S
`
`T
`
`U
`
`V
`
`w
`
`X
`
`Third Office Action for CN Patent Application No. 200680027964.9, dated 4/8/11 (11
`pages).
`Notice of Rejection for CN Patent Application No. 200680027964.9, dated 1/6/12 (11 pgs.)
`"Company Overview", http://www.fastmobile.com/company_overview.html, downloaded
`11/5/2003, p. 1.
`"Introducing the Tellme Voice Application Network", Tellme,
`http://www.tellme.com/products/, downloaded 10/2/2003, page 1.
`"iotum History," lotum Corp., http://iotum.com/simplyrelevant/2006/04/03/iotum-history/,
`downloaded May 15, 2006, pages 1-4.
`"messaging", Vodafone Group, 2001,
`http:www.vodafone.co.nz/businessZ10.2.3_messaging.jsp, downloaded 10/14/2003,
`pages 1-2.
`"MicrosoftWindows Messenger: Go Beyond Text with Voice & Video Chats", Dell Inc.,
`http://www.dell.com/us/en/dhs/topics/segtopic_002_xp_im.htm, downloaded 10/2/2003,
`pages 1-2.
`"Microsoft Windows Messenger: Instantly Communicate with Family and Friends
`Messenger", Dell Inc., http://www.dell.com/us/en/dhs/topics/segtopic_001_xp_im.htm,
`downloaded 10/2/2003, pages 1-3.
`"Our Solution," lotum Corp., http://www.iotum.com/our_solution.php, downloaded May 15,
`2006, pages 1-2.
`"Short Message Service/lnteractive Voice Response (SMS/IVR), Lucent Technologies,
`2003, pages 1-2.
`"text messaging", Vodafone Group, 2001, Vodafone - Services, "All about text
`messaging", http://www.vodafone.co.nz/services/07.a.1_two_way_messaging.jsp
`?hd=4yourbusiness&..., downloaded 10/14/2003, pages 1-2.
`"We bring relevance to communications," Cnet News, Ina Fried, July 21,2005, pages 1-2.
`Appenzeller, et al., "The Mobile People Architecture", Technical Report: CSL-TR-00000,
`Computer Systems Laboratory, Departments of Electrical Engineering and Computer
`Science, Stanford University, January 1999, pages 1-13.
`BlackBerry, "Voice and SMS",
`http ://www. blackberry.com/products/service/voices_sms. shtml?DCPID=hmsvoice
`downloaded 10/2/2003, pagel.
`Calsyn, Martin and Desseault, Lisa, "Presence Information Protocol Requirements,"
`Internet Draft, February 9, 1998, pages 1-27.
`Emergin Inc., "Emergin WirelessOffice 5.0", http://www.emergin.com/?source=overture,
`downloaded 10/2/2003, page 1.
`fastmobile Inc., "Dialog GSM launches Push ‘n’ Talk walkie talkie service Push to Talk
`over Cellular Now in Sri Lanka Dialog GSM Pioneers Latest GSM Advancement", Press
`
`Examiner
`
`Date Considered
`
`Examiner: Initial citation considered. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant.
`
`Epic Games Ex. 1031
`Page 36
`
`

`

`Form 1449 (Modified)
`
`information Disclosure
`Statement By Applicant
`
`(Use Several Sheets if Necessary)
`
`Atty. Docket No.
`Application No.:
`Applicant
`Filing Date
`Group
`
`IPVMCP02C2
`Not Yet Assigned
`CHEUNG et al.
`Herewith
`Not Yet Assigned
`Page 5 of 6
`
`Y
`
`z
`
`AA
`
`AB
`
`Release, December 1,2004, pages 1-2.
`fastmobile, "fastmobile's fastchat™ Instant Communications Application is Coming to
`Thousands of Mobile Phone Retail Stores Nationwide", fastmobile Press Release,
`September 15, 2003, pages 1-3.
`IMBOT, Press Release, "IMBOT offers new Text 2 Voice Service Text 2 Voice service
`enables wireless customers to send voice messages from 2-Way devices", October 29,
`2001, pages 1-2.
`Internet Traveler, "Welcome to the Inter.Net Communicator Tour!",
`http://www.inter.net/traveler/tour/communicator_messaging.php, downloaded 10/14/2003,
`p. 1.
`J. Rosenberg, H. Schulzrinne, Internet Draft, "SIP For Presence,"
`http://www.alternic.org/drafts/drafts-r-s/draft-rosenberg=sip-pip-OO.txt, November 13,
`1998, Bell Laboratories, Columbia, pages 1-31.
`Joseph, Anthony D. et al., "The Case for Services over Cascaded Networks", EECS
`Department, CS Division, University of California, Berkeley,
`http://iceberg.cs.berkeley.edu/, International Conference on Wireless and Mobile
`Multimedia 1998, pages 1-9.
`MobileShop, "SMS - also known as text messaging",
`http://www.mobileshop.org/howitworks.sms.htm, downloaded October 14, 2003, pages 1-
`2.
`Schulzrinne, H. et al., RPID: Rich Presence Extensions to the Presence Information Data
`Format (PIDF), draft-ietf=simple-rpid-06.txt, June 2, 2005, http://www1.ietf.org/mail-
`archive/web/simple/current/msg05398.html, downloaded November 15, 2006, pages 1-35.
`Schulzrinne, H. et al., RPID: Rich Presence Extensions to the Presence Information Data
`AF
`Format (PIDF), draft-ietf-sirnple-rpid-10.txt, December 20, 2005, pages 1-41.
`AG Schulzrinne, H. et al., RPID: Rich Presence Extensions to the Presence Information Data
`Format (PIDF), draft-ietf-simple-rpid-10.txt, December 4, 2005, pages 1-35.
`Sonim Technologies, Inc., "Integrated voice and text messanging over GPRS showcased
`jointly by Sonim, Symbian and Texas Instruments", Sonim Press Release, December 2,
`2002, pages 1-2.
`Symbian Ltd., "Symbian OS Version 7.0: Functional description", Revision 1.5, February
`2003, pages 1-24.
`Symbian Ltd., "Symbian OS Version 7.0s: Functional description", Revision 2.1, June
`2003, pages 1-29.
`Symbian Ltd., "Technology: Creating Symbian OS phones",
`http://www.symbian.com/technology/create-symb-OS-phones.html, downloaded
`11/5/2003, page 1-8.
`Symbian Ltd., "Technology: Why is a different operating system needed",
`http://www.symbian.com/technology/why-diff-os.html, downloaded 11/5/2003, pages 1-5.
`
`AC
`
`AD
`
`AE
`
`AH
`
`Al
`
`AJ
`
`AK
`
`AL
`
`Examiner
`Examiner
`
`
`
`Date ConsideredDate Considered
`
`Examiner: Initial citation considered. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant.
`
`Epic Games Ex. 1031
`Page 37
`
`

`

`Form 1449 (Modified)
`
`information Disclosure
`Statement By Applicant
`
`(Use Several Sheets if Necessary)
`
`Atty. Docket No.
`Application No.:
`Applicant
`Filing Date
`Group
`
`IPVMCP02C2
`Not Yet Assigned
`CHEUNG et al.
`Herewith
`Not Yet Assigned
`Page 6 of 6
`
`AM Verizon Wireless, "TXT messaging",
`http://www.vtext.com/customer_site/jsp/messaging_lo.jsp, downloaded 10/2/2003, page 1.
`AN W3C, "Voice Extensible Markup Language (VoiceXML) Version 2.0, W3C, www.w3.org,
`February 20, 2003.
`YahoolMessenger, "YahoolMessenger Talk for Free!",
`http://messenger.yahoo.com/messenger/help/voicechat.html, downloaded 10/2/2003,
`pages 1-2.
`
`AO
`
`Examiner
`
`Date Considered
`
`Examiner: Initial citation considered. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant.
`
`Epic Games Ex. 1031
`Page 38
`
`

`

`ICM
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`
`Mobile phone
`Office phone
`Home phone
`Mobile SMS/pager from mobile phone or PDA
`Home/office SMS (to office/home PC)
`Mobile Online chat (to mobile phone or PDA)
`Home Online chat (Net Meeting, AOL, ICQ etc.)
`Voice mail with instant notification to mobile devices of the user
`Voice mail without notification to mobile devices
`Office fax
`Home fax
`Mobile Email (Blackberry etc.)
`Email
`User defined
`
`Default
`Voice mail
`Voice mail
`Voice mail
`Email
`Email
`Voice mail
`Voice mail
`
`Reject
`Email
`Reject
`
`ContactClass 1
`ContactClass2
`ContactClass3
`ContactClass4
`ContactClass5
`ContactClassö
`ContactClass?
`ContactClass8
`ContactClass9
`ContactClass 10
`
`FIGURE 1
`
`Kinship family members, love ones
`Relatives and friends
`Boss and VIP
`Colleagues
`Subordinates
`Business acquaintances
`VIP Clients
`Clients
`Secretary
`User defined
`
`FIGURE 2
`
`Epic Games Ex. 1031
`Page 39
`
`

`

`UrgClassl
`UrgClass2
`
`UrgClass3
`UrgClass4
`UrgClass5
`UrgClassö
`UrgClass7
`UrgClass8
`
`Life threatening - interrupt at any time and occasion
`Urgent confirmed meeting reminder - interraption
`allowed
`Urgent matter requiring immediate attention
`Important matter requiring quick attention
`Regular work related matter
`Casual contact
`Cold calls from unknown person
`User defined
`
`FIGURE 3
`
`MyBusyStatel
`MyBusyState2
`MyBusyState3
`MyBusyState4
`MyBusyState5
`MyBusyStateö
`
`Important meeting
`Ordinary meeting
`Available
`Sleeping
`Resting
`User defined
`
`FIGURE 4
`
`Contactclass
`ContactClass2
`
`UrgClass
`UrgClassl-3
`UrgClass4-6
`
`UrgClass7-8
`
`MyBusyState
`All
`MyBusyStatel
`MyBusyState2-3
`MyBusyState4-5
`All
`
`ICM allowed
`All
`All
`All
`All
`ICM 13
`
`FIGURE 5
`
`Epic Games Ex. 1031
`Page 40
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`Title of Invention:
`
`SYSTEMS AND PROCESSES TO MANAGE MULTIPLE MODES OF
`COMMUNICATION
`
`First Named Inventor/Applicant Name:
`
`Kwok Wai Cheung
`
`Filer:
`
`Peter P.Tong/Angela Nijim
`
`Attorney Docket Number:
`
`IPVMCP02C2
`
`Filed as Small Entity
`
`Utility under 35 USC 111 (a) Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
`
`Basic Filing:
`
`Utility filing Fee (Electronic filing)
`
`Utility Search Fee
`
`Utility Examination Fee
`
`4011
`
`2111
`
`2311
`
`1
`
`1
`
`1
`
`70
`
`300
`
`360
`
`70
`
`300
`
`360
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appea ls-and-1 nterference:
`
`Epic Games Ex. 1031
`Page 41
`
`

`

`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
`
`Post-Allowance-and-Post-lssuance:
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Total in USD ($)
`
`730
`
`Epic Games Ex. 1031
`Page 42
`
`

`

`Electronic Acknowledgement Receipt
`
`EFS ID:
`
`Application Number:
`
`18966275
`
`14272632
`
`International Application Number:
`
`Confirmation Number:
`
`7856
`
`Title of Invention:
`
`SYSTEMS AND PROCESSES TO MANAGE MULTIPLE MODES OF
`COMMUNICATION
`
`First Named Inventor/Applicant Name:
`
`Kwok Wai Cheung
`
`Customer Number:
`
`34071
`
`Filer:
`
`Peter P.Tong/Angela Nijim
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`Peter P.Tong
`
`IPVMCP02C2
`
`08-MAY-2014
`
`11:56:03
`
`Application Type:
`
`Utility under 35 USC 111(a)
`
`ayment information:
`
`Submitted with Payment
`Payment Type
`Payment was successfully received in RAM
`RAM confirmation Number
`
`yes
`
`Credit Card
`
`$730
`
`10635
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`Deposit Account
`Authorized User
`TONG, PETER P
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent application and reexamination processing fees)
`
`503874
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`Charge any Additional Fees required under 37 C.F.R. Section 1.21 (Miscellaneous fees and charges)
`
`Epic Games Ex. 1031
`Page 43
`
`

`

`File Listing:
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size(Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(ifappl.)
`
`1
`
`Application Data Sheet
`
`WebADS.pdf
`
`Warnings:
`Information:
`
`2
`
`Transmittal of New Application
`
`IPVMCP02C2-AppTrans.pdf
`
`131428
`
`055ba731 c35d044cf85509556fece844ec98
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`
`276287
`
`4dac33d5ba99f2b7e049f22b5075cb527ca
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`
`no
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`no
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`6
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`2
`
`IPVMCP02C2-App.pdf
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`yes
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`19
`
`85478
`
`2c8fbbea23d43d05b0784bac259670baed9
`b7529
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`Multipart Description/PDF files in .zip description
`
`Warnings:
`Information:
`
`3
`
`Warnings:
`Information:
`
`Document Description
`
`Specification
`
`Claims
`
`Abstract
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`Start
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`1
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`14
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`19
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`18
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`19
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`no
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`2
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`3
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`3
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`2
`
`Epic Games Ex. 1031
`Page 44
`
`4
`
`Power of Attorney
`
`IPVMCP02C2-PoA.pdf
`
`Warnings:
`Information:
`
`5
`
`Assignee showing of ownership per 37
`CFR3.73.
`
`IPVMCP02C2-Statement373c.
`pdf
`
`Warnings:
`Information:
`
`6
`
`Oath or Declaration filed
`
`IPVMCP02C2-ExecutedDecs-
`AsFiled.pdf
`
`2184053
`
`6bd57bce75c9e7602db9eb745b39ba5082
`dc7fce
`
`Warnings:
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`
`7
`
`Transmittal Letter
`
`IPVMCP02C2-IDSTrans.pdf
`
`23260
`
`24bc473f6d0cc73ca53dbce1cc53b26bdf38
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`
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`Warnings:
`Information:
`
`8
`
`Information Disclosure Statement (IDS)
`Form (SB08)
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`IPVMCP02C2-1449.pdf
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`56643
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`3dd26
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`Warnings:
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`
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`drawings
`
`IPVMCP02C2-FormalDrawings-
`AsFiled.pdf
`
`Warnings:
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`fee-info.pdf
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`57285
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`
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`5PTO of the indicated documents,
`This Acknowledgement Receipt evidences receipt on the noted date by the U
`It serves as evidence of receipt similar to a
`characterized by the applicant, and including page counts, where applicable.
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. Ill
`If a new application is being filed and the application includes the necessary c
`omponents for a filing date (see 37 CFR
`course and the date shown on this
`1.53 (b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due
`Acknowledgement Receipt will establish the filing date of the application.
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`National Stage of an International Application under 35 U.S.C. 371
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`on is compliant with the conditions of 35 If a timely submission to enter the national stage of an international applicati
`
`ng acceptance of the application as aU.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicati
`national stage submission under 35 U.S.C. 371 will be issued in addition t the
`* Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international applicat
`on includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification
`of the International Application Number
`and of the International Filing Date (Form PCT/RO/105) will be issued in due c
`ourse, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will
`establish the international filing date of
`the application.
`
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`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`PTO/AIA/14
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`Application Number
`
`IPVMCP02C2
`
`Title of Invention
`
`SYSTEMS AND PROCESSES TO MANAGE MULTIPLE MODES OF COMMUNICATION
`
`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EPS) or the document
`may be printed and included in a paper filed application.
`
`Secrecy Order 37 CFR 5.2
`.—. Portions or all of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
`'—' 37 CFR 5.2(Paper filers only. Applications that fall under Secrecy Order may not be filed electronically.)
`
`Inventor Information:
`
`Inventor 1
`Legal Name
`
`Remove
`
`Family Name
`Middle Name
`Prefix Given Name
`Cheung
`Kwok
`Wai
`Residence Information (Select One) Q US Residency
`(•) Non US Residency Q Active US Military Service
`City
`Taj p0
`Country of Residence j
`[_]«
`
`Suffix
`
`3 A, BL 10
`23 Shan Tong Road
`
`Mailing Address of Inventor:
`
`Address 1
`Address 2
`City
`Postal Code
`
`Inventor 2
`Legal Name
`
`Tai Po
`
`Prefix Given Name
`Peter
`Residence Information (Select One)
`City
`Mountain View
`
`Middle Name
`P.
`(•) US Residency
`State/Province
`
`Mailing Address of Inventor:
`
`State/Province
`Country i
`HK
`
`OT
`
`Remove
`
`Family Name
`Tong
`Q Non US Residency Q Active US Military Service
`Country of Residence
`
`US
`
`CA
`
`Suffix
`
`1807 Limetree Lane
`
`Mountain View
`
`94040
`
`State/Province
`Country i
`US
`
`CA
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`Remove
`
`Address 1
`Address 2
`City
`Postal Code
`
`Inventor 3
`Legal Name
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`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`PTO/AIA/14
`
`Application Data Sheet 37 CFR1.76
`
`Attorney Docket Number
`Application Number
`
`IPVMCP02C2
`
`Title of Invention
`
`SYSTEMS AND PROCESSES TO MANAGE MULTIPLE MODES OF COMMUNICATION
`
`Prefix Given Name
`C.
`Residence Information (Select One)
`City
`Saratoga
`
`Middle Name
`Douglass
`(•) US Residency
`State/Province
`
`Mailing Address of Inventor:
`
`Family Name
`Thomas
`Q Non US Residency Q Active US Military Service
`Country of Residence
`
`US
`
`CA
`
`Suffix
`
`5150 El Camino Real
`Building A, Suite 22
`
`Address 1
`Address 2
`City
`State/Province
`Postal Code
`Country i
`US
`94022
`All Inventors Must Be Listed - Additional Inventor Information blocks may be generated
`■ !■■■/*
`within this form by selecting the Add button.
`
`Los Altos
`
`CA
`
`,——-—,
`Add
`1------------- 1
`
`Correspondence Information:
`Enter either Customer Number or complete the Correspondence Information section below.
`For further information see 37 CFR 1.33(a).
`
`] An Address is being provided for the correspondence Information of this application.
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`Customer Number
`Email Address
`
`34071
`
`peter@ipventure.com
`
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`SYSTEMS AND PROCESSES TO MANAGE MULTIPLE MODES OF COMMUNICATION
`Small Entity Status Claimed [X]
`
`IPVMCP02C2
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`Nonprovisional
`
`Utility
`
`Application Information:
`Title of the Invention
`Attorney Docket Number
`Application Type
`Subject Matter
`Total Number of Drawing Sheets (if any)
`Filing By Reference
`Only complete this section when filing an application by reference under 35 U.S.C. 111 (c) and 37 CFR 1.57(a). Do not complete this section if
`application papers including a specification and any drawings are being filed. Any domestic benefit or foreign priority information must be
`provided in the appropriate section(s) below (i.e., "Domestic Benefit/National Stage Information" and "Foreign Priority Information").
`
`2
`
`Suggested Figure for Publication (if any)
`
`1
`
`For the purposes of a filing date under 37 CFR 1.53(b), the description and any drawings of the present application are replaced by this
`reference to the previously filed application, subject to conditions and requirements of 37 CFR 1.57(a).
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`Application number of the previously
`filed application
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`Filing date (YYYY-MM-DD)
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`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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`PTO/AIA/14
`
`Application Data Sheet 37 CFR1.76
`
`Attorney Docket Number
`Application Number
`
`IPVMCP02C2
`
`Title of Invention
`
`SYSTEMS AND PROCESSES TO MANAGE MULTIPLE MODES OF COMMUNICATION
`
`Publication Information:
`□ Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`Request Not to Publish. I hereby request that the attached application not be published under
`□ 122(b) and certify that the invention disclosed in the attached application has not and will not be the subject of an
`
`application filed in another country, or under a multilateral international agreement, that requires publication at eighteen
`months after filing.
`
`35 U.S.C.
`
`Representative Information:
`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`Either enter Customer Number or complete the Representative Name section below. If both sections are completed the customer Number
`will be used for the Representative Information during processing.
`
`(•) Customer Number
`
`Q US Patent Practitioner
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`Please Select One:
`Customer Number
`Additional Representative Information blocks may be generated within this form by
`selecting the Add button.
`
`34071
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`Q Limited Recognition (37 CFR 11.9)
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`Domestic Benefit/National Stage Information:
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120,121, or 365(c) or indicate
`National Stage entry from a PCT application. Providing this information in the application data sheet constitutes the
`specific reference required by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78.
`Prior Application Status
`Pending
`
`Remove
`
`Application Number
`
`Continuity Type
`Continuation of
`
`Prior Application Number
`12798995
`
`Filing Date (YYYY-MM-DD)
`2010-04-14
`
`Patented
`
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`
`Prior Application Status
`Application
`Number
`12798995
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`Continuity Type
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`Continuation of
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`Prior Application
`Number
`11452115
`
`Filing Date
`(YYYY-MM-DD)
`2006-06-12
`
`Patent Number
`
`Issue Date
`(YYYY-MM-DD)
`
`7729688
`
`2010-06-01
`
`Patented
`
`| Remove |
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`Prior Application Status
`Application
`Number
`11452115
`
`Continuity Type
`
`Continuation in part of
`
`Prior Application
`Number
`11006343
`
`Filing Date
`(YYYY-MM-DD)
`2004-12-07
`
`Patent Number
`
`Issue Date
`(YYYY-MM-DD)
`
`7116976
`
`2006-10-03
`
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`
`Prior Application Status
`Application Number
`
`Expired
`
`Continuity Type
`
`Prior Application Number
`
`Filing Date (YYYY-MM-DD)
`
`11006343
`
`Claims benefit of provisional
`
`60527565
`
`2003-12-08
`
`Prior Application Status
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`Expired
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`U.S. Patent and Trademark Office; U,S. DEPARTMENT OF COMMERCE
`
`PTO/AIA/14
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`Application Number
`
`IPVMCP02C2
`
`Title of Invention
`
`SYSTEMS AND PROCESSES TO MANAGE MULTIPLE MODES OF COMMUNICATION
`
`Continuity Type
`Application Number
`Prior Application Number
`Claims benefit of provisional
`60689686
`11452115
`Additional Domestic Benefit/National Stage Data may be generated within this form by
`selecting the Add button.
`
`Filing Date (YYYY-MM-DD)
`2005-06-10
`
`Foreign Priority Information:
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`This section allows for the applicant to claim priority to a foreign application. Providing this information in the application data sheet
`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR 1.55(d). When priority is claimed to a foreign application that is
`eligible for retrieval under the priority document exchange program (PDX) the inforrhation will be used by the Office to automatically attempt
`retrieval pursuant to 37 CFR 1.55(h)(1) and (2). Under the PDX program, applicant bears the ultimate responsibility for ensuring that a copy of
`the foreign application is received by the Office from the participating foreign intellectual property office, or a certified copy of the foreign
`priority application is filed, within the time period specified in 37 CFR 1.55(g)(1).
`
`Application Number
`
`Country i
`
`Filing Date (YYYY-MM-DD)
`
`Access Code (if applicable)
`
`1 Remove 1
`
`US
`Additional Foreign Priority Data may be generated within this form by selecting the Add
`button.
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`Statement under 37 CFR1.55 or 1.78 for AIA (First Inventor to File) Transition
`Applications
`
`This application (1) claims priority to or the benefit of an application filed before March 16,2013 and (2) also
`contains, or contained at any time, a claim to a claimed invention that has an effective filing date on or after March
`□ 16,2013.
`NOTE: By providing this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March
`16,2013, will be examined under the first inventor to file provisions of the AIA.
`
`Authorization to Permit Access:
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`Authorization to Permit Access to the Instant Application by the Participating Offices
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`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`PTO/AIA/14
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`Application Number
`
`IPVMCP02C2
`
`Title of Invention
`
`SYSTEMS AND PROCESSES TO MANAGE MULTIPLE MODES OF COMMUNICATION
`
`If checked, the undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO),
`the Japan Patent Office (JPO), the Korean Intellectual Property Office (KIPO), the World Intellectual Property Office (WIPO),
`and any other intellectual property offices in which a foreign application claiming priority to the instant patent application
`is filed access to the instant patent application. See 37 CFR 1 14(c) and (h). This box should not be checked if the applicant
`does not wish the EPO, JPO, KIPO, WIPO, or other intellectual property office in which a foreign application claiming priority
`to the instant patent application is filed to have access to the instant patent application.
`
`In accordance with 37 CFR 1.14(h)(3), access will be provided to a copy of the instant patent application with respect
`to: 1) the instant patent application-as-filed; 2) any foreign application to which the instant patent application
`claims priority under 35 U.S.C. 119(a)-(d) if a copy of the foreign application that satisfies the certified copy requirement of
`37 CFR 1.55 has been filed in the instant patent application; and 3) any U.S. application-as-filed from which benefit is
`sought in the instant patent application.
`
`In accordance with 37 CFR 1.14(c), access may be provided to information concerning the date of filing this Authorization.
`
`Applicant Information:
`
`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title 37 of CFR
`to have an assignment recorded by the Office.
`
`Applicant 1
`If the applicant is the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be completed.
`The information to be provided in th is section is the name and address of the legal representative who is the applicant under 37 CFR
`1.43; or the name and address of the assignee, person to whom the inventor is under an obligation to assign the invention, or person
`who otherwise shows sufficient proprietary interest in the matter who is the applicant under 37 CFR 1.46. If the applicant is an
`applicant under 37 CFR 1.46 (assignee, person to whom the inventor is obligated to assign, or person who otherwise shows sufficient
`proprietary interest) together with one or more joint inventors, then the joint inventor or inventors who are also the applicant should be
`identified in this section.
`i----------------,
`Clear
`
`(•) Assignee
`
`Q Legal Representative under 35 U.S.C. 117
`
`Q Joint Inventor
`
`Q Person to whom the inventor is obligated to assign.
`
`Q Person who shows sufficient proprietary interest
`
`If applicant is the legal representative, indicate the authority to file the patent application, the inventor is:
`
`Name of the Deceased or Legally Incapacitated Inventor:
`
`If the Applicant is an Organization check here.
`Organizatio n Name
`
`IpVenture, Inc.
`
`[X]
`
`Mailing Address Information:
`Address 1
`5150 El Camino Real
`Address 2
`City
`Country i
`Phone Number
`
`Building A, Suite 22
`
`Los Altos
`
`US
`
`650-903-9200
`
`WEB ADS 1.0
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`State/Province
`Postal Code
`
`Fax Number
`
`CA
`
`94022
`
`650-903-9800
`
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`

`

`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`PTO/AIA/14
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`Application Number
`
`IPVMCP02C2
`
`Title of Invention
`
`SYSTEMS AND PROCESSES TO MANAGE MULTIPLE MODES OF COMMUNICATION
`
`Email Address
`
`peter@ipventure.com
`
`Additional Applicant Data may be generated within this form by selecting the Add button.
`
`Assignee Information including Non-Applicant Assignee Information:
`
`Providing assignment information in this section does not subsitute for compliance with any requirement of part 3 of Title 37 of CFR to have an
`assignment recorded by the Office.
`
`Assignee 1
`
`Complete this section if assignee information, including non-applicant assignee information, is desired to be included on the patent application
`publication . An assignee-applicant identified in the "Applicant Information" section will appear on the patent application publication as an
`applicant. For an assignee-applicant, complete this section only if identification as an assignee is also desired on the patent application
`publication.
`
`If the Assignee or Non-Applicant Assignee is an Organization check here
`
`Prefix
`
`Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`Mailing Address Information For Assignee including Non-Applicant Assignee:
`
`Address 1
`
`Address 2
`
`City
`Country i
`
`Phone Number
`
`Email Address
`
`State/Province
`Postal Code
`
`Fax Number
`
`Additional Assignee or Non-Applicant Assignee Data may be generated within this form by
`selecting the Add button.
`
`Signature:
`NOTE: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4 for signature requirements and
`certifications
`
`Signature
`
`/Peter P. Tong/
`
`First Name
`
`Peter
`
`Last Name
`
`Tong
`
`Registration Number
`
`35757
`
`Additional Signature may be generated within this form by selecting the Add button.
`
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`United Siates Extent and Trademark Office____________________________________
`UNITED STATES DEPARTMENT OF COMMERCE
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`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`I GRP ART I
`APPLICATION "I
`FILING or
`I
`NUMBER | 371(c) DATE | UNIT | FILFEEREC'D |
`2653
`05/08/2014
`730
`14/272,632
`
`34071
`IPVENTURE, INC.
`5150 EL CAMINO REAL
`SUITE A-22
`LOS ALTOS, CA 94022
`
`ATTY.DOCKET.NO
`IPVMCP02C2
`
`I
`I
`|tOT CLAIMS | IND CLAIMS
`3
`20
`CONFIRMATION NO. 7856
`FILING RECEIPT
`
`Date Mailed: 05/22/2014
`
`Receipt is acknowledged of this non-provisional patent application. The application will be taken up for examination
`in due course. Applicant will be notified as to the results of the examination. Any correspondence concerning the
`application must include the following identification information: the U.S. APPLICATION NUMBER, FILING DATE,
`NAME OF APPLICANT, and TITLE OF INVENTION. Fees transmitted by check or draft a