`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`Page 1
`
`UNIFIED PATENTS, INC.,
`Petitioner,
`
` vs.
`MEMORYWEB, LLC,
`
`)
`)
`) Patent No.
`) 10,621,228
`Patent Owner. )
`
` The highly confidential video teleconference
`deposition of KEVIN JAKEL, called for examination,
`taken pursuant to the provisions of the Code of
`Civil Procedure and the Rules of the Supreme Court
`of the State of Illinois pertaining to the taking of
`depositions for the purpose of discovery, taken
`before KAREN PILEGGI, a Notary Public within and for
`the County of DuPage, State of Illinois, and a
`Certified Realtime Reporter of said state, at
`Chicago, Illinois, May 26, 2022, at the approximate
`hour of 9:43 a.m.
`
`MemoryWeb Ex. 2036
`Unified Patents v. MemoryWeb – IPR2021-01413
`
`UNIFIED PATENTS EXHIBIT 1031
`UNIFIED PATENTS, LLC v. MEMORYWEB, LLC
`IPR2021-01413
`Page 1 of 179
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`REDACTED VERSION
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`Apple v. MemoryWeb - IPR 2022-00031
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`PRESENT:
` UNIFIED PATENTS, LLC,
` 4445 Willard Avenue, Suite 600,
` Chevy Chase, Maryland 20815,
`925-434-8754, by:
` MS. MICHELLE ASPEN,
` michelle@unifiedpatents.com,
` MR. ELLYAR BARAZESH,
` ellyar@unifiedpatents.com,
`appeared on behalf of the Petitioner;
`
` NIXON PEABODY, LLP,
` 70 West Madison Street, Suite 5200,
` Chicago, Illinois 60602,
`312-977-4458, by:
` MR. MATTHEW A. WERBER,
` mwerber@nixonpeabody.com,
` MS. JENNIFER HAYES,
` jenhayes@nixonpeabody.com,
`appeared on behalf of the Patent Owner.
`ALSO PRESENT: Brendan O'Callaghan
`
`REPORTED BY: Karen Pileggi, CSR, RPR, RMR, CRR,
`CSR License No. 84-3404
`
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`IPR2021-01413
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` MR. WERBER: We are on the record and we have
`agreement among parties that the witness can be
`sworn in remotely.
` MS. ASPEN: That's correct. Yes.
`(WHEREUPON, the witness was
`duly sworn.)
`KEVIN JAKEL,
`called as the witness herein, having been first duly
`sworn, was examined and testified as follows:
`EXAMINATION
`
`BY MR. WERBER:
`Q.
`Mr. Jakel, first of all, did I pronounce
`your last name correctly?
`A.
`It's Jakel, but you're in good company.
`Q.
`I'm a Weber to 95 percent of the world
`instead of a Werber.
`Can you please state and spell your full
`name for the record, Mr. Jakel.
`A.
`My name is Kevin Jakel. Kevin,
`K-e-v-i-n. Jakel, J-a-k-e-l.
`Q.
`Where are you physically located today,
`Mr. Jakel?
`A.
`Q.
`
`I am in Washington, D.C.
`Just for the record, we are doing this
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`Page 4
`remotely. You do have, presumably, a laptop open so
`we can conduct the Zoom session, right?
`A.
`I do.
`Q.
`We discussed off the record we are using
`the Agile platform in case there are new exhibits to
`be introduced. You have that available to you too?
`A.
`Correct.
`Q.
`Just to confirm, we trust that your
`e-mail communications are closed down at the moment
`today while you're under oath?
`A.
`Yes. I can officially hit the little X
`button on my e-mail. There, the e-mail is
`officially closed down.
`Q.
`At the moment the applications you're
`running are Zoom and then a view into that Agile
`page, correct?
`A.
`Correct.
`Q.
`Nothing else?
`A.
`Nothing else.
`Q.
`I do understand you may have paper copies
`of some of the documents in this case with you; is
`that right?
`A.
`Yes, I have a binder of documents
`provided by counsel.
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`It's possible you might have some exhibit
`Q.
`tabs so you know where to find the particular
`document, right?
`A.
`They are tabbed, otherwise I believe they
`are just printouts of documents.
`Q.
`Clean copies, then, correct?
`A.
`Correct.
`Q.
`Besides your binder with some of the
`papers and filings in this case, do you have
`anything else accessible to you in the room?
`A.
`There's nothing else in the room.
`Q.
`I'm not sure if you have it in front of
`you, but we just did a practice run and I will show
`you, then, on Agile, we had a notice of deposition
`of Kevin Jakel. Do you see that?
`A.
`Do you want me to switch over to Agile?
`Q.
`If you have it handy. I'm agnostic as to
`how you see it.
`A.
`I'm looking at it right now. I'm going
`to switch back and forth between the Chrome browser,
`which has Agile in it, and Zoom.
`Q.
`Just a couple questions about this. You
`do recognize this deposition notice?
`A.
`I believe so, yes.
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`I understand you are an attorney,
`
`Q.
`correct?
`I am.
`A.
`You've been a part of a few depositions
`Q.
`before, right?
`A.
`I have.
`Q.
`On both sides?
`A.
`I have, yes.
`Q.
`Just a couple formalities that you're
`probably quite familiar with. This is a deposition
`notice asking you to appear and testify under oath
`in relation to the matter captioned here?
`A.
`Yes.
`Q.
`You understand you're here to provide
`truthful and accurate answers in response to my
`questions?
`I do.
`A.
`Is there anything that you can think of
`Q.
`that may prevent you from hearing and understanding
`my questions today?
`A.
`I don't believe so.
`Q.
`Anything that might prevent you from
`testifying truthfully that you want to tell us about
`right now?
`
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`No.
`A.
`Counsel is present on this Zoom session
`Q.
`and, for the record, do you understand which
`attorney is here defending your deposition?
`A.
`I do.
`Q.
`Could you tell us -- is that Ms. Aspen?
`A.
`It is, yes.
`Q.
`What, if anything, did you do to prepare
`for today's deposition?
` MS. ASPEN: I counsel the witness not to answer
`to the extent this involves privileged information.
`BY THE WITNESS:
`A.
`We just spoke about this case, in
`general, yesterday in preparation for today's
`deposition.
`BY MR. WERBER:
`Q.
`So you spent time -- and, again, I'm not
`asking you to reveal the details of any, you know,
`attorney-client discussions, but you spoke yesterday
`and was that with the Unified attorneys on the
`record here today?
`A.
`Yes, it was.
`Q.
`That includes Ms. Aspen?
`A.
`It does.
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`That includes Mr. Barazesh?
`Q.
`It does.
`A.
`Anybody else?
`Q.
`We had another attorney that was on the
`A.
`call too, Roshan Mansinghani.
`Q.
`You mentioned spending time yesterday
`preparing and you mentioned the three attorneys.
`Did you do anything else to prepare for
`today's deposition besides the time spent yesterday
`with those attorneys?
`A.
`Not that I can recall.
`Q.
`Was that in person or over the phone or
`remote?
`It was remote.
`A.
`It was remote?
`Q.
`It was.
`A.
`I understand you have been deposed many
`Q.
`times before; is that right?
`A.
`I don't know the exact number, but I've
`been deposed many times.
`Q.
`Two more questions, actually, to
`backtrack. Have you discussed this deposition with
`any Apple employees or Apple attorneys?
`A.
`I have not.
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`Have you discussed this deposition with
`Q.
`any Samsung employees or Samsung attorneys?
`A.
`I have not.
`Q.
`Have you discussed this case with any
`Samsung employees or Samsung attorneys?
`A.
`We have not discussed this case with
`Samsung attorneys.
`Q.
`Have you discussed this case with any
`Samsung -- I'm referring to verbal conversations.
`Have you discussed this case, and by that
`I mean this PTAB proceeding, with any Samsung
`employees?
` MS. ASPEN: Objection. Asked and answered.
`BY THE WITNESS:
`A.
`We have not discussed this case with
`anyone from Samsung or Apple.
`BY MR. WERBER:
`Q.
`The reason I went back and asked that,
`you started with just saying employees in your
`answer -- attorneys. I wanted to make sure that
`included others within Apple or Samsung.
`Just to confirm, whether it's employees
`or attorneys, it's your testimony that you have not
`discussed this PTAB proceeding with anybody from
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`Apple or Samsung, correct?
`A.
`That's right. We produced e-mail
`communication with Samsung.
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`Page 10
`
` We have not talked to
`anyone at either company about this proceeding.
`Q.
`I'm not sure we need to mark it as an
`exhibit, but I did review your LinkedIn profile and
`I wanted to go through a few basics.
`It looks to me that in or around 1997
`after you finished with your mechanical engineering
`degree, presumably, you worked as an engineer at
`Northrop Grumman; is that right?
`A.
`I did. It was TRW at the time but now
`it's Northrop Grumman.
`Q.
`It looks like that ended in the year
`2000?
`That sounds about right.
`A.
`It appears that you became a patent
`Q.
`examiner around that time frame, between 2000 and
`2002?
`Yes.
`A.
`Did you finish -- I also understand that
`Q.
`you received your JD from George Washington
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`University. Can you recall for us, approximately,
`when you received your -- you completed law school?
`A.
`2004.
`Q.
`You were a patent examiner without a law
`degree, but you were practicing as a patent
`examiner, right?
`A.
`I was -- most patent examiners are not
`lawyers. The vast, vast majority of them are not
`lawyers. So the answer to that, I think, is yes.
`Q.
`Then it appears that you finished your
`law degree and you practiced at Howrey for a period
`of time; is that right?
`A.
`I did.
`Q.
`You focused on prosecution and
`litigation?
`A.
`I did.
`Q.
`Then you continued in private practice
`with Kaye Scholer; is that right?
`A.
`Yes.
`Q.
`Until, approximately, November 2009?
`A.
`That sounds about right.
`Q.
`Then you went to Intuit and you were
`working in house?
`A.
`I did.
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`And then it appears that in 2012 Unified
`Q.
`Patents was launched by you?
`A.
`Correct.
`Q.
`Why did you launch Unified Patents?
`A.
`So my experience at Intuit and as a
`litigator and even as a patent prosecution attorney,
`and even going back to being an examiner, I guess my
`time at Intuit showed me that there were lots and
`lots of NPE litigation that I was taking care of and
`responsible for as an attorney at Intuit.
`I basically felt like joint defense
`groups at the time were wildly inefficient and very,
`like, nothing could honestly get done.
`The other thing that I noticed when I was
`there was that Intuit was getting sued along with a
`bunch of other companies that all cared about the
`same set of technologies.
`And then in addition to that, I also --
`Intuit participated in RPX and did a licensing deal
`with RPX and then there was a bunch of additional
`litigation that Intuit saw from kind of the same
`attorneys and things at the time that were related
`to the RPX activity.
`So you kind of add all of my experiences
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`up at the time, and I decided that I thought it made
`sense to create a company that would work on behalf
`of technology areas to try and deter NPEs from
`thinking that those technology areas were good
`places to buy patents and try to monetize those
`patents.
`
`So I went through a process of launching
`Unified Patents to try and do that deterrence work
`on behalf of these technology areas. They were
`originally called micro-pools, which was my idea for
`the name, and then I think we generalized the term a
`little bit to avoid confusion and eventually started
`calling them zones.
`That's a reasonable summary of the
`process that I kind of went through at the time for
`launching Unified Patents.
`Q.
`You said you were at Intuit between --
`around the 2009 through mid-2012 time frame,
`correct?
`Yes.
`A.
`During your time with Intuit, you
`Q.
`interfaced with RPX?
`A.
`I did.
`Q.
`What type of relationship -- sorry.
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`Did Intuit and RPX form a relationship
`during your time there?
` MS. ASPEN: Objection to form. Relevance.
`BY THE WITNESS:
`A.
`I guess "form a relationship," I don't
`know, really, what that means, but I think, in
`general, Intuit became, I think, what they referred
`to as a member or --
`BY MR. WERBER:
`Q.
`Okay.
`A.
`You sign an agreement and you are a
`participant in the RPX business model.
`Q.
`Did Intuit become a member while you
`were -- withdraw.
`Did Intuit become an RPX member while you
`were at Intuit?
` MS. ASPEN: Same objection. Can I have a
`standing objection for this line of questioning as
`to relevance?
`BY THE WITNESS:
`A.
`Yes, Intuit became a member while I was
`at Intuit.
`BY MR. WERBER:
`Q.
`Were you among the decision-makers that
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`determined whether or not it made business sense for
`Intuit to become an RPX member?
`A.
`I was one of the attorneys in the IP
`department that was part of the decision-making
`process for joining RPX and Intuit.
`Q.
`Did you perceive that Intuit would
`receive any benefits from becoming an RPX member?
`A.
`I don't know that I would say it like
`that. I don't know that I can give the details of
`this without exposing privileged information.
`I was an attorney working at Intuit doing
`legal work, so I don't think I can discuss any of
`the specifics of the legal decisions that Intuit
`made at the time without waiving privilege.
`Q.
`Let me ask you this as a general premise.
`Was Intuit, at least to your -- at a high level was
`Intuit satisfied with being a member of RPX?
` MS. ASPEN: Objection to form and still to
`relevance.
`BY THE WITNESS:
`A.
`I don't know that I can answer that
`without waiving privilege either as to whether or
`not Intuit was happy or satisfied with its
`membership in RPX.
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`BY MR. WERBER:
`Q.
`When I asked you about -- let me back up
`for a moment.
`You are a founder of Unified Patents,
`
`right?
`I am, yes.
`A.
`Are you the only founder?
`Q.
`Probably not in a -- I founded the
`A.
`company. There was -- after running the company for
`a few years -- not a few years, a few months, I had
`a gentleman named Brian Hinman who joined me for, I
`think he was with the company for about nine months.
`At the time we called him a cofounder
`even though we didn't really start the company
`together. He left Unified and went to Phillips and
`at that time Shawn Ambwani joined Unified, kind of
`replaced Brian Hinman and we, basically, then called
`Shawn a founder even though -- again, Shawn didn't
`really -- wasn't really there strictly at the
`beginning, but we have called him a founder over
`time as well.
`Q.
`It sounds to me like in the early days
`the primary work in deciding to launch Unified came
`from you, right?
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`Correct. Yes.
`A.
`When I asked you why you formed Unified,
`Q.
`you did bring up RPX, your experience with RPX at
`Intuit, right?
`A.
`I did.
`Q.
`Did your experience at Intuit bear any
`relationship to your decision to launch Unified?
`A.
`Yes. I did not think -- this is my
`personal opinion and not related to any specific
`things that would waive privilege related to Intuit,
`but my opinion was that RPX was settling litigations
`on behalf of a group of companies and in doing so
`NPEs were making money and as a result of that they
`were incentivized to go buy more patents and sue
`companies again and that RPX was -- you know, was
`kind of a synergistic part of a larger ecosystem
`related to NPE activity.
`Q.
`Did you believe that you could provide
`services with Unified that differed from that when
`you elected to launch Unified?
`A.
`Yeah. My version of what Unified would
`be was intended from the beginning to be a
`completely different beast, completely different
`thing than RPX.
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`In what ways?
`Q.
`In lots of ways. Not going to ever buy
`A.
`licenses. We're never going to try and solve the
`specific litigation for companies, to not be
`attorneys kind of -- we don't work on behalf of
`companies. We work on behalf of zones and the idea
`was to do deterrence from the beginning, not to try
`to solve litigation.
`I've said this many times. I do not
`believe and do not consider us to be a litigation
`solution and so we -- we're not attorneys working on
`behalf of companies. We don't consider ourselves to
`be working underneath any attorney-client privilege
`at any of the companies that are members of ours, as
`opposed to RPX, they do have conversations with
`attorneys that they consider to be attorney-client
`privileged communications and all that stuff.
`I wanted to have a company that was
`independent and could go out and do whatever it
`wanted and could work to create deterrence on behalf
`of key technology areas.
`So my concept for this was to be very
`different than what RPX was doing. RPX doesn't
`really have zones or anything. Everyone just joins
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`as a member and then they basically -- they buy
`patents off the secondary market. That's one thing
`that they do, and if you're a member at the time,
`you get licenses to that.
`The other thing they do is they buy
`licenses to patents that are being currently used in
`litigation. Buying licenses to patents in
`litigation, in particular, I think just incentivizes
`more litigation.
`This was -- for lots of reasons. There's
`probably more that I'm not thinking of, as well. I
`intended Unified to be a very different kind of
`animal.
`We've seen in the declaration that
`Q.
`Unified has a number of Unified members, right?
`A.
`We have members in Unified Patents that
`belong to specific zones.
`Q.
`Does every member belong to a zone?
`A.
`Every member belongs to a zone, yes.
`Q.
`Some might belong to more than one zone?
`A.
`Correct.
`Q.
`Has Unified ever asserted common interest
`privilege in relation to a discovery request that
`concerns one of its members?
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` MS. ASPEN: Counsel, as we get into a more
`specific line of questioning about the structure of
`Unified Patents, I'd like to take a moment to mark
`the entire transcript highly confidential,
`attorneys' eyes only.
`You can answer, Kevin.
` MR. WERBER: Yeah. No objection.
`BY THE WITNESS:
`A.
`We have
`
` -- I can't remember exactly
`what you said. It doesn't matter what it's related
`to. We've
`
`BY MR. WERBER:
`Q.
`To your recollection, have any of your
`members
`
`?
`Not to my knowledge.
`A.
`I have another small topic and then I
`Q.
`might need a quick break for tea for my voice.
`There was a brief document production or
`a small document production of 12 documents. Did
`you assist with the search for documents that
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`resulted in the production of documents, roughly,
`last week?
`I actually did the search personally.
`A.
`You said you did the search personally.
`Q.
`Did any other Unified attorneys or employees assist
`you in doing the search?
`A.
`I don't know what you mean by "assist."
`There was key words and information that was worked
`on collaboratively with everyone and then those key
`words and searches were done by me across all the
`custodians in the company.
`Q.
`By you, you said, across the custodians
`in the company?
`A.
`Yes.
`Q.
`So it was not just Mr. Jakel's inbox that
`was searched, but it would have been the custodial
`e-mails of other potentially relevant custodians at
`your company also, right?
`A.
`That's correct.
`Q.
`To your recollection, were there any hits
`on responsive e-mails that were not produced?
`A.
`There were, I guess, hundreds of
`responsive e-mails that were not produced because
`the key words show up on internal e-mails that are
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`privileged among all of the company.
`So yes, there was lots of communications,
`but all of those communications that were responsive
`hits that were external to the company, my
`understanding is we produced those documents that
`were responsive to your request. Those were all
`produced.
`Just to confirm, if it was an e-mail
`Q.
`between you and an in-house attorney and it did not
`involve anybody from the outside world, you withhold
`that on the basis of privilege, correct?
`A.
`That's correct.
`Q.
`But if it was a hit that happened to
`involve somebody from Apple or Samsung, for example,
`you would produce those and that was the 12 -- that
`set is the 12 that you guys -- documents that you,
`ultimately, produced, right?
`A.
`Every document that was responsive to the
`document request was produced, yes.
`Q.
`In this proceeding, and I believe it was
`submitted with your second declaration, Unified
`produced and filed copies of a Samsung membership
`agreement. Does that sound familiar?
`A.
`Correct. Yes.
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`And then also an Apple membership
`
`Q.
`agreement?
`I believe that's true. Yep.
`A.
`We'll walk through those sometime a
`Q.
`little bit later today.
`To your recollection, were there any
`other agreements or contracts between Unified and
`Apple that you have not produced and, of course,
`that's excluding the membership agreement that you
`already have produced?
`A.
`With respect to Unified Patents? With
`respect to Unified Patents, we have produced not
`only the membership agreements
` with respect to Unified
`Patents. We have produced those, is my
`understanding.
`Q.
`The same with regard to Samsung. To your
`recollection, what was produced with your second
`declaration that comprised the entirety of
`agreements with Samsung?
`A.
`Yes. For Unified Patents,
`
`.
`For Unified Patents, we have produced all
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`of the membership agreements between Unified Patents
`and Samsung.
` MR. WERBER: Thank you.
`If it's okay, we'll just take a quick
`break. Is ten minutes okay?
` MS. ASPEN: That's fine with me.
`Kevin, is that fine?
` THE WITNESS: Ten minutes is fine.
` MR. WERBER: We'll call it 10:25 Central.
`(WHEREUPON, a recess was had.)
`
`BY MR. WERBER:
`Q.
`We are going to continue to talk about
`Unified, in general. Can you tell me who the
`current owners of Unified are.
`A.
`Current owners of Unified, we have a
`private equity investor of Unified called Westview
`Partners out of Boston.
`Q.
`Can you say that again.
`A.
`Westview Partners.
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`You mentioned Shawn Ambwani. Is that how
`Q.
`you pronounce it, again?
`A.
`Yes.
`Q.
`Is he an employee of Unified today?
`A.
`Yes.
`Q.
`I have looked at some of your court
`filings. There is -- I have seen a couple entities
`or holding companies mentioned, like UP Hold Co,
`Inc. Does that sound familiar, at all? Or that
`might be dated.
`A.
`Forgive me if I get this wrong because
`all these entities were created at the time we took
`an investment from the private equity group,
`Westview, so it's all tax driven, the structure.
`
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`.
`
`When did Westview invest in Unified?
`Q.
`At the very end of 2019.
`A.
`Did Westview -- do you recall what the
`Q.
`size of the investment was?
`A.
`They are right around
`ownership.
` Q.
`A.
`Yeah.
`Unified.
`Q.
`Withdraw.
`
`Does Westview have -- just one moment.
`
` ownership in
`
`Does Westview -- strike that.
`Does Westview work with Unified in making
`business decisions about the company?
` MS. ASPEN: Objection to form.
`BY THE WITNESS:
` A.
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`
`in that ballpark.
`Q.
`How many of those employees are
`attorneys?
`I don't have an exact count. My guess is
`A.
`maybe slightly over 50 percent is my guess.
`Q.
`Do you have a
` MS. ASPEN: Object to form.
`BY THE WITNESS:
`A.
`Not exactly. I mean, we have a budget
`
`?
`
`BY MR. WERBER:
`Q.
`Do you send -- and I could have asked a
`better question. Do you send work to outside
`counsel?
`Yes. Some of the work we do is done with
`A.
`outside counsel and some of it is done in house.
`Q.
`Do you use -- have you used outside
`counsel to help with IPR or PGR filings?
`A.
`We have.
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`Have you used outside counsel to help
`Q.
`with prior art searching?
`A.
`My guess is almost certainly, over the
`years.
`Let me go back to something you said.
`Q.
`Sometimes you do send work to outside counsel. Is
`it fair to say you do so if there is more work than
`you have in-house counsel to finish it?
` MS. ASPEN: Object to form.
`BY THE WITNESS:
`A.
`So the specifics of this, I think,
`honestly, touch on privileged information so the
`selection of counsel for any given action we take
`depends on a whole bunch of different things and
`many of that decision-making matrix would be
`privileged information, but -- so lots of different
`reasons would go into the selection of counsel for
`any given matter.
`BY MR. WERBER:
`Q.
`You may have said this before, but I want
`to -- forgive me if you reminded me. Do you have an
`approximate count of the number of members Unified
`currently has?
`A.
`So we have both free members, we also
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`have paid members, and we also have members who come
`in through a couple kind of trade associations that
`we have as well.
`In the total number, we know that it's a
`really, really big number, 3,000 plus. We have
`companies who joined Unified as paid members.
`Off the top of my head, I don't know how
`many that is right this moment, but -- and then we
`also have a group of companies that make less than
`20 million in revenue and those companies get to
`participate for free.
`We have a bunch of different kind of
`categories of companies and all of them are members.
`Q.
`But you said the total is north of 3,000?
`A.
`That's right. Those are -- this is
`members across all zones, not necessarily any one
`zone.
`Yeah.
`Q.
`We have OIN members that are members that
`A.
`get into Unified and OIN members have -- there's a
`lot of very small companies that are involved in
`open source and they are all participants in our
`zones as well.
`Q.
`You just said the letter O-I and N?
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