PTO/AIA/14 (02-18)
`Approved for use through 11/30/2020. 0MB 0651--0032
`U.S. Patent and Trademark Oilice; U.S. DEPARTMENT OF COMMERCE
`Under tile Paperwork Reduction Act of 1995, no persons are required to respond !o a co!lection of information unless it contains a valid 011118 con!rol number.
`
`Application Data Sheet 37 CFR 1. 76
`
`Attorney Docket Number
`
`069366-000002USC3
`
`Application Number
`
`Title of Invention
`
`METHOD AND APPARATUS FOR MANAGING DIGITAL FILES
`
`I
`The application data sheet is part of the provisional or nor.provisional application for wt1ich it is being sutJmitted The following form contains tt1e
`bitJliogrnpt;ic data arranged in a format specified tiy the United States Patent and Trademark Office as outlined in 37 CFR 1.76
`This document may tie completed electronically and sutJmitted to the Office in electronic format using the Electronic Filing System (EFS) or tt1e
`document may be printed and included in a paper filed application.
`
`Secrecy Order 37 CFR 5.2:
`! D Portions or all of tile application associated with tllis Application Data Sheet may fall under a Secrecy Order pursuant to
`· 37 CFR 5.2 (Paper filers only. Applications tllat tall under Secrecy Order may not be filed electronically.)
`!
`
`Inventor Information:
`
`1
`Inventor
`Legal Name
`
`!? i.@ij@ift! ?l
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`Desmond
`J.
`Christopher
`n Non US Residency 0 Active US Miiitary Service
`..._,,
`Residence Information (Select One) @ US Residency
`I Country of Residencd I us
`City
`I State/Province I IL
`Glen Ellyn
`
`Mailing Address of Inventor:
`
`Address 1
`
`980 Oxford Rd.
`
`Address 2
`City
`I Glen Eilyn
`Postal Code
`
`2
`Inventor
`Legal Name
`
`I 60137
`
`I State/Province
`I us
`! Countryi
`
`I IL
`
`!f tMn.~~~ l
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`Nancy
`L.
`Desmond
`Residence Information (Select One) @ US Residency 0 Non US Residency 0 Active US Military Service
`I Country of ResidencJ I us
`City
`I State/Province I IL
`Glen Ellyn
`
`Mailing Address of Inventor:
`
`Address 1
`
`980 Oxford Rd.
`
`Address 2
`City
`I Glen Ellyn
`Postal Code
`
`Inventor
`3
`Legal Name
`
`I 60137
`
`I State/Province
`I us
`! Countryi
`
`I IL
`
`! i.@ij@ift! l
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`L.
`Michael
`Residence Information (Select One) ~) US Residency
`
`Taylor
`n Non US Residency 0 Active US Miiitary Service
`..._,,
`
`EFS Web 2.2.13
`
`Petitioner Apple Inc. - Ex. 1002, p. 1
`
`

`

`PTO/AiA/14 (02-18)
`Approved for use through 11/30/2020. 0MB 0651--0032
`U.S. Patent and Trademark Oilice; U.S. DEPARTMENT OF COMMERCE
`UnrJer the Paperwork Reduction Act of 1995. no persons are requireti to respond to a coilection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1. 76
`
`Attorney Docket Number
`
`069366-000002USC3
`
`Application Number
`
`Title of Invention
`
`METHOD AND APPARATUS FOR MANAGiNG DiGITAL FiLES
`
`City I Chicago
`
`I State/Province I IL
`
`I Country of Residence!
`
`I us
`
`Mailing Address of Inventor:
`
`Address 1
`
`1 036 N. Woods St. #1
`
`Address 2
`City
`I State/Province
`I Chicago
`I us
`! Countryi
`Postal Code
`I 60622
`All Inventors Must Be listed - Additional Inventor Information blocks may be
`generated within this form by selecting the Add button.
`
`I IL
`
`It
`}\ijg
`
`ti
`
`Correspondence Information:
`Enter either Customer Number or complete the Correspondence Information section below.
`For further information see 37 CFR 1.33(a).
`D An Address is being provided for the correspondence Information of this application.
`Customer Number
`
`70001
`
`Email Address
`
`Application Information:
`
`Title of the Invention
`
`Attorney Docket Number 069366-000002USC3
`
`METHOD AND APPARATUS FOR MANAGING DIGITAL FILES
`I Small Entity Status Claimed ~
`
`Application Type
`
`Non provisional
`
`Subject Matter
`
`Utility
`
`Total Number of Drawing Sheets {if any)
`Filing By Reference:
`Only complete this section when filing an application by reference under 35 U.S.C 111 (c) and 37 CFR 1.57(a). Do not complete this section if
`applic:a!ion papers includin;J a specification and any drawin~is are, be,in;J flied. Any dorne,stic benefit or forei~Jn priority information must be,
`provided in the appropriate section(s) below (Le., "Domestic Benefit/National Stage Information" and "Foreign Priority Information").
`
`I Suggested Figure for Publication (if any) I
`
`I 50
`
`For the purposes of a filing date under 37 CFR 1.53(b), the description and any drawings of the present application are replaced by this
`re,ferenc:e to !he, prE;viously flied application, subject to conditions and requirerm;nts of 37 CFR 1.57(aj.
`
`j_
`
`Application number of the previously
`filed application
`
`Filing date (YYYY-MM-DD)
`
`Intellectual Property Authority or Country
`
`Publication Information:
`D Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`Request Not to Publish. I hereby request that the attached application not be published under
`□ 35 U.S.C. 122(b) and certify Urnt the invention disclosed in the attached application has not and will not be the
`
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`publication at eighteen months after filing.
`
`EFS\/Veb2.2.13
`
`Petitioner Apple Inc. - Ex. 1002, p. 2
`
`

`

`PTO/AiA/14 (02-18)
`Approved for use through 11/30/2020. 0MB 0651--0032
`U.S. Patent and Trademark Oilice; U.S. DEPARTMENT OF COMMERCE
`UnrJer the Paperwork Reduction Act of 1995. no persons are requireti to respond to a coilection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1. 76
`
`Attorney Docket Number
`
`069366-000002USC3
`
`Application Number
`
`Title of Invention
`
`METHOD AND APPARATUS FOR MANAGiNG DiGITAL FiLES
`
`Representative Information:
`
`Representative information shouid be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`Either enter Customer Number or complete the Representative Name section below. If both sections are completed the customer
`Number will be used for the Representative information during processing.
`
`Please Select One:
`
`Customer Number
`
`® Customer Number
`70001
`
`I 0 US Patent Practitioner
`
`I 0 Limited Recognition (37 CFR 11. 9)
`
`Domestic Benefit/National Stage Information:
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, 365(c), or 386(c) or indicate
`National Stage entry from a PCT application. Providin~1 benefit claim information in the Application Data Sheet constitutes
`the specific reference required by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78.
`When referring to U1e current application, please leave the "Application Number" field blank.
`
`Prior Application Status Pending
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`Prior Application Status Pending
`
`Continuation of
`
`16/536300
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`!::R!i@fM:I
`Filing or 371 (c) Date
`(YYYY-MM-DD)
`
`2019-08-08
`I B~rn~i~ I
`Filing or 371 (c) Date
`(YYYY-MM-DD)
`
`16/536300
`
`Continuation of
`
`15/375927
`
`Prior Application Status Patented
`Appiication
`Number
`
`Continuity Type
`
`Prior Application
`Number
`
`Filing Date
`(YYYY-MM-DD)
`
`15/375927
`
`Continuation of
`
`14/193426
`
`2014-02-28
`
`Prior Application Status Patented
`Application
`Number
`
`Continuity Type
`
`---
`Prior Application
`Number
`
`Filing Date
`(YYYY-MM-DD)
`
`2016-12-12
`!flirn~i@I
`Patent Number
`
`Issue Date
`(YYYY-MM-00)
`
`9552376
`
`2017-01-24
`! flirn~i@I
`Patent Number
`
`Issue Date
`(YYYY-MM-DD)
`
`14/193426
`
`Continuation in part of
`
`13/157214
`
`2011-06-09
`
`9098531
`
`2015-08-04
`
`Additional Domestic Benefit/National Stage Data may be generated within this form
`by selecting Hie Add button.
`
`Foreign Priority Information:
`
`EFS\/Veb2.2.13
`
`Petitioner Apple Inc. - Ex. 1002, p. 3
`
`

`

`PTO/AiA/14 (02-18)
`Approved for use through 11/30/2020. 0MB 0651--0032
`U.S. Patent and Trademark Oilice; U.S. DEPARTMENT OF COMMERCE
`UnrJer the Paperwork Reduction Act of 1995. no persons are requireti to respond to a coilection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1. 76
`
`Attorney Docket Number
`
`069366-000002USC3
`
`Application Number
`
`Title of Invention
`
`METHOD AND APPARATUS FOR MANAGiNG DiGITAL FiLES
`
`This section allows for the applicant to claim priority to a foreign application. Providing this information in the application data sheet
`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR 1.55. When priority is claimed to a foreign application
`that is eligible for retrieval under the priority document exchange program (PDX)i the information wiii be used by the Office to
`automatically attempt retrievai pursuant to 37 CFR 1.55(i)(1) and (2). Under the POX program, applicant bears the uitimate
`responsibility for ensuring that a copy of the foreign application is received by the Office from the participating foreign intellectual
`property office, or a certified copy of the foreign priority application is filed, within the time period specified in 37 CFR 1.55(g)(1).
`
`Application Number
`
`Countryi
`
`Filin~J Date (YYYY-MM-DD)
`
`!fl~ffi~¥@1
`Access Codei (if applicable)
`
`Additional Foreign Priority Data may be generated within this form by selecting the
`Add button.
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition
`Applications
`
`This application (1) claims priority to or U1e benefit of an application filed before March 16, 2013 and (2) also
`contains, or contained at any time, a claim to a claimed invention that has an effective filing date on or after March
`0 16, 2013.
`NOTE: By providing this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March
`16, 2013, will be examined under the first inventor to file provisions of the AIA
`
`EFS\/Veb2.2.13
`
`Petitioner Apple Inc. - Ex. 1002, p. 4
`
`

`

`PTO/AiA/14 (02-18)
`Approved for use through 11/30/2020. 0MB 0651--0032
`U.S. Patent and Trademark Oilice; U.S. DEPARTMENT OF COMMERCE
`UnrJer the Paperwork Reduction Act of 1995. no persons are requireti to respond to a coilection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1. 76
`
`Attorney Docket Number
`
`069366-000002USC3
`
`Application Number
`
`Title of Invention
`
`METHOD AND APPARATUS FOR MANAGiNG DiGITAL FiLES
`
`Authorization or Opt-Out of Authorization to Permit Access:
`
`When this Application Data Sheet is properly signed and filed with the application, applicant has provided written
`authority to permit a participating foreign intellectual property (IP) office access to U1e instant application-as-filed (see
`paragraph A in subsection 1 below) and the European Patent Office (EPO) access to any search results from the instant
`application (see paragraph B in subsection 1 below).
`
`Should applicant choose not to provide an auU1orization identified in subsection 1 below, applicant must opt-out of the
`authorization by checking the corresponding box A or B or both in subsection 2 below.
`
`!\.!_Q_It;: This section of the Application Data Sheet is QN_LY reviewed and processed with the INITIAL filing of an
`application. After the initial filing of an application, an Application Data St1eet cannot be used to provide or rescind
`authorization for access by a foreign IP office(s). Instead, Form PTO/SB/39 or PTO/SB/69 must be used as appropriate.
`
`1. Authorization to Permit Access by a Foreign Intellectual Property Office(s)
`
`A. Priority Document Exchange _(PDXJ - Unless box A in subsection 2 (opt-out of authorization) is checked, the
`undersigned t1ereby grants the USPTO authority to provide the European Patent Office (EPO), the Japan Patent Office
`(JPO), the Korean Intellectual Property Office (KIPO), the State Intellectual Property Office of the People's Republic of
`Ct1ina (SIPO), the World Intellectual Property Organization (WIPO), and any other foreign intellectual property office
`participating with the USPTO in a bilateral or multilateral priority document exchange agreement in which a foreign
`application claiming priority to U1e instant patent application is filed, access to: (1) tt1e instant patent application-as-filed
`and its related bibliographic data, (2) any foreign or domestic application to which priority or benefit is claimed by the
`instant application and its related bibliograpt1ic data, and (3) the date of filing of this Authorization. See 37 CFR 1.14(t1)
`(1 ).
`
`B. Search Results from U.S. Application to EPO - Unless box B in subsection 2 (opt-out of authorization) is checked,
`the undersigned t1ereby grants the USPTO authority to provide U1e EPO access to the bibliograpt1ic data and searct1
`results from the instant patent application when a European patent application claiming priority to the instant patent
`application is filed. See 37 CFR 1.14(h)(2).
`
`The applicant is reminded that U1e EPO's Rule 141 (1) EPC (European Patent Convention) requires applicants to submit a
`copy of search results from the instant application without delay in a European patent application that claims priority to
`tt1e instant application.
`
`2. Opt-Out of Authorizations to Permit Access by a Foreign Intellectual Property Office(s)
`
`A Applicant DOES NOT authorize the USPTO to permit a participating foreign IP office access to the instant
`D application-as-filed. lftt1is box is checked, U1e USPTO will not be providing a participating foreign IP office with
`any documents and information identified in subsection 1A above.
`
`B, Applicant DOES NOT authorize the USPTO to transmit to the EPO any search results from the instant patent
`D application. If this box is checked, the USPTO will not be providing the EPO with search results from the instant
`application.
`NOTE: Once the application has published or is othervvise publicly available, the USPTO may provide access to the
`application in accordance with 37 CFR 1 .14.
`
`EFS\/Veb2.2.13
`
`Petitioner Apple Inc. - Ex. 1002, p. 5
`
`

`

`PTO/AiA/14 (02-18)
`Approved for use through 11/30/2020. 0MB 0651--0032
`U.S. Patent and Trademark Oilice; U.S. DEPARTMENT OF COMMERCE
`UnrJer the Paperwork Reduction Act of 1995. no persons are requireti to respond to a coilection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1. 76
`
`Attorney Docket Number
`
`069366-000002USC3
`
`Application Number
`
`Title of Invention
`
`METHOD AND APPARATUS FOR MANAGiNG DiGITAL FiLES
`
`Applicant Information:
`
`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title 37 of CFR
`to have an assignment recorded by the Office.
`
`Applicant 1
`If the applicant is the inventor (or the remaining joint inventor or inventors under 37 CFR 1 .45), this section should not be completed.
`The information to be provided in this section is the name and address of the legal representative who is the applicant under 37 CFR
`143; or the name and address of the assignee, person to whom the inventor is under an obligation to assign the invention, or person
`who otherwise shows sufficient proprietary interest in the matter who is the applicant under 37 CFR 1.46. If the applicant is an
`applicant under 37 CFR 1.46 (assignee, person to whom the inventor is obligated to assign, or person who otherwise shows sufficient
`proprietary interest) together with one or more joint inventors, then the joint inventor or inventors who are also the applicant should be
`identified in this section.
`tt @j~@ ?I
`lo Joint Inventor
`
`@ Assignee
`
`I 0 Legal Representative under 35 U.S.C. 117
`lo
`"' Person to whom the inventor is obligated to assign.
`u
`If applicant is the legal representative, indicate the authority to file the patent application, the inventor is:
`
`Person who shows sufficient proprietary interest
`
`I
`
`Name of the Deceased or Legally Incapacitated Inventor: I
`
`lfttie Applicant is an Organization ct1eck here.
`
`~
`
`Organization Name
`
`I NCl'vl IP Holdings, LLC
`Mailing Address Information For Applicant:
`
`526 Crescent Blvd.
`
`Suite 233
`
`Glen E!!yn
`
`Address 1
`
`Address 2
`
`City
`Country I us
`Phone Number
`
`Email Address
`
`I
`
`I
`
`State/Province
`
`IL
`
`Postal Code
`
`Fax Number
`
`60137
`
`!Additional Applicant Data may be generated within this form by selecting the Add button"
`I
`
`Assignee Information including Non-Applicant Assignee Information:
`
`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title
`37 of CFR to have an assignment recorded by the Office.
`
`EFS\/Veb2.2.13
`
`Petitioner Apple Inc. - Ex. 1002, p. 6
`
`

`

`PTO/AiA/14 (02-18)
`Approved for use through 11/30/2020. 0MB 0651--0032
`U.S. Patent and Trademark Oilice; U.S. DEPARTMENT OF COMMERCE
`UnrJer the Paperwork Reduction Act of 1995. no persons are requireti to respond to a coilection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1. 76
`
`Attorney Docket Number
`
`069366-000002USC3
`
`Application Number
`
`Title of Invention
`
`METHOD AND APPARATUS FOR MANAGiNG DiGITAL FiLES
`
`Assignee 1
`
`Complete this section if assignee information, including non-applicant assignee information, is desired to be inciuded on the patent
`application publication. An assignee-applicant identified in the "Applicant Information" section will appear on the patent application
`publication as an appiicant For an assignee-applicant, complete this section only if identification as an assignee is also desired on the
`patent application publication.
`
`If the Assignee or Non-Applicant Assignee is an Organization check here.
`
`Prefix
`
`Given Name
`
`Middle Name
`
`Family Name
`
`□
`Suffix
`
`Mailing Address Information For Assignee including Non-Applicant Assignee:
`
`Address 1
`
`Address 2
`
`City
`
`Countryi
`
`I
`Phone Number
`
`Email Address
`
`I
`
`State/Province
`
`Postal Code
`
`Fax Number
`
`Additional Assignee or Non-Applicant Assignee Data may be generated within this form by
`selecting the Add button.
`
`Signature:
`NOTE: Tt1is Application Data St1eet must be signed in accordance with 37 CFR 1.33(b). However, if this Application
`Data Sheet is submitted with the INITIAL filing of the application ~n~ either box A or B is @1 checked in
`subsection 2 of the "Authorization or Opt-Out of Authorization to Permit Access" section, then this form must
`also be signed in accordance with 37 CFR 1.14(c).
`This Application Data Sheet must be signed by a patent practitioner if one or more of tt1e applicants is a juristic
`entity (e.g., corporation or association). If the applicant is two or more joint inventors, this form must be signed by a
`patent practitioner, fill joint inventors wt10 are the applicant, or one or more joint inventor-applicants wt10 t1ave been given
`power of attorney (e.g., see USPTO Form PTO/AIA/81) on behalf of ~H joint inventor-applicants.
`See 37 CFR 1.4(d) for U1e manner of making signatures and certifications.
`
`Signature
`
`/Bradley M. Taub/
`
`Date (YYYY-MM-DD) 2019-09-20
`
`I Taub
`Additional Signature may be generated within U1is form by selecting the Add button.
`
`I Last Name
`
`Registration Number
`
`67300
`
`First Name
`
`Bradley
`
`EFS\/Veb2.2.13
`
`Petitioner Apple Inc. - Ex. 1002, p. 7
`
`

`

`PTO/AiA/14 (02-18)
`Approved for use through 11/30/2020. 0MB 0651--0032
`U.S. Patent and Trademark Oilice; U.S. DEPARTMENT OF COMMERCE
`UnrJer the Paperwork Reduction Act of 1995. no persons are requireti to respond to a coilection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1. 76
`
`Attorney Docket Number
`
`069366-000002USC3
`
`Application Number
`
`Title of Invention
`
`METHOD AND APPARATUS FOR MANAGiNG DiGITAL FiLES
`
`This collection of information is required by 37 CFR 1. 76. The information is required to obtain or retain a benefit by the public which
`is to fiie (and by tile USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14 This
`collection is estimated to take 23 minutes to complete, including gathering, preparing, and submitting the completed application data
`sheet form to tile USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to
`complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`EFS\/Veb2.2.13
`
`Petitioner Apple Inc. - Ex. 1002, p. 8
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (PL 93-579) requires that you be given certain information in connection with your submission of the attached fom1 related to a patent
`application or patent. Accordingly. pursuant to the requirements of the Act, please be advised that: (1) the general authority for the collection of this information
`is 35 U.5,C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which the information is used by the U.S. Patent and
`Trademark Office is to process and/or examine your submission related to a patent application or patent. If you do not furnish the requested information, the U.S.
`Patent and Trademark ornce may not be able to process andior examine your submission, which may result in termination of proceedings or abandonment of
`the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`The information on this form will be treated confidentialiy to the extent allowed under the Freedom of lnfom1ation Act (5 IJ.S.C. 552) and the Privacy
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`A record from this system of records may be disclosed. as a routine use, in the course of presenting evidence to a court, ma9istrate, or administrative
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`552a(m).
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`
`A record related to an International Application iiled under the Patent Cooperation Treaty in this system of records may be disclosed. as a routine use,
`to the international Bureau of the World intellectual Property Organization, pursuant to the Patent CooperationTreaty.
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`A record in this system of records may be disclosed, as a routine use, to another federal a9ency for purposes of l,ational Security review (35 U.S.C. 181)
`and for review pursuant to the Atomic Ener9y Act (42 U.5,C. 218(c)).
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`
`A record from this system of records may be disclosed, as a routine use, to the public after either publication of the application pursuant to 35 U.S.C.
`122(b) or issuance of a patent pursuant to 35 IJ.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37 CFR 1, 14, as a routine use,
`to the public if the record was filed in an application which became abandoned or in which the proceedin9s were terminated and which application is
`referer1eed by either a published application, an application open to public inspections or an issued patent.
`
`9.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law enforcement agency, if the IJSPTO becomes
`aware of a violation or potential violation of law or re9ulation.
`
`EFS Web 2.2.13
`
`Petitioner Apple Inc. - Ex. 1002, p. 9
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`Title of Invention:
`
`METHOD AND APPARATUS FOR MANAGING DIGITAL FILES
`
`First Named Inventor/Applicant Name:
`
`Christopher J. Desmond
`
`Filer:
`
`Attorney Docket Number:
`
`Filed as Small Entity
`
`Bradley Michael Taub
`
`069366-000002USC3
`
`Filing Fees for Track I Prioritized Examination - Nonprovisional Application under 35 USC 111 (a)
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Basic Filing:
`
`UTILITY FILING FEE (ELECTRONIC FILING)
`
`UTILITY SEARCH FEE
`
`UTILITY EXAMINATION FEE
`
`REQUEST FOR PRIORITIZED EXAMINATION
`
`4011
`
`2111
`
`2311
`
`2817
`
`1
`
`1
`
`1
`
`1
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`75
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`330
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`380
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`75
`
`330
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`380
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`2000
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`2000
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`Claims:
`
`CLAIMS IN EXCESS OF 20
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`2202
`
`2
`
`50
`
`100
`
`Miscellaneous-Filing:
`
`Petitioner Apple Inc. - Ex. 1002, p. 10
`
`

`

`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`PUBL. FEE- EARLY, VOLUNTARY, OR NORMAL
`
`PROCESSING FEE, EXCEPT PROV. APPLS.
`
`1504
`
`2830
`
`1
`
`1
`
`0
`
`70
`
`0
`
`70
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Total in USO($)
`
`2955
`
`Petitioner Apple Inc. - Ex. 1002, p. 11
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`37229297
`
`16578238
`
`International Application Number:
`
`Confirmation Number:
`
`4358
`
`Title of Invention:
`
`METHOD AND APPARATUS FOR MANAGING DIGITAL FILES
`
`First Named Inventor/Applicant Name:
`
`Christopher J. Desmond
`
`Customer Number:
`
`70001
`
`Filer:
`
`Bradley Michael Taub
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`069366-000002USC3
`
`Receipt Date:
`
`20-SEP-2019
`
`Filing Date:
`
`Time Stamp:
`
`21:41:50
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`Payment was successfully received in RAM
`
`RAM confirmation Number
`
`Deposit Account
`
`Authorized User
`
`yes
`
`DA
`
`$2955
`
`E20199JL42281426
`
`504181
`
`Bradley Taub
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`37 CFR 1.16 (National application filing, search, and examination fees)
`
`37 CFR 1.17 (Patent application and reexamination processing fees)
`
`Petitioner Apple Inc. - Ex. 1002, p. 12
`
`

`

`37 CFR 1.19 (Document supply fees)
`
`37 CFR 1.20 (Post Issuance fees)
`
`37 CFR 1.21 (Miscellaneous fees and charges)
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size(Bytes}/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`3221497
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`1
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`Specification
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`069366-2USC3_Drawings.pdf
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`no
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`069366-2USC3_Declaration.pdf
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`92Sd33Sea4797e4c8d591fbe0ae 1 ae58a86
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`NCM_IPHoldingsLLC_POA.pdf
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`134066
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`069366-2USC3_Preliminary_A
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`139319
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`no
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`Warnings:
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`
`Petitioner Apple Inc. - Ex. 1002, p. 13
`
`

`

`7
`
`Application Data Sheet
`
`069366-000002USC3-ADS.pdf
`
`no
`
`9
`
`402cb69994 7e62 92d 7 e04a 7e4 be99c5788d
`1db5a
`
`122536
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`Information:
`
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`
`8
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`
`fee-info.pdf
`
`no
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`5482013
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`This Acknowledgement Receipt evidences receipt on the noted date by the US PTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Agglications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`National Stage of an International Agglication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT /DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Agglication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Petitioner Apple Inc. - Ex. 1002, p. 14
`
`

`

`FIG. 1
`
`Select None
`Select All
`Delete Selected
`
`,,
`
`\:;·):\
`
`'
`
`September 2, 2010 change
`Yellowstone, MT, USA change
`Christopher Desmond, Nancy Desmond
`Fly Fishing in Yellowstone
`Add
`Add
`Add
`
`1 File(s) Selected
`File Attributes:
`Date:
`Location:
`People:
`Event:
`Comments:
`Keywords:
`Album:
`Star Ranking:
`Sharing Rights:
`Add
`Recipe:
`Add
`Document Type: Add
`File Name:
`IMG 123 change
`
`•••••
`
`B .
`
`'
`
`.
`
`Petitioner Apple Inc. - Ex. 1002, p. 15
`
`

`

`FIG. 2
`
`Comments:
`Suzanne and Anthony's Wedding Party where the cousins posed
`for a photo in the grass. Note, Jack with the lollipop and the
`photographer with his shoe in the photo
`
`Location:
`Historical Society
`Lisle, IL 60532
`
`People:
`Jack Wong
`CJ Wong
`Mary Firestone
`Zoe Peika
`Nick Persons
`
`Event: Suzanne & Anthony's Wedding Reception 2010
`
`Camera Details: more
`
`Petitioner Apple Inc. - Ex. 1002, p. 16
`
`

`

`FIG. 3
`
`Thumbnail I Table
`
`Capt. Clint Firestone
`1952
`
`Germany Trip 1955
`
`Father's Day 1966
`
`Christopher pt
`Year 1972
`
`college Break 1992
`
`LA Trip 1993
`
`EIU College
`Graduation 1994
`
`Cairo, Egypt 1996
`
`Europe
`Backpacking
`1996
`
`ffi\gf®)\J
`
`Nancy James and
`Christopher Desmond
`Wedding October 17, 1998
`
`Amazon Fishing Trip
`November 2009
`
`Cousins Party 2010
`
`Fishing in Yellowstone
`Montana September 2010
`
`Petitioner Apple Inc. - Ex. 1002, p. 17
`
`

`

`FIG. 4
`
`Christopher Desmond and Nancy Desmond Wedding - October 17, 1998
`
`Event f}
`
`Captions On I Off
`
`◄
`
`Petitioner Apple Inc. - Ex. 1002, p. 18
`
`

`

`FIG. 5
`FIG. 5
`
`
`
`EES:
`
`Petitioner Apple Inc. - Ex. 1002, p. 19
`
`Petitioner Apple Inc. - Ex. 1002, p. 19
`
`

`

`FIG. 6
`
`Tim Dog
`
`Steve Fire
`
`Suzanne Lucky
`
`Steve Fwah
`
`Ben Sherman
`
`Thumbnail I Table
`
`Joe Schmo
`... ............................................. ,
`'
`.
`
`L
`
`►
`
`Clint Dewitt
`
`Charlotte Killian
`
`Chris Jeep
`
`Peter LongHorn
`
`Tim Dog
`
`Clint Firestone
`
`◄ • Mary Virginia
`
`I ■
`
`Clint Dewitt
`
`Suzanne Lucky
`
`Steve Fwah
`
`Ben Sherman
`
`Joe Schmo
`
`Mary Virginia
`
`Steve Fire
`
`I ~
`
`Charlotte Killian
`
`Petition