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`APPLE INC. / Page 399 of 825
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`APPLEINC./ Page 401 of 825
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`Ex.1002
`APPLE INC. / Page 401 of 825
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`Electronic AcknowledgementReceipt
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`International Application Number: Be
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`Title of Invention:
`
`RECEIVING ANTENNA AND WIRELESS POWER RECEIVING DEVICE INCLUDING
`THE SAME
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`U.S. National Stage under 35 USC 371
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`Pages
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`Number Message Digest|Part/.zip|P (if appl.)
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`Ex.1002
`APPLEINC./ Page 402 of 825
`
`Ex.1002
`APPLE INC. / Page 402 of 825
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`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
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`New Applications Under 35 U.S.C. 111
`If a new applicationis being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
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`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`NewInternational Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary componentsfor
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
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`
`Ex.1002
`APPLEINC./ Page 403 of 825
`
`Ex.1002
`APPLE INC. / Page 403 of 825
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`U.S, APPLICATION NUMBER NO.
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`
`Seok BAE
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`TINITED STATES DEPARTMENT OF COMMERCE
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`NOTICE OF ACCEPTANCE OF APPLICATION UNDER 35 U.S.C 371 AND 37 CFR 1.495
`
`The applicant is hereby advised that the United States Patent and Trademark Office, in its capacity as a
`Designated / Elected Office (37 CFR 1.495), has ACCEPTED the aboveidentified international application for
`national patentability examination in the United States Patent and Trademark Office.
`
`The United States Application Number assigned to the application is shown above. A Filing Receipt will be
`issued for the present application in due course. THE DATE APPEARING ON THE FILING RECEIPT AS THE
`“FILING DATE or 371(c) DATE” IS THE DATE ON WHICH THE LASTOF THE 35 U.S.C. 371 (c)(1) and (c)(2)
`REQUIREMENTS HAS BEEN RECEIVED IN THE OFFICE. THIS DATE IS SHOWN BELOW. Thefiling date of
`the aboveidentified application is the internationalfiling date of the international application (Article 11(3) and 35
`U.S.C. 363)
`
`12/28/2015
`DATE OF RECEIPT OF 35 U.S.C.
`
`371(c)(1) and (c)(2) REQUIREMENTS
`
`The following items have been received:
`
`* Copy of the International Application filed on 12/28/2015
`* Copyof the International Search Reportfiled on 12/28/2015
`* Preliminary Amendmentsfiled on 12/28/2015
`« Information Disclosure Statementsfiled on 12/28/2015
`* Inventor's Oath or Declaration filed on 12/28/2015
`« Request for Immediate Examination filed on 12/28/2015
`«U.S. Basic National Feesfiled on 12/28/2015
`« Priority Documentsfiled on 12/28/2015
`« Application Data Sheet (37 CFR 1.76) filed on 12/28/2015
`
`Applicantis notified that the above-identified application contains the deficiencies noted below. No period for
`reply is set forth in this notice for correction of these deficiencies. However, if a deficiency relates to the inventor's
`oath or declaration, the applicant mustfile an oath or declaration in compliance with 37 CFR 1.63, or a substitute
`statement in compliance with 37 CFR 1.64, executed by or with respect to each actual inventor no later than the
`expiration of the time period set in the "Notice of Allowability” to avoid abandonment. See 37 CFR 1.495(c).
`
`* Properly executed inventor's oath or declaration for the following inventor(s) has not been submitted: Seok
`BAE, Donchul CHOI, and Soon Young Hyun
`
`FORM PCT/DO/EO/908 (371 Acceptance Notice)
`
`page 1 of 2
`
`Ex.1002
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`
`
`Applicant is reminded that any communications to the United States Patent and Trademark Office must be mailed
`to the addressgiven in the heading and include the U.S. application no. shown above (37 CFR 1.5)
`
`JAMILAH Z HARRIS
`
`
`Telephone: (703) 756-1124
`
`FORM PCT/DO/EO/908 (371 Acceptance Notice)
`
`page 2 of 2
`
`Ex.1002
`APPLEINC./ Page 405 of 825
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`Ex.1002
`APPLE INC. / Page 405 of 825
`
`
`
`
`
`UNITED StaTreS PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and ‘Trademark Office
`Address: COMMTSSIONER, FOR PATENTS
`P.C. Box 1450
`Alexandria, Virgnia 22313-1450
`Wwww.uspto.gov
`
`APPLICATION
`FILINGor
`GRP AR’
`
`NUMBER
`371(¢) DATE
`UNI
`FIL FEE REC'D
`ATTY.DOCKET.NO
`[TOT CLAIMS§IND CLAIMS
`CONFIRMATION NO.‘5436
`14/901,426
`12/28/2015
`1620
`DANA-0049
`
`34610
`
`PO.BOx888
`
`Reston, VA 20195
`
`FILING RECEIPT
`
`OT00.0,4,04.0000
`
`Date Mailed: 02/25/2016
`
`Receipt is acknowledged of this non-provisional patent application. The application will be taken up for examination
`in due course. Applicant will be notified as to the results of the examination. Any correspondence concerning the
`application mustinclude the following identification information: the U.S. APPLICATION NUMBER, FILING DATE,
`NAME OF APPLICANT, and TITLE OF INVENTION. Fees transmitted by check or draft are subject to collection.
`Please verify the accuracy of the data presented on this receipt. If an error is noted on this Filing Receipt, please
`submit a written request for a Filing Receipt Correction. Please provide a copy ofthis Filing Receipt with the
`changesnotedthereon. If you received a "Notice to File Missing Parts" for this application, please submit
`any corrections to this Filing Receipt with your reply to the Notice. When the USPTO processesthe reply
`to the Notice, the USPTO will generate another Filing Receipt incorporating the requested corrections
`
`Inventor(s)
`
`Applicant(s)
`
`Seok BAE, Seoul, KOREA, REPUBLIC OF;
`Donchul CHOI, Seoul, KOREA, REPUBLIC OF;
`Soon Young Hyun, Seoul, KOREA, REPUBLIC OF;
`
`LG INNOTEK CO., LTD., Seoul, KOREA, REPUBLIC OF;
`
`Powerof Attorney: None
`
`Domestic Priority data as claimed by applicant
`This application is a 371 of PCT/KR2014/005258 06/16/2014
`
`Foreign Applications (You maybeeligible to benefit from the Patent Prosecution Highway program atthe
`USPTO. Please see hittp://www.uspto.gov for more information.)
`REPUBLIC OF KOREA 10-2013-0074620 06/27/2013
`
`Permission to Access Application via Priority Document Exchange: No
`
`Permission to Access Search Results: No
`
`Applicant may provide or rescind an authorization for access using Form PTO/SB/39 or Form PTO/SB/69 as
`appropriate.
`
`If Required, Foreign Filing License Granted: 02/23/2016
`The country code and number of your priority application, to be used for filing abroad under the Paris Convention,
`is US 14/901 ,426
`
`page 1 of 3
`
`Ex.1002
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`
`Ex.1002
`APPLE INC. / Page 406 of 825
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`
`
`Projected Publication Date: 06/02/2016
`
`Non-Publication Request: No
`
`Early Publication Request: No
`Title
`
`RECEIVING ANTENNA AND WIRELESS POWER RECEIVING DEVICE INCLUDING THE SAME
`
`Preliminary Class
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition Applications: No
`
`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
`
`Since the rights granted by a U.S. patent extend only throughout the territory of the United States and have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
`in a specific country or in regional patent offices. Applicants may wish to consider thefiling of an international
`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generally has the same
`effect as a regular national patent application in each PCT-member country. The PCT process simplifies thefiling
`of patent applications on the same invention in member countries, but does not result in a grant of "an international
`patent” and doesnoteliminate the need of applicants to file additional documents and fees in countries where patent
`protection is desired.
`
`Almost every country has its own patent law, and a person desiring a patent in a particular country must make an
`application for patent in that country in accordancewith its particular laws. Since the laws of many countries differ
`in various respects from the patent law of the United States, applicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that in the case of inventions made in the United States, the Director of the USPTO must
`issue a license before applicants can apply for a patent in a foreign country. Thefiling of a U.S. patent application
`serves as a request for a foreign filing license. The application's filing receipt contains further information and
`guidance asto the status of applicant's license for foreign filing.
`
`Applicants may wish to consult the USPTO booklet, "General Information Concerning Patents” (specifically, the
`section entitled "Treaties and Foreign Patents") for more information on timeframes and deadlinesfor filing foreign
`patent applications. The guide is available either by contacting the USPTO Contact Center at 800-786-9199, or it
`can be viewed on the USPTO website at http:/Awww.uspto.gov/web/offices/pac/doc/general/index.html.
`
`For information on preventing theft of your intellectual property (patents, trademarks and copyrights), you may wish
`to consult the U.S. Government website, http:/Avww.stopfakes.gov. Part of a Department of Commerceinitiative,
`this website includes self-help “toolkits” giving innovators guidance on howto protectintellectual property in specific
`countries such as China, Korea and Mexico. For questions regarding patent enforcement issues, applicants may
`call the U.S. Governmenthotline at 1-866-999-HALT (1-866-999-4258).
`
`page 2 of 3
`
`Ex.1002
`APPLEINC./ Page 407 of 825
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`Ex.1002
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`
`
`
`LICENSE FOR FOREIGN FILING UNDER
`
`Title 35, United States Code, Section 184
`
`Title 37, Code of Federal Regulations, 5.11 & 5.15
`
`GRANTED
`
`The applicant has been granted a license under 35 U.S.C. 184, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED"followed by a date appears on this form. Such licenses are issuedin all applications where
`the conditions for issuance of a license have been met, regardless of whether or not a license may be required as
`set forth in 37 CFR 5.15. The scope andlimitations of this license are set forth in 37 CFR 5.15(a) unless an earlier
`license has been issued under 37 CFR 5.15(b). The license is subject to revocation upon written notification. The
`date indicated is the effective date of the license, unless an earlier license of similar scope has been granted under
`37 GFR 5.13 or 5.14.
`
`This license is to be retained by the licensee and may be used at any time onor after the effective date thereof unless
`itis revoked. This license is automatically transferred to any related applications(s)filed under 37 CFR 1.53(d). This
`license is not retroactive.
`
`The grantof a license does not in any waylessen the responsibility of a licensee for the security of the subject matter
`as imposed by any Government contract or the provisions of existing laws relating to espionage and the national
`security or the export of technical data. Licensees should apprise themselvesof current regulations especially with
`respect to certain countries, of other agencies, particularly the Office of Defense Trade Controls, Department of
`State (with respect to Arms, Munitions and Implements of War (22 CFR 121-128)); the Bureau of Industry and
`Security, Department of Commerce (15 CFR parts 730-774); the Office of Foreign AssetsControl, Departmentof
`Treasury (81 CFR Parts 500+) and the Department of Energy.
`
`NOT GRANTED
`
`No license under 35 U.S.C. 184 has been granted atthis time, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" DOES NOTappear on this form. Applicant maystill petition for a license under 37 CFR 5.12,
`if a license is desired before the expiration of 6 months from thefiling date of the application. If 6 months has lapsed
`from thefiling date of this application and the licensee has not received any indication of a secrecy order under 35
`U.S.C. 181, the licensee may foreign file the application pursuant to 37 CFR 5.15(b).
`
`
`SelectUSA
`
`The United States represents the largest, most dynamic marketplacein the world and is an unparalleled location for
`businessinvestment, innovation, and commercialization of new technologies. The U.S. offers tremendous resources
`and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation works to
`promote and facilitate business investment. SelectUSA provides information assistance to the international investor
`community; serves as an ombudsmanfor existing and potential investors; advocates on behalf of U.S. cities, states,
`and regions competing for global investment; and counsels U.S. economic developmentorganizations on investment
`attraction best practices. To learn more about why the United States is the best country in the world to develop
`technology, manufacture products, deliver services, and grow your business, visit http:/Awww.SelectUSA.govor call
`+1-202-482-6800.
`
`page 3 of 3
`
`Ex.1002
`APPLEINC./ Page 408 of 825
`
`Ex.1002
`APPLE INC. / Page 408 of 825
`
`
`
`PATENT APPLICATION FEE DETERMINATION RECORD
`Substitute for Form PTO-875
`
`Application or Docket Number
`14/901,426
`
`APPLICATION AS FILED - PART|
`(Column 1)
`(Column 2
`
`i]
`
`SMALL ENTITY
`
`OR
`
`OTHER THAN
`SMALL ENTITY
`
`BASIC FEE
`
`SEARCH FEE
`(37 CER 1.16(K),(i), or (m))
`EXAMINATION FEE
`(37 CFR 1.16(9), (p), or (q)}
`TOTAL CLAIMS
`(37 CFR1.16(i))
`INDEPENDENT CLAIMS
`(37 CFR 1.16(h))
`
`N/A
`N/A
`
`N/A
`N/A
`
`N/A
`
`If the specification and drawings exceed 100
`APPLICATION SIZE_|sheets of paper, the application size fee due is
`FEE
`$310 ($155 for small entity) for each additional
`(37 CFR 1.16(s))
`50 sheetsor fraction thereof. See 35 U.S.C.
`41(a)(1)(G) and 37 CFR 1.16(s).
`MULTIPLE DEPENDENT GLAIM PRESENT(37 CFR 1.16(j))
`
`*
`
`|f the difference in column 1 is less than zero, enter "0"in column 2.
`
`APPLICATION AS AMENDED - PARTII
`
`The "Highest NumberPreviously Paid For" (Total or Independent)is the highest found in the appropriate box in column 1.
`
`(Column 1)
`(Column 2)
`CLAIMS
`HIGHEST
`REMAINING
`NUMBER
`AFTER
`PREVIOUSLY
`AMENDMENT
`PAID FOR
`fo|
`Minus
`
`AMENDMENTA
`
`AMENDMENTB
`
`(Column 3)
`
`SMALL ENTITY
`ADDITIONAL
`FEE($)
`
`OTHER THAN
`SMALL ENTITY
`ADDITIONAL
`FEE($)
`
`Independent
`(37 CFR 1.16(h))
`Application Size Fee (37 GFR 1.16(s))
`
`FIRST PRESENTATION OF MULTIPLE DEPENDENTCLAIM (37 CFR 1.16()))
`
`(Column 1)
`CLAIMS
`REMAINING
`AFTER
`AMENDMENT
`
`(Column 3)
`
`(Column 2)
`HIGHEST
`NUMBER
`PREVIOUSLY
`PAID FOR
`
`*
`
`Total
`(37 CFR 1.16(i))
`Independent
`(37 CFR 1,16(h))
`Application Size Fee (37 CFR 1.16(s})
`
`*
`
`Minus
`
`Minus
`
`FIRST PRESENTATION OF MULTIPLE DEPENDENTCLAIM (37 CFR 1.16()))
`
`TOTAL
`ADD'L FEE
`
`TOTAL
`ADD'L FEE
`
`ADDITIONAL
`FEE($)
`
`ADDITIONAL
`FEE($)
`
`is less than the entry in column 2, write "0" in column 3.
`* If the entry in column 1
`* If the "Highest Number Previously Paid For" IN THIS SPACE is less than 20, enter "20".
`*™* Ifthe "Highest Number Previously Paid For” IN THIS SPACE is less than 3, enter "3".
`
`ADD'L FEE
`
`TOTAL
`ADD'L FEE
`
`Ex.1002
`APPLEINC./ Page 409 of 825
`
`Ex.1002
`APPLE INC. / Page 409 of 825
`
`
`
`aNS
`Ps
`
`Depend
`
`MULTIPLE DEPENDENT CILAIM
`FEE CALCULATION SHEET
`
`Substitute for Form P1O-1360
`(For usc with Form PTO/SB/06)
`
`Application Number
`
`Filing Date
`
`14901426
`a
`Applicaat(s) SOK BAE
`
`ss
`AMENDMENT
`AMENDMENT
`
`—
`
`aP
`
`s
`ps
`ps
`ps
`man
`pe
`Pe
`
`Pt
`Le
`ps
`Ls
`Pe
`
`pr
`Ls
`pe
`
`~yoO
`pe
`
`soguogresn|usvosrug-F-oO&+oy
`ver
`
`o a a
`
`rn
`
`NPofa
`
`ie]
`
`he)
`
`°
`
`Trane]*|[os], [oo]
`
`
`Total
`
`Ex.1002
`APPLEINC./ Page 410 of 825
`
`Ex.1002
`APPLE INC. / Page 410 of 825
`
`
`
`TRANSMITTAL LETTER TO THE UNITED STATES
`DESIGNED/ELECTED OFFICE (DO/EO/US)
`CONCERNING A FILING UNDER35U.S.C. §371
`
`DANA-0049
`U.S. APPLICATION NO. (If known, see 37 CFR 1.5)
`
`
`
`INTERNATIONAL APPLICATION NO,|INTERNATIONAL FILING DATE PRIORITY DATE CLAIMED
`
`TITLE OF INVENTION
`RECEIVING ANTENNA AND WIRELESS POWER RECEIVING DEVICE INCLUDING THE
`SAME
`FIRST NAMED INVENTOR
`
`Seok BAE; Donchul CHOI; and Soon Young HYUN
`Applicant herewith submits to the United States Designated/Elected Office (DO/EO/US)the following items and other information.
`1.=This is an express request to begin national examination procedures (35 U.S.C.§ 371(f)). NOTE: The express request under35
`U.S.C. §371(f) will not be effective unless the requirements under 35 U.S.C. §371(c)(1), (2), and (4) for paymentof the basic
`national fee, copy of the International Application and Englishtranslation thereof (if required), and the oath or declarationof the
`inventor(s) have beenreceived.
`
`A copyof the International Application (35 U.S.C. §371(c)(2)) is attached hereto (not required if the International Application was
`previously communicated by the International Bureau or wasfiled in the United States Receiving Office (RO/US)).
`An English language translation of the International Application as filed (5 U.S.C.§371(c)(2))
`) is attached hereto.
`C1
`_sihas been previously submitted under 35 U.S.C. §154(d)(4).
`Anoathor declarationof the inventor(s) (35 U.S.C. §371(c)(4)).
`
`0 )sisattached.
`0 waspreviously filed in the international phase under PCT Rule 4.17(iv).
`Items 5 to 8 below concern amendments madein the international phase.
`PCT Article 19 and 34 amendments
`
`Amendments to the claims under PCT Article 19 are attached (not required if communicated by the International Bureau) (35
`U.S.C. §371()G3)).
`
`English translation of the PCT Article 19 amendmentis attached (35 U.S.C. §371(c)(3)).
`Englishtranslation of annexes (Article 19 and/or 34 amendiments only) of the International Preliminary Examination Report is
`attached (35 U.S.C.§371(c)(5)).
`
`37 CFR §3.73(c) Statement (when there is an Assignee).
`
`Cancellation of amendments madc in the international phase
`(1)
`‘Donot enter the amendment madeinthe international phase under PCT Article 19.
`C1
`Donot enter the amendment madeinthe international phase under PCT Article 34.
`
`NOTE: A proper amendment made in English under Article 19 or 34 will be entered in the U.S. national phase application absent a clear
`instruction from applicant not to enter the amendment(s).
`The following Items 9 to 17 concern document(s) or information included:
`9.
`An Information Disclosure Statement under 37 C.F.R. §1.97 and §1.98.
`
`A Preliminary Amendment.
`An Application Data Sheet under 37 CFR §1.76.
`A substitute Specification. NOTE: A substitute specification cannot include claims. See 37 CFR 1.125(b).
`A Powerof Attorney and/or change of address letter.
`A computer-readable form of the sequence listing in accordance with PCT Rule |3ter.2 and 37 CFR §§1.821-1.825.
`Assignment Papers (cover sheet and document(s)). Name of Assignee: LG Innotek Co., Ltd.
`
`10.
`ll.
`12.
`13,
`14.
`15,
`
`16.
`
`Ex.1002
`APPLEINC./ Page 411 of 825
`
`Ex.1002
`APPLE INC. / Page 411 of 825
`
`
`
`U.S. APPLICATION (If known, sec 37 CFR 1.5)
`
`INTERNATIONAL APPLICATION
`PCT/KR2014/005258
`
`ATTORNEY'S DOCKET NO.
`DANA-0049
`
`17,
`
`Other items or information:
`PCT Request Form 101
`International Search Report
`
`20. BJ
`
`$480.00
`
`The following fees have been submitted:
`
`18. XJ Basic national fee (37 CFR $1.492(8)) ieccccccccscsessctsescssstssetsssssetsenecsnees $280.00
`$280.00
`
`19. KJ Examination fee (37 CFR §1.492(c))
`$720.00
`If the written opinion prepared by IDS/US or the international preliminary cxamination report
`prepared by IPEA/USindicates all claims satisfy provision of PCT Article 33(1)-(4)
`.. $0
`All other Situations... ccc cece cccecetetceceeeeeeee cite neeeeerceeeneneiteenenceneenenaianentnae $720.00
`Search fee (37 CFR §1.492(b))
`
`
`
`If the written opinion of the ISA/US orthe International preliminary examination report prepared by
`IPEA/US indicates all claims satisfy provision of PCT Article 33(1)-(4) oo. $0
`Searchfee (37 CFR §1.445(a)(2)) has beenpaid onthe international application to the USPTO as an
`International Searching Authority 0.0.0.0. cccccccccsecccssesecserseesensccseseiecsssesceasenesseeee $120.00
`International Search Report prepared by an ISA other than the US and providedto the Office
`or previously communicated to the US by the [B oo... cece cee e cette cteetereeaes $480.00
`
`All other situations... ccc cccceccececce cee cesececescescescecseaeeceuseeccesseseuseusssescuteseseass $600.00
`TOTALOF18, 19, and 20 =|$1,480.00
`Additional fee for specification and drawings filed in paper over 100 sheets (excluding sequencelisting
`in compliance with 37 CFR §1.821(c) or (e) or computer program listing in an electronic medium) (37
`CER §1.492(j)).
`
`The fee for each additional 50 sheets ofpaper or fractionthereof...a
`wef piOTap+}
`ae(roundup to awhole number)
`iof$140.00 foraany ofthe searchfee, examinationfee, orthe oathordeclaration
`$140.00
`
`
`later than 30 monthsafter the date of commencementof the national stage (37 CFR §1.492(h)).
`NUMBERFILED
`NUMBER EXTRA
`RATE
`a aCT
`
`Independent Claims|373=|x 8420.00 $0.00 |
`MULTIPLE DEPENDENT CLAIM(S) (if applicable)
`$0.00 |
`Processing fcc of $130.00 for furnishing the English language translation latcr than 30 months
`fromthe earliest priority
`date (37 CFR §1.492(f)
`
`TOTAL OF ABOVE CALCULATIONS=|$1,620.00
`C1|Applicant asserts small entity status.