`Document Description: Provisional Cover Sheet (SB16)
`
`PTO/SB/16 (11-08)
`Approved for use through 05/31/2015. OMB 0651-G032
`U.S. Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE
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`Provisional Application for Patent Cover Sheet
`This is a requestforfiling a PROVISIONAL APPLICATION FOR PATENTunder 37 CFR 1.53(c)
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`Inventor(s)
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`Inventor 1
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`City
`Family Name
`Middle Name
`Given Name
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`
`US
`Alamo
`Wentworth
`Stuart
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`Inventor 2
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`Remove
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`All Inventors Must Be Listed — Additional Inventor Information blocks may be [Add__|
`generated within this form by selecting the Add button.
`[Add]
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`Title of Invention
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`Rail-Less Roof Mounting System
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`Attorney Docket Number (if applicable}
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`Correspondence Address
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`Direct all correspondenceto (select one):
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`(@) The address corresponding to Customer Number
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`C) Firm or Individual Name
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`Customer Number
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`55409
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`
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`The invention was made by an agency of the United States Government or under a contract with an agency of the United
`States Government.
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`@ No.
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`©) Yes, the invention was made by an agency of the United States Government. The U.S. Government agency nameis:
`O Yes, the invention was under a contract with an agency of the United States Government. The nameof the U.S.
`Government agency and Government contract number are:
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`EFS - Web1.0.1
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`ECO
`Exhibit 1005 - Page 1
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`ECO
`Exhibit 1005 - Page 1
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`Doc Code: TR.PROV
`Document Description: Provisional Cover Sheet (SB16)
`
`PTO/SB/16 (11-08)
`Approved for use through 05/31/2015. OMB 0651-G032
`U.S. Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respondto a collection cf information unless it displays a valid OMB control number
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`Entity Status
`Applicant asserts small entity status under 37 CFR 1.27 or applicant certifies micro entity status under 37 CFR 1.29
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`(@) Applicant asserts small entity status under 37 CFR 1.27
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`C) Applicant certifies micro entity status under 37 CFR 1.29. Applicant must attach form PTO/SB/15A or B or equivalent.
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`© No
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`the provisional application.
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`Signature
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`Please see 37 CFR 1.4(d} for the form of the signature.
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`Signature Date (YYYY-MM-DD)|2013-12-13/Mathew J. Temmerman/
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`
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`First Name
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`Mathew
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`Last Name
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`Temmerman
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`Registration Number
`(If appropriate}
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`54487
`
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`EFS - Web1.0.1
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`ECO
`Exhibit 1005 - Page 2
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`ECO
`Exhibit 1005 - Page 2
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`ECO
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`Exhibit 1005 - Page 3
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`ECO
`Exhibit 1005 - Page 3
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`FIG. 1
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`ECO
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`ECO
`Exhibit 1005 - Page 4
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`FIG. 2
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`ECO
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`ECO
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`Exhibit 1005 - Page 6
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`ECO
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`ECO
`Exhibit 1005 - Page 8
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`FIG.6
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`ECO
`Exhibit 1005 - Page 9
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`1506
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`170
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`104
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`FIG. 7
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`RAIL-LESS ROOF MOUNTING SYSTEM
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`BACKGROUNDOF THE DISCLOSURE
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`Inventors: Stuart Wentworth and Claudia Wentworth
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`TECHNICAL FIELD OF THE DISCLOSURE
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`[0001]
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`The present embodiment relates in general
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`to mounting systems for
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`photovoltaic (PV) modules on roof structures. More specifically, the present disclosure
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`relates to a rail-less photovoltaic (PV) module mounting system for providing a cost-
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`effective meansto install a plurality of photovoltaic (PV) modules on a roofstructure.
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`DESCRIPTION OF THE RELATED ART
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`[0002]
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`With the increased use of photovoltaic (PV)
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`roofing systems for
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`generating electricity, a demand for mounting hardware which attach frames and
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`frameless modules for the purpose of installing the PV modulcs to the roof structure or
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`any other support structure have been developed. In recent years, various kinds of
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`mounting structures have been used which allow the installation of PV modules to the
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`roof structures. Mounting structures come in a variety of sizes and patterns to meet
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`installation purposes. However, most of the mounting structures require increased labor
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`time, hardware and materials, and overall increased cost for installation of the PV
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`modules on the roof structures.
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`[0003]
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`Conventional mounting structures for supporting PV modules in frames
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`have considerable drawbacks. For example, many mounting structures utilize rails to
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`mount the PV modules to the roof structure to form a PV array. The use of these rails
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`requires additional materials to support
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`the PV modules. Because of use of the
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`additional material, these traditional mounting structures can result in excess product
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`shipping costs. They can also limit the PV array layout possibilities and dramatically
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`increase the time for designing, engineering and installing the mounting structures.
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`Existing devices are expensive, difficult to use and can require additional manpowerto
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`install. For example, a typical 5kW PV mounting system designed to mount 20 PV
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`panels (15.37% efficient) mounted on a traditional rail mounting system requires
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`approximately 302 parts at a total cost of $0.69/W retail for the mounting structure only
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`ECO
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`Attorney Docket No. 376.07
`Provisional Patent Application
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`and weighs over 300Lbs. Typical design and installation times for a simple 4x5 (4 rows
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`and 5 columns) PV module rail based mounting system are approximately 49 man-
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`hours.
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`[0004]
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`Traditional rail mounting systems often have multiple penetrations per
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`mount, 4 mounts per PV module, additional grounding lugs, and require specifically
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`engineered PV modules.
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`In addition,
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`some cxisting rail mounting systems have
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`substandard waterproofing for roof penetrations, along with complex grounding, wire
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`management, and increased labor time on the roof structure due to design flaws. Hard
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`and soft balance of system (BOS) may include bypass diodes, blocking diodes, solar
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`controller, wiring system, battery and inverter etc. The hard and soft BOS costs for PV
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`rail mounting system are high due to high material costs as well as long system
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`engineering and installation times. Also, the traditional rail mounting systems require
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`long strings that are difficult to break up, requiring extra care in working around roof
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`obstructions (e.g. vents, skylights).
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`[0005]
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`Onc of the cxisting mounting systems describes an integrated module
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`frame and racking system for a solar panel. The system comprises a plurality of solar
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`modules and a plurality of splices for coupling the plurality of solar modules together.
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`Theplurality of splices provide a way to increaserigidity of the connected modules both
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`during transport to the roof, after mounting, and for the lifetime of the system; provide
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`wiring connections between modules; provide an electrical grounding path for the
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`modules; provide a way to add modules to the panel; and provide a way to remove or
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`change a defective module. Connector sockets are provided on the sides of the PV
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`modules to simplify the electrical assembly when the PV modules are connected
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`together with splices. However, the frame of the PV moduleis installed with a groove to
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`attach the mounting bracket and a hole to insert the splice to connect the PV modules,
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`which results in a labor-intensive operation. In addition,
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`it requires one mounting
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`bracket per PV module and multiple holes in the roof structure are required for
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`installation, increasing the risk of leaks.
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`[0006]
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`Another existing mounting system discloses a photovoltaic (PV) module
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`framing and coupling system which enables the attachment of PV modules to a roof or
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`other mounting surface without
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`requiring the use of separate structural support
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`members. The system provides a parallel coupling for securely interlocking the outside
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`ECO
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`Exhibit 1005 - Page 13
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`ECO
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`Attorney Docket No. 376.07
`Provisional Patent Application
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`surfaces of parallel frame members together in a side-to-side arrangement to form an
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`array with improvedstructural load distribution. The coupling member mayattach to a
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`slot in the frame at substantially any position along the length of the frame thereby
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`enabling the interconnection of adjacent PV modules along both an x and y-axis. The
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`system may further provide a rotating portion and locking portion for coupling to the
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`frame attachment, mounting brackets for direct connection to a mounting surfacc,
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`grounding teeth for the automatic creation of a reliable two axis grounding matrix, and a
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`rapid twist-lock engagement meansfor reliably interlocking and aligning PV modules in
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`the array. However, this embodiment includes a side-to-side arrangement to form an
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`array and an additional groove/slot is formed on the frame to engage a coupling
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`member, which enables the interconnection of frames of adjacent PV modules. In
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`addition, the parallel couplings are extended beyond corner regions of PV modules.
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`[0007]
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`Various other mounting systems currently available are impossible to
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`retrofit to existing roofs without cutting the shingles. The removalof a single PV panel
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`from the PV array installed using some of these aforementioned mounting structures 1s
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`difficult and can result in re-work thereby increasing labor and material costs. Some
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`other systems do not allow for the capability to independently remove a single PV panel
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`without deconstructing an entire row of PV panels, which significantly increases
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`maintenancecosts.
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`[0008]
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`Therefore, there is a need for a rail-less roof mounting system that would
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`provide a cost effective and improved means for PV moduleinstallations. Such a rail-
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`less roof mounting system would provide an efficient means ofinstallation that does not
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`require any additional material or structure to support the rail-less roof mounting system.
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`Such a rail-less roof mounting system would provide a corner-to-corner coupling
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`arrangement enabling the bridging of a PV module corner directly with adjacent PV
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`module corner. Such a needed device would provide reduced shipping and hardware
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`costs, labor and installation time and cost; reduce the dead load on the roof structure
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`along with design engineering costs; and hard and soft BOS cost. This rail-less roof
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`mounting system would provide a single grounding lug with an elevated water seal for
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`waterproofing the roof structure. The system further utilizes a single point of penetration
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`with an elevator water seal at each point of connection to the building structure. Such a
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`rail-less roof mounting system would be designed for implementation on composition
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`ECO
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`ECO
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`Attorney Docket No. 376.07
`Provisional Patent Application
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`shingle roofs. This mounting system would also provide simple grounding, wire
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`management, and structural quality. This system would be simple, inexpensive, and
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`lightweight, and provide improved engineering design in that the panel itself adds
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`torsional, axial and transverse structural loading strength, thereby allowing the system to
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`accommodate higher snow and wind loads than would be accommodated in systems
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`where structural integrity is provided from the rails alonc. Further, this rail-lcss roof
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`mounting system would allow an installer to easily work around roof obstructions like
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`vents, skylights, and other roof protrusions. This system would also minimize the
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`number of parts and tools needed to assemble and install the PV module. This rail-less
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`roof mounting system would provide the ability to increase vertical
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`leveling
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`adjustability; to independently remove a single PV module without deconstructing an
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`entire row of the PV array; and allow for easy mounting height adjustment after PV
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`modules are installed. Finally, this rail-less roof mounting system would require less
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`manpowerto install and less rework needed and finally reduced maintenance over the
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`life of the system.
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`SUMMARYOF THE DISCLOSURE
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`[0009]
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`To minimize the limitations found in the prior art, and to minimize other
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`limitations that will be apparent upon the reading of the specifications, preferred
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`embodiment of the present invention provides a rail-less roof mounting system for
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`installing a plurality of photovoltaic (PV) modules on a roof structure. Unlike traditional
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`mounting systems, the mounting system of the subject application does not depend on a
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`proprietary-designed groove within the frame of a panel but can instead work with any
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`conventional in both landscape and_portraitframed panel and/or frameless panel
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`mounting. The rail-less roof mounting system comprises a base mount assembly
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`including a base member having a waterproof means on a top surface thereof, a lower
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`slider having an elevated seal portion, a vertical engaging portion, a top slider having a
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`top portion and a bottom portion, and a clamp assembly having a clamp memberand a
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`30
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`plate member.
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`[00010]
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`The elevated seal portion having a borehole formed therethrough to receive
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`the waterproof means and engage with the base memberand theroofstructure utilizing
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`at
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`least one tightening means that is inserted through the bore hole. The vertical
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`Dano A af 4A
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`ECO
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`Exhibit 1005 - Page 15
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`ECO
`Exhibit 1005 - Page 15
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`Attorney Docket No. 376.07
`Provisional Patent Application
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`engaging portion has a vertical groove along a surface thereof. The top slider comprises
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`a track with a horizontal groove at the top portion and a sliding seal member with a
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`sliding groove and a slot at the bottom portion. The sliding seal member slides over the
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`vertical engaging portion through the siding groove and secured utilizing at least one
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`fastening means that inserted through the vertical groove on the vertical engaging
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`portion. A covering meansis utilized to cover the at Icast one tightening means on the
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`elevated seal portion.
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`[00011]
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`The clamp member and the plate member are attached with the track
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`utilizing at least one securing means through the horizontal groove. The clamp member
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`interconnects a frame member of a PV module to a frame member of adjacent PV
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`module. Thus, the plurality of PV modules are interlocked in a way to provide a corner-
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`to-corner coupling arrangement which enables the connection of PV module corners to
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`adjacent PV module corners by sandwiching above and beneath the frame members of
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`the PV modules. This allows the system to be adaptable to frames of any size or even
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`substructures not comprising framesatall.
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`[00012]
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`A first objective of the present invention is to provide a corner-to-comer
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`coupling arrangement enabling the bridging of a PV module corner directly with
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`adjacent PV module corner.
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`[00013]
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`A second objective of the present invention is to provide an efficient means
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`of installation that does not require any additional material or substructure such as but
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`not limited to independent rails to support the rail-less roof mounting system and PV
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`panels.
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`[00014]
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`A third objective of the present invention is to provide a cost-effective
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`means for PV modulesinstallation.
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`[00015]
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`A fourth objective of the present invention is to provide a rail-less roof
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`mounting system that reduces dead load on a roof structure along with design
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`engineering costs and hard and soft BOS costs.
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`[00016]
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`A fifth objective of the present invention is to provide a rail-less roof
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`mounting system that is light-weight and provide improved engineering design to
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`accommodate high snow and wind loads.
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`[00017]
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`A sixth objective of the present invention is to provide a rail-less roof
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`mounting system that allows an installer to easily work around roof obstructions like
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`Attorney Docket No. 376.07
`Provisional Patent Application
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`vents, skylights, and other roof protrusions.
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`[00018]
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`A seventh objective of the present invention is to provide a rail-less roof
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`mounting system that minimizes the numberof parts and tools needed to assemble and
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`install the PV module.
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`[00019]
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`An eighth objective of the present invention is to provide a rail-less roof
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`mounting system that providesthe ability to increase vertical leveling adjustability.
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`[00020]
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`A ninth objective of the present invention is to provide a rail-less roof
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`mounting system that
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`independently removes
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`a
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`single PV module without
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`deconstructing an entire row of the PV array.
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`[00021]
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`Another objective of the present invention is to provide a rail-less roof
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`mounting system that allows height adjustmentofthe rail-less roof mounting system.
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`[00022]
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`Yet another object of the present invention is to provide a rail-less roof
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`mounting system that has a single grounding lug with an elevated water seal for
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`waterproofing the roof structure.
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`[00023]
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`Still yet another object of the present invention is to provide a rail-less roof
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`mounting system that retrofits into existing roofs without the need to cut shingles.
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`[00024]
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`Still yet another object of the present invention is to provide a rail-less roof
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`mounting system that eliminates the need to transport to the jobsite, configure and cut
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`long heavyrails for installation purposes.
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`[00025]
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`Still yet another object of the present invention is to provide a rail-less roof
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`mounting system that can cantilever PV modules in portrait orientation,
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`landscape
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`orientation or a combination of both.
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`[00026]
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`Still yet another object of the present invention is to provide a rail-less roof
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`mounting system that employs a multi-function custom wire clip to work in multiple
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`locations to minimize wire managementissues.
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`[00027]
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`Still yet another object of the present invention is to provide flexibility to a
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`roof mounting system that allows the mounting of any size framed or frameless solar
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`panel without the use of a custom extruded frame.
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`[00028]
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`These and other advantages and features of the present
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`invention are
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`described with specificity so as to make the present invention understandable to one of
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`ordinary skill in theart.
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`ECO
`Exhibit 1005 - Page 17
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`Attorney Docket No. 376.07
`Provisional Patent Application
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`[00029]
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`[00030]
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`BRIEF DESCRIPTION OF THE DRAWINGS
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`Elements in the figures have not necessarily been drawnto scale in order
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`to enhance their clarity and improve understanding of these various elements and
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`embodiments of the invention. Furthermore, elements that are known to be common and
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`well understood to those in the industry are not depicted in order to provide a clear view
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`of the various embodiments of the invention, thus the drawings are generalized in form
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`in the interest of clarity and conciseness.
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`[00031]
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`FIG.1 illustrates a perspective view ofa rail-less roof mounting system
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`for installing a plurality of photovoltaic (PV) modules on a roof structure in accordance
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`with the preferred embodimentof the present invention;
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`[00032]
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`FIG. 2 illustrates an exploded view of a base mount assembly in
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`accordance with the preferred embodimentof the present invention;
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`[00033]
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`FIG.3 illustrates an exploded view of a clamp assembly associated with
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`the base mount assembly in accordance with the preferred embodiment of the present
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`invention;
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`[00034]
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`FIG. 4 illustrates the rail-less roof mounting system interlocking the
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`plurality of PV modules to a form a corner-to-corner coupling arrangement
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`in
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`accordance with the preferred embodimentof the present invention;
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`[00035]
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`FIG.5 illustrates installation of the rail-less roof mounting system on the
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`roof structure in accordance with the preferred embodimentof the present invention;
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`[00036]
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`FIG.6 illustrates a perspective view of a PV array skirt providing a snap-
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`fit engagement with the rail-less roof mounting system in accordance with the preferred
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`embodimentof the present invention;
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`[00037]
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`FIG.7 illustrates a profile view of the PV array skirt providing the snap-
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`fit engagementwith the rail-less roof mounting system shown in FIG.6; and
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`[00038]
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`FIG.8 illustrates an alternative embodiment of the invention wherein a
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`clamp is in use independent of mounts
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`DETAILED DESCRIPTION OF THE DRAWINGS
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`[00039]
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`In the following discussion that addresses a number of embodiments and
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`applications of the present invention, reference is made to the accompanying drawings
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`that form a part hereof, and in which is shown by way of illustration specific
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`Exhibit 1005 - Page 18
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`Attorney Docket No. 376.07
`Provisional Patent Application
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`embodiments in which the invention may be practiced. It is to be understood that other
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`embodiments may be utilized and changes may be made without departing from the
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`scope of the present invention.
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`[00040]
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`Various inventive features are described below that can each be used
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`independently of one another or in combination with other features. However, any single
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`inventive feature may not address any of the problems discussed above or only address
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`one of the problems discussed above. Further, one or more of the problems discussed
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`above maynot be fully addressed by any of the features described below.
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`[00041]
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`Turning first to FIG. 1, a perspective view of a rail-less roof mounting
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`system 100 for installing a plurality of photovoltaic (PV) modules 170, 172, 174 (See
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`FIG. 4) on a roof structure 176 (See FIG. 5)
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`in accordance with the preferred
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`embodiment of the present invention is illustrated. The rail-less roof mounting system
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`100 comprises a base mount assembly 102 that associated with a clamp assembly 144 to
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`bridge the plurality of PV modules 170, 172, 174 and to install the plurality of PV
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`modules 170, 172, 174 on the roof structure 176. The basc mount assembly 102
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`comprises a base member 104 that can be attached with the roof structure 176, a lower
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`slider 110 having an elevated seal portion 112 (FIG. 2) and a vertical engaging portion
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`114 and a top slider 124 having a top portion 126 and a bottom portion 128. The clamp
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`assembly 144 includes a clamp member146 that is fixed with a plate member 148. The
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`rail-less roof mounting system 100 can be easily disassembled and hence provides a
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`compact means of storage when not in use. The lowerslider 110 is connected with the
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`base member 104 and succeeding with the bottom portion 128 of the top slider 124. A
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`track 130 having a horizontal groove 132 is included at the top portion 126 of the top
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`slider 124 and a sliding seal member 134 havinga sliding groove 136 anda slot 138 are
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`includedat the bottom portion 128 of the top slider 124. The sliding seal member 134 is
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`secured to the lower slider 110 utilizing at least one fastening means 140, tightened
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`utilizing a lock nut 162. The clamp member 146 and the plate member 148 are attached
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`with the track 130 utilizing at least one securing means 150.
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`[00042]
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`FIG. 2 illustrates an exploded view of the base mount assembly 102 in
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`accordance with the preferred embodimentof the present invention. A waterproof means
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`106 is attached with the base member 104 on a top surface 108 thereof. In the preferred
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`embodiment, the base member 104 is made from an aluminum flashing. The elevated
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`Exhibit 1005 - Page 19
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`Attorney Docket No. 376.07
`Provisional Patent Application
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`seal portion 112 having a borehole 116 formed therethrough to receive the waterproof
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`means 106 and engages with the base member 104 andthe roof structure 176 (FIG. 5)
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`utilizing at least one tightening means 118 that is inserted through the bore hole 116 and
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`the waterproof means 106. Theat least one tightening means 118 is of the type typically
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`known in construction/installation and may comprise a structural screw. A sealing
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`washer 158 is utilized for fitting on the at lcast onc tightening mcans 118 and adapted to
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`seal the borehole 116 in the elevated seal portion 112 through which the at least one
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`tightening means118 is fitted, so as to prevent seepage of water. Preferably, the sealing
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`washer 158 is an annular disc, which is deformable to create a tight seal. In one
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`embodiment, sealing washer 158 comprises a disk of rigid material such as steel, with a
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`section or outer layer of deformable material
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`that may be selected from a group
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`consisting of: fluorinated silicone, polyurethane and rubber. Additionally, the sealing
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`washer 158 most likely to experience wear, is a simple, inexpensive part that can be
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`replaced individually, as needed.
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`[00043]
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`The vertical engaging portion 114 having a vertical groove 120 along a
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`surface 122 thereof and the sliding seal member 134 slides over the vertical engaging
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`portion 114 through the sliding groove 136 and secured utilizing the at
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`least one
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`fastening means 140 that is inserted through the slot 138 on the sliding seal member 134
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`and the vertical groove 120 on the vertical engaging portion 114. Preferably,
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`the
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`fastening means 140 can be in the form of, for example, screws, bolts and nuts, or
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`similar structures. A covering means 142 is adaptable to securely coverthe at least one
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`tightening means 118 on the elevated seal portion 112.
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`[00044]
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`FIG.3 illustrates an exploded view of a clamp assembly 144 associated
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`with the base mount assembly 102 (FIGS 1, 4, and 6) in accordance with the preferred
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`embodiment of the present invention. The clamp assembly 144 includes the clamp
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`member 146 and the plate member 148, which are assembled with the base mount
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`assembly 102 (FIGS 1, 4, and 6) whenin use. The at least one securing means 150 is
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`slid through the horizontal groove 132 and inserted through a plurality of slots 152 on
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`the plate member 148 andaplurality of apertures 154 (FIG. 7) on an inner surface 156
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`of the clamp member 146. Thus, the clamp member 146, the plate member 148 and the
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`top slider 124 (FIGS 1, 2, and 4) are secured to each other utilizing the at least one
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`securing means 150. The at least one securing means 150 preferably may include a
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`Dano Q af 1A
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`Exhibit 1005 - Page 20
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`Exhibit 1005 - Page 20
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`Attorney Docket No. 376.07
`Provisional Patent Application
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`stainless steel 5/16 “@x2” grade 18/8 machine bolt. While securing the clamp assembly
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`144 with the base mount assembly 102 (FIGS1, 4, and 6), the sealing washer 158 and
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`an engaging nut