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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`––––––––––––––––––
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`––––––––––––––––––
`
`APPLE INC.,
`Petitioner,
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`v.
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`MEMORYWEB, LLC,
`Patent Owner.
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`––––––––––––––––––
`
`Case No. IPR2022-00032
`U.S. Patent No. 9,552,376
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`––––––––––––––––––
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`PETITIONER’S OPPOSITION TO PATENT OWNER’S MOTION TO
`EXCLUDE
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`IPR2022-00032
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`Petitioner’s Opp. to PO’s Mot. to Exclude
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`TABLE OF CONTENTS
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`
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`I.
`INTRODUCTION ......................................................................................... 1
`II. ARGUMENT .................................................................................................. 1
`A. Undisputed Evidence Demonstrates the Authenticity of the A3UM
`HTML File Set ...................................................................................... 1
`EX1005 Is an Authentic Copy of the A3UM HTML File Set on the
`v3.0 Aperture 3 Installer DVD .............................................................. 3
`1. Mr. Birdsell’s Testimony Demonstrates that EX1005 Is an
`Authentic Copy of the A3UM File Set ....................................... 4
`Dr. Terveen’s Testimony Demonstrates that EX1005 Is an
`Authentic Copy of the A3UM File Set ....................................... 6
`EX1005 Has Indicia and Attributes that Confirm its
`Authenticity ................................................................................. 8
`The Evidence Uniformly Supports the Authenticity of EX1005 ........ 10
`Patent Owner’s Remaining Concerns Do Not Warrant Exclusion of
`EX1005 ................................................................................................ 12
`III. CONCLUSION ............................................................................................ 14
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`2.
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`3.
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`B.
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`C.
`D.
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`i
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`IPR2022-00032
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`Petitioner’s Opp. to PO’s Mot. to Exclude
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`I.
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`INTRODUCTION
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`The evidence in this record uniformly establishes that Exhibit 1005 is
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`admissible. Because Patent Owner has not met its burden of establishing it is not,
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`see 37 C.F.R. § 42.20(c), FLIR Sys., Inc. v. Leak Surveys, Inc., IPR2014-00411,
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`Paper 113 at 5 (PTAB Sept. 3, 2015), its Motion to exclude should be denied.
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`II. ARGUMENT
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`Patent Owner moves to exclude Exhibit 1005, contending it has not been
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`proven to be an authentic copy of the Aperture 3 User Manual (“A3UM”) under
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`Federal Rule of Evidence 901 and 902. See Paper No. 35 (“Mot.”). But Patent
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`Owner mischaracterizes the relevant inquiry, which is whether the PDF that is
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`EX1005 is an authentic copy of what is undisputed to be the Aperture 3 User
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`Manual (“A3UM”) in February of 2010—the set of interlinked HTML files with
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`their associated resources (e.g., images) on the v3.0 Aperture 3 installation DVD
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`(the “A3UM HTML file set”). EX1020, ¶¶ 9-10, 12-14, 17-18. The totality of the
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`evidence demonstrates that EX1005 is authentic.
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`A. Undisputed Evidence Demonstrates the Authenticity of the A3UM
`HTML File Set
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`In its motion, Patent Owner does not dispute several key facts.
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`First, Patent Owner does not dispute that the A3UM HTML file set is
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`present on the v3.0 Aperture 3 installation DVD. Mr. Birdsell and Dr. Terveen
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`both testified that it is, identified where it is located on the DVD, and described
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`1
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`IPR2022-00032
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`Petitioner’s Opp. to PO’s Mot. to Exclude
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`how it can be retrieved. E1020, ¶¶ 12-16; EX2026, 29:3-9; EX1003, ¶¶ 74-75, 78-
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`85, 91-93, 95-97. Patent Owner’s expert, Dr. Surati also successfully repeated the
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`steps that Dr. Terveen performed to retrieve the A3UM HTML file set from a v3.0
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`Aperture 3 installation DVD. EX2025, ¶ 117-118, 124; EX1089, 139:20-140:1.
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`Second, Patent Owner does not dispute that the A3UM HTML file set on the
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`v3.0 Aperture 3 installation DVD existed prior to February 2010. As its expert
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`admitted, “all the files on the Installer DVD existed by January 21, 2010 and could
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`not be modified after that date.” EX1089, 125:3-25; EX1073, 1. Because the files
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`that make up the A3UM HTML file set are on that v3.0 Aperture installer DVD
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`and cannot be modified, they are authentic.
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`Third, Patent Owner does not address, much less present any evidence
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`contrary to, the testimony of Mr. Matthew Birdsell that the A3UM HTML file set
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`on the v3.0 Aperture 3 installation DVD is a “one-for-one” copy of A3UM HTML
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`file set loaded onto Apple’s documentation servers on February 10, 2010.
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`EX2026, 40:15-41:21, 34:10-35:8, 35:16-37:25.
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`The evidence thus demonstrates that, as of February 10, 2010, the same
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`A3UM HTML file set existed on (i) the v3.0 Aperture 3 installation DVD and (ii)
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`Apple documentation servers.
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`IPR2022-00032
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`Petitioner’s Opp. to PO’s Mot. to Exclude
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`B.
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`EX1005 Is an Authentic Copy of the A3UM HTML File Set on the
`v3.0 Aperture 3 Installer DVD
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`Patent Owner’s sole basis for excluding EX1005 is its contention that
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`EX1005 was not “properly” authenticated as a “true and correct copy of A3UM
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`publicly available as of February 2010.” Mot., 1. But Patent Owner identifies no
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`evidence that contradicts the testimony of two witnesses or other evidence in this
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`record establishing that EX1005 is an accurate and complete copy of the A3UM
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`HTML file set. At bottom, Patent Owner’s motion is based on nothing more than
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`unsubstantiated speculation that the PDF that is EX1005 might not be a complete
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`copy of the A3UM HTML file set. That cannot justify exclusion of Exhibit 1005.
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`To authenticate an item of evidence, Fed. R. Evid. 901(a) requires only that
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`“the proponent must produce evidence sufficient to support a finding that the item
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`is what the proponent claims it is.” Fed. R. Evid. 901(b) also provides that
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`“testimony of a witness with knowledge ‘that an item is what it is claimed to be’
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`may satisfy the authentication requirement.” Mylan Pharm. Inc. v. Regeneron
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`Pharm. Inc., IPR2021-00881, Paper 94 at 48 (PTAB Nov. 9, 2022) (quoting Fed.
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`R. Evid. 901(b)(1)). The PTAB recognizes that authentication is “not an especially
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`high hurdle for a party to overcome.” Fox Factory, Inc. v. SRAM, LLC, IPR2016-
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`01876, Paper 59 at 63 (PTAB Apr. 2, 2018); see also Advanced Micro Devices,
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`Inc. v. Aquila Innovations, Inc., IPR2019-01526, Paper 37 at 99 (PTAB Mar. 10,
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`2021) (“[A]uthentication is a low bar, requiring only a rational basis that [Exhibit
`3
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`IPR2022-00032
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`Petitioner’s Opp. to PO’s Mot. to Exclude
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`1005] is what it is asserted to be.”); InductEV Inc. v. WiTricity Corp., IPR2021-
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`01166, Paper 35 at 57 (PTAB Dec. 20, 2022) (“[W]e note that there is a low bar
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`for authentication”). The evidence in this record easily clears that threshold.
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`1. Mr. Birdsell’s Testimony Demonstrates that EX1005 Is an
`Authentic Copy of the A3UM File Set
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`Mr. Birdsell demonstrated by his testimony that he has a unique level of
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`familiarity with A3UM—he was “the lead writer” of the Aperture 3 User Manual
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`and personally participated in the creation and distribution of the A3UM HTML
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`file set. EX1020, ¶¶ 3-4, 8-9; EX2026, 32:20-33:2, 35:16-37:14; 18:15-22. He
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`also testified from personal recollections that the A3UM HTML file set could be
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`retrieved from the v3.0 Aperture 3 installation DVD (EX2026, 29:10-15; EX1020,
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`¶¶ 12(a), 13), and recalled its specific location within the Aperture 3 application
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`(EX2026, 29:3-9, EX1020, ¶ 13). Mr. Birdsell further testified that the A3UM
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`HTML file set is copied to a user’s computer when the Aperture 3 installation is
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`performed using the v3.0 Aperture 3 installation DVD. EX1020, ¶ 14. And he
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`explained how this same A3UM HTML file set was loaded onto Apple
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`documentation servers and made available to the public through the Apple.com
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`website. EX2026, 40:15-41:16.
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`Given Mr. Birdsell’s unique depth of familiarity with A3UM and the A3UM
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`HTML file set, he was able to satisfy himself that EX1005 was a true and correct
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`copy of the A3UM HTML file set distributed in February of 2010 by inspecting it
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`in the manner he described. One way he did that was by confirming that pages in
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`EX1005 were the same as HTML files in the A3UM HTML file set stored on the
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`computer and displayed within the Aperture 3 application help system. EX2026,
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`41:11-20 (“Q How do you know that the version of the HTML file set that is
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`Exhibit 1005 is the same as what was available in 2010? A Because I spot-
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`checked it against the files that were on disk and in the app.”). Mr. Birdsell also
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`testified that the presence of a 2009 copyright notice on pages in EX1005
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`reinforced his conclusion (EX2026, 41:15-16 (“Also, the copyright 2009 is a dead
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`give-away.”)), given that he had a specific recollection of personally inserting that
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`2009 copyright date into A3UM (Id., 39:13-40:10).
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`And while Patent Owner now criticizes the thoroughness of Mr. Birdsell’s
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`comparison of EX1005 to the A3UM HTML file set, during his deposition,
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`counsel for Patent Owner actually dissuaded Mr. Birdsell from taking steps to
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`further authenticate EX1005. As reflected in the exchange below, Mr. Birdsell
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`offered to compare the headings in EX1005 to those of an Internet Archive capture
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`of a web page of the A3UM table of contents on the apple.com website (EX2010),
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`but Patent Owner’s counsel discouraged him from doing so:
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`Q· · In Exhibit 2010, do the headings and other table of contents
`references match with the headings in Exhibit 1005?
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`…
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`Petitioner’s Opp. to PO’s Mot. to Exclude
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`A Yeah.· So Exhibit 1005 does not have the table of contents
`because it is a file-for-file capture.· So it's the HTML pages.· So
`if you like, I can go through and scroll through every single
`page to ensure that the headings match.
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`Q· · I don't think we need you to do that.
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`EX2026, 50:13-51:2 (emphasis added).
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`Mr. Birdsell’s testimony is reliable, supported by evidence, and confirms
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`that EX1005 is a true and correct copy of the A3UM HTML file set on the v3.0
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`Aperture 3 installation disk. EX1020, ¶ 4.
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`2.
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`Dr. Terveen’s Testimony Demonstrates that EX1005 Is an
`Authentic Copy of the A3UM File Set
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`Consistent with Mr. Birdsell’s testimony, Dr. Terveen testified that EX1005
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`is a true and accurate copy of the A3UM HTML file set. EX1003, ¶ 74; EX2023,
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`62:3-12. Dr. Terveen took several steps to familiarize himself with relevant facts
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`to provide that opinion. For example, he confirmed that the A3UM HTML file set
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`is present on the v3.0 Aperture 3 installation DVD (EX1003, ¶¶75, 79, 82), and
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`explained that the HTML and image files that make up A3UM are stored in a sub-
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`folder titled “usermanual” within the “aperture.app” file (id., ¶ 82), which is within
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`a compressed file named “Archive.pax.gz” on the installation DVD (id., ¶¶ 80-81).
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`Dr. Terveen also testified that running the Aperture 3 installer copies the A3UM
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`HTML file set to the computer’s local hard drive (EX1003, ¶¶ 83-85, 91-92) and
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`confirmed that the size of and number of files in the “usermanual” folder copied to
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`the computer’s hard drive during that installation process are identical to size of
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`and number of files in the “usermanual” folder obtained directly from the Aperture
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`3 installation DVD (EX1003, ¶¶ 82, 91-93).
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`Dr. Terveen also took steps to form his opinion that Exhibit 1005 was a true
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`and accurate copy of the A3UM HTML file set on the v3.0 Aperture 3 installation
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`DVD. EX1003, ¶ 74. Dr. Terveen testified that one step he took was to compare
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`the first 100 pages of EX1005, explaining:
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`A.· ·I took Exhibit 1005 and I looked through a whole lot of
`pages, one by one, and compared them to the corresponding
`pages in the user manual available on the computer. My
`recollection is I looked at maybe the first 100 or so pages, each
`one…
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`EX2024, 380:20-25. After verifying the first 100 pages, Dr. Terveen testified that
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`he then performed a section by section comparison of EX1005 and the A3UM
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`HTML file set:
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`A.· ·. . . I think after that, I looked at the first page or two of each
`section and then a handful of pages in each section, and in every
`case, the pages I looked at were identical.
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`EX2024, 380:25-381:3. See also EX2023, 61:9-17 (“I was pretty satisfied it was
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`the same.”). Dr. Terveen also confirmed the section headings in EX1005 matched
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`the section headings of A3UM in a February 17, 2010 Internet Archive capture of
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`A3UM available on Apple.com, including by inspecting the HTML source code of
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`the captured web page. EX1003, ¶ 103. Dr. Terveen’s investigations demonstrate
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`that his opinion EX1005 was a true and accurate copy of the underlying A3UM
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`HTML file set (EX2023, 61:9-17) was well-founded and credible.
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`3.
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`EX1005 Has Indicia and Attributes that Confirm its
`Authenticity
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`EX1005 also contains indicia supportive of its authenticity, and which
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`corroborate the testimony of Mr. Birdsell and Dr. Terveen.
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`First, each page of EX1005 contains information in its footer that identifies
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`the path to the HTML file that was used to render that page of EX1005. See
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`EX1005, 1 (below); see also Petitioner Reply (Paper 26) at 14-15.
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`Mr. Birdsell and Dr. Terveen identified this same location within the Aperture.app
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`as being where the A3UM HTML file set is stored. For example, Mr. Birdsell
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`testified “[i]t would have been in an English LPROJ folder. So it would be like
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`resources English LPROJ. And then there would have been a user manual folder
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`which contained the indexed HTML file, which is the homepage for the entire user
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`manual.” EX2026, 29:3-9; see also EX1020, ¶¶ 13-14. Dr. Terveen likewise
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`testified that the “usermanual” folder containing the A3UM HTML file set was
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`located within local copies of the Aperture.app at this same location:
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`“I used the ‘Get Info’ command on the ‘usermanual’ folder at the path
`‘/Aperture.app/Contents/Resources/English.lproj/aperture_help/en/aperture/’.”
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`EX1003, ¶ 93. See also EX1003, ¶¶ 83-85 (describing installation and
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`confirmation that v3.0 of Aperture 3 application installed); ¶¶ 91-93 (identification
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`of “usermanual” folder within Aperture.app).
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`Second, in EX1005, the header of each page contains the title of the specific
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`section within A3UM encoded by the HTML file that is the source of the
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`information on that page. EX1005, 1 (below).
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`The correspondence of the section headings in A3UM between EX1005 and the
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`A3UM HTML file set is another indicia of authenticity in EX1005. For example,
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`Dr. Terveen testified this correspondence supported his conclusion that EX1005
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`was a true and complete copy of the A3UM HTML file set. EX1003, ¶ 103;
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`EX2024, 380:12-381:3. Even Patent Owner’s counsel recognized that this
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`correspondence in section headings was relevant to the authenticity of EX1005—
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`she asked Mr. Birdsell at his deposition if he had checked if the headings in the
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`table of contents of A3UM matched those in EX1005, but then dissuaded him from
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`confirming they did. EX2026, 50:19-51:2. This additional indicia in EX1005
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`further supports its authenticity.
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`
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`Third, EX1005 contains the phrase “Copyright © 2009 Apple Inc. All rights
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`reserved” at the bottom of each page or the end of a sequence of pages linked to a
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`particular HTML file in the footer of EX1005. Compare EX1005, 1 with EX1005,
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`6-7. Based on his specific recollection of inserting a 2009 copyright date in
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`A3UM, Mr. Birdsell found this indicia to further support his conclusion that
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`EX1005 was authentic. EX2026, 41:11-16.
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`C. The Evidence Uniformly Supports the Authenticity of EX1005
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`The evidence of record uniformly supports the conclusion that EX1005 is a
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`true and correct copy of the A3UM HTML file set, and is thus a true and complete
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`copy of A3UM as it existed in February of 2010. In its motion, Patent Owner
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`identifies no evidence to the contrary.
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`Initially, Patent Owner cannot (and thus does not) dispute that the A3UM
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`HMTL file set on the v3.0 Aperture 3 installation DVD was in existence before
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`February of 2010. And neither it nor its expert has contended (much less
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`identified) there actually is any discrepancy between the A3UM HTML file set and
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`EX1005. For example, Dr. Surati, Patent Owner’s expert, confirmed that he was
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`able to retrieve the A3UM HTML file set from a v3.0 Aperture 3 installation disk,
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`but he never compared its contents to EX1005. EX1089, 268:10-19; EX2025,
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`¶¶ 37, 124. And Patent Owner has not identified any actual discrepancies between
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`EX1005 and the A3UM HTML file in its motion, in its objections, in depositions
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`of Apple witnesses or in any other paper it has filed in this proceeding.
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`Patent Owner also presents no evidence showing that Mr. Birdsell’s or Dr.
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`Terveen’s testimony is inaccurate. Patent Owner certainly had ample opportunities
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`to do so—it deposed both witnesses and extensively probed the basis of Mr.
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`Birdsell’s and Dr. Terveen’s opinion that EX1005 is a true and complete copy of
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`the A3UM HTML file set. Yet, in its motion, Patent Owner identifies no incorrect
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`statements made by either witness that call into question their testimony that
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`EX1005 is an accurate copy of the A3UM HTML file set.
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`The record thus contains uncontroverted testimony from two different
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`individuals that, based on their investigations, EX1005 is a true and complete copy
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`of the A3UM HTML file set. Fed. R. Evid. 901(a) only requires “evidence
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`sufficient to support a finding that the item is what the proponent claims it is.” Fed.
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`R. Evid. 901(a). That standard is more than satisfied by the present record of
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`evidence.
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`Instead of proving (or even identifying) an actual discrepancy between
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`EX1005 and the A3UM HTML file set, Patent Owner alleges that Dr. Terveen and
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`Mr. Birdsell’s “spot-checking leaves open the possibility that Ex. 1005 contains
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`material not in the actual Aperture 3 manual or, conversely, that Ex. 1005 omits
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`material present in the actual Aperture 3 manual.” Mot. 5. Patent Owner’s
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`theoretical possibility is not evidence and is not credible in view of the actual
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`evidence—it provides no basis for concluding that EX1005 is not, on its face, what
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`it appears to be.
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`The evidence thus uniformly shows that Exhibit 1005 is what Petitioner
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`claims it to be under—the HTML file set form of the Aperture 3 User Manual.
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`D.
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`Patent Owner’s Remaining Concerns Do Not Warrant Exclusion
`of EX1005
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`Patent Owner raises other criticisms and concerns in its motion. None
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`warrant exclusion of EX1005.
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`For example, Patent Owner contends that “neither Dr. Terveen nor Mr.
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`Birdsell could properly authenticate Exhibit 1005 as a true, correct, and complete
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`copy of A3UM” because neither witness possesses the “personal knowledge
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`required to authenticate [Exhibit 1005] as an admissible exhibit.” Mot., 1-2 (citing
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`Fed. R. Evid. 901-902; TRW Auto. U.S. LLC v. Magna Elecs. Inc., IPR2014-01348,
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`Paper 25 at 12 (PTAB January 15, 2016)). The evidence contradicts this assertion
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`for both individuals. For example, it shows that Mr. Birdsell possessed a unique
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`degree of familiarity with A3UM and relied on that familiarity to verify the
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`authenticity of EX1005. See § II.B.1. He and Dr. Terveen also both recognized
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`what EX1005 was—it was a PDF generated from the HTML files in the A3UM
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`HTML file set. EX2026, 38:25-39:3 (EX1005 “is a copy of the HTML files of the
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`Aperture 3 user manual”); EX2023, 57:10-16 (EX1005 is “a PDF constructed from
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`the HTML files that comprise the Aperture 3 User Manual.”). Dr. Terveen also
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`took steps to become familiar with the format, storage, installation, and contents of
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`the A3UM HTML file set, and compared hundreds of pages as well as section
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`headers in EX1005 to the A3UM HTML file set. EX2024, 380:12-381:3; EX2023,
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`61:9-17. Both witnesses thus possessed sufficient familiarity to authenticate
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`EX1005 relative to the A3UM HTML file set.
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`Patent Owner next argues that a witness “must ‘provide factual specificity
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`about the process by which the electronically stored information is created,
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`acquired, maintained, and preserved without alteration or change.’” Mot., 2 (citing
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`Xactware Sols., Inc. v. Pictometry Int’l Corp., IPR2016-00594, Paper 46 at 11-12
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`(PTAB Aug. 24, 2017)). Patent Owner’s reliance on Xactware Sols., Inc. v.
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`Pictometry Int'l Corp is misplaced. Unlike here, that case dealt with a website
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`lacking any “authenticating indicia and circumstances under FRE 901(b)(4)” and
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`Petitioner’s only evidence was a declaration that failed to provide any explanation
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`on how or why the document was stored online or how downloading the file online
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`authenticated the document for what it purported to be. Xactware Sols., Inc. v.
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`Pictometry Int’l Corp., IPR2016-00594, Paper 46 at 11-12. Here, there is no
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`dispute over the source or authenticity of the A3UM HTML file set. Moreover,
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`Mr. Birdsell is a witness with personal knowledge of its creation and distribution,
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`and both he and Dr. Terveen provided independent and consistent verifications that
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`EX1005 is an true and correct copy of the A3UM HTML file set. EX1020, ¶¶ 3-4,
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`10; EX2026, 35:16-36:12, 40:15-41:21; EX1003, ¶74; EX2024, 251:15-252:16,
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`380:12-381:3, 61:9-17.
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`Patent Owner also contends that “[n]either of Petitioner’s witnesses can
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`confirm that Ex. 1005 is a true and correct copy of A3UM because they did not
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`themselves create Ex. 1005.” Mot. 5. Whether either person created the PDF that
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`is EX1005 is irrelevant—that is not required by the Federal Rules of Evidence.
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`Notably, Patent Owner’s motion cites no authority suggesting an individual cannot
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`authenticate a record if they were not the person who created it. E.g., Mot., 2
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`(citing Xactware Sols., IPR2016-00594, Paper 46 at 11-12; TRW Auto. U.S.,
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`IPR2014-01348, Paper 25 at 12).
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`III. CONCLUSION
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`For the foregoing reasons, Petitioner respectfully requests that the Board
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`deny Patent Owner’s Motion and find Exhibit 1005 admissible for the reasons
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`identified above.
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`Dated: February 24, 2023
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`Respectfully Submitted,
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`/Jeffrey P. Kushan/
`Jeffrey P. Kushan
`Reg. No. 43,401
`SIDLEY AUSTIN LLP
`1501 K Street, N.W.
`Washington, D.C. 20005
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`IPR2022-00032
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`Petitioner’s Opp. to PO’s Mot. to Exclude
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`jkushan@sidley.com
`(202) 736-8914
`Attorney for Petitioners
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`IPR2022-00032
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`Petitioner’s Opp. to PO’s Mot. to Exclude
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`CERTIFICATE OF SERVICE
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`I hereby certify that on this 24th day of February, 2023, a copy of this
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`PETITIONER’S OPPOSITION TO PATENT OWNER’S MOTION TO
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`EXCLUDE has been served by electronic mail on the following addresses for
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`patent owner(s):
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`Jennifer Hayes, jenhayes@nixonpeabody.com
`George Dandalides, gdandalides@nixonpeabody.com
`Matthew A. Werber, mwerber@nixonpeabody.com
`Daniel Schwartz, djschwartz@nixonpeabody.com
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`Dated: February 24, 2023
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`Respectfully Submitted,
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`/Jeffrey P. Kushan/
`Jeffrey P. Kushan
`Reg. No. 43,401
`SIDLEY AUSTIN LLP
`1501 K Street, N.W.
`Washington, D.C. 20005
`jkushan@sidley.com
`(202) 736-8914
`Attorney for Petitioners
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