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UNITED STATES PATENT AND TRADEMARK OFFICE
`__________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`__________________________________________________________________
`
`ZYNGA INC.,
`Petitioner,
`v.
`IGT,
`Patent Owner.
`
`____________________________
`
`U.S. Patent No. 8,795,064
`
`Case No. IPR2022-00200
`
`__________________________________________________________________
`
`PETITIONER’S SUPPLEMENTAL CLAIM CONSTRUCTION BRIEF
`__________________________________________________________________
`
`

`

`Pursuant to the Board’s March 14, 2023 order (see Paper No. 27), Petitioner
`
`submits the following supplemental brief regarding interpretation of conditional
`
`limitations (c) and (d) in claims 1 and 9 of the ’064 patent.
`
`To begin, it is not necessary for the Board to resolve this issue. Aristocrat
`
`teaches tracking the claimed “first” and “second” “set[s] of information.” It also
`
`teaches outputting both a “first” and “second” “message” after occurrence of a
`
`“message trigger condition.” Further, in Aristocrat, multiple messages can be output
`
`at the end of one game. (See, e.g., Ex. 1004, 6:9-13, 26:34-27:2.) Alternatively,
`
`different sets of information can be tracked at different times leading to message
`
`output at different times. (See, e.g., id., 11:8-16 (referencing “one or more” “player
`
`activit[ies]”); see also id., 4:25-29 (bonus award message can be output during a
`
`“bought game”); 22:20-21 (message output indicating end of “free game series”).)
`
`Next, putting aside Aristocrat’s teachings, the presence of the conditional “if”
`
`limitations in claims 1 and 9 of the ’064 patent means that Aristocrat teaches more
`
`than what the claims require. Claims 1 and 9 raise different issues. Claim 9 is
`
`directed to a method with a number of steps, including conditional steps (c) and (d).
`
`Claim 1, however, is directed to a system. This system includes a “memory device”
`
`that “stores … instructions” for performing the same method of claim 9.
`
`Because claim 9 is directed to a method, and steps (c) and (d) are conditional,
`
`it is not necessary to perform those steps to practice the claimed method. Per the
`
`-1-
`
`

`

`claim, the message “determination” and “output” steps (c)(i) and (c)(ii) only need to
`
`be performed if two conditions are met: (1) “a first set of information” is “tracked,”
`
`and (2) “a message trigger condition occurs.” Similarly, steps (d)(i) and (d)(ii) only
`
`need to be performed if: (1) “a second set of information” is “tracked,” and (2) “the
`
`message trigger condition occurs.” Because the claimed messages are only
`
`determined and output upon occurrence of these conditions, it follows that claim 9
`
`can practiced by performing only steps (a) and (b) if neither a “first” nor “second”
`
`“set of information” is tracked.
`
`The Board discussed the import of conditional limitations in Ex Parte
`
`Schulhauser, 2016 WL 6277792 (P.T.A.B. Apr. 28, 2016) (precedential). The claims
`
`at issue there required “triggering an alarm” “if” certain data was “not within [a]
`
`threshold.” Id., *3. A different “determining” step was to be performed if the data
`
`was “within the threshold.” Id. The Board explained that due to their use of
`
`conditional language, “logically, the ‘triggering’ and ‘determining steps do not need
`
`to be performed … if the condition precedent recited in each step is not met.” Id.
`
`(emphasis added). The Board went on to explain that the two steps are “mutually
`
`exclusive.” Id. Thus, the claim effectively covers “two methods, one in which the
`
`prerequisite condition for the triggering step is met and one in which the prerequisite
`
`condition for the determining step is not met.” Id., *4. According to the Board, prior
`
`art teaching either method renders the claim unpatentable. Id.
`
`-2-
`
`

`

`The approach of Schulhauser is also not limited to circumstances where the
`
`BRI standard applies. The claims in Applera Corp. v. Illumina, Inc., 375 F. App’x
`
`12 (Fed. Cir. 2010) were directed to a method for sequencing DNA. Id. at 14. The
`
`final limitation required “(c) repeating steps (a) and (b) until the sequence of
`
`nucleotides is determined.” Id. at 19. The Federal Circuit agreed with a district
`
`court claim construction holding that “step (c)” is “conditional, meaning that there
`
`is no need for repetition if the sequence of polynucleotides has been fully determined
`
`in the first cycle.” Id. at 21. Thus, the claim can be satisfied by performing only
`
`steps (a) and (b), and not repetition step (c) if that step’s condition is not met. Id.
`
`Again, the claim effectively embraced two different methods: one that entailed
`
`performing only steps (a) and (b), and another that entailed performing steps (a), (b),
`
`and (c). See also Cybersettle, Inc. v. Nat’l Arb. Forum, Inc., 243 F. App’x 603, 607
`
`(Fed. Cir. 2007) (“If the condition for performing a contingent step is not satisfied,
`
`… the step need not be carried out….”); Microsoft Corp. v. Uniloc 2017 LLC, 2021
`
`WL 189216, *6, 8 (P.T.A.B., Jan. 19, 2021) (similar); Microsoft Corp. v. Uniloc
`
`2017 LLC, 2020 WL 6276372, *20-22 (P.T.A.B., Oct. 26, 2020) (collecting cites).
`
`Here, due to its use of conditional limitations, claim 9 effectively embraces at
`
`least four different methods: (1) only steps (a) and (b) are performed but neither a
`
`“first” nor a “second” set of information are tracked, (2) steps (a), (b), and (c) are all
`
`performed, but a “second” set of information is not tracked, (3) steps (a), (b), and (d)
`
`-3-
`
`

`

`are all performed, but a “first” set of information is not tracked, and (4) all of steps
`
`(a), (b), (c), and (d) are performed. Per Schulhauser, prior art teaching any of these
`
`claimed methods renders the claim unpatentable. While this level of disclosure was
`
`not required, Aristocrat teaches at least (2) and (3) by tracking just one set of
`
`information and (4) by tracking multiple sets of information.
`
`No other case requires the contrary. For instance, Lincoln Nat’l Life Ins. Co.
`
`v. Transamerica Life Ins. Co. addressed a method claim relating to annuity payment.
`
`609 F.3d 1364, 1365 (Fed. Cir. 2010). The claim’s final limitation required making
`
`payment “even if the account value is exhausted before all payments have been
`
`made.” Id. at 1366 (emphasis added). While this limitation included the term “if”,
`
`the Federal Circuit held that it nonetheless required a system “configured to make
`
`payments regardless of account value.” Id. at 1370. This claim is different from
`
`claim 9 of the ’064 patent. Claim 9 includes no limitation requiring performance of
`
`a step “even if” a certain condition occurs. Claim 9 requires performance of steps
`
`(c) and (d) only if certain conditions are satisfied.
`
`Another case, Ex Parte Gopalan, 2018 WL 2386111 (P.T.A.B. May 21, 2018),
`
`addressed a method claim with only two limitations, both of which were conditional.
`
`Id., *1. The Board found that the claim embraced only “one method.” Id., *3.
`
`Further, the claim could only be satisfied if both steps were performed (otherwise,
`
`the claim would require nothing). Id., *2-3. In contrast, claim 9 does embrace
`
`-4-
`
`

`

`multiple different methods and continues to require performance of at least steps (a)
`
`and (b) even if the conditions of steps (c) and (d) are not satisfied.
`
`And, in Hytera Comm’c Co. v. Motorola Sols, Inc., 841 F. App’x 210 (Fed.
`
`Cir. Jan. 19, 2021), the claims at issue were directed to a “system” for performing a
`
`communication timeslot selection “method.” Id., 212. The claims required
`
`“knowing” two different sets of synchronization patterns, and “selecting” one of the
`
`sets in two “mutually exclusive” circumstances. Id., 217. Thus, the claim taught
`
`only “one method”: “knowing” the two sets and deciding which to use. See id., 218.
`
`Again, claim 9 embraces multiple distinct methods.
`
`Finally, as noted, claim 1 is directed to a system. Because of this, prior art
`
`must be at least capable of tracking a “first” and “second” set of information and
`
`outputting a “first” and “second” message to fall within the claim scope (otherwise
`
`the system would lack the “instructions” the claim requires). See, e.g., Schulhauser,
`
`2016 WL 6277792, *7 (distinguishing method and system claims with conditional
`
`limitations). Put another way, while performance of just steps (a) and (b) can satisfy
`
`the method of claim 9, a system must include instructions that are at least capable of
`
`performing steps (a), (b), (c), and (d) to satisfy claim 1. But, as petitioner has
`
`explained, the claim includes no requirement that (c) and (d) be performed at any
`
`particular time, let alone at the same time. (See, e.g., Paper 18, Reply at 4-8.) And,
`
`even if it did, Aristocrat teaches it. See supra, p. 1.
`
`-5-
`
`

`

`Dated: March 17, 2023
`
`Respectfully submitted,
`
`ORRICK, HERRINGTON & SUTCLIFFE LLP
`
`/K. Patrick Herman/
`K. Patrick Herman, Reg. No. 75,018
`Orrick, Herrington & Sutcliffe LLP
`51 West 52nd Street
`New York, NY 10019
`T: 212-506-3596; F: 212-506-5151
`Email: P52PTABDocket@orrick.com
`
`Attorney for Petitioner Zynga Inc.
`
`-6-
`
`

`

`CERTIFICATE OF SERVICE
`
`The undersigned hereby confirms that the foregoing paper was caused to be
`
`served on March 17, 2023 via email upon the following counsel of record for
`
`Patent Owner:
`
`Charles C. Carson (ccarson@bakerlaw.com)
`Leif R. Sigmond, Jr. (lsigmond@bakerlaw.com)
`Jennifer M. Kurcz (jkurcz@bakerlaw.com)
`Daniel J. Goettle (dgoettle@bakerlaw.com)
`Robert L. Hails, Jr. (rhails@bakerlaw.com)
`BAKERHOSTETLER
`
`/K. Patrick Herman/
`K. Patrick Herman, Reg. No. 75,018
`Orrick, Herrington & Sutcliffe LLP
`51 West 52nd Street
`New York, NY 10019
`T: 212-506-3596; F: 212-506-5151
`Email: P52PTABDocket@orrick.com
`
`-7-
`
`

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