Substitute for PTO/SB/08a&b (07-09)
`Approved for use through 07/31/2012. 0MB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a co lection of information unless it contains a valid 0MB control number.
`I
`
`Substitute for form 1449/PTO
`SECOND
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`(Use as many sheets as necessary)
`I of I
`Sheet I
`
`1
`
`1
`
`Application Number
`Fifinq Date
`First Named Inventor
`Art Unit
`Examiner Name
`Attorney Docket Number
`
`Complete if Known
`
`13/991,513
`June 4, 2013
`Henrik OJELUND et al,
`Unassigned
`Unassigned
`0079124-000070
`
`Examiner
`Initials'
`
`Cite
`No. 1
`
`Document Number
`
`Number-Kind Code2 (if known)
`
`U.S. PATENT DOCUMENTS
`Name of Patentee or
`Publication Date
`Applicant of Cited Document
`MM-DD-YYYY
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`US-
`US-
`US-
`US-
`US-
`US-
`US-
`US-
`US-
`US-
`
`ForeiQn Patent Document
`
`Countrv Code3 Number' Kind Godo 'Of known!
`
`FOREIGN PATENT DOCUMENTS
`Name of Patentee or
`Applicant of Cited
`Document
`
`Publication Date
`MM-DD-YYYY
`
`Pages, Columns, Lines,
`Where Relevant Passages or
`Relevant FIQures Appear
`
`Examiner Cite
`No. 1
`Initials'
`
`Examiner Cite
`No. 1
`Initials*
`
`NON PATENT LITERATURE DOCUMENTS
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item (book,
`magazine, journal, serial, symposium, catalog, etc.), date, page(s), volume-issue number(s), publisher, city
`and/or country where published.
`
`C. GRAETZEL et al., "A NON-CONTACT MOUSE FOR SURGEON-COMPUTER INTERACTION",
`Technoloqy and Health Care, 12(3), 2004, paqes 1-19.
`
`SEBASTIAN VOGT et al., "AN AR SYSTEM WITH INTUITIVE USER INTERFACE FOR
`MANIPULATION AND VISUALIZATION OF 3D MEDICAL DATA", Stud. Health Technol. Inform.,
`Medicine Meets Virtual Reality 12, 2004; vol. 98, paqes 397-403.
`
`j Examiner
`J Date
`Considered
`Signature
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with M.P.E.P. § 609.
`conformance and not considered. Include copy of this form with next communication to Applicant.
`
`J
`
`Draw line through citation if not in ~~~- ~~ . l
`
`0444
`
`Align EX1046 (Part 2 of 2)
`Align v. 3Shape
`IPR2022-00144
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`13991513
`
`04-Jun-2013
`
`Title of Invention:
`
`SYSTEM WITH 3D USER INTERFACE INTEGRATION
`
`First Named Inventor/Applicant Name:
`
`Henrik Ojelund
`
`Filer:
`
`William C. Rowland/Albina Torres-Price
`
`Attorney Docket Number:
`
`0079124-000070
`
`Filed as Small Entity
`
`U.S. National Stage under 35 USC 371 Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Basic Filing:
`
`Natl Stage Search Fee - Report provided
`
`Natl Stage Exam Fee - all other cases
`
`2642
`
`2633
`
`1
`
`1
`
`240
`
`360
`
`240
`
`360
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Oath/Deel> 30 Mos From 371 commencement
`
`2617
`
`1
`
`70
`
`70
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`0445
`
`

`

`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Post-Allowance-and-Post-Issuance:
`
`Extension-of-Time:
`
`Extension - 1 month with $0 paid
`
`2251
`
`1
`
`100
`
`100
`
`Miscellaneous:
`
`Total in USD ($)
`
`770
`
`0446
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`16891575
`
`13991513
`
`International Application Number:
`
`Confirmation Number:
`
`9282
`
`Title of Invention:
`
`SYSTEM WITH 3D USER INTERFACE INTEGRATION
`
`First Named Inventor/Applicant Name:
`
`Henrik Ojelund
`
`Customer Number:
`
`21839
`
`Filer:
`
`William C. Rowland/Albina Torres-Price
`
`Filer Authorized By:
`
`William C. Rowland
`
`Attorney Docket Number:
`
`0079124-000070
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`19-SEP-2013
`
`04-JUN-2013
`
`15:18:21
`
`Application Type:
`
`U.S. National Stage under 35 USC 371
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`Payment was successfully received in RAM
`
`RAM confirmation Number
`
`yes
`
`Credit Card
`
`$770
`
`1979
`
`Deposit Account
`
`Authorized User
`
`File Listing:
`Document I
`Number
`
`Document Description
`
`File Name
`
`I
`
`File Size(Bytes)/ I Multi I Pages
`(if appl.)
`Message Digest
`Part /.zip
`
`I
`
`0447
`
`

`

`1
`
`Applicant Response to Pre-Exam
`Formalities Notice
`
`ResponseToMPS.pdf
`
`no
`
`3
`
`190237
`
`5b20a57701f87a 1797ba0d30faa70179d24
`95b13
`
`Warnings:
`
`Information:
`
`2
`
`Authorization for Extension of Time all
`replies
`
`GenAuthorization.pdf
`
`no
`
`1
`
`33411
`
`1 b6c22b529812ebe6d 16f76d634753deb3
`4bc09b
`
`Warnings:
`
`Information:
`
`3
`
`Miscellaneous Incoming Letter
`
`PetitionForEOT.pdf
`
`no
`
`1
`
`34051
`
`Warnings:
`
`Information:
`
`48d 7 68a5 5 ecS 8254 Se 3 b54 25 b6f63 0 7 c9b 7
`bab51
`
`194375
`
`4
`
`Preliminary Amendment
`
`PreliminaryAmendment.pdf
`
`no
`
`8
`
`Warnings:
`
`Information:
`
`0a9e9ec38080f3a81 a7859148627011 bea7
`d57fc
`
`126512
`
`5
`
`Oath or Declaration filed
`
`Declaration.pdf
`
`no
`
`2
`
`Warnings:
`
`Information:
`
`1 6dd a 78d4bc54 fd4886e04d 9fb2be8d 908t
`51e82
`
`28531
`
`6
`
`Transmittal Letter
`
`IDS.pdf
`
`no
`
`1
`
`9237bd923f9265b5d575b6e 17012176027
`d0fa9e
`
`Warnings:
`
`Information:
`
`7
`
`Information Disclosure Statement (IDS)
`Form (SB0S)
`
`1449.pdf
`
`no
`
`1
`
`86095
`
`3eec77aa82e9b81 aa5b28c5ac451 c2dd251
`ff3b8
`
`Warnings:
`
`Information:
`
`This is not an USPTO supplied IDS fillable form
`
`8
`
`Non Patent Literature
`
`NPL_BY _GRAETZEL.PDF
`
`no
`
`19
`
`5241082
`
`Warnings:
`
`Information:
`
`9172106a741fd7557ce4 77f3dcd 17829349
`4a2f9
`
`4459143
`
`9
`
`Non Patent Literature
`
`NPL_BY _VOGT.PDF
`
`no
`
`7
`
`5 36 7285 da 81 ebce049 5 b4a6d 0287f009f88
`81177
`
`0448
`
`

`

`Warnings:
`
`Information:
`
`10
`
`Fee Worksheet (5B06)
`
`fee-info.pdf
`
`no
`
`2
`
`37444
`
`6f4e0b3157 ed00a31680059361 e029ecee5
`a48ff
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`10430881
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New A~~lications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International A~~lication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International A~~lication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`0449
`
`

`

`PTO/SB/06 (09-11)
`Approved for use through 1/31/2014. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid 0MB control number.
`PATENT APPLICATION FEE DETERMINATION RECORD
`Application or Docket Number
`Filing Date
`13/991,513
`Substitute for Form PT0-875
`
`06/04/2013 D To be Mailed
`
`ENTITY: D LARGE [8J SMALL D MICRO
`
`APPLICATION AS FILED - PART I
`
`(Column 1)
`
`(Column 2)
`
`NUMBER FILED
`
`NUMBER EXTRA
`
`RATE($)
`
`FEE($)
`
`N/A
`
`N/A
`
`N/A
`
`N/A
`
`N/A
`
`N/A
`
`minus 20 =
`
`minus 3 =
`
`*
`
`*
`
`N/A
`
`N/A
`
`N/A
`
`X $
`
`X $
`
`=
`
`=
`
`FOR
`D BASIC FEE
`D SEARCH FEE
`D EXAMINATION FEE
`
`(37 CFR 1.16(a), (b), or (c))
`
`(37 CFR 1.16(k), (i), or (m))
`
`(37 CFR 1.16(0), (p), or (q))
`TOTAL CLAIMS
`(37 CFR 1.16(i))
`INDEPENDENT CLAIMS
`(37 CFR 1.16(h))
`
`OAPPLICATION SIZE FEE
`(37 CFR 1.16(s))
`
`If the specification and drawings exceed 100 sheets
`of paper, the application size fee due is $31 0 ($155
`for small entity) for each additional 50 sheets or
`fraction thereof. See 35 U.S.C. 41 (a)(1 )(G) and 37
`CFR 1.16(s).
`D MULTIPLE DEPENDENT CLAIM PRESENT (37 CFR 1.16(j))
`
`* If the difference in column 1 is less than zero, enter "0" in column 2.
`
`TOTAL
`
`APPLICATION AS AMENDED - PART II
`
`(Column 1)
`
`(Column 2)
`
`(Column 3)
`
`CLAIMS
`09/19/2013 REMAINING
`AFTER
`f--
`z
`AMENDMENT
`w
`Total (37 CFR
`· 20
`~ 1.16(i))
`0
`z
`Independent
`* 1
`w
`(37 CFR 1 .16(h))
`~ D Application Size Fee (37 CFR 1.16(s))
`D FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR 1.16(j))
`
`HIGHEST
`NUMBER
`PREVIOUSLY
`PAID FOR
`** 20
`***3
`
`Minus
`
`Minus
`
`PRESENT EXTRA
`
`= 0
`= 0
`
`<(
`
`(Column 1)
`
`(Column 2)
`
`(Column 3)
`
`RATE($)
`
`ADDITIONAL FEE($)
`
`X $40 =
`X $210 =
`
`TOTAL ADD'L FEE
`
`0
`0
`
`0
`
`PRESENT EXTRA
`
`RATE($)
`
`ADDITIONAL FEE($)
`
`CLAIMS
`REMAINING
`AFTER
`AMENDMENT
`
`*
`
`*
`
`HIGHEST
`NUMBER
`PREVIOUSLY
`PAID FOR
`
`Minus
`
`**
`
`Minus
`
`***
`
`=
`
`=
`
`<(
`
`f--
`z
`Total (37 CFR
`w
`1.16(i))
`~ Independent
`0
`(37 CFR 1 .16(h))
`z D Application Size Fee (37 CFR 1.16(s))
`w
`~ D FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR 1.16(j))
`
`X $
`
`X $
`
`=
`
`=
`
`TOTAL ADD'L FEE
`
`* If the entry in column 1 is less than the entry in column 2, write "0" in column 3.
`** If the "Highest Number Previously Paid For" IN THIS SPACE is less than 20, enter "20".
`*** If the "Highest Number Previously Paid For" IN THIS SPACE is less than 3, enter "3".
`The "Highest Number Previously Paid For" (Total or Independent) is the highest number found in the appropriate box in column 1.
`This collection of 1nformat1on Is required by 37 CFR 1.16. The 1nformat1on Is required to obtain or retain a benefit by the public which Is to file (and by the US PTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1 .14. This collection is estimated to take 12 minutes to complete, including gathering,
`preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you
`require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S.
`Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, ca/11-800-PTO-9199 and select option 2.
`
`LIE
`/ADRIENE SELLMAN/
`
`0450
`
`

`

`U.S. APPLICATION NUMBER NO.
`13/991,513
`
`FIRST NAMED APPLICANT
`Henrik Ojelund
`
`21839
`BUCHANAN, INGERSOLL & ROONEY PC
`POST OFFICE BOX 1404
`ALEXANDRIA, VA 22313-1404
`
`Ul\TfED STATES DEPA RTME'IT OF COMMERCE
`United States Patent and Trademark Office
`Adiliess. COMMISSIO'JER FOR PATENTS
`PO Box 1450
`Alexandria, Virgmia 22313-1450
`\VVi\V.USpto.gov
`
`ATTY. DOCKET NO.
`0079124-000070
`INTERNATIONAL APPLICATION NO.
`PCT/DK2011/050461
`LA FILING DATE
`PRIORITY DATE
`12/05/2011
`12/06/2010
`
`CONFIRMATION NO. 9282
`371 FORMALITIES LETTER
`
`111111111111111111111111111111111111111111 IIIII IJ~l!IJ~~mlj~~~ll~~~IH~
`
`Date Mailed: 06/28/2013
`
`Notification of Insufficient Fees (D0/EO/US)
`
`The following items have been submitted by the applicant or the IB to the United States Patent and Trademark
`Office as a Designated Office (37 CFR 1.494):
`
`• Indication of Small Entity Status
`• Priority Document
`• Copy of the International Application filed on 06/04/2013
`• Copy of the International Search Report filed on 06/04/2013
`• Information Disclosure Statements filed on 06/04/2013
`• Oath or Declaration filed on 06/04/2013
`• U.S. Basic National Fees filed on 06/04/2013
`• Assignee Statement for PGPUB filed on 06/04/2013
`• Priority Documents filed on 06/04/2013
`
`The following items MUST be furnished within the period set forth below in order to complete the requirements for
`acceptance under 35 U.S.C. 371:
`
`• Additional claim fees of $1280 as a small entity, including any required multiple dependent claim fee, are
`required. Applicant must submit the additional claim fees or cancel the additional claims for which fees are
`due.
`• To avoid abandonment, a surcharge (for late submission of filing fee, search fee, examination fee or oath or
`declaration) as set forth in 37 CFR 1.492(h) of $70 for a small entity in compliance with 37 CFR 1.27, must be
`submitted with the missing items identified in this letter.
`SUMMARY OF FEES DUE:
`
`Total additional fees required for this application is $1950 for a Small Entity:
`• $70 Surcharge.
`• The application search fee has not been paid. Applicant must submit $240 to complete the search fee. Note a
`surcharge will be required if submitted later than commencement of the national stage (37 CFR 1.492(h)) and
`the basic national fee was not paid before July 1, 2005.
`• The application examination fee has not been paid. Applicant must submit $360 to complete the examination
`fee for a small entity in compliance with 37 CFR 1.27. Note a surcharge will be required if submitted later than
`commencement of the national stage (37 CFR 1.492(h)) and the basic national fee was not paid before July 1,
`2005.
`
`Total additional claim fee(s) for this application is $1280
`• $1280 for 32 total claims over 20.
`
`page 1 of 2
`
`FORM PCT/DO/E0/923 (371 Formalities Notice)
`
`0451
`
`

`

`ALL OF THE ITEMS SET FORTH ABOVE MUST BE SUBMITTED WITHIN TWO (2) MONTHS FROM THE
`DATE OF THIS NOTICE OR BY 32 MONTHS FROM THE PRIORITY DATE FOR THE APPLICATION,
`WHICHEVER IS LATER. FAILURE TO PROPERLY RESPOND WILL RESULT IN ABANDONMENT.
`
`The time period set above may be extended by filing a petition and fee for extension of time under the provisions
`of37CFR 1.136(a).
`
`Applicant is reminded that any communications to the United States Patent and Trademark Office must be mailed
`to the address given in the heading and include the U.S. application no. shown above (37 CFR 1.5)
`
`Registered users of EFS-Web may alternatively submit their reply to this notice via EFS-Web.
`https ://sportal. uspto .gov/authenticate/ AuthenticateUserlocal EP F. htm I
`
`For more information about EFS-Web please call the USPTO Electronic Business Center at 1-866-217-9197 or
`visit our website at http://www.uspto.gov/ebc.
`
`If you are not using EFS-Web to submit your reply, you must include a copy of this notice.
`
`MARILYN J YOUNGER
`
`Telephone: (571) 272-8183
`
`FORM PCT/DO/E0/923 (371 Formalities Notice)
`
`page 2 of 2
`
`0452
`
`

`

`PATENT APPLICATION FEE DETERMINATION RECORD
`Substitute for Form PTO-875
`
`Application or Docket Number
`13/991,513
`
`APPLICATION AS FILED - PART I
`(Column 1)
`(Column 2)
`
`SMALL ENTITY
`
`OR
`
`OTHER THAN
`SMALL ENTITY
`
`FOR
`
`NUMBER FILED
`
`NUMBER EXTRA
`
`RATE($)
`
`FEE($)
`
`RATE($)
`
`FEE($)
`
`BASIC FEE
`(37 CFR 1.16(a), (b), or (c))
`SEARCH FEE
`(37 CFR 1.16(k), (i), or (m))
`EXAMINATION FEE
`(37 CFR 1.16(0), (p), or (q))
`TOTAL CLAIMS
`(37 CFR 1.16(i))
`INDEPENDENT CLAIMS
`(37 CFR 1.16(h))
`
`APPLICATION SIZE
`FEE
`(37 CFR 1.16(s))
`
`N/A
`
`N/A
`
`N/A
`
`52
`
`2
`
`minus 20=
`
`minus 3 =
`
`N/A
`
`N/A
`
`N/A
`
`32
`
`N/A
`
`N/A
`
`N/A
`
`40
`
`210
`
`=
`
`=
`
`X
`
`X
`
`If the specification and drawings exceed 100
`sheets of paper, the application size fee due is
`$31 0 ($155 for small entity) for each additional
`50 sheets or fraction thereof. See 35 U.S.C.
`41 (a)(1 )(G) and 37 CFR 1.16(s).
`
`MULTIPLE DEPENDENT CLAIM PRESENT (37 CFR 1.16(j))
`
`* If the difference in column 1 is less than zero, enter "0" in column 2.
`
`TOTAL
`
`APPLICATION AS AMENDED - PART II
`
`140
`
`240
`
`360
`
`1280
`
`0.00
`
`0.00
`
`0.00
`
`2020
`
`N/A
`
`N/A
`
`N/A
`
`OR
`
`TOTAL
`
`(Column 3)
`
`SMALL ENTITY
`
`OR
`
`OTHER THAN
`SMALL ENTITY
`
`PRESENT
`EXTRA
`
`RATE($)
`
`ADDITIONAL
`FEE($)
`
`RATE($)
`
`ADDITIONAL
`FEE($)
`
`X
`
`X
`
`X
`
`X
`
`=
`
`=
`
`=
`
`=
`
`TOTAL
`ADD'L FEE
`
`RATE($)
`
`OR
`
`OR
`
`X
`
`X
`
`OR
`
`OR
`
`TOTAL
`ADD'L FEE
`
`ADDITIONAL
`FEE($)
`
`RATE($)
`
`=
`
`=
`
`=
`
`=
`
`ADDITIONAL
`FEE($)
`
`(Column 1)
`CLAIMS
`REMAINING
`AFTER
`AMENDMENT
`
`<(
`I-
`z
`w
`Total
`~ (37 CFR 1.16(i))
`0
`z
`Independent
`w
`(37CFR 1.16(h))
`~ Application Size Fee (37 CFR 1.16(s))
`<(
`
`(Column 2)
`HIGHEST
`NUMBER
`PREVIOUSLY
`PAID FOR
`
`..
`...
`
`Minus
`
`Minus
`
`=
`
`=
`
`FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR 1.16(j))
`
`(Column 1)
`CLAIMS
`REMAINING
`AFTER
`AMENDMENT
`
`Ill
`I-
`z
`w
`Total
`~ (37 CFR 1.16(i))
`0
`z
`Independent
`w
`(37CFR 1.16(h))
`~ Application Size Fee (37 CFR 1.16(s))
`<(
`
`(Column 2)
`HIGHEST
`NUMBER
`PREVIOUSLY
`PAID FOR
`
`..
`...
`
`(Column 3)
`
`PRESENT
`EXTRA
`
`=
`
`=
`
`Minus
`
`Minus
`
`FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR 1.16(j))
`
`TOTAL
`ADD'L FEE
`* If the entry in column 1 is less than the entry in column 2, write "0" in column 3.
`** If the "Highest Number Previously Paid For" IN THIS SPACE is less than 20, enter "20".
`*** If the "Highest Number Previously Paid For" IN THIS SPACE is less than 3, enter "3".
`The "Highest Number Previously Paid For" (Total or Independent) is the highest found in the appropriate box in column 1.
`
`OR
`
`OR
`
`X
`
`X
`
`OR
`
`OR
`
`TOTAL
`ADD'L FEE
`
`0453
`
`

`

`APPLICATION
`NUMBER
`13/991,513
`
`FILING or
`37l(c)DATE
`06/04/2013
`
`GRPART
`UNIT
`
`FIL FEE REC'D
`140
`
`21839
`BUCHANAN, INGERSOLL & ROONEY PC
`POST OFFICE BOX 1404
`ALEXANDRIA, VA 22313-1404
`
`Ul\TfED STATES DEPA RTME'IT OF COMMERCE
`United States Patent and Trademark Office
`Adiliess. COMMISSIO'JER FOR PATENTS
`PO Box 1450
`Alexandria, Virgmia 22313-1450
`\VVi\V.USpto.gov
`
`ATTY.DOCKET.NO
`0079124-000070
`
`TOT CLAIMS IND CLAIMS
`52
`2
`CONFIRMATION NO. 9282
`FILING RECEIPT
`
`111111111111111111111111]~!l]!~l!~l!~Hl~I ~11111 11111111111111111111111
`
`Date Mailed: 06/28/2013
`
`Receipt is acknowledged of this non-provisional patent application. The application will be taken up for examination
`in due course. Applicant will be notified as to the results of the examination. Any correspondence concerning the
`application must include the following identification information: the U.S. APPLICATION NUMBER, FILING DATE,
`NAME OF APPLICANT, and TITLE OF INVENTION. Fees transmitted by check or draft are subject to collection.
`Please verify the accuracy of the data presented on this receipt. If an error is noted on this Filing Receipt, please
`submit a written request for a Filing Receipt Correction. Please provide a copy of this Filing Receipt with the
`changes noted thereon. If you received a "Notice to File Missing Parts" for this application, please submit
`any corrections to this Filing Receipt with your reply to the Notice. When the USPTO processes the reply
`to the Notice, the USPTO will generate another Filing Receipt incorporating the requested corrections
`
`lnventor(s)
`
`Applicant( s)
`
`Henrik Ojelund, Lyngby, DENMARK;
`David Fischer, Stenlose, DENMARK;
`Karl-Josef Hollenbeck, Kobenhavn 0, DENMARK;
`
`Henrik Ojelund, Lyngby, DENMARK;
`David Fischer, Stenlose, DENMARK;
`Karl-Josef Hollenbeck, Kobenhavn 0, DENMARK;
`Assignment For Published Patent Application
`3Shape NS, Copenhagen K, DENMARK
`
`Power of Attorney: The patent practitioners associated with Customer Number 21839
`
`Domestic Priority data as claimed by applicant
`This application is a 371 of PCT/DK2011/050461 12/05/2011
`which claims benefit of 61/420, 138 12/06/2010
`
`Foreign Applications (You may be eligible to benefit from the Patent Prosecution Highway program at the
`USPTO. Please see http://www.uspto.gov for more information.)
`DENMARK PA 2010 01104 12/06/2010 No Access Code Provided
`
`Request to Retrieve - This application either claims priority to one or more applications filed in an intellectual
`property Office that participates in the Priority Document Exchange (POX) program or contains a proper Request to
`Retrieve Electronic Priority Application(s) (PTO/SB/38 or its equivalent). Consequently, the US PTO will attempt
`to electronically retrieve these priority documents.
`
`page 1 of 3
`
`0454
`
`

`

`If Required, Foreign Filing License Granted: 06/25/2013
`
`The country code and number of your priority application, to be used for filing abroad under the Paris Convention,
`is US 13/991,513
`
`Projected Publication Date: 10/03/2013
`
`Non-Publication Request: No
`
`Early Publication Request: No
`** SMALL ENTITY **
`Title
`
`SYSTEM WITH 3D USER INTERFACE INTEGRATION
`
`Preliminary Class
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition Applications: No
`
`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
`
`Since the rights granted by a U.S. patent extend only throughout the territory of the United States and have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
`in a specific country or in regional patent offices. Applicants may wish to consider the filing of an international
`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generally has the same
`effect as a regular national patent application in each PCT-member country. The PCT process simplifies the filing
`of patent applications on the same invention in member countries, but does not result in a grant of "an international
`patent" and does not eliminate the need of applicants to file additional documents and fees in countries where patent
`protection is desired.
`
`Almost every country has its own patent law, and a person desiring a patent in a particular country must make an
`application for patent in that country in accordance with its particular laws. Since the laws of many countries differ
`in various respects from the patent law of the United States, applicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that in the case of inventions made in the United States, the Director of the US PTO must
`issue a license before applicants can apply for a patent in a foreign country. The filing of a U.S. patent application
`serves as a request for a foreign filing license. The application's filing receipt contains further information and
`guidance as to the status of applicant's license for foreign filing.
`
`Applicants may wish to consult the USPTO booklet, "General Information Concerning Patents" (specifically, the
`section entitled "Treaties and Foreign Patents") for more information on timeframes and deadlines for filing foreign
`patent applications. The guide is available either by contacting the USPTO Contact Center at 800-786-9199, or it
`can be viewed on the USPTO website at http://www.uspto.gov/web/offices/pac/doc/general/index.html.
`
`For information on preventing theft of your intellectual property (patents, trademarks and copyrights), you may wish
`to consult the U.S. Government website, http://www.stopfakes.gov. Part of a Department of Commerce initiative,
`this website includes self-help "toolkits" giving innovators guidance on how to protect intellectual property in specific
`countries such as China, Korea and Mexico. For questions regarding patent enforcement issues, applicants may
`call the U.S. Government hotline at 1-866-999-HAL T (1-866-999-4258).
`
`page 2 of 3
`
`0455
`
`

`

`LICENSE FOR FOREIGN FILING UNDER
`
`Title 35, United States Code, Section 184
`
`Title 37, Code of Federal Regulations, 5.11 & 5.15
`
`GRANTED
`
`The applicant has been granted a license under 35 U.S.C. 184, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" followed by a date appears on this form. Such licenses are issued in all applications where
`the conditions for issuance of a license have been met, regardless of whether or not a license may be required as
`set forth in 37 CFR 5.15. The scope and limitations of this license are set forth in 37 CFR 5.15(a) unless an earlier
`license has been issued under 37 CFR 5.15(b). The license is subject to revocation upon written notification. The
`date indicated is the effective date of the license, unless an earlier license of similar scope has been granted under
`37 CFR 5.13 or 5.14.
`
`This license is to be retained by the licensee and may be used at any time on or after the effective date thereof unless
`it is revoked. This license is automatically transferred to any related applications(s) filed under 37 CFR 1.53(d). This
`license is not retroactive.
`
`The grant of a license does not in any way lessen the responsibility of a licensee for the security of the subject matter
`as imposed by any Government contract or the provisions of existing laws relating to espionage and the national
`security or the export of technical data. Licensees should apprise themselves of current regulations especially with
`respect to certain countries, of other agencies, particularly the Office of Defense Trade Controls, Department of
`State (with respect to Arms, Munitions and Implements of War (22 CFR 121-128)); the Bureau of Industry and
`Security, Department of Commerce (15 CFR parts 730-774); the Office of Foreign AssetsControl, Department of
`Treasury (31 CFR Parts 500+) and the Department of Energy.
`
`NOT GRANTED
`
`No license under 35 U.S.C. 184 has been granted at this time, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" DOES NOT appear on this form. Applicant may still petition for a license under 37 CFR 5.12,
`if a license is desired before the expiration of 6 months from the filing date of the application. If 6 months has lapsed
`from the filing date of this application and the licensee has not received any indication of a secrecy order under 35
`U.S.C. 181, the licensee may foreign file the application pursuant to 37 CFR 5.15(b).
`
`Select USA
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location for
`business investment, innovation, and commercialization of new technologies. The U.S. offers tremendous resources
`and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation works to
`promote and facilitate business investment. SelectUSA provides information assistance to the international investor
`community; serves as an ombudsman for existing and potential investors; advocates on behalf of U.S. cities, states,
`and regions competing for global investment; and counsels U.S. economic development organizations on investment
`attraction best practices. To learn more about why the United States is the best country in the world to develop
`technology, manufacture products, deliver services, and grow your business, visit http://www.SelectUSA.gov or call
`+ 1-202-482-6800.
`
`page 3 of 3
`
`0456
`
`

`

`MULTIPLE DEPENDENT CLAIM
`FEE CALCULATION SHEET
`
`Substitute for Form PTO-1360
`(For use with Form PTO/SB/06)
`
`Application Number
`
`Filing Date
`
`13991513
`Applicant(s) Henrik OJELUND
`
`* May be used for additional claims or amendments
`
`*
`
`*
`
`*
`
`lndep I Depend
`
`lndep I Depend
`
`lndep I Depend
`
`(1)
`
`(1)
`
`AFTER FIRST
`AMENDMENT
`lndep I Depend
`
`AFTER SECOND
`AMENDMENT
`lndep I Depend
`
`CLAIMS
`
`AS FILED
`
`lndep I Depend
`
`1
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`51
`
`52
`
`53
`
`54
`
`55
`
`56
`
`57
`
`58
`
`59
`
`60
`
`61
`
`62
`
`63
`
`64
`
`65
`
`66
`
`67
`
`68
`
`69
`
`70
`
`71
`
`72
`
`73
`
`74
`
`25
`
`26
`
`27
`
`28
`
`29
`
`30
`
`31
`
`32
`
`33
`
`34
`
`35
`
`36
`
`37
`
`38
`
`39
`
`40
`
`41
`
`42
`
`43
`
`44
`
`45
`
`46
`
`47
`
`48
`
`49
`
`50
`
`Total lndep
`
`Total
`Depend
`
`Total
`Claims
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`(1)
`
`1
`2
`
`50
`
`52
`
`.J
`
`.J
`
`0
`0
`
`0
`
`.J
`
`0
`0
`
`0
`
`75
`
`76
`
`77
`
`78
`
`79
`
`80
`
`81
`
`82
`
`83
`
`84
`
`85
`
`86
`
`87
`
`88
`
`89
`
`90
`
`91
`
`92
`
`93
`
`94
`
`95
`
`96
`
`97
`
`98
`
`99
`
`100
`
`0457
`
`

`

`TRANSMITTAL LETTER TO THE UNITED STATES
`DESIGNATED/ELECTED OFFICE (DO/EO/US)
`CONCERNING A SUBMISSION UNDER 35 U.S.C. 371
`
`INTERNATIONAL FILING DATE
`I
`December 5, 2011
`
`INTERNATIONAL APPLICATION NO.
`PCT/DK2011/05046.1
`TITLE OF INVENTION
`SYSTEM WITH 3D USER INTERFACE INTEGRATION
`APPLICANT(S) FOR DO/EO/US
`OJELUND, Henrik
`FISCHER, David
`HOLLENBECK, Karl-Josef
`
`ATTORNEY'S DOCKET No.
`0079124-000070
`U.S. APPLICATION No. (If known)
`Unassianed
`PRIORITY DATE CLAIMED
`December 6, 201 0
`
`Applicant herewith submits to the United States Designated/Elected Office (DO/EO/US) the following items and other information.
`
`1. D This is an express request to begin national examination procedures (35 U.S.C. 371(f)). NOTE: The express request under 35 U.S.C.
`371 (f) will not be effective unless the requirements under 35 U.S.C. 371 (c)(1 ), (2), and (4) for payment of the basic national fee, copy
`of the International Application and English translation thereof (if required), and the oath or declaration of the inventor(s) have been
`received.
`
`2. DA copy of the International Application (35 U.S.C. 371 (c)(2)) is attached hereto (not required if the International Application was
`previously communicated by the International Bureau or was filed in the United States Receiving Office (RO/US)).
`
`3.
`
`An English language translation of the International Application (35 U.S.C. 371 (c)(2))
`
`a. D
`
`is attached hereto.
`
`b. D
`
`has been previously submitted under 35 U.S.C. 154(d)(4).
`
`4.
`
`An oath or declaration of the inventor(s) (35 U.S.C. 371 (c)(4))
`
`a. D
`
`is attached.
`
`b. D was previously filed in the international phase under PCT Rule 4.17(iv).
`
`Items 5 to 8 below concern amendments made in the international phase.
`
`PCT Article 19 and 34 amendments
`
`5. D Amendments to the claims under PCT Article 19 are attached (not required if communicated by the International Bureau) (35 U.S.C.
`371 (c)(3)).
`
`6. D English translation of the PCT Article 19 amendment is attached (35 U.S.C. 371(c)(3)).
`
`7. D English translation of annexes (Article 19 and/or 34 amendments only) of the International Preliminary Examination Report is
`attached (35 U.S.C. 371 (c)(5)).
`
`Cancellation of amendments made in the international phase
`
`8a. D Do not enter the amendment made in the international phase under PCT Article 19.
`
`8b. D Do not enter the amendment made in the international phase under PCT Article 34.
`
`NOTE: A proper amendment made in English under Article 19 or 34 will be entered in the U.S. national phase application absent a clear
`instruction from applicant not to enter the amendment(s).
`
`The following items 9 to 17 concern a document(s) or information included.
`
`9. ~
`An Information Disclosure Statement under 37 CFR 1.97 and 1.98.
`A preliminary amendment
`
`10. D
`11. ~
`An Application Data Sheet under 37 CFR 1.76.
`A substitute specification. NOTE: A substitute specification cannot include claims. See 37 CFR 1.125(b).
`
`12. D
`
`13. D
`
`A power of attorney and/or change of address letter.
`
`A computer-readable form of the sequence listing in accordance with PCT Rule 13ter.3 and 37 CFR 1.821-1.825.
`
`14. D
`15. ~
`Assignment papers (cover sheet and document(s)). Name of Assignee : 3Shape A/S.
`37 CFR 3.73(c) Statement (when there is an Assignee).
`
`16. D
`
`Buchanan Ingersoll~ .. Rooney PC
`
`Attorneys & Government Relations Professionals
`
`Page 1 of 3
`
`0458
`
`

`

`U.S. APPLICATION NO. (If known)
`Unassi ned
`
`INTERNATIONAL APPLICATION NO.
`PCT/DK2011/050461
`
`ATTORNEY'S DOCKET NO.
`0079124-000070
`
`17.12] Other items or information:
`
`Form PCT/IB/301
`Form PCT/IB/304
`Form PCT/IB/306
`Form PCT/IB/308 (First Notice)
`Form PCT/IB/308 (Second Notice)
`Form PCT/IB/311
`Form PCT/ISA/210
`
`The following fees have been submitted.
`18. i2J Basic national fee (37 CFR 1.492(a)) .............................................................. (1631)
`
`CALCULATIONS PTO USE ONLY
`
`$280
`
`$
`
`280
`
`19.0 Examination fee (37 CFR 1.492(c))
`If the written opinion prepared by ISA/US or the International preliminary
`examination report prepared by IPEA/US indicates all claims satisfy provisions of
`PCT Article 33(1)-(4) ....................................................................