throbber
UNITED STATES PATENT AND TRADEMARK OFFICE
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`_______________________
`
`APPLE INC.,
`Petitioner
`
`v.
`
`BILLJCO LLC,
`Patent Owner
`
`
`CASE: IPR2022-00131
`U.S. PATENT NO. 8,639,267
`
`_______________________
`
`
`PATENT OWNER'S SUR-REPLY
`
`

`

`
`

`


`
`I.
`II.
`
`
`
`TABLE OF CONTENTS
`INTRODUCTION ........................................................................................ 1
`Petitioner's Claim Construction Arguments Run Afoul
`Of The Teachings Of The '267 Patent
`And The Plain And Ordinary Meaning ........................................................ 2
`A.
`The Claimed "Privilege" Is Different From A "Preference" .............. 5
`B.
`"Destination Identity" Relates To Matching Privilege....................... 9
`III. Haberman, Alone Or In Combination With Boger, Fails To
`
`Render The Challenged Claims Unpatentable As Obvious ....................... 13
`
`A. Haberman and Haberman Plus Boger Fail To
`
`
`Disclose Or Make Obvious The Claimed
`Limitations Related To "Privilege" .................................................. 13
`B. Haberman Alone Or With Boger Fails To Disclose
`Or Make Obvious The Claimed "Destination Identity" .................. 17
`IV. Vanluijt Fails To Disclose Or Make Obvious
`
`The Claimed "Destination Identity" ........................................................... 18
`A.
`Petitioner Fails To Prove That The Vanluijt "Preferences"
`Are Equivalent to The Claimed "Privilege Data" or "
`Matching Privilege" or "Privileged Action" .................................... 19
`B. Vanluijt Fails To Disclose Or Make Obvious
`
`The Claimed "Destination Identity" ................................................. 21
`V. Objective Indicia Of Non-Obviousness Demonstrates
`
`The Patentability Of The Challenged Claims ............................................. 22
`A.
`Copying ............................................................................................ 22
`B.
`Commercial Success......................................................................... 23
`C.
`Licensing .......................................................................................... 24
`VI. CONCLUSION ........................................................................................... 25
`
`
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`
`TABLE OF AUTHORITIES
`
`Cases:
`
`Apple, Inc. v. Samsung Electronics, Co., Ltd.,
`
`839 F.3d 1034 (Fed.Cir. 2016) ................................................................... 24
`
`Chemours Company FC, LLC v. Daikin Industries,
`
`4 F.4th 1370 (Fed.Cir. 2021) ...................................................................... 22
`
`DePuy Spine, Inc. v. Medtronic Sofamor Danek, Inc.,
`
`567 F.3d 1314 (Fed.Cir. 2009) .................................................................. 23
`
`Institut Pasteur & Universite Pierre Et Marie Curie v. Focarino,
`
`738 F.3d 1337 (Fed.Cir. 2013) ............................................................. 23, 24
`
`Iron Grip Barbell Co., Inc. v. USA Sports, Inc.,
`
`392 F.3d 1317 (Fed.Cir. 2004) ................................................................... 22
`
`K/S HIMPP v. Hear-Wear Technologies, LLC,
`
`751 F.3d 1362 (Fed.Cir. 2014) .................................................................. 16
`
`Liqwd, Inc. v. L'Oreal USA, Inc.,
`
`941 F.3d 1133 (Fed.Cir. 2019) ................................................................... 23
`
`Phillips v. AWH Corp.,
`
`415 F.3d 1303 (Fed.Cir. 2005) (en banc) ................................................ 3, 6
`
`Vitronics Corp. v. Conceptronic, Inc.,
`
`90 F.3d 1576 (Fed.Cir. 1996) ...................................................................... 3
`
`
`
`
`
`
`40926790.1 
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`

`


`
`Other Authority:
`
`35 U.S.C. § 311(b) ............................................................................................... 16
`
`37 C.F.R. § 42.65(a) .............................................................................................. 15
`
`MPEP 2183 ........................................................................................................... 16
`
`
`All emphasis supplied unless otherwise noted.
`
`
`
`40926790.1 
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`iii 
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`

`


`
`TABLE OF EXHIBITS
`
`
`Description
`Deposition of Thomas F. La Porta dated July 29, 2022 in
`IPR2022-00131 Petition for Inter Partes Review of U.S.
`Patent 8,639,267
`Declaration of Istvan Jonyer '267 Patent
`U.S. Patent Application Publication 2008/0170679
`U.S. Patent Application Publication 2007/0244633
`U.S. Patent Application Publication U.S. Patent No.
`7,177,651
`Technical Dictionary Terms
`Amended Complaint and Select Exhibits [Northern District
`of California] (SEALED)
`Patent License Agreement dated August 10, 2017
`(SEALED)
`Patent License Agreement dated August 3, 2022 (SEALED)
`Patent License Agreement dated March 8, 2022 (SEALED)
`About Privacy and Location Services in iOS and iPadOS
`(APL-BJCO_00014622)
`
`Exhibit
`2009
`
`2010
`2011
`2012
`2013
`
`2014
`2015
`
`2016
`
`2017
`2018
`2019
`
`40926790.1 
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`iv 
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`

`


`
`I.
`
`
`
`INTRODUCTION
`
`Petitioner, in its Reply to Patent Owner's Response ("Reply"), raises new
`
`arguments, relies on previously unidentified portions of the prior art and the
`
`prosecution history, and further relies on a "Supplemental Declaration" by its expert,
`
`Dr. Thomas La Porta ("La Porta"), which presents numerous previously unidentified
`
`arguments. For the reasons discussed in Patent Owner's Motion to Strike to be filed
`
`pursuant to the Order authorizing Patent Owner to file the motion (Paper 25), the
`
`Supplemental Declaration (EX1012) and at least all portions of the Reply relying
`
`thereon should be stricken.
`
`
`
`Separate from the impropriety of the Supplemental Declaration and Reply
`
`based thereon, Petitioner's arguments repeated almost verbatim in the Supplemental
`
`Declaration are incorrect. The evidence, including Petitioner's expert's admission
`
`that a "preferences" as recited in the prior art is recognized in computer science to
`
`have a different meaning than the term in the Challenged Claims – a "privileges,"
`
`establishes Petitioner's failure to prove the prior art renders obvious any of the
`
`Challenged Claims. The realities are that: (1) the '267 Patent's fundamental principle
`
`is a privileged-based architecture; (2) this privileged-based architecture is in the
`
`Challenged Claims; (3) Petitioner's prior art disclose "preferences"; (4) all the
`
`evidence establishes the ordinary meanings for "privileges" and "preference" in
`
`40926790.1 
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`

`


`
`computer science are different. Faced with these realities, Petitioner resorts to
`
`distorting the prior art and raising new equivalency arguments.
`
`
`
`Lastly, Petitioner fails to rebut the substantial evidence of objective indicia of
`
`non-obviousness,
`
`including, copying by Petitioner, multiple
`
`licenses, and
`
`commercial success. Rather than present any evidence in rebuttal, Petitioner relies
`
`on incorrect statements of law and unsupported attorney argument.
`
`II.
`
`
`
`
`Petitioner's Claim Construction Arguments Run Afoul Of The
`Teachings Of The '267 Patent And The Plain And Ordinary Meaning
`
`Petitioner strains to keep to the claim construction position it originally took,
`
`namely, "the challenged claims should be interpreted according to their plain and
`
`ordinary meaning" (Pet. at 7). Petitioner carefully avoided explaining what the "plain
`
`and ordinary meaning" was for any claim term. Instead, Petitioner just identified
`
`certain teachings from the prior art and asserted they satisfied certain claim
`
`limitations, including the privileged-based limitations. With
`
`respect
`
`to
`
`the
`
`privileged-based limitations, in every instance, Petitioner merely presumed the prior
`
`art's disclosure of a "preference" was the same as a disclosure of a "privilege."
`
`Petitioner's premise proved meritless. Instead, its expert, La Porta, admitted the
`
`ordinary meaning in the computer science arts for "privilege" was different than the
`
`meaning for a "preference." Confronted with crack in the very foundation of its
`
`Petition, Petitioner now attempts to back door a new argument that the preferences
`
`disclosed in the prior art is the "equivalent" of the claimed privileges.
`
`40926790.1 
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`

`


`
`
`
`At its core, Petitioner implicit claim construction that a "preference" is the
`
`same as a "privilege" errs by ignoring the teachings of the '267 Patent of "privileges"
`
`and "permissions" (used interchangeably, see EX1001, 124:7-9) as being the
`
`granting of rights and authorizations to address privacy concerns in sending and
`
`receiving information. This disregard for the overall context demonstrates the fallacy
`
`of Petitioner's obviousness challenges.
`
`
`
`"[T]he words of a claim 'are generally given their ordinary and customary
`
`meaning.'" Phillips v. AWH Corp., 415 F.3d 1303, 1312-13 (Fed.Cir. 2005), quoting,
`
`Vitronics Corp. v. Conceptronic, Inc., 90 F.3d 1576, 1582 (Fed.Cir. 1996). This
`
`"ordinary and customary meaning of a claim term is the meaning that the term would
`
`have to a person of ordinary skill in the art in question at the time of the invention,
`
`i.e., as of the effective filing date of the patent application." Id. at 1313. "That starting
`
`point is based on the well-settled understanding that inventors are typically persons
`
`skilled in the field of the invention and that patents are addressed to and intended to
`
`be read by others of skill in the pertinent art." Id. "Importantly, the person of ordinary
`
`skill in the art is deemed to read the claim term not only in the context of the
`
`particular claim in which the disputed term appears, but in the context of the entire
`
`patent, including the specification." Id.
`
`
`
`The claims, specification, and prosecution history of the '267 Patent, i.e., the
`
`intrinsic evidence, readily demonstrate that the "privileges" recited in the Challenged
`
`40926790.1 
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`

`


`
`Claims are the granting of rights and authorizations as part of the exchange of data.
`
`The '267 Patent states that "[u]sers are skeptical about their privacy as internet
`
`services proliferate." EX1001, 2:43-44. To address these privacy concerns, the '267
`
`Patent leverages "permissions"1 and "privileges." "[P]ermissions are maintained in
`
`a peer to peer manner prior to lookup for proper service sharing. In another
`
`embodiment, permissions are specified and used at the time of granting access to
`
`the shared services." Id. at 10:29-32. "It is an advantage herein for providing peer to
`
`peer permissions, authentication, and access control. … Permissions are
`
`maintained locally to a MS." Id. at 10:44-46. "It is another advantage to support a
`
`countless number of privileges that can be configured, managed, and processed in
`
`peer to peer manner between MSs. Any peer to peer feature or set of functionality
`
`can have a privilege associated to it for being granted from one user to another. It
`
`is also an advantage for providing a variety of embodiments for how to manage and
`
`maintain privileges in a network of MSs." Id. at 12:26-32. "Whereabouts information
`
`of others will not be maintained unless there are privileges in place to maintain it.
`
`Whereabouts information may not be shared with others if there have been no
`
`privileges granted to a potential receiving MS." Id. at 12:56-59. The claims must
`
`be read in view of these teachings.
`

`1 The '267 Patent explains the terms "permissions" and "privileges" are "used
`interchangeably in this disclosure." Id. at 124:7-9. 
`
`40926790.1 
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`

`


`
`
`
`
`
`A.
`
`The Claimed "Privilege" Is Different From A "Preference"
`
`In its Reply, Petitioner argues that Patent Owner has proposed numerous
`
`different constructions for "privilege." This is false. More importantly, Petitioner
`
`does not dispute, because it cannot when confronted by its own expert's testimony,
`
`that a "privilege," as is commonly understood in the computer science arts, is
`
`different from a "preference" as disclosed in the cited prior art.2 The undisputed
`
`intrinsic and extrinsic evidence fully establishes that a "privilege" is a concept
`
`related to a right or authorization granted to permit the performance of certain
`
`computer functions, and not simply parameters to indicate a desire for certain
`
`information over other information.
`
`
`
`With regard to Petitioner's argument that "PO … offers several different
`
`interpretations for what PO considers the plain and ordinary meaning of 'privilege,'"
`
`any legitimate review of Patent Owner's claim construction contentions proves
`
`otherwise. Patent Owner's supposed "different interpretations" consistently adhere
`
`to the plain and ordinary meaning of "privilege," namely, a right or authorization
`
`granted to permit the performance of certain computer functions. While the specific
`
`verbiage used to describe this principle varied, the actual concept stayed consistent.
`

`2  At no time has Petitioner ever explained what it believes the common and
`ordinary meaning of "privilege" to be or identified any extrinsic evidence to
`support the notion that the patentee acted as its own lexicographer and defined a
`"privilege" as a "preference." 
`
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`

`


`
`
`
`Petitioner's only other response is to argue without any explanation that Patent
`
`Owner's proposed constructions are narrower than an excerpt from a preferred
`
`embodiment disclosed in the '267 Patent that a "privilege" may be any right "granted
`
`by one identity to another identity that can limit, enable, delegate or govern actions,
`
`feature(s), functionality, behavior(s), or any subset(s) thereof." Reply at 3.
`
`Conspicuously absent from Petitioner's argument, however, is any explanation as to
`
`how the quoted language is supposedly narrower than Patent Owner's contention
`
`regarding what constitutes a "privilege." Instead, consistent with the customary
`
`meaning, the cited portion of the specification again makes clear a "privilege" is
`
`right granted to enable a function to be performed. Petitioner's only "evidence" to
`
`support its claim that Patent Owner's definition is broader than the specification is
`
`its expert's Supplemental Declaration. Like Petitioner, La Porta gives no
`
`explanation, and offers only the same unsupported pronouncement as in the Reply.
`
`See EX1012, ¶ 17. Indeed, other than to include minor edits to read in the first
`
`person, La Porta's Supplemental Declaration simply parrots the Reply. Compare
`
`Reply at 2-3 with EX1012, ¶¶ 14-18. It appears that Petitioner merely copied and
`
`pasted its arguments into a Supplemental Declaration for La Porta to sign.
`
`
`
`Petitioner inexcusably disregards the prosecution history. One must "consider
`
`the patent's prosecution history, if it is in evidence." Phillips, 415 F.3d at 1317. As
`
`pointed out in Patent Owner's Response, the patentee described the claimed
`
`40926790.1 
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`

`


`
`privileges in the context of rights and authorizations. See, Patent Owner Response
`
`at 12. This is also illustrated by Petitioner's belated cited portion of the prosecution
`
`history. See Reply at 6, citing EX1003 at 93-94. In a response to an office action,
`
`the patentee explained the claimed "privileges" distinguished the claimed invention
`
`from the prior art because the prior art did not teach or suggest "searching said
`
`privilege data at said mobile data processing system for a matching privilege
`
`permitting a user configured action determined for said whereabouts data, said
`
`matching privilege configured for relating said originating identity with a receiving
`
`identity of said mobile data processing system." Id. Like the '267 Patent
`
`specification, the prosecution history speaks only to granting rights or authorizations
`
`to perform a function (i.e., privilege), and not a mere desire of one thing over another
`
`(i.e., preference).
`
`
`
`La Porta's admission that a "preference" has a different meaning from a
`
`"privilege" or "permission" in the computer science arts squarely establishes the flaw
`
`in Petitioner's assumption that a prior-art disclosure of a "preference" is a disclosure
`
`of a "privilege." When asked whether a preference had the same meaning in the
`
`computer science arts to a permission, i.e., privilege, Dr. La Porta admitted "in
`
`general I would not equate a preference with a permission in computer science" and
`
`that "a permission … in computer science would be being allowed to do something,
`
`40926790.1 
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`

`


`
`perform an action."3 EX2009, 47:9-22. Patent Owner's expert, Dr. Jonyer concurs.
`
`EX2010, ¶¶ 64, 72 ("A 'privilege' is a term with a well-accepted and understood
`
`definition in the computer science arts … a security related concept that delegates
`
`permissions to users, programs, processes, or services to perform certain functions
`
`on a computer." "'Preference' has a different meaning in general and in the computer
`
`science arts. … a preference is 'a greater liking for one alternative over another or
`
`others."). Petitioner also fails to point to any intrinsic evidence from the '267 Patent
`
`to even suggest that a "preference" is the same thing as a "privilege." Instead, as
`
`identified in Patent Owner's Response, the '267 Patent specification recognizes that
`
`"preferences" are a different type of information from "permissions." EX1001, col.
`
`2:43-48 ("A service by its very nature typically holds information for a user
`
`maintained in a centralized service database. The user's preferences, credential
`
`information, permissions, customizations, billing information, surfing habits, and
`
`other conceivable user configurations and activity monitoring, can be housed by the
`
`service at the service."). Thus, it is clear a "privilege" is a right or authorization
`

`3 Realizing the impact of his admission, Dr. La Porta contradicts the position he
`took in his Declaration that the common and ordinary meaning of the claim terms
`should apply (EX1002, ¶ 47) by asserting that a "privilege" in the '267 Patent
`should be interpreted to mean the same thing as a "preference" despite his
`concession that in the computer science arts that these terms have different
`meanings. EX 2009, 46:5-10.
`
`40926790.1 
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`

`


`
`granted to permit the performance of certain computer functions, and a "preference"
`
`is not a "privilege."
`
`
`
`
`
`B.
`
`"Destination Identity" Relates To Matching Privilege
`
`With respect to "destination identity," Petitioner argues Patent Owner is
`
`impermissibly attempting to import a preferred embodiment into the claim, and is
`
`attempting to broaden its claim beyond what was removed during prosecution.
`
`Neither argument has any logic, support, or merit.
`
`
`
`Petitioner, as before, improperly ignores the overall teachings of the patent.
`
`As the Board recognized, the '267 Patent expressed concerns related to "'privacy' of
`
`users' 'personal information." Paper 7 at 3. As discussed, the '267 Patent uses user-
`
`configured "permissions" and "privileges" to address these concerns. The '267 Patent
`
`explains that "[w]hereabouts information of others will not be maintained unless
`
`there are privileges in place to maintain it. Whereabouts information may not be
`
`shared with others if there have been no privileges granted to a potential receiving
`
`MS." Id. at 12:56-59.
`
`
`
`"Destination identity" pertains to the matching privilege. See e.g., claim 1:
`
`"the matching privilege is configured for relating the originating identity of the
`
`whereabouts data with a destination identity of the whereabouts data to permit
`
`trigger of a privileged action for the receipt of whereabouts data received for
`
`processing by the mobile data processing system…." EX1001, 284:31-36. As
`
`40926790.1 
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`
`

`


`
`shown, "destination identity" relates to the privilege-related configuration, as
`
`opposed to merely being anything indicating the destination of data as Petitioner
`
`suggests.
`
`This configuration of privileges and the concept of identities is explained in
`
`the '267 Patent specification. EX1001, 120:60-121:6. The '267 Patent explains:
`
`"[t]he Grantor of a privilege is the identity wanting to convey a privilege to another
`
`identity (the Grantee). The Grantee is the identity becoming privileged by
`
`administration of another identity (the Grantor)." EX1001, 129:47-50. Specific to
`
`the Challenged Claims, the user interface is "for configuring privilege data relating
`
`the mobile data processing system with a remote data processing system…." Id. at
`
`284:17-19. The claim further states that the mobile device receives "the whereabouts
`
`data including an originating identity of the whereabouts data…." Id. at 284:24-26.
`
`The grantor identity is that which is granting the permission. In the context of the
`
`claim, this would be the claimed destination identity.
`
`Petitioner does not dispute any of this. Petitioner also does not dispute that
`
`this portion of the specification discloses an embodiment of the configuration of
`
`privilege data.
`
`
`
`Instead, Petition argues Patent Owner is importing a preferred embodiment
`
`into the claim. Petitioner fails to explain what unclaimed limitation is supposedly
`
`being imported from the preferred embodiment. There is none. The '267 Patent
`
`40926790.1 
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`10 
`
`

`


`
`specification speaks to numerous different types of privileges that can be configured
`
`and how the privileges can be used. However, the feature whereby a privilege or
`
`permission is granted requires that something or someone grant the privilege. In the
`
`context of the claim, the user interface permits configuration of privilege data, which
`
`includes the destination identity. The system that receives the whereabouts data is
`
`specified as the mobile data processing device, the same device that configures the
`
`privilege data. Thus, the destination identity is the identity of the device granting the
`
`permission or privilege.
`
`
`
`That the "destination identity" is the identity of that which grants the privilege
`
`is further illustrated in Fig. 49A and corresponding discussion.
`
`The first identity ID, (Grantor) granting a privilege to a second identity
`ID2 (Grantee; grammar ID/IDType), as shown in cell 4924: Privilege
`data is maintained by ID, at the ID, MS as is used to govern actions,
`functionality, features, and/or behavior for the benefit of ID2, by a)
`processing ID, WDR information at the ID2 MS (preferably, privileges
`are communicated to ID2 MS for enforcing and/or cloning there), b)
`processing ID2 WDR information at the ID, MS (privileges locally
`maintained to ID1), and c) processing ID, WDR information at the ID,
`MS (privileges locally maintained to ID1.
`
`EX1001, 178:43-62. So too does this discussion further make clear that the identities
`
`relate to configured privilege data by specifying that "[p]rivilege data is maintained
`
`… to govern actions, functionality, features, and/or behavior for the benefit of ID2."
`
`Id.
`
`40926790.1 
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`
`

`


`
`
`
`Petitioner's
`
`argument
`
`regarding
`
`amendments
`
`to
`
`"grantor/grantee
`
`relationships" is unclear. Without explanation, Petitioner argues that "originating
`
`identity" and "destination identity" are broader. Whether "originating identity" and
`
`"destination identity" is broader than "grantor/grantee relationships" misses the
`
`point. Patent Owner's assertion is that the claimed "destination identity" relates to
`
`privilege data configuration. By way of their reply, Petitioner continues to evade this
`
`salient point, namely, that the Challenged Claims are based the configuring of
`
`privilege data. Interestingly, Petitioner's reference to the prosecution history actually
`
`solidifies this point. In its response to the office action, the applicant argued that the
`
`cited prior art failed to teach the configuring or searching of privilege data. EX1003,
`
`at 94. Thus, the claimed "destination identity" is not merely any information relating
`
`to a mobile data processing system, but is a privilege setting.
`
`
`
`Again, rather than support its arguments with evidence, Petitioner is unable to
`
`identify any teaching in the '267 Patent specification to support its implicit claim
`
`construction, namely, that the "destination identity" is anything relating to the
`
`receiving device. Such a broad construction fails to align with the overall teachings
`
`of the patent, particularly the configuration of privilege data as claimed, and must
`
`be rejected.
`
`40926790.1 
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`

`


`
`III. Haberman, Alone Or In Combination With Boger, Fails To Render The
`Challenged Claims Unpatentable As Obvious
`
`Confronted with the fundamental flaw to its arguments that the prior art does
`
`
`
`not teach specific claimed elements of the Challenged Claims, Petitioner offers new,
`
`but still incorrect, arguments regarding the teachings of the prior art. Petitioner
`
`further offers unsupported arguments that the disclosure of "preferences" in the prior
`
`art is an "equivalent" to the claimed "privileges." While these arguments should be
`
`stricken for the reasons that will be discussed in Patent Owner's motion to strike,
`
`Petitioner's arguments still fail to demonstrate obviousness of any Challenged Claim.
`
`
`
`
`
`
`
`A. Haberman and Haberman Plus Boger Fail To
`
`Disclose Or Make Obvious The Claimed
`
`Limitations Related To "Privilege"
`
`A cornerstone to Petitioner's argument that the "preferences" disclosed in
`
`Haberman are the "equivalent" of the claimed "privileges" is its assertion that the
`
`preferences are not optional. Reply at 7-9. Not only was this argument absent from
`
`the Petition, Petitioner's assertion is demonstrably false.
`
`
`
`Petitioner fails to point to any language in Haberman stating that a preferences
`
`profile is required, e.g., that a preferences profile is "required," or "mandatory" or
`
`that one "must have" a preferences profile. The simple reason for this is that
`
`Haberman actually teaches that the "preferences profile" is just an optional feature.
`
`Haberman discloses several embodiments, which it terms "aspects." In at least the
`
`first four "aspects," there is no teaching of using preferences at all, let alone that
`
`40926790.1 
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`
`

`


`
`preferences are required. EX1004, ¶¶ [0008]-[0021]. Haberman even states that a
`
`preferences profile is just a preferred embodiment. Id. at ¶ [0131] ("In an aspect of
`
`the present invention, a preferences profile … for a person is stored within the
`
`mobile device that specifies certain businesses or locations of interest that are
`
`preferred by the person."). Indeed, none of the independent or dependent claim
`
`recites a preference profile as even being part of the invention. Moreover, Haberman
`
`explains that an "exemplary, broad method for presenting informational content"
`
`merely transmit information to a mobile device within range of the transmitter. Id.
`
`at [0128]. As such, Haberman's express teaching and claims establish that a
`
`preference profile is not required, and completely refutes Petitioner's claim that the
`
`preferences profile of Haberman is not optional.
`
`
`
`More importantly, Haberman fails to disclose the configuring of any
`
`privileges, i.e., rights or authorizations, that are granted. At best, Haberman just
`
`discloses a filtering of information based on desired content. Thus, a mobile system
`
`user that wishes to receive information from a particular business will receive such
`
`information so long as the content of the transmission includes information
`
`supposedly from the business, regardless of whether the sender is truly the particular
`
`business or is in fact a spammer. Indeed, such "spoofing" is ubiquitous.4 By contrast,
`

`4 See e.g., https://www.investopedia.com/terms/s/spoofing.asp. 
`
`40926790.1 
`
`14 
`
`

`


`
`checking for a matching privilege is done by checking to see if the sender has been
`
`granted a right. This does not depend on the contents of the transmission.
`
`
`
`Petitioner's other argument in its Reply is: "Petitioner submits that
`
`Haberman's preferences are equivalent to a privilege, even under PO's narrow
`
`construction." Petitioner's arguments are unsupported by an evidence, and instead,
`
`are supported only be conclusory statements by La Porta. Furthermore, Petitioner
`
`fails to raise even a prima facie case of equivalence. Lastly, Petitioner's equivalence
`
`argument was not in its Petition, and should be stricken.
`
`
`
`In support of Petitioner's newly presented equivalence argument, Petitioner
`
`relies wholly on the Supplemental Declaration of La Porta. The Supplemental
`
`Declaration, however, only consists of purely conclusory remarks that Haberman
`
`discloses the granting of rights, and as before, is little more than a cut and paste of
`
`Petitioner's Reply with minor edits to be written in the first person. Compare Reply
`
`at 10 and EX1012, ¶¶ 34-36. La Porta cites to nothing in Haberman to support this
`
`supposed granting of rights. Indeed, the words "grant," "granting," "authorize,"
`
`"allow" and "permit" do not even appear in Haberman, and the word "right" only
`
`appears in a "Copyright Statement." Id. at ¶ [0002]. "Expert testimony that does not
`
`disclose the underlying facts or data on which the opinion is based is entitled to little
`
`or no weight." 37 C.F.R. 42.65(a). Here, La Porta's rewriting of Haberman, which
`
`only discloses preferences, to disclose something that it does not actually say is
`
`40926790.1 
`
`15 
`
`

`


`
`without basis and entitled to no weight. See K/S HIMPP v. Hear-Wear Technologies,
`
`LLC, 751 F.3d 1362. 1365 (Fed.Cir. 2014). Indeed, because an IPR may only be
`
`requested "on the basis of prior art consisting of patents or printed publications," 35
`
`U.S.C. § 311(b), expert testimony cannot take the place of disclosure from patents
`
`or printed publications. Petitioner and La Porta fail to point to any actual disclosure
`
`in Haberman of the granting of rights, because there is none; and instead, rest their
`
`arguments on La Porta's unsupported distortion of the prior art. Therefore,
`
`Petitioner's obviousness arguments based on Haberman (or Haberman and Boger)
`
`must fail.
`
`
`
`Petitioner also fails to even engage in a proper equivalence analysis. In order
`
`for there to be even a prima facie case of equivalence, similar to the Doctrine of
`
`Equivalents, there must be evidence that a prior art element is an equivalent requires
`
`an analysis that the prior art element performs substantially the same function, in
`
`substantially the same manner, to achieve substantially the same result, that a
`
`POSITA would have recognized the interchangeability of the prior art element with
`
`the corresponding element in the patent, or that there is only an insubstantial
`
`difference between the prior art element with the corresponding element in the
`
`patent. MPEP 2183. Petitioner failed in its Petition and in its Reply to make any such
`
`showing. Indeed, there cannot be any equivalence because, as discussed above, a
`
`preference does not address privacy concerns, whereas privileges do, such that the
`
`40926790.1 
`
`16 
`
`

`


`
`function, way, and result are all substantially different. Thus, Petitioner's
`
`equivalence argument must fail.
`
`B. Haberman Alone Or With Boger Fails To Disclose Or Make
`Obvious The Claimed "Destination Identity"
`
`
`
`In its Reply, Petitioner essentially attempts to erase the specific requirements
`
`
`
`related to "privileges" and replace them with the different concept of a "preference."
`
`This is despite the fact that the preferences disclosed by Haberman are consistent
`
`with the ordinary meaning of preferences, namely, a liking of one thing over another.
`
`See, EX1004, ¶¶ [0025], [0176], [0181] ("[t]he preferences profile represents the
`
`types of informational content with which the person using the mobile device desires
`
`to be presented."). Petitioner has utterly failed to point to any disclosure in
`
`Haberman about the granting of rights or authorizations. Rather, Haberman's
`
`preferences are nothing more than a filter based on the content of the transmission
`
`such that an unauthorized sender, e.g., a spammer, could deliver a message through
`
`a filter by including information related to the desired sender. Indeed, it is
`
`unfortunately commonplace for emails to purport to be from a legitimate source,
`
`e.g., one's bank, but to actually be from a scammer. This is precisely the reason for
`
`granting privileges and permissions, as opposed to setting up mere preferences.
`
`
`
`As Petitioner's expert effectively admits, setting up preferences to allow
`
`searching for transmissions with desired information is a distinct concept from
`
`granting rights or authorizations to a sender of data. The latter serves the

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