`_____________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_____________________
`
`CISCO SYSTEMS, INC.
`Petitioner,
`
`v.
`
`CENTRIPETAL NETWORKS, INC.
`Patent Owner.
`_____________
`
`U.S. Patent No. 9,124,552
`Issue Date: September 1, 2015
`Title: Filtering Network Data Transfers
`
`_____________________
`
`Inter Partes Review No.: Unassigned
`_____________________
`
`DECLARATION OF JOHN LEONE
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`CS-1005
`Cisco Systems, Inc. v. Centripetal Networks, Inc.
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`I, John Leone, hereby declare:
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`1. My name is John Leone. I am currently an employee of Cisco
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`Systems, Inc. (“Cisco”), a petitioner for inter partes review before the Patent Trial
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`and Appeal Board and the Senior Manager for Technical Documentation for the
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`Security Business Unit of Cisco. I have held numerous other positions at Cisco
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`and at a company which was acquired by Cisco, Sourcefire, Inc. (“SF”). At SF, I
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`was a Technical Writer (September 2002 to February 2005) and Documentation
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`Manager and Director of Technical Publications and Certifications (February 2005
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`to August 2013).
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`2.
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`I have been continuously employed by Cisco since the SF
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`acquisition on or about August 2013. Prior to that, I was continuously employed
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`by SF between September 2002 and August 2013. In my roles as a Technical
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`Writer and Documentation Manager and Director of Technical Publications and
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`Certifications, I have personal knowledge about SF’s prior products and offerings,
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`in the United States, which pertain to network security systems, including SF’s 3D
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`System (hereinafter the “SF 3D System”), the various versions of software for such
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`products and offerings, and the supporting technical documentation that was
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`created by SF for customers with each version of SF software for such products
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`and offerings. In these roles, I have personal knowledge about the practices and
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`procedures for writing and delivering such documentation to SF representatives in
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`SF’s Support and Manufacturing Departments for distribution and otherwise
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`making such documentation publicly accessible.
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`3.
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`I am over the age of eighteen (18) and otherwise competent to
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`make this declaration. The statements made in this declaration are to the best of
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`my knowledge and recollection. I have personal knowledge of the facts set forth in
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`this Declaration, and, for facts stated on information and belief, I have been
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`provided with information by a person having personal knowledge of such facts. If
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`called as a witness, I could and would testify competently under oath to the facts
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`stated in this declaration. By making this declaration, it is not my intent, nor the
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`intent of Sourcefire, Inc. or Cisco, to waive the attorney-client privilege, attorney
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`work product doctrine, or any other applicable privilege.
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`4.
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`In my roles as Technical Writer and Documentation Manager
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`and Director of Technical Publications and Certifications, I participated in and
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`supervised the process for writing SF’s supporting technical documentation and
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`coordinated with representatives in SF’s Support, Engineering, and Manufacturing
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`Departments to deliver such documentation to consumers of SF products with SF’s
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`release of a new software version for the SF 3D System.
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`5.
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`For each new feature in a new software version release for the
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`SF 3D System, the assigned Technical Writers reviewed design specifications,
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`attended design review meetings, interviewed subject matter experts, and tested
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`such functionality using development builds of the version of the SF 3D System
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`software running on SF’s test hardware to confirm product behavior. The assigned
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`Technical Writers updated the technical documentation (e.g., user guide, release
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`notes) for the prospective new software version release to include documentation
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`of the new feature as appropriate. The assigned Technical Writers provided drafts
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`of the technical documentation to the engineers who designed and coded the
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`software for review, and made any changes requested by the reviewing engineers.
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`6. When the assigned Technical Writers were working on
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`technical documentation updates for a prospective new software version release for
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`the SF 3D System, the source files for each technical document (e.g., SF 3D
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`System user guide) were kept in a “version-Current” working directory in SF’s
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`files. When the content for each technical document (e.g., SF 3D System user
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`guide) was complete for a prospective new software version release for the SF 3D
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`System and had been approved by engineering, one of the assigned Technical
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`Writers saved the document, using Adobe Acrobat, as a PDF-formatted file that
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`included security settings to prevent future modification of the document. This
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`writer then copied this secured PDF document into a folder labeled
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`“final_docs_with_metadata” for that new software version which was retained
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`within an internal directory in SF’s files. This writer also then archived the final
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`source files that were used to create the PDF-formatted file of this technical
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`document to a “version-number” directory under the
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`“Documentation_source_Files” directory in SF’s files based on the corresponding
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`new software version number for the SF 3D System.
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`7.
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`Once the secured PDF file for each technical document (e.g.,
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`SF 3D System user guide) had been copied into the “final_docs_with_metadata”
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`folder for that new software version, the assigned Technical Writers (1) zipped the
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`secured PDF files from the final_docs_with_metadata folder and checked such
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`files into a concurrent versioning system (“CVS”) repository for distribution by the
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`SF Manufacturing Department, and (2) posted all of the secured PDF files from the
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`final_docs_with_metadata folder to a staging directory on another SF file server
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`for distribution by the SF Support Department.
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`8.
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`The assigned Technical Writers provided the zipped PDF files
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`from the final_docs_with_metadata folder to the SF Manufacturing Department as
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`an ISO image. SF’s Manufacturing Department printed the documentation ISO to
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`a CD-ROM or DVD disk and included this documentation disk in the packaging
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`with each SF 3D System appliance (e.g., 3D Sensor, Defense Center) purchased by
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`a customer.
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`9.
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`The assigned Technical Writers also created release notes for
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`each new software version release for the SF 3D System. While other
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`documentation (e.g., the SF 3D System user guide) was typically completed,
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`
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`approved, saved as a secured PDF file, and provided to the SF Manufacturing
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`Department as an ISO image in advance of the new software version release to SF
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`consumers, the release notes were typically completed, approved, and saved as a
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`secured PDF file in the respective “final_docs_with_metadata” folder within a day
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`or two of finalization of the final release build of the new software version. In this
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`way, the Technical Writers could ensure that the release notes contained an
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`accurate list of known issues in the new software version.
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`10. Each document contained in the “final_docs_with_metadata”
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`folder for a software version release for the SF 3D System was distributed and
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`otherwise made accessible to the public by SF.
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`11. For example, SF enclosed each of the technical document PDF
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`files (e.g., the SF 3D System user guide) on documentation disks (CD-ROM or
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`DVD) included with each Sourcefire 3D System appliance (e.g., 3D Sensor,
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`Defense Center) sold to a customer. Also, for example, each of the technical
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`document PDF files, as well the release notes PDF files, were publicly accessible
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`for download by persons who had received a login and password from SF to SF’s
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`customer-facing support website.
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`12. SF Technical Writers typically updated the release notes for a
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`software version after its release to add new known issues identified in the field. If
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`an update was needed for a published release notes PDF, the Technical Writers
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`would rename the original PDF file to append the date that the PDF was replaced
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`to the name of the PDF file and kept in the same final_docs_with_metadata folder
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`for the applicable software version, and the new version of the release notes PDF
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`was added to this folder. SF Technical Writers, and representatives from SF’s
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`Support Departments used the same practices and procedures that I describe above
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`to distribute and otherwise make these updated release notes accessible to the
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`public.
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`13.
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`I personally reviewed and can confirm that the dates for the
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`technical documents and release notes from SF’s final_docs_with_metadata folder
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`for SF 3D System software release 4.10 (which is still maintained on a server
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`under \\rtp5-netapp-ns.cisco.com\workgroup\sf-
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`techpubs\Private\Old_Dev_Lifecycle_Docs\Old_Versions\4.10\final_docs_with_m
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`etadata\), include as follows:
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` Sourcefire_3D_System_User_Guide_v4.10.pdf – filestamp
`4/2/2011
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` Sourcefire_3D_System_User_Guide_v4.10.pdf.gz – filestamp
`4/2/2011
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` 4-20-Sourcefire_3D_System_4.10_Release_Notes.pdf – filestamp
`4/20/2011
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` 5-11-Sourcefire_3D_System_4.10_Release_Notes.pdf – filestamp
`5/11/2011
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` (Dec 13 2011) Sourcefire_3D_System_4.10_Release_Notes.pdf –
`filestamp 12/13/2011
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`
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`Sourcefire_3D_System_4.10_Release_Notes.pdf – filestamp
`1/20/2012
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` Sourcefire_3D_System_4.10_Release_Notes.pdf – filestamp
`3/26/2012
`14.
`I have reviewed the document attached as Exhibit CS-1004 to
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`various petitions for inter partes review filed by Cisco and entitled “Sourcefire 3D
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`System: Sourcefire 3D System User Guide Version 4.10.” I confirm that this
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`document is a true and accurate copy of the document saved as a secured PDF in
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`the “final_docs_with_metadata” folder for SF 3D System software release 4.10 as
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`“Sourcefire_3D_System_User_Guide_v4.10.pdf”, and having a file stamp of April
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`2, 2011. I note that CS-1004 identifies that this user guide was available on a
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`“Documentation CD” and “on the Sourcefire Support web site
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`(https://support.sourcefire.com/)” which is consistent with my personal knowledge.
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`CS-1004, p. 55. I also note that CS-1004 identifies that “Sourcefire periodically
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`issues software updates to the Sourcefire 3D System,” and that a user of the SF 3D
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`System should “[m]ake sure your appliances (including software sensors) are
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`running the correct version of the Sourcefire 3D System” by reading the release
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`notes “[a]vailable on the Sourcefire Support Site” which is consistent with my
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`personal knowledge. CS-1004, pp. 1833-1834. I note that the words “Sourcefire
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`Support Site” throughout CS-1004 include a hyperlink to
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`“https//support.sourcefire.com.” See, e.g., CS-1004, pp. 1833-1844. CS-1004
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`describes procedures for manually and automatically installing new software
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`versions to various SF 3D System appliances (e.g. 3D Sensors). CS-1004, pp.
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`1833-1844, 1704-1710.
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`15. From my roles as a SF Technical Writer, and the SF
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`Documentation Manager in April 2011, and based upon my review of SF records,
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`on or about April 2, 2011, I directed an SF Technical Writer to (1) zip the
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`Sourcefire_3D_System_User_Guide_v4.10.pdf (Exhibit CS-1004) into
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`Sourcefire_3D_System_User_Guide_v4.10.pdf.gz (2) check this file into a CVS
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`repository for distribution by the SF Manufacturing Department, (3) provide this
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`file to the SF Manufacturing Department as an ISO image, and (4) post this file to
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`a staging directory on another SF file server for distribution by the SF Support
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`Department. From my roles, and based upon my review of SF records, on or about
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`April 20, 2011, I directed an SF Technical Writer to post the
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`Sourcefire_3D_System_4.10_Release_Notes.pdf file to the staging directory for
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`distribution by the SF Support Department.
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`16.
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`I have reviewed the document attached as Exhibit CS-1034, to
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`various petitions for inter partes review filed by Cisco dated April 18, 2011, and
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`entitled “Sourcefire Expands IPS Solutions Portfolio, Adding FirePOWER to the
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`Industry’s Leading Protection.” This document is consistent with my personal
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`knowledge that SF 3D System software version 4.10 was released on or around
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`April 2011.
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`17. The document attached as CS-1033 is a printout of a web page
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`that I accessed through the Internet Archive’s Wayback Machine website
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`(https://archive.org/) (hereinafter the “Wayback Machine”) and with an archived
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`date of April 30, 2011 located at the URL:
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`https://web.archive.org/web/20110430194135/https:/support.sourcefire.com/. This
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`document is consistent with my personal knowledge that SF 3D System software
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`version 4.10 was released on or around April 2011.
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`18. From my roles as a SF Technical Writer, and the
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`Documentation Manager in April 2011, SF’s standard procedures would require
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`that, on or about April 2011, representatives from SF’s Manufacturing Department
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`enclosed the Sourcefire_3D_System_User_Guide_v4.10.pdf (Exhibit CS-1004) on
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`documentation disks (CD-ROM or DVD) included with each Sourcefire 3D
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`System appliance subsequently sold (e.g., 3D Sensor, Defense Center). Likewise,
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`SF’s standard procedures would require, on or around April 2011, representatives
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`from SF’s Support Department posted the
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`Sourcefire_3D_System_User_Guide_v4.10.pdf (Exhibit CS-1004) and the
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`Sourcefire_3D_System_4.10_Release_Notes.pdf to SF’s customer-facing support
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`website.
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`19.
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`I have been informed and understand that approximately 586
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`customers purchased the Sourcefire 3D System from April 2011 through March
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`2013 and had access to the Sourcefire 3D System User Guide.
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`20.
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`I declare that all statements made herein on my own knowledge
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`are true and that all statements made on information and belief are believed to be
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`true, and further, that these statements were made with the knowledge that willful
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`false statements and the like so made are punishable by fine or imprisonment, or
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`both, under Section 1001 of Title 18 of the United States Code.
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`
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`[SIGNATURE APPEARS ON FOLLOWING PAGE]
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`Executed on July 70_, 2018
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` John Leone
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