`
`
`
`
`
`
`
`
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`
`
`ALIGN TECHNOLOGY, INC.
`Petitioner
`
`v.
`
`3SHAPE A/S
`Patent Owner
`
`
`
`Case IPR2022-00145
`U.S. Patent No. RE48,221
`
`
`
`
`
`
`
`
`
`
`
`
`PETITIONER’S UPDATED EXHIBIT LIST
`
`
`
`
`
`
`
`
`
`
`Mail Stop “PATENT BOARD”
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`
`
`
`
`
`
`Case IPR2022-00145
`U.S. Patent No. RE48,221
`Petitioner submits this Updated Exhibit List to accompany submission of
`
`
`
`Exhibit 1048, Plaintiff and Counterclaim Defendant Align Technology, Inc.’s
`
`Stipulation Regarding IPR2022-00144 and IPR2022-00145, filed December 16,
`
`2021 in Align Technology, Inc. v. 3Shape A/S et al., 6:20-cv-00979 (W.D. Tex.).
`
`PETITIONER’S UPDATED EXHIBIT LIST
`
`
`Exhibit Description
`1001 U.S. Patent No. RE48,221 to Öjelund et al. (“RE’221”)
`1002 File History of U.S. Patent No. RE48,221 (“Prosecution History”)
`1003 Declaration of Dr. Chandrajit Bajaj (“Bajaj Decl.”) in support of
`Petition for Inter Partes Review of U.S. Patent No. RE48,221
`1004 Curriculum Vitae of Dr. Chandrajit Bajaj
`1005 U.S. Patent Publication No. 2009/0298017 to Boerjes et al.
`1006 U.S. Patent Publication No. 2005/0212756 to Marvit et al.
`1007 U.S. Patent Publication No. 2009/0087050 to Gandyra
`1008 U.S. Patent Publication No. 2005/0020910 to Quadling et al.
`1009 Öjelund Provisional, U.S. Provisional Application No. 61/420,138
`(filed December 6, 2010)
`Giammanco et al., “Using 3D Laser Scanning Technology to Create
`Digital Models of Hailstones,” American Meteorological Society, July
`2017.
`Ireland et al., “3D surface imaging in dentistry – what we are looking
`at,” British Dental Journal, Vol. 205, No. 7, October 11, 2008.
`1012 U.S. Patent No. 6,485,413 to Boppart et al.
`
`1010
`
`1011
`
`
`
`- 1 -
`
`
`
`Case IPR2022-00145
`U.S. Patent No. RE48,221
`
`
`1013
`
`1015
`
`Exhibit Description
`Orhan H. Karatas and Ebubekir Toy, “Three-dimensional imaging
`techniques: A literature review,” European Journal of Dentistry, Vol.
`8, No. 1, March 2014.
`1014 B. H. Broadbent, “A New X-Ray Technique and Its Application to
`Orthodontia,” The Angle Orthodontist, Vol. I, No. 2, February 4, 1931.
`Nathan S. Birnbaum and Heidi B. Aaronson, “Dental impressions
`using 3D digital scanners: virtual becomes reality,” Compend. Contin.
`Educ. Dent., Vol. 29, No. 8, October 2008; pp. 494, 496, 498-505
`1016 U.S. Patent No. 5,131,844 to Marinaccio et al.
`1017 U.S. Patent No. 6,592,371 to Durbin et al.
`Hajeer et al., “Current Products and Practices Applications of 3D
`imaging in orthodontics: Part II,” Journal of Orthodontics, Vol. 31,
`No. 2, June 2004; pp. 154-162
`1019 U.S. Patent No. 5,722,412 to Pflugrath et al.
`1020 U.S. Patent No. 6,645,148 to Nguygen-Dinh et al.
`1021 U.S. Patent No. 5,181,181 to Glynn
`1022 U.S. Patent Publication No. 2006/0092133 to Touma et al.
`Bornik et al., “A Hybrid User Interface for Manipulation of
`Volumetric Medical Data,” 3DUI ’06: IEEE Symposium on 3D User
`Interfaces, March 2006; pp. 29-36
`1024 U.S. Patent No. 6,227,850 to Chishti et al.
`1025 U.S. Patent Publication No. 2010/0009308 to Wen et al.
`1026 U.S. Patent Publication No. 2013/0110469 to Kopelman
`1027 U.S. Patent Publication No. 2012/0062557 to Dillon et al.
`1028 U.S. Patent Publication No. 2007/0031774 to Cinader, Jr. et al.
`
`1018
`
`1023
`
`
`
`- 2 -
`
`
`
`Case IPR2022-00145
`U.S. Patent No. RE48,221
`
`
`1030
`
`1031
`
`1034
`
`Exhibit Description
`1029 U.S. Patent No. 9,329,675 to Öjelund et al.
`Inter Partes Review Certificate, U.S. Patent No. 9,329,675 K1 to
`Öjelund et al.
`Final Written Decision for Inter Partes Review of U.S. Patent No.
`9,329,675 in IPR2018-00197, May 29, 2019.
`1032 U.S. Patent No. 4,342,227 to Petersen et al.
`1033 U.S. Patent No. 5,563,343 to Shaw et al.
`Steele et al., “Bodies in motion: Monitoring daily activity and
`exercise with motion sensors in people with chronic pulmonary
`disease,” J. Rehabil. Res. Dev., Vol. 40, No. 5, Suppl. 2, October
`2003.
`Hale et al., “Measuring free-living physical activity in adults with and
`without neurologic dysfunction with a triaxial accelerometer,” Arch.
`Phys. Med. Rehabil., Vol. 89, No. 9, September 2008.
`Greg Welch and Eric Foxlin, “Motion Tracking: No Silver Bullet, but
`a Respectable Arsenal,” IEEE Computer Graphics and Applications,
`Vol. 22, No. 6, December 10, 2002.
`Steven Nasiri, “A Critical Review of MEMS Gyroscopes Technology
`and Commercialization Status,” InvenSense, 2005.
`1038 Hannes Kaufmann, “Applications of Mixed Reality,” Thesis, Vienna
`University of Technology, May 27, 2009.
`Welch et al., “High-Performance Wide-Area Optical Tracking: The
`HiBall Tracking System,” Presence: Teleoperators and Virtual
`Environments, Vol. 10, No. 1, February 2001.
`Nintendo, “Introducing Wii MotionPlus, Nintendo’s upcoming
`accessory for the revolutionary Wii Remote,” The Wayback Machine,
`July 14, 2008.
`
`1035
`
`1036
`
`1037
`
`1039
`
`1040
`
`
`
`- 3 -
`
`
`
`Case IPR2022-00145
`U.S. Patent No. RE48,221
`
`
`1043
`
`1044
`
`1045
`
`1046
`
`1047
`
`1048
`
`Exhibit Description
`1041 Daniel Turner, “Hack: The Nintendo Wii,” MIT Technology Review,
`July 1, 2007.
`1042 U.S. Patent Publication No. 2008/0070684 to Haigh-Hutchinson
`Brad A. Myers, CRC Handbook of Computer Science and
`Engineering, 2d. Ed., Allen B. Tucker, January 27, 2003, “Graphical
`User Interface Programming”
`Foley et al., Introduction to Computer Graphics, Addison-Wesley,
`1994, “Chapter 2.2: Basic Interaction Handling”, “Chapter 6:
`Viewing in 3D”, and “Chapter 8: Input Devices, Interaction
`Techniques, and Interaction Tasks”
`Donald Hearn and M. Pauline Baker, Computer Graphics, 2d. Ed.,
`Prentice Hall, 1994, “Chapter 2: Overview of Graphics Systems”,
`“Chapter 8: Graphical User Interfaces and Interactive Input
`Methods”, and “Chapter 9: Three-Dimensional Concepts”
`File History of U.S. Patent No. 9,329,675 (“’675 Prosecution
`History”)
`3Shape A/S v. Align Technology, Inc., IPR2021-01383, Petition for
`Inter Partes Review of U.S. Patent No. 10,728,519, August 20, 2021.
`Plaintiff and Counterclaim Defendant Align Technology, Inc.’s
`Stipulation Regarding IPR2022-00144 and IPR2022-00145, Case No.
`6:20-cv-00979 (W.D. Tex.), December 16, 2021.
`
`
`
`
`
`
`
`
`- 4 -
`
`
`
`Case IPR2022-00145
`U.S. Patent No. RE48,221
`
`
`Respectfully submitted,
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`
`/Jason D. Eisenberg/
`
`Jason D. Eisenberg
`Registration No. 43,447
`Counsel for Petitioner
`
`
`
`
`
`
`
`
`
`
`
`
`Date: January 19, 2022
`1100 New York Avenue, N.W.
`Washington, D.C. 20005
`(202) 371-2600
`
`
`
`- 5 -
`
`
`
`Case IPR2022-00145
`U.S. Patent No. RE48,221
`CERTIFICATION OF SERVICE (37 C.F.R. § 42.6(e))
`The undersigned hereby certifies that true and correct copies of the
`
`
`
`
`foregoing PETITIONER’S UPDATED EXHIBIT LIST and EXHIBIT 1048
`
`were served electronically via e-mail on January 19, 2022 in their entireties on the
`
`following counsel of record for Patent Owner:
`
`Todd R. Walters (Lead Counsel)
`Roger H. Lee (Back-up Counsel)
`Andrew R. Cheslock (Back-up Counsel)
`BUCHANAN INGERSOLL & ROONEY PC
`todd.walters@bipc.com
`roger.lee@bipc.com
`andrew.cheslock@bipc.com
`
`
`Respectfully submitted,
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`
`/Jason D. Eisenberg/
`
`
`
`Jason D. Eisenberg
`Registration No. 43,447
`Counsel for Petitioner
`
`
`
`
`
`
`
`
`
`
`Date: January 19, 2022
`1100 New York Avenue, N.W.
`Washington, D.C. 20005
`(202) 371-2600
`
`17892752_1
`
`
`
`