throbber
PTO/SB/80 (11-08)
`Approved for use through 11/30/2011. OMB 0651-0035
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit displays a valid OMB control number.
`
`POWER OF ATTORNEY TO PROSECUTE APPLICATIONS BEFORE THE USPTO
`
`| hereby revokeall previous powersof attorney given in the application identified in the attached statement under
`37 CFR 3.73(b).
`| hereby appoint:
`
`Practitioners associated with the Customer Number:
`
`91105
`
`OR
`[] Practitioner(s) named below (if more than ten patent practitioners are to be named, then a customer number must be used):
`
`Name
`
`Registration
`Number
`
`Name
`
`Registration
`Number
`
`as attorney(s) or agent(s) to represent the undersigned before the United States Patent and Trademark Office (USPTO) in connection with
`any and all patent applications assigned only to the undersigned according to the USPTO assignmentrecords or assignment documents
`attached to this form in accordance with 37 CFR 3.73(b).
`
`Please change the correspondenceaddressfor the application identified in the attached statement under 37 CFR 3.73(b) to:
`
`The address associated with Customer Number:
`
`OR
`
`Firm or
`
`Individual Name
`Address
`
`
`
`
`
`
`
`City
`Country
`Telephone
`
`Assignee Name and Address:
`
`A copyofthis form, together with a statement under 37 CFR 3.73(b) (Form PTO/SB/96 or equivalent) is required to be
`filed in each application in which this form is used. The statement under 37 CFR 3.73(b) may be completed by one of
`the practitioners appointed in this form if the appointed practitioner is authorized to act on behalf of the assignee,
`and mustidentify the application in which this Power of Attorney is to befiled.
`
`SIGNATUREof Assignee of Record
`The individual whose signature andtitle is supplied below is authorized to act on behalf of the assignee
`
`This collection of information is required by 37 CFR 1.31, 1.32 and 1.33. The information is required to obtain or retain a benefit by the public whichisto file (and
`by the USPTOto process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 3 minutes
`to complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amountof time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer,
`U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`Petitioner Apple Inc. - Ex. 1015, p. 1
`
`Petitioner Apple Inc. - Ex. 1015, p. 1
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which mayresult in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom ofInformation Act.
`2. Arecord from this system of records may be disclosed, as a routine use, in the course of
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`3. Arecord in this system of records may be disclosed, as a routine use, to a Member of
`Congress submitting a requestinvolving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record.
`4. Arecord in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having needfor the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`5. Arecord related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may bedisclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`6. Arecord in this system of records may be disclosed, as a routine use, to another federal
`agencyfor purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`7. Arecord from this system of records may bedisclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency’s responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordancewith the GSA regulations governing inspection of records for this
`purpose, and any other relevant (/.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`8. Arecord from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may bedisclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record wasfiled in an application which
`became abandonedor in which the proceedings were terminated and which application is
`referenced byeither a published application, an application open to public inspection or an
`issued patent.
`9. Arecord from this system of records may bedisclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes awareofa violation or potential
`violation of law or regulation.
`
`Petitioner Apple Inc. - Ex. 1015, p. 2
`
`Petitioner Apple Inc. - Ex. 1015, p. 2
`
`

`

`PTO/SB/14 (11-08)
`Approved for use through 09/30/2010. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respondto a collection of information unless it contains a valid OMB control number.
`
`document maybe printed and includedin a paper filed application.
`
`Application Data Sheet 37 CFR 1.76
`
`—
`
`Title of Invention
`
`METHOD AND APPLICATION FOR MANAGING DIGITAL FILES
`
`The application data sheetis part of the provisional or nonprovisional application for whichit is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`
`Secrecy Order 37 CFR 5.2
`[_] Portions or all of the application associated with this Application Data Sheet mayfall under a Secrecy Order pursuant to
`
`Applicant Information:
`
`Applicant 1
`
`
`Applicant Authority @®!nventor|CLegal Representative under 35 U.S.C. 117 ©pParty ofInterest under 35 U.S.C. 118
`
`37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may notbefiled electronically.)
`
`generated within this form by selecting the Add button.
`
`() Active US Military Service
`(©) NonUS Residency
`(@) US Residency
`Residence Information (Select One)
`
`City|Glen Ellyn Country of Residencd US
`
`Citizenship under 37 CFR 1.41(b}
`US
`Mailing Address of Applicant:
`Address1
`980 Oxford Rd.
`
`Address 2
`
`City
`
`Glen Ellyn
`
`Postal Code
`
`State/Province
`
`IL
`
`US
`
`Applicant 2
`
`
`Applicant Authority ®!nventor|CLegal Representative under 35 U.S.C. 117 ©pParty ofInterest under 35 U.S.C. 118
`
`a
`ResidenceInformation (Select One) @) US Residency
`(©) NonUS Residency
`(©) Active US Military Service
`
`City|Glen Ellyn Country of Residencd|USState/Province
`
`
`Mailing Address of Applicant:
`
`All
`
`Inventors Must Be Listed - Additional
`
`Inventor
`
`Information blocks may be
`
`CorrespondenceInformation:
`Enter either Customer Numberor complete the Correspondence Information section below.
`For further information see 37 CFR 1.33(a).
`
`
`
`[_] An Addressis being provided for the correspondenceInformation of this application.
`Petitioner Apple Inc. - Ex. 1015, p. 3
`
`EFS Web 2.2.2
`
`Petitioner Apple Inc. - Ex. 1015, p. 3
`
`

`

`PTO/SB/14 (11-08)
`Approved for use through 09/30/2010. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respondto a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`METHOD AND APPLICATION FOR MANAGING DIGITAL FILES
`
`Customer Number
`
`91105
`
`Email Address
`
`— Title of Invention
`
`
`91105
`
`
`
`Application Information:
`
`uspto@caliberip.com
`
`Title of the Invention
`
`METHOD AND APPLICATION FOR MANAGING DIGITAL FILES
`
`Attorney DocketNumber} Small Entity Status Claimed
`Application Type
`Nonprovisional
`
`[Xx]
`
`Subject Matter
`Suggested Class(if any)
`
`Utility
`
`SubClass(ifayy
`
`Total Numberof Drawing Sheets(if any)
`
`Suggested Figure for Publication (if any)
`
`Publication Information:
`
`[_] Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`
`Request Not to Publish. | hereby request that the attached application not be published under 35 U.S.
`C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the subject of
`an application filed in another country, or under a multilateral international agreement, that requires publication at
`eighteen monthsafter filing.
`
`Representative Information:
`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`Enter
`either Customer Number
`or
`complete
`the Representative
`Name_
`section
`below.
`If
`both
`are completed the Customer Number will be used for the Representative Information during processing.
`
`sections
`
`Please Select One:
`
`@ Customer Number
`
`© US Patent Practitioner © Limited Recognition (37 CFR 11.9)
`
`Customer Number
`
`Domestic Benefit/National Stage Information:
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, or 365(c) or indicate National Stage
`entry from a PCT application. Providing this information in the application data sheet constitutes the specific reference required by
`35 U.S.C. 119(e) or 120, and 37 CFR 1.78(a)(2) or CFR 1.78(a)(4), and need not otherwise be madepart of the specification.
`
`Prior Application Status
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`Filing Date (YYYY-MM-DD)
`
`Additional Domestic Benefit/National Stage Data may be generated within this form
`by selecting the Add button.
`
`Foreign Priority Information:
`
`EFS Web 2.2.2
`
`Petitioner Apple Inc. - Ex. 1015, p. 4
`
`Petitioner Apple Inc. - Ex. 1015, p. 4
`
`

`

`PTO/SB/14 (11-08)
`Approved for use through 09/30/2010. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respondto a collection of information unless it contains a valid OMB control number.
`
`.
`.
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`—
`Application Number
`
`Title of Invention
`
`METHOD AND APPLICATION FOR MANAGING DIGITAL FILES
`
`This section allows for the applicant to claim benefit of foreign priority and to identify any prior foreign application for which priority is
`not claimed. Providing this information in the application data sheet constitutes the claim for priority as required by 35 U.S.C. 119(b)
`and 37 CFR 1.55(a).
`
`Application Number
`ParentFiling Date (YYYY-MM-DD)
`Priority Claimed
`OC—~C~S~*SYe
`Additional Foreign Priority Data may be generated within this form by selecting the
`
`Assignee Information:
`Providing this information in the application data sheet does not substitute for compliance with any requirement of part 3 of Title 37
`of the CFR to have an assignment recorded in the Office.
`
`Add button.
`button.
`
`coumif[—SSSSSS~*toseSS
`
`Additional Assignee Data may be generated within this form by selecting the Add
`
`Signature:
`A signature of the applicant or representative is required in accordance with 37 CFR 1.33 and 10.18. Please see 37
`
`CFR 1.4(d) for the form of the signature.
`
`This collection of information is required by 37 CFR 1.76. The information is required to obtain or retain a benefit by the public which
`is to file (and by the USPTOto process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This
`collection is estimated to take 23 minutes to complete, including gathering, preparing, and submitting the completed application data
`sheet form to the USPTO. Time will vary depending upon the individual case. Any comments on the amountof time you require to
`complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`EFS Web 2.2.2
`
`Petitioner Apple Inc. - Ex. 1015, p. 5
`
`Petitioner Apple Inc. - Ex. 1015, p. 5
`
`

`

`Privacy Act Statement
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1.
`
`The information onthis form will be treated confidentially to the extent allowed under the Freedom of Information Act (5 U.S.C. 552)
`and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the Department of Justice to determine
`whether the Freedom of Information Act requires disclosure of these records.
`
`A record from this system of records may bedisclosed, as a routine use, in the course of presenting evidenceto a court, magistrate, or
`administrative tribunal, including disclosures to opposing counselin the course of settlement negotiations.
`
`A record in this system of records maybedisclosed, as a routine use, to a Member of Congress submitting a request involving an
`individual, to whom the record pertains, whenthe individual has requested assistance from the Member with respectto the subject matter of
`the record.
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submissionof the attached form related to
`a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advised that:
`(1) the general authority for the collection
`of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which the information is
`used by the U.S. Patent and Trademark Office is to process and/or examine your submission related to a patent application or patent.
`If you do not
`furnish the requested information, the U.S. Patent and Trademark Office may notbe able to process and/or examine your submission, which may
`result in termination of proceedings or abandonmentof the application or expiration of the patent.
`
`USPTO becomesawareofa violation or potential violation of law or regulation. EFS Web2.2.2
`
`A record in this system of records maybedisclosed, as a routine use, to a contractor of the Agency having needfor the information in
`order to perform a contract. Recipients of information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records maybedisclosed,
`as a routine use, to the International Bureau of the World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`
`A record in this system of records maybedisclosed, as a routine use, to another federal agency for purposes of National Security
`review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
`
`A record from this system of records may bedisclosed, as a routine use, to the Administrator, General Services, or his/her designee,
`during an inspection of records conducted by GSAaspart of that agency's responsibility to recommend improvements in records
`managementpractices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordancewith the
`GSAregulations governing inspection of records for this purpose, and anyotherrelevant (i.e., GSA or Commerce) directive. Such
`disclosure shall not be used to make determinations aboutindividuals.
`
`A record from this system of records may bedisclosed, as a routine use, to the public after either publication of the application pursuant
`to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a record maybe disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record wasfiled in an application which became abandonedor in which the proceedings were
`terminated and which application is referenced by either a published application, an application open to public inspections or an issued
`patent.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law enforcement agency, if the
`
`ppie inc. -
`
`:
`
`» Pp.
`
`Petitioner Apple Inc. - Ex. 1015, p. 6
`
`

`

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`Petitioner Apple Inc. - Ex. 1015, p. 7
`
`Petitioner Apple Inc. - Ex. 1015, p. 7
`
`

`

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`Petitioner Apple Inc. - Ex. 1015, p. 8
`
`Petitioner Apple Inc. - Ex. 1015, p. 8
`
`

`

`
`
`Petitioner Apple Inc. - Ex. 1015, p. 9
`
`Petitioner Apple Inc. - Ex. 1015, p. 9
`
`

`

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`Petitioner Apple Inc. - Ex. 1015, p. 10
`
`Petitioner Apple Inc. - Ex. 1015, p. 10
`
`

`

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`Petitioner Apple Inc. - Ex. 1015, p. 11
`
`Petitioner Apple Inc. - Ex. 1015, p. 11
`
`

`

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`Petitioner Apple Inc. - Ex. 1015, p. 12
`
`

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`
`Petitioner Apple Inc. - Ex. 1015, p. 13
`
`

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`
`Petitioner Apple Inc. - Ex. 1015, p. 14
`
`

`

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`Petitioner Apple Inc. - Ex. 1015, p. 15
`
`Petitioner Apple Inc. - Ex. 1015, p. 15
`
`

`

`
`
`
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`
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`Petitioner Apple Inc. - Ex. 1015, p. 16
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Title of Invention:
`
`METHOD AND APPLICATION FOR MANAGING DIGITAL FILES
`
`fomeione
`
`Quantity
`
`First Named Inventor/Applicant Name:
`
`Christopher Desmond
`
`Attorney Docket Number:
`
`Memory-Webb
`
`Utility under 35 USC 111(a) Filing Fees
`
`Description
`
`Fee Code
`
`Sub-Total in
`USD(S$)
`
`Miscellaneous-Filing:
`
`Patent-Appeals-and-Interference:
`
`Petitioner Apple Inc. - Ex. 1015, p. 17
`
`Petitioner Apple Inc. - Ex. 1015, p. 17
`
`

`

`was
`
`.
`
`Sub-Total in
`
`Post-Allowance-and-Post-Issuance:
`
`462
`
`Extension-of-Time:
`
`Total in USD (S$)
`
`Petitioner Apple Inc. - Ex. 1015, p. 18
`
`Petitioner Apple Inc. - Ex. 1015, p. 18
`
`

`

`Application Number:
`
`International Application Number:
`
`10273896
`
`13157214
`
`Confirmation Number:
`
`6707
`
`Title of Invention:
`
`METHOD AND APPLICATION FOR MANAGING DIGITAL FILES
`
`Electronic AcknowledgementReceipt
`
`Utility under 35 USC 111(a)
`
`First Named Inventor/Applicant Name:
`
`Christopher Desmond
`
`Customer Number:
`
`91105
`
`David N. Oskin
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`Memory-Webb
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`Application Type:
`
`09-JUN-2011
`
`19:32:30
`
`Paymentinformation:
`
`Submitted with Payment
`
`Payment Type
`
`Payment was successfully received in RAM
`
`RAM confirmation Number
`
`Deposit Account
`
`Authorized User
`
` File Listing:
`
`Document
`
`gs
`
`File Size(Bytes)/
`
`Multi
`
`Pages
`
`Petitioner Apple Inc. - Ex.
`
`IOTS, p.
`
`[9
`
`
`
`Petitioner Apple Inc. - Ex. 1015, p. 19
`
`

`

`Information:
`
`Information:
`
`Information:
`
`Information:
`
`Information:
`
`Abstract
`
`abstract.pdf
`
`4db5142a3059b1 3d85882abea96e8b1 164
`318285
`
`Claims
`
`Claims.pdf
`
`953564395a07d 1463832785 113981 3f98fe}
`8df2
`
`Specification
`
`Spec.pdf
`
`13a0149ec1 3bc04dcd955b14617e4f6fa07¢q
`8321
`
`Oath or Declaration filed
`
`Declaration.pdf
`
`516990
`
`14f16828b1db326b7077dd663342813153
`9bf689
`
`Power of Attorney
`
`POA_91105.pdf
`
`8f0d359394084dbd2a1dd18c97360143f3d
`4467b
`
`Application Data Sheet
`
`92b13cdc68a7865060e133a3c3c2dfe31 cba
`a255
`
`béff
`
`Drawings-other than black and white
`line drawings
`
`This is not an USPTO supplied ADS fillable form
`
`7326408
`
`Figs_Final.pdf
`
`74d 13631589cc5e6f7954.a21547cOfcf23caq
`30
`
`Information:
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`9986ee2a2cff01 1b50966a86541461c688dal
`
`Petitioner Apple Inc. - Ex. 1015, p. 20
`
`Petitioner Apple Inc. - Ex. 1015, p. 20
`
`

`

`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary co

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