`a2) Patent Application Publication co) Pub. No.: US 2008/0108310 Al
`(43) Pub. Date:
`May8, 2008
`Tong et al.
`
`US 200801083 10A1
`
`(54) CLOSED LOOP MIMO SYSTEMS AND
`METHODS
`
`Related U.S. Application Data
`
`(76)
`
`Inventors: Wen Tong, Ottawa (CA); Ming Jia,
`Ottawa (CA); Jianglei Ma, Kanata (CA);
`Peiying Zhu, Kanata (CA); Hua Xu,
`Nepean (CA); Dong-Sheng Yu, Ottawa
`(CA); Hang Zhang, Nepean (CA);
`Mo-HanFong,[Original (CA)
`
`Correspondence Address:
`SMART & BIGGAR
`P.O. BOX 2999, STATION D
`900-55 METCALFE STREET
`
`OTTAWA, ON K1P5Y6 (CA)
`
`(21) Appl. No.:
`
`11/630,391
`
`(22) PCT Filed:
`
`Jun. 22, 2005
`
`(86) PCT No::
`
`PCT/CA05/00958
`
`§ 371(¢)(),
`(2), (4) Date:
`
`Dee. 22, 2006
`
`204.
`
`(60) Provisional application No. 60/581,356, filed on Jun.
`22, 2004. Provisional application No. 60/582,298,
`filed on Jun. 24, 2004. Provisional application No.
`60/601,178, filed on Aug. 13, 2004. Provisional appli-
`cation No. 60/614,621, filed on Sep. 30, 2004. Provi-
`sional application No. 60/619,461, filed on Oct. 15,
`2004. Provisional application No. 60/642,697, filed on
`Jan. 10, 2005.
`
`Publication Classification
`
`(51)
`
`Int. Cl.
`(2006.01)
`HO4B 1/00
`(52) US. CM.
`cesssccssscssecesteesssesesvestenssssessveseenssee 455/69
`
`ABSTRACT
`(57)
`Systems and methodsfor closed loop MIMO (multiple input
`and multiple output) wireless communication are provided.
`Various transmit formats including spatial multiplexing and
`STTD are defined in which vector or matrix weighting is
`employed using information fed back from receivers. The
`feedback information may include channel matrix or SVD-
`based feedback.
`
`
`
`
`
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`Measure MIMO
`Measure MIMO
`tH
`Channel H
`Shame
`210
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`208
`
`i
`||
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`Beam
`Former
`ve
`
`202nl
`
`
`MIMO Feedback
` 216
`
`Reconstruct H
`Channel
`
`214
`
`
`
`
`
`
`AMG/Eigen
`CQl Feedback
`Assignment
`Channel
`
`
`220,
`222
`
`
`
`
`206
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`svo
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`US 2008/0108310 Al
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`Frequency
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`US 2008/0108310 Al
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`Non Pre-coded Channel H for:
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`US 2008/0108310 A1
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`US 2008/0108310 A1
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`MS82 {Ant 1)
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`US 2008/0108310 Al
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`602
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`Patent Application Publication May 8, 2008 Sheet 29 of 42
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`Transmit on Strang
`Eigen Modes
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`+AS-1
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`VB LI @SVDLI #VBL2 *SVDL2 *VBL3 @SVDL3
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`Patent Application Publication May 8, 2008 Sheet 32 of 42
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`204
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`*] Measure MIMO
`Channel
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`Patent Application Publication May 8, 2008 Sheet 33 of 42
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`US 2008/0108310 Al
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`Channel H
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`Patent Application Publication May 8, 2008 Sheet 38 of 42
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`352
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`Patent Application Publication May 8, 2008 Sheet 39 of 42
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`US 2008/0108310 Al
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`Construct
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`Patent Application Publication May 8, 2008 Sheet 40 of 42
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`Symbol-0
`
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`US 2008/0108310 A1
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`Antenna 0
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`Patent Application Publication May 8, 2008 Sheet 42 of 42
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`Space Time Coding Matrix Set
`V
`
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`2
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`V2
`
`3
`
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`Unitary
`Two
`Unitary —
`Single
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`US 2008/0108310 Al
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`May 8, 2008
`
`CLOSED LOOP MIMO SYSTEMS AND METHODS
`
`RELATED APPLICATIONS
`
`[0001] This application claims the benefit of U.S. Provi-
`sional Patent Application No. 60/581,356 filed on Jun. 22,
`2004, U.S. Provisional patent Application No. 60/582,298
`filed on Jun. 24, 2004, U.S. Provisional Patent Application
`No. 60/601,178 filed on Aug. 13, 2004, Provisional Patent
`Application No. 60/514,621 filed on Sep. 30, 2004, Provi-
`sional Patent Application No. 60/619,461 filed on Oct. 15,
`2004 and Provisional Patent Application No. 60/642,697filed
`on Jan. 10, 2005, all of which are hereby incorporated by
`reference in their entirety.
`
`FIELD OF THE INVENTION
`
`[0002] The invention relates to MIMO (multiple input,
`multiple output) systems and methods.
`
`BACKGROUND OF THE INVENTION
`
`In MIMO(multiple input multiple output) OFDM
`[0003]
`(orthogonal frequency division multiplexing) systems, there
`are multiple transmit antennas and multiple receive antennas
`and a plurality of sub-carriers that are available for transmis-
`sion between the transmit antennas andthe receive antennas
`for either one or multiple users. New advances in MIMO
`OFDMsystemsare taught in Applicant’s co-pending appli-
`cation <attorney docket 71493-1320> entitled “Pilot Design
`For OFDM Systems With Four transmit Antennas”filed Mar.
`15, 2005, and in Applicant’s co-pending application <attor-
`ney docket 71493-1330) entitled “Wireless Communication
`Methods, Systems, And Signal Structures”filed Apr. 4, 2005,
`both hereby incorporated by reference in their entirety. With
`open loop implementations, the transmitter transmits on the
`multiple transmitter antennas and sub-carriers without the
`benefit of channel information fed back from the receivers.
`
`[0004] Efforts have been madeto facilitate wireless closed-
`loop MIMO communications including broadband closed-
`loop MIMO,which might for example be based on OFDM
`modulation schemes, and narrowband closed-loop MIMO.
`Broadband closed-loop MIMO includes many sub-bands.
`Each of these sub-bands requires MTMOchannel feedback
`for a closed-loop implementation. As a result the feedback
`resources required for broadband closed-loop MIMO can
`become quite large. Narrowband closed-loop MIMO, by
`comparison, includes one or a few sub-bands and requires a
`relatively smaller amount of feedback resources. Broadband
`and narrowband MIMO,therefore, have different applica-
`tions.
`
`SUMMARYOF THE INVENTION
`
`[0005] According to one broad aspect, the invention pro-
`vides a MIMO system comprising: a transmitter having mul-
`tiple transmit antennas; at least one receiver, each receiver
`having at least one receive antenna; each receiver being
`adapted to transmit at least one type of feedback information
`selected from a group consisting of: information for use in
`performing beam-forming; antennaselection/grouping infor-
`mation.
`
`In some embodiments, a transmission format to
`[0006]
`each receiveris selected from a group oftransmission formats
`consisting of: spatial multiplexing; vector weighted spatial
`multiplexing; matrix weighted
`spatial multiplexing;
`
`K-stream spatial multiplexing employing more than K trans-
`mit antennas; single stream STTD; single stream STTD with
`proportional weighting and antenna selection; multi-stream
`STTD; multi-stream STUD with layer weighting; multi-
`stream STTD with a combination of layer weighting and
`proportional weighting; and hybrid beam-formingand spatial
`multiplexing.
`
`Insome embodiments, a defined sub-set of available
`[0007]
`formats is made available for a given receiver, and wherein
`the given receiver feeds back a selection of one of the defined
`sub-setof available formats.
`
`In some embodiments, each receiver performs
`[0008]
`respective channel measurements and feeds back information
`for use in performing beam-forming based on the respective
`channel measurements.
`
`In some embodiments, the information for use in
`[0009]
`performing beam-formingis selected from a group consisting
`of: a) elements of a measured channel matrix; b) elements of
`a V matrix of a SVD decomposed channel matrix; c) param-
`eters of a Givens decomposition of a V matrix of a SVD
`decomposed channel matrix; d) parameters of a truncated
`Givens decomposition of a V matrix of a SVD decomposed
`channel matrix, where one or more eigen-vectors are dis-
`carded; e) differentially encoded elements of a measured
`channel matrix; f) differentially encoded elements of a V
`matrix of a SVD decomposed channel matrix; g) differen-
`tially encoded parameters of a Givens decompositionor trun-
`cated Givens decomposition of a V matrix of aSVD decom-
`posed channel matrix; h) Householder decomposition; 1) full
`scalar quantization of any of the information types of a)
`through h); j) partial scalar quantization of any of the infor-
`mation types a) through g); k) scalar quantization of any one
`of the information types a) through h) where varying resolu-
`tion is used to quantize parameters; 1) vector quantization of
`any of the information types of a) through h); m) a combina-
`tion of scalar quantization and differential quantization for
`any of the information types a) through h); n) using a Delta
`Sigma quantizer for any of the information types a) through
`h); 0) binary beam-forming weights; p) a differential index
`into a set of vector quantizations; and q) pre-defined code-
`book.
`
`In some embodiments beam-forming feedback is
`[0010]
`performed by each receiver as a function of receiver specific
`criteria.
`
`Insome embodiments, the receiver specific criteria
`[0011]
`is selected from a group consisting of: Max SNR; b) Max
`Shannon capacity; and c) True receiver operational process.
`
`In some embodiments, antennaselection/grouping
`[0012]
`information is at least one information type selected from a
`group consisting of: a) selection between SM (spatial multi-
`plexing) and STTD (space time transmitdiversity) transmis-
`sion format; b) selection of particular antennas for SM trans-
`mission; c) selection and grouping ofparticular antennas for
`STTD transmission; and d) eigen-mode selection informa-
`tion.
`
`Insome embodiments,the system further comprises
`[0013]
`the receiver determining the antenna selection/grouping
`information by performing a step selected from a group of
`steps consisting of: performing SVD decomposition anddis-
`carding weak eigen-modes; selecting antennas using deter-
`minants of sub-MIMOchannel matrices.
`
`44
`
`OnePlus Ex. 1005.0044
`IPR2022-00048
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`44
`
`OnePlus Ex. 1005.0044
`IPR2022-00048
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`
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`May 8, 2008
`
`Insome embodiments, feed back and beam-forming
`[0014]
`and/or antenna selection/grouping is performed for sub-car-
`riers of a multi-carrier system to a resolution selected from a
`group consisting of: a) for every sub-carrier individually; b)
`for groups of consecutive sub-carriers; c) for an entire set of
`sub-carriers; d) for sets of groups of sub-carriers.
`
`In some embodiments, transmission matrices and
`[0015]
`feedback are in accordance with one of FIGS. 11 to 14.
`
`the transmitter transmits
`In some embodiments,
`[0016]
`pilots on each transmit antennafor use in performing channel
`estimation.
`
`Insome embodiments,at least someofthe pilots are
`[0017]
`puncturedpilots.
`
`In some embodiments, at least some of the pilots
`[0018]
`comprise un-coded pilots for use by multiple receivers.
`
`FIG. 2 is a block diagram representation of a base
`[0032]
`station according to one embodimentofthe present invention;
`
`[0033] FIG.3isa block diagram representation of a mobile
`terminal according to one embodimentof the present inven-
`tion;
`
`FIG.4 is a logical breakdown of an OFDM trans-
`[0034]
`mitter architecture according to one embodiment of the
`present invention;
`
`FIG. 5 is a logical breakdown of an OFDMreceiver
`[0035]
`architecture according to one embodiment of the present
`invention;
`
`FIG. 6 is a first example schematic diagram for
`[0036]
`beam-forming spatial multiplexing (SM)transmission using
`matrix or vector weighting according to an embodimentofthe
`invention;
`
`Insome embodiments, the pilots compriseuser spe-
`[0019]
`cific pre-codedpilots for use byparticular receivers receivers.
`
`Insome embodiments, the pilots compriseuser spe-
`[0020]
`cific pre-codedpilots for use by particular receivers receivers
`and un-codedpilots for use by multiple receivers.
`
`FIG. 7 is a second example schematic diagram for
`[0037]
`beam-forming SM transmission with matrix weighting
`according to an embodimentofthe invention;
`
`FIG. 8 is a schematic diagram for use in describing
`[0038]
`antenna/sub-channelselection criteria;
`
`the pilot patterns are as
`In some embodiments,
`[0021]
`shown in any one of FIGS. 17-23 with generalizations as
`described.
`
`FIG. 9 is a graphical comparison of fixed D-STTD
`[0039]
`(double-space-time time division) and antenna grouping
`D-STTD;
`
`the pilot patterns are as
`In some embodiments,
`[0022]
`shown in one of FIGS. 26-31 with generalizations as
`described.
`
`FIG. 10 is a schematic diagram of sub-channelallo-
`[0040]
`cation for a 4-antennatransmitter and two 2-antennareceivers
`
`according to an embodimentofthe invention;
`
`In some embodiments, feedback information is
`[0023]
`transmitted using a feedback channel having the structure of
`one of FIGS. 46 to 48 with generalizations as described.
`
`FIG. 11 is a closed loop STC/MIMO 3-transmit
`[0041]
`antenna grouping arrangement
`in accordance with an
`embodimentof the invention;
`
`In some embodiments, at least one receiver has a
`[0024]
`plurality of receive antennas.
`
`Insome embodiments,the at least one receiver com-
`[0025]
`prises a plurality of receivers.
`
`In some embodiments, sub-channels are defined
`[0026]
`using at least one of; AMC sub-channels, where respective
`adaptive modulation and coding is defined for each AMC
`sub-channel; PUSC sub-channels.
`
`Inanother embodiment,a receiver is providedthatis
`[0027]
`adapted to implementreceiver functionality as summarized
`above.
`
`In another embodiment, a transmitter is provided
`[0028]
`that is adapted to implementtransmitter functionality as sum-
`marized above.
`
`[0029] Other aspects and features of the present invention
`will become apparent to those ordinarily skilled in the art
`upon review ofthe following description of specific embodi-
`ments of the invention in conjunction with the accompanying
`figures.
`
`BRIEF DESCRIPTION OF THE DRAWINGS
`
`[0030] Preferred embodiments ofthe invention will now be
`described with reference to the attached drawings in which:
`
`FIG. 12 is a closed loop STC/MIMO 3-transmit
`[0042]
`antenna selection arrangement
`in accordance with an
`embodimentof the invention;
`
`FIG. 13 is a closed loop STC/MIMO 4-transmit
`[0043]
`antenna arrangement in accordance with an embodimentof
`the invention;
`
`FIG. 14 is a closed loop STC/MIMO 4-transmit
`[0044]
`antenna arrangement in accordance with an embodimentof
`the invention;
`
`[0045] FIGS. 15 and 16 show binary unitary beam-forming
`matrices in accordance with embodimentsof the invention;
`
`FIG. 17 is pilot mapping for a pilot allocation for
`[0046]
`4-antenna BS (basestation) for the optional FUSC (full uti-
`lization sub-channel) and Optional AMC(adaptive modula-
`tion and coding) zones in 802.16d in accordance with an
`embodimentof the invention;
`
`[0047] FIGS. 18 and 19 are pilot mappingsfora pilot allo-
`cation for four transmit antennas in which there is no punc-
`turing required in accordance with an embodiment of the
`invention;
`
`[0048] FIGS. 20 and 21 are pilot mappingsfora pilot allo-
`cation for eight transmit antennas in accordance with an
`embodiments of the invention;
`
`[0031] FIG. 1 is a schematic diagram representation of a
`cellular communication system according to one embodi-
`mentof the present invention;
`
`[0049] FIGS. 22 and 23 are pilot mappingsfora pilot allo-
`cation for twelve transmit antennas in accordance-with an
`embodiments of the invention;
`
`45
`
`OnePlus Ex. 1005.0045
`IPR2022-00048
`
`45
`
`OnePlus Ex. 1005.0045
`IPR2022-00048
`
`
`
`US 2008/0108310 Al
`
`May 8, 2008
`
`[0050] FIG.24isaschematic diagram showing an example
`ofpre-coding of MIMOpilots in accordance with an embodi-
`mentof the invention;
`
`FIG. 45 is a block diagram of a system employing a
`[0068]
`receiver based Givens transform in accordance with an
`embodimentof the invention;
`
`[0051] FIG.25isaschematic diagram showing an example
`ofpre-coding of MIMOpilots in accordance with an embodi-
`mentof the invention suitable for larger antenna arrays;
`
`[0052] FIG. 26 isa pilot mapping showinga pre-codedpilot
`design for a 2-antenna basestation (BS) for optional AMC in
`accordance with an embodimentof the invention;
`
`[0053] FIG. 27 is a second pre-coded pilot design for a
`2-antenna basestation (BS) for optional AMCin accordance
`with an embodimentofthe invention;
`
`[0054] FIG. 28 isa pilot mapping showinga pre-codedpilot
`design for a 3-antenna basestation (BS) for optional AMC in
`accordance with an embodimentof the invention;
`
`[0055] FIG. 29isa pilot mapping showinga pilot design for
`a 4-antenna basestation (BS) for optional AMCin accordance
`with an embodimentofthe invention;
`
`[0056] FIG. 30 isa pilot mapping showing a pre-codedpilot
`design for a 2-antenna BS for PUSC(partial utilization sub-
`channel) zone in accordance with an embodiment of the
`invention;
`
`[0057] FIG.31 isa pilot mapping showinga pre-codedpilot
`design for a 4-antenna ES for PUSC zone in accordance with
`an embodimentofthe invention;
`
`[0058] FIG. 32 is a schematic diagram of a set of closed
`loop STC/MIMOarrangements with beam-formerstructures
`in accordance with an embodimentof the invention;
`
`[0059] FIGS. 33, 34, 35 and 36 present a compar