`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www .uspto.gov
`
` oe ANDZea
`
`
` UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`2
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`9648132
`
`357831.00022
`
`5812
`
`APPLICATION NO.
`
`15/042,243
`
`ISSUE DATE
`
`05/09/2017
`
`78905
`
`7590
`
`04/19/2017
`
`Saul Ewing LLP (Philadelphia)
`Attn: Patent Docket Clerk
`Centre Square West
`1500 Market Street, 38th Floor
`Philadelphia, PA 19102-2186
`
`The projected patent numberandissue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustmentis 0 day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustmenton the front page.
`
`If a Continued Prosecution Application (CPA) wasfiled in the above-identified application, the filing date that
`determines Patent Term Adjustmentis the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEBsite (http://pair.uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM)at (571)-272-4200,
`
`APPLICANT(s) (Please see PAIR WEBsite http://pair.uspto.gov for additional applicants):
`
`Mark Stephen KNIGHT, London, UNITED KINGDOM;
`OMNIFONELIMITED, London, UNITED KINGDOM;
`Michael Jan LAMB, London, UNITED KINGDOM;
`Robert John LEWIS, London, UNITED KINGDOM,
`Stephen William POCOCK, Egham, UNITED KINGDOM;
`Philip Anthony SANT, London, UNITED KINGDOM;
`Mark Peter SULLIVAN, Birmingham, UNITED KINGDOM;
`Christopher John EVANS, London, UNITED KINGDOM;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USAis the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA. gov.
`
`IR103 (Rev. 10/09)
`
`TRILLER EXHIBIT 1006-001
`
`
`
`PARTB - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
`
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE TEE and PUBLICATION TLE (if required). Blocks 1
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1. by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS"for
`maintenancefee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block 1 for any change ofaddress)
`
`12802016
`.
`7590
`.
`78905
`Saul Ewing LLP (Philadelphia)
`Attn: Patent Docket Clerk
`Nn.
`Fatent
`DOcke|
`er
`Centre Square West
`1500 Market Street, 38th Floor
`Philadelphia, PA 19102-2186
`
`can only be used for domestic mailings of the
`Note: A certificate of mailing
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`ave ils own certificate of mailing or Wansmission.
`Certificate of Mailing or Transmission
`I herebycertify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the dale indicated below.
`
`(Depositor's name)
`
`(Signature)
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`
`
`
` FIRST NAMED INVENTOR
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATION NO.
`
`35783 1.00022
`Mark Stephen KNIGHT
`02/12/2016
`15/042,243
`
`
`
`TITLE OF INVENTION: METHOD OF ENABLING DIGITAL MUSIC CONTENT TO BE DOWNLOADED TO AND USED ON A PORTABLE
`WIRELESS COMPUTING DEVICE
`
`5812
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEEENTITY STATUS ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
`
`nonprovisional
`
`UNDISCOUNTED
`
`$960
`
`$0
`
`$0
`
`$960
`
`03/30/2017
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`HOLMES, ANGELA R
`
`2497
`
`726-026000
`
`2. Tor printing on the patent front page, list
`(1) The namesof up to 3 registered patent attorneys
`or agents OR,alternatively,
`(2) The nameofa single firm (having as a member a
`registered attorney or agent) and the namesof up to
`2 registered patentattorneys or agents. If nonameis
`listed, no name will be printed.
`
`
`1_Saul Ewing LLP
`
`2
`
`3
`
`
`1. Change of correspondence addressor indication of "['ee Address" (37
`CER 1.363).
`Lj Change ofcorrespondence address (or Change of Correspondence
`Address form PTO/SB/122)attached.
`(J "Fee Address"indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Numberis required.
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT(print or type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE:Unless an assignee is identified below, no assignee data will appear on the patent.
`
`recordation as set forth in 37 CFR
`3.11. Completion ofthis form is NOT a substitute forfiling an assignment.
`
`
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE:(CITY and STATE OR COUNTRY)
`
`OMNIFONELIMITED
`
`London, UNITED KINGDOM
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`
`LV individual Kd Corporation or other private group entity LJ Government
`
`4a. The following fee(s) are submitted:
`KK) Issue Fee
`(J Publication Fee (No small entity discount permitted)
`LJ Advance Order - # of Copies
`
`5. Changein Entity Status (from status indicated above)
`Applicantcertifying microentity status. See 37 CFR 1.29
`
`LI) Applicant asserting small entity status. See 37 CFR 1.27
`
`Ll Applicant changing to regular undiscounted fee status.
`
`
`
`
`4b. Paymentof Fee(s): (Please first reapply any previously paid issue fee shown above)
`
`LY A check is enclosed.
`Sl Paymentby credit card. Sear@=0SG=qeqeereheet
`any deficiency, or credits any
`[XI The directoris hereby authorized to charge enptetee
`overpayment, to Deposit Account Number
`Comretosenenmentemeepymeintintentone
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`fee paymentin the micro entity amountwill not be acceptedatthe risk of application abandonment.
`NOTE:If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`
`NOTE: This form must be signed in accordance with 37 CER 1.31 and 1.33. See 37 CER 1.4 for signature requirements and certifications.
`
`Authorized Signature
`
`
`/Mark D. Simpson/
`Date
`30 March 2017
`
`Typed or printed name Mark D. Simpson
`Registration No.
`32942
`
`PTOT.-85 Part B (10-13) Approved for use through 10/31/2013.
`
`OMB 0651-0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Page 2 of 3
`
`TRILLER EXHIBIT 1006-002
`
`
`
`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`15042243
`
`12-Feb-2016
`
`Title of Invention:
`
`METHOD OF ENABLING DIGITAL MUSIC CONTENT TO BE DOWNLOADED TO
`AND USED ON A PORTABLE WIRELESS COMPUTING DEVICE
`
`Post-Allowance-and-Post-Issuance:
`
`First Named Inventor/Applicant Name:
`
`Mark Stephen KNIGHT
`
`Attorney Docket Number:
`
`357831.00022
`
`Filed as Large Entity
`
`Filing Fees for Utility under 35 USC 111(a)
`
`er
`
`:
`
`Sub-Total in
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Patent-Appeals-and-Interference:
`
`TRILLER EXHIBIT 1006-003
`
`
`
`ptremn|ree|set]am |
`
`Total in USD ($)
`
`Extension-of-Time:
`
`Miscellaneous:
`
`TRILLER EXHIBIT 1006-004
`
`
`
`Electronic AcknowledgementReceipt
`
`Application Number:
`
`15042243
`
`Title of Invention:
`
`
`
`METHOD OF ENABLING DIGITAL MUSIC CONTENT TO BE DOWNLOADED TO
`AND USED ON A PORTABLE WIRELESS COMPUTING DEVICE
`
`First Named Inventor/Applicant Name:
`
`Mark Stephen KNIGHT
`
`Customer Number:
`
`78905
`
`
`
`Filer: Mark D. Simpson/Lynn White
`
`Filer Authorized By:
`
`Mark D. Simpson
`
`Paymentinformation:
`
`37 CFR 1.17 (Patent application and reexamination processing fees)
`
`Authorized User
`
`Mark Simpson
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpaymentas follows:
`
`37 CFR 1.16 (National application filing, search, and examination fees)
`
`TRILLER EXHIBIT 1006-005
`
`
`
`37 CFR 1.19 (Document supply fees)
`
`37 CFR 1.21 (Miscellaneous fees and charges)
`
`Pages
`Multi
`File Size(Bytes)/
`DocumentDescription
`Document
`
`
`
`Number Message Digest|Part/.zip|P (if appl.)
`105670
`
`the application.
`
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary componentsfor
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this AcknowledgementReceiptwill establish the international filing date of
`
`1
`
`Issue Fee Payment (PTO-85B)
`
`15042243_Feesransmittal_a
`
`Pp
`
`14bbc2155d676293d7/026c6c882a6a821f|
`35236
`
`Information:
`
`2
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`535019e29bf1 4f4b20200c0d5033a4c8fd365}
`0180
`
`1
`
`2
`
`Information:
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidenceof receipt similar toa
`Post Card, as described in MPEP 503.
`
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and thedate shownonthis
`AcknowledgementReceiptwill establish thefiling date of the application.
`
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enterthe national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptanceof the application asa
`national stage submission under35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`TRILLER EXHIBIT 1006-006
`
`
`
`
`a\
`
` UNITED STATES PATENT AND TRADEMARKOFFICE
`3
`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCEAND FEE(S) DUE
`
`Saul Ewing LLP (Philadelphia)
`Attn: Patent Docket Clerk
`Contre Square Wes
`1500 Market Street, 38th Floor
`Philadelphia, PA 19102-2186
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRS'T NAMED INVENTOR
`
`CONFIRMA‘LION NO.
`
`35783 1.00022
`Mark Stephen KNIGHT
`02/12/2016
`15/042,243
`
`
`
`TITLE OF INVENTION: METHOD OF ENABLING DIGITAL MUSIC CONTENT TO BE DOWNLOADED TO AND USED ON A PORTABLE
`
`WIRELESS COMPUTING DEVICE
`
`5812
`
`EXAMINER
`
`HOLMES, ANGELA R
`
`2497
`
`DATE MAILED: 12/30/2016
`
`ATTORNEY DOCKETNO.
`
`
`
`
`
`
`
`
`
`ENTITY STATUS PUBLICATION FEE DUE|PREV. PAID ISSUE FEEISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
`
`
`
` APPLN. TYPE
`
`nonprovisional
`
`UNDISCOUNTED
`
`$960
`
`$960
`
`03/30/2017
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCEIS NOT A GRANT OF PATENT RIGHTS.
`TIOS APPLICATION IS SUBJECT TO WITITIDRAWAL FROMISSUE AT THE INITIATIVE OF TIDE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF TIS NOTICE OR TITS APPLICATION SHALL BE REGARDED AS ABANDONED.
` TUIS
`STATUTORY PERIOD CANNOT BE EXTENDED.
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLYPAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLYTO THIS NOTICE:
`
`I. Review the ENTITY STATUSshownabove.If the ENTITY STATUSis shown as SMALL or MICRO,verify whether entitlement to that
`entity status still applies.
`If the ENTITY STATUS is the same as shown above, pay the TOTAL FEE(S) DUE shownabove.
`If the ENTITY STATUS is changed from that shown above, on PART B - FEE(S) TRANSMITTAL,complete section number5 titled
`"Change in Entity Status (from status indicated above)".
`For purposesofthis notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amount ofsmall entity
`fees.
`
`Il. PART B - FEE(S) TRANSMITTAL,orits equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO)with your ISSUE FEE and PUBLICATION FEE(if required). If you are charging the [ee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occurdue to the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`I. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FFEunless advisedto the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenancefees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-85 (Rev. 02/11)
`
`Page 1 of3
`
`TRILLER EXHIBIT 1006-007
`
`
`
`PARTB - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
`
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE TEE and PUBLICATION TLE (if required). Blocks 1
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1. by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS"for
`maintenancefee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block 1 for any change ofaddress)
`
`12802016
`.
`7590
`.
`78905
`Niadelpnhia
`aul
`Ewin
`Saul Ewing LLP (Philadelpt
`Attn: Patent Docket Clerk
`Nn.
`Fatent
`DOcke|
`er
`Centre Square West
`1500 Market Street, 38th Floor
`Philadelphia, PA 19102-2186
`
`can only be used for domestic mailings of the
`Note: A certificate of mailing
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`ave ils own certificate of mailing or Wansmission.
`Certificate of Mailing or Transmission
`I herebycertify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient
`postage for
`first class mail
`in an envelope
`1
`fficient
`postage
`for
`first
`cl
`1
`lop
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the dale indicated below.
`—
`(Depositor's name)
`(Signature)
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`
`
`
` FIRST NAMED INVENTOR
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATION NO.
`
`35783 1.00022
`Mark Stephen KNIGHT
`02/12/2016
`15/042,243
`
`
`
`TITLE OF INVENTION: METHOD OF ENABLING DIGITAL MUSIC CONTENT TO BE DOWNLOADED TO AND USED ON A PORTABLE
`WIRELESS COMPUTING DEVICE
`
`5812
`
`
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEEENTITY STATUS ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
`
`
`
`
`
`
`
`nonprovisional
`
`UNDISCOUNTED
`
`$960
`
`$0
`
`$0
`
`$960
`
`03/30/2017
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`HOLMES, ANGELA R
`
`2497
`
`726-026000
`
`2. Tor printing on the patent front page, list
`1
`(1) The namesof up to 3 registered patent attorneys
`or agents OR,alternatively,
`(2) The nameofa single firm (having as a member a
`registered attorney or agent) and the namesof up to
`2 registered patentattorneys or agents. If nonameis
`listed, no name will be printed.
`
`2
`
`3
`
`
`
`
`1. Change of correspondence addressor indication of "['ee Address" (37
`CER 1.363).
`Lj Change ofcorrespondence address (or Change of Correspondence
`Address form PTO/SB/122)attached.
`(J "Fee Address"indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Numberis required.
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT(print or type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE:Unless an assignee is identified below, no assignee data will appear on the patent.
`
`recordation as set forth in 37 CFR
`3.11. Completion ofthis form is NOT a substitute forfiling an assignment.
`
`
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE:(CITY and STATE OR COUNTRY)
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`
`LV individuat LJ Corporation or other private group entity LJ Government
`
`4a. The following fee(s) are submitted:
`(I Issue Fee
`(J Publication Fee (No small entity discount permitted)
`(LJ Advance Order - # of Copies
`
`5. Changein Entity Status (from status indicated above)
`Applicantcertifying microentity status. See 37 CFR 1.29
`
`LI) Applicant asserting small entity status. See 37 CFR 1.27
`
`Ll Applicant changing to regular undiscounted fee status.
`
`
`
`
`4b. Paymentof Fee(s): (Please first reapply any previously paid issue fee shown above)
`LY A check is enclosed.
`LI Paymentby credit card. Form PTO-2038 is attached.
`[J The directoris hereby authorized to charge the required fee(s), any deficiency, or credits any
`overpayment, to Deposit Account Number
`(enclose an extra copy ofthis form).
`
`
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`fee paymentin the micro entity amountwill not be acceptedatthe risk of application abandonment.
`NOTE:If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`
`NOTE: This form must be signed in accordance with 37 CER 1.31 and 1.33. See 37 CER 1.4 for signature requirements and certifications.
`
`Authorized Signature
`
`Typed or printed name
`
`
`Date
`
`Registration No.
`
`PTOT.-85 Part B (10-13) Approved for use through 10/31/2013.
`
`OMB 0651-0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Page 2 of 3
`
`TRILLER EXHIBIT 1006-008
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARKOFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`‘Alexandtia, Virginia 22313-1450
`www.uspto.gov
`
`
`
`
`
`
`
`
`15/042,243
`
`02/12/2016
`
`Mark Stephen KNIGHT
`
`35783 1.00022
`
`5812
`
`78905
`
`7590
`
`12/30/2016
`
`Saul Ewing LLP (Philadelphia)
`Attn: Patent Docket Clerk
`Conte Square West
`1500 Market Street, 38th Floor
`Philadelphia, PA 19102-2186
`
`HOLMES, ANGELA R
`
`DATE MAILED: 12/30/2016
`
`2497
`
`
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(Applicationsfiled on or after May 29, 2000)
`
`The Office has discontinued providing a Patent Term Adjustment (PTA) calculation with the Notice of Allowance.
`
`to eliminate the
`Section 1(h)(2) of the AIA Technical Corrections Act amended 35 U.S.C. 154(b)(3)(B)(i)
`requirement that the Office provide a patent term adjustment determination with the notice of allowance. See
`Revisions to Patent Term Adjustment, 78 Fed. Reg. 19416, 19417 (Apr. 1, 2013). Therefore, the Office is no longer
`providing an initial patent term adjustment determination with the notice of allowance. The Office will continue to
`provide a patent term adjustment determination with the Issue Notification Letter that is mailed to applicant
`approximately three weeksprior to the issue date of the patent, and will include the patent term adjustment on the
`patent. Any request for reconsideration of the patent term adjustment determination (or reinstatement of patent term
`adjustment) should follow the process outlined in 37 CFR 1.705.
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Centerof the Office of Patent Publication at 1-(888)-786-0101 or (571)-272-4200.
`
`PTOL-85 (Rev. 02/11)
`
`Page 3 of3
`
`TRILLER EXHIBIT 1006-009
`
`
`
`OMB Clearance and PRA Burden Statement for PTOL-85 Part B
`
`The Paperwork Reduction Act (PRA) of 1995 requires Federal agencies to obtain Office of Management and
`Budget approval before requesting most types of information from the public. When OMB approves an agency
`request to collect information from the public, OMB (i) provides a valid OMB Control Number and expiration
`date for the agency to display on the instrumentthat will be used to collect the information and (ii) requires the
`agency to inform the public about the OMB Control Number’s legal significance in accordance with 5 CFR
`1320.5(b).
`
`The information collected by PTOL-85 Part B is required by 37 CFR 1.311. The information is required to obtain
`or retain a benefit by the public whichis to file (and by the USPTOto process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary
`depending upon the individual case. Any comments on the amount of time you require to complete this form
`and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, Virginia 22313-1450. DO NOT
`SEND TEES OR COMPLETED FORMSTO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box
`1450, Alexandria, Virginia 22313-1450. Under the Paperwork Reduction Act of 1995, no persons are required to
`respondto a collection of information unless it displays a valid OMB control number.
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant
`to the
`requirements of the Act, please be advised that: (1) the general authority for the collection of this information is
`35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which
`the information is used by the U.S. Patent and Trademark Office is to process and/or examine your submission
`related to a patent application or patent. If you do not furnish the requested information, the U.S. Patent and
`Trademark Office may not be able to process and/or examine your submission, which mayresult in termination of
`proceedings or abandonmentof the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records
`may be disclosed to the Department of Justice to determine whether disclosure of these records is required
`by the Freedom of Information Act.
`2. A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence
`to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the course of
`settlement negotiations.
`3. A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a
`request involving an individual, to whom the record pertains, when the individual has requested assistance
`from the Memberwith respect to the subject matter of the record.
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having
`need for the information in order to perform a contract. Recipients of information shall be required to
`comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in this system of
`records may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property
`Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes
`of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C.
`218(c)).
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator, General
`Services, or his/her designee, during an inspection of records conducted by GSA aspart of that agency's
`responsibility to recommend improvements in records management practices and programs, under authority
`of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA regulations
`governing inspection of records for this purpose, and any other relevant(i.e., GSA or Commerce) directive.
`Such disclosure shall not be used to make determinations about individuals.
`8. A record from this system of records may be disclosed, as a routine use, to the public after either publication
`of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a
`record may be disclosed, subject to the limitations of 37 CI‘R 1.14, as a routine use, to the public if the
`record was filed in an application which became abandoned or in which the proceedings were terminated
`and which application is referenced by either a published application, an application open to public
`inspection or an issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`TRILLER EXHIBIT 1006-0010
`
`
`
`
`Application No.
`Applicant(s)
`15/042,243
`KNIGHT ET AL.
`i
`i
`AIA (First Inventor to File)
`
`TP)
`
` .
`Notice of Allowability Moy|StatusEneOLMES
`
`
`
`No
`
`-- The MAILING DATEof this communication appears on the cover sheet with the correspondence address--
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application.
`If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`
`1. KJ] This communication is responsive to 70/25/16.
`L] A declaration(s)/affidavit(s) under 37 CFR 1.130(b) was/werefiled on
`
`2. J An election was madebythe applicant in responseto a restriction requirementset forth during the interview on
`requirement and election have been incorporated into this action.
`
`; the restriction
`
`3. K] The allowed claim(s)is/are 1-33. As a result of the allowed claim(s), you maybeeligible to benefit from the Patent Prosecution
`Highwayprogram at a participating intellectual property office for the corresponding application. For more information, please see
`http://www.uspto.gov/patents/init_events/pph/index.jsp or send an inquiry to PPHfeedback@uspto.gov.
`
`4. IX] Acknowledgmentis made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or(f).
`Certified copies:
`*c) [J None ofthe:
`a)
`All
`b)[] Some
`1. Certified copies of the priority documents have been received.
`
`2. KI Certified copies ofthe priority documents have been received in Application No. 12/299,505 .
`3. [] Copies ofthe certified copies of the priority documents have been received in this national stage application from the
`International Bureau (PCT Rule 17.2(a)).
`* Certified copies not received:
`
`Applicant has THREE MONTHS FROM THE “MAILING DATE?”of this communication to file a reply complying with the requirements
`noted below. Failure to timely comply will result in ABANDONMENTofthis application.
`THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
`
`5. [] CORRECTED DRAWINGS( as “replacement sheets”) must be submitted.
`(1 including changes required by the attached Examiner's Amendment / Commentor in the Office action of
`Paper No./Mail Date_ et.
`Identifying indicia such as the application number (see 37 CFR 1.84(c)) should be written on the drawingsin the front (not the back) of
`each sheet. Replacement sheet(s) should be labeled as such in the header according to 37 CFR 1.121(d).
`
`6. [] DEPOSIT OF and/or INFORMATIONabout the deposit of BIOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner’s comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`Attachment(s)
`1. [1] Notice of References Cited (PTO-892)
`2. [J Information Disclosure Statements (PTO/SB/08),
`Paper No./Mail Date
`3. F] Examiner's Comment Regarding Requirement for Deposit
`of Biological Material
`4. (7 Interview Summary (PTO-413),
`Paper No./Mail Date
`.
`
`/ANGELA HOLMES/
`Examiner, Art Unit 2497
`
` U.S. Patent and Trademark Office
`
`5. KJ] Examiner's Amendment/Comment
`6. (J Examiner's Statement of Reasons for Allowance
`
`7. Other
`
`.
`
`/HADI ARMOUCHE/
`Supervisory Patent Examiner, Art Unit 2497
`
`PTOL-37 (Rev. 08-13)
`20161204
`
`Notice of Allowability
`
`Part of Paper No./Mail Date
`
`
`
`TRILLER EXHIBIT 1006-0011
`
`
`
`Application/Control Number: 15/042,243
`
`Art Unit: 2497
`
`Page 2
`
`DETAILED ACTION
`
`1.
`
`2.
`
`The present application is being examined underthe pre-AIAfirst to invent provisions.
`
`This communication is in response to the application 15/042243 filed on 10/25/16.
`
`Terminal Disclaimer
`
`3.
`
`The terminal disclaimerfiled on 11/30/16 has been reviewed and is accepted. The
`
`terminal disclaimer has been recorded.
`
`Allowable Subject matter
`
`Claims 1-33 are allowed.
`
`This communication warrants No Examiner's Reason for Allowance,applicant's reply
`
`4.
`
`5.
`
`make evident the reasonsfor allowance,satisfying the “record as a whole” proviso ofthe rule 37
`
`CFR 1.104(e). Specifically, the substance of applicant's arguments filed on 10/25/16 are
`
`persuasive, as such the reasons for allowanceare in all probability evident from the record and
`
`no statement is deemed necessary (see MPEP 1302.14).
`
`6.
`
`Any comments considered necessary by applicant must be submitted no later than
`
`paymentofthe issue fee and, to avoid processing delays, should preferably accompany the issue
`
`fee. Such submissions should be clearly labeled “Comments on Statement of Reasons for
`
`Allowance.”
`
`Conclusion
`
`Any inquiry concerning this communication or earlier communications from the
`
`examiner should be directed to ANGELA HOLMESwhosetelephone numberis (571)270-3357.
`
`The examiner can normally be reached on 9am -Spm.
`
`TRILLER EXHIBIT 1006-0012
`
`
`
`Application/Control Number: 15/042,243
`
`Art Unit: 2497
`
`Page 3
`
`If attempts to reach the examiner by telephone are unsuccessful, the examiner’s
`
`supervisor, Hadi Armouche can be reached on 571-270-3618. The fax phone numberfor the
`
`organization whe