throbber
DAVID KUAN-YU LIU, Ph.D.
`
`
`PROFESSIONAL PROFILE
`
`EDUCATION
`
`Stanford University, Palo Alto, California
`
`
`
`University of California, Berkeley, California
`
`42063 Benbow Drive, Fremont, CA 94539 l (510) 770-9449 or (510) 579-5029
`www.davidkyliu.com davidkyliu@comcast.net
`• Technical expert with over 20 years of industrial experience in the development of
`advanced CMOS devices and process technology, with special emphasis on non-
`volatile semiconductor memory devices and process technology, and high-voltage
`semiconductor devices, with additional 12 years of experience serving as expert
`consultant.
`o Named inventor on 99 US patents.
`• Consultant and expert witness for past 12 years in semiconductor intellectual
`property evaluation and patent litigation, with deposition experience and successful
`ITC trial testifying experience.
`• Successful track record in transitioning products from development phase to high-
`volume manufacturing phase, both as an
`individual contributor and as
`manager/director.
`• Co-founder of an LLC in the development and licensing of intellectual property with
`emphasis on embedded flash memory technology.
`• Co-founder of a semiconductor memory start-up company (Progressant Technologies,
`Inc.); participated in its successful sale to Synopsys, Inc.
`• Fluent in Mandarin Chinese (native language) and English; over 10 years experience
`as real-time translator of church sermons and proficient in written translation.
`
`
`
`Ph.D., Electrical Engineering (1989)
`
`
`Thesis: Physics and Technology of Novel Conductivity-Modulated Power
`
`MOSFET’s
` M.S., Electrical Engineering (1985)
`
`
`
`
`Coursework in integrated-circuit technology, semiconductor device physics,
`computer modeling of semiconductor devices and fabrication processes, and
`solid-state physics
`
`
`B.S., Electrical Engineering (1983)
`Certificate of Distinction (awarded annually to the top EECS graduate)
`
`
`
`Jurisdiction:
`Action No. 2:19-cv-00333
`
`
`
`
`Eastern District of Texas
`Work Product:
`Expert for non-infringement/invalidity on 3 patents relating to
`stacked processor module, responsibilities include drafting reports
`or declaration, and testifying at depositions hearing or trial.
`Nature of Case:
`Civil action.
`Counsel:
`
`Retained by Fish & Richardson (Contact: Tony Nguyen)
`Date:
`
`
`6/20 – Current
`
`
`
`EXPERT WORK EXPERIENCE:
`
`Case:
`
`
`
`
`
`Arbor Global Strategies LLC vs. Samsung Electronics
`
`Micron Ex. 1058, p. 1
`Micron v. Vervain
`IPR2021-01549
`
`

`

`Case:
`
`Case:
`
`
`
`
`
`
`
`
`
`Case:
`
`
`
`
`
`Work Product:
`Counsel:
`
`Date:
`
`
`
`Jurisdiction:
`
`
`
`
`Work Product:
`Nature of Case:
`Counsel:
`
`Date:
`
`
`
`Jurisdiction:
`
`
`
`
`Work Product:
`Nature of Case:
`Counsel:
`
`Date:
`
`
`
`Work Product:
`Counsel:
`
`Date:
`
`
`
`Jurisdiction:
`
`
`
`
`Work Product:
`Counsel:
`
`Date:
`
`
`
`Jurisdiction:
`
`
`
`
`Work Product:
`Nature of Case:
`Counsel:
`
`Date:
`
`
`
`Case:
`
`Case:
`
`
`
`
`
`
`
`
`
`Case:
`
`
`
`
`
`Texas Instruments IPR Petition
`
`Micron Technology vs. UMC/JinHua
`
`Patent analysis and prior art review toward preparation of IPR
`petition material and draft of declaration.
`Retained by Fish & Richardson (Contact: Josh Griswold)
`9/20 – 4/21
`Case No. 4:17-CV-06932-MMC
`United States District Court for the Northern District of California
`Testifying expert, trade secret documents review, and declaration
`submission.
`Trade secret contention of Micron confidential documents.
`Retained by Jones Day (Contact: Randy Kay)
`3/17 – Current
`Investigation No. 337-TA-1097
`United States International Trade Commission
`Testifying expert for non-infringement on 2 patents, issued expert
`rebuttal report, deposition taken, issued witness statement.
`ITC infringement case concerning module stacking of SDRAM.
`Retained by Fish Richardson (Contact: Joseph Colaianni)
`11/18 – 4/19
`Patent analysis and prior art review toward preparation of IPR
`petition material and draft of declaration.
`Retained by Fish & Richardson (Contact: Matt Colvin)
`4/18 – 8/18
`Case No. 3:17-CV-02402
`United States District Court for the Southern District of California
`Patent analysis and prior art review toward preparation of IPR
`petition material and draft of declaration, 2 depositions taken.
`Fish & Richardson (Contact: Tony Nguyen)
`1/18 – 5/19
`Investigation No. 337-TA-1046
`United States International Trade Commission
`Testifying expert for infringement and non-invalidity on 2 patents,
`claim construction analysis, technical tutorial, database viewing for
`evidence gathering, issuing expert report and expert rebuttal report,
`deposition taken for 2 patents, issued witness statement and rebuttal
`witness statement, testified in ITC court on both infringement and
`invalidity.
`ITC infringement case concerning advanced NAND Flash memory.
`Retained by Fish Richardson (Contact: David Barken)
`4/17 – 10/18
`
`Apple Inc., vs. Qualcomm Incorporated
`
`SK Hynix vs. BitMicro
`
`Rohm Company IPR Petition
`
`Macronix vs. Toshiba
`
`Micron Ex. 1058, p. 2
`Micron v. Vervain
`IPR2021-01549
`
`

`

`Triune Systems, LLC vs. Wayne Chen, et al.,
`
`Taiwan Semiconductor Manufacturing Company IPR Petition
`
`Novatek Microelecronics Corp. IPR Petition
`Patent analysis and prior art review toward preparation of IPR
`petition material and draft of declaration.
`Retained by Kroub, Silbersher & Kolmykov PLLC (Contact: Sergey
`Kolmykov)
`2/17 – 4/17
`Patent analysis and prior art review toward preparation of IPR
`petition material and draft of declaration.
`Retained by Fish & Richardson (Contact: John Goetz)
`7/15 – 4/17
`Case No. 296-03209-2013,
`District Court of Collin County, TX
`Testifying expert, database viewing, expert report, video-taped
`testimony
`Defending against trade secret contention.
`Retained by Gordon & Rees LLP (Contact: Robert Bragalone)
`5/15 – 9/15
`Investigation No. 337-TA-922
`United States International Trade Commission
`Testifying expert, claim construction analysis, technical tutorial,
`database viewing for evidence gathering, expert report, expert
`rebuttal report.
`ITC infringement case concerning Flash memory cell
`Retained by Fish Richardson (Contact: David Barken)
`9/14 – 1/15
`Investigation No. 337-TA-909
`United States International Trade Commission
`Database viewing for evidence gathering, support technical content
`of expert report, support technical content against rebuttal report.
`ITC infringement case concerning Flash memory cell
`Retained by Winston & Strawn (Contact Michael Murray)
`5/14 – 1/15
`Civil Case No. 2:10-CV-00207
`United States District Court for the Eastern District of Texas
`Claim Chart Generation and Claim Construction
`Patent infringement case concerning split gate Flash memory cell
`Retained by Agility IP (Contact Michelle Breit)
`2/09 – 2/14
`
`Macronix vs. Spansion
`
`Macronix vs. Spansion
`
`Keranos, LLC v. Analog Devices et. al.
`
`Case:
`
`
`Case:
`
`
`Case:
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Case:
`
`
`
`
`
`
`Case:
`
`
`
`
`
`
`Case:
`
`
`
`
`
`Work Product:
`Counsel:
`
`Date:
`
`
`Work Product:
`Counsel:
`
`Date:
`
`
`Jurisdiction:
`
`
`
`
`Work Product:
`Nature of Case:
`Counsel:
`
`Date:
`
`
`Jurisdiction:
`
`
`
`
`Work Product:
`Nature of Case:
`Counsel:
`
`Date:
`
`
`Jurisdiction:
`
`
`
`
`Work Product:
`Nature of Case:
`Counsel:
`
`Date:
`
`
`Jurisdiction:
`
`
`
`
`Work Product:
`Nature of Case:
`Counsel:
`
`Date:
`
`
`
`
`
`
`Micron Ex. 1058, p. 3
`Micron v. Vervain
`IPR2021-01549
`
`

`

`Case:
`
`
`
`
`
`
`Case:
`
`
`Case:
`
`
`
`
`
`Fast Memory Erase, LLC v. Spansion et.al.
`
`
`
`
`
`Fast Memory Erase, LLC v. Spansion et.al.
`
`Silicon Storage Technology, Inc. v. Xicor, LLC
`
`Civil Case No. CV 10-01515
`Jurisdiction:
`United States District Court for the Northern District of California
`
`
`
`
`Expert report and declarations
`Work Product:
`Nature of Case: Matter concerning United States Reissue Patent RE38,370 on the
`process of flash memory cell.
`Counsel:
`
`Retained by Shore Chan Bragalone LLP (Contact Patrick Conroy)
`Date:
`
`
`6/11 – 10/11
`Jurisdiction:
`Civil Case No. 3:10CV-481
`
`
`
`
`United States District Court for the Northern District of Texas
`Declarations
`Work Product:
`Nature of Case:
`Defending Motion for Attorney Fees.
`Counsel:
`
`Retained by Shore Chan Bragalone LLP (Contact Patrick Conroy)
`Date:
`
`
`2/10 – 6/10
`Jurisdiction:
`Civil Case No. 3-08cv0977M
`
`
`
`
`United States District Court for the Northern District of Texas
`Work Product:
`Testifying expert: issuing expert report, declarations, and
`
`
`
`
`deposition taken.
`Nature of Case:
`Patent infringement case concerning minimizing source current
`during erase of Flash memory cell.
`Counsel:
`
`Retained by Shore Chan Bragalone LLP (Contact Patrick Conroy)
`Date:
`
`
`2/09 – 5/10
`10/07 to present: Technical Consultant
`Fish & Richardson, Serving as a testifying expert for the case of
`Macronix vs. Toshiba. Case involvement ended in ITC trial testifying
`for infringement and invalidity. Responsible for reviewing layout
`database in GDS formation and studying circuit schematics for
`gathering and reviewing of evidence, both for DI purpose and for
`infringement purpose.
`Gordon & Rees LLP, Served as a testifying expert for trade secret
`contention case of Triune Systems vs. Wayne Chen, et al., Case ended
`in settlement after summary jury trial. Responsible for gathering and
`reviewing of evidence, analyzed integrated circuits for technology
`features, issuing expert report, and video taped jury trial testimony.
`Fish & Richardson, Served as a testifying expert for the case of
`Macronix vs. Spansion. Case ended in settlement. Responsible for
`gathering and reviewing of evidence, both for DI purpose and for
`infringement purpose, issuing declaration on claim construction,
`giving technical tutorial, issuing expert report and expert rebuttal
`report.
`
`
`
`EXPERIENCE:
`
`
`
`
`
`
`
`
`
`
`
`Micron Ex. 1058, p. 4
`Micron v. Vervain
`IPR2021-01549
`
`

`

`
`
`
`
`
`
`Winston & Strawn. Served as a consulting expert for the case of
`Macronix vs. Spansion. Case ended in settlement. Responsible for
`gathering and reviewing of evidence, both for DI purpose and for
`infringement purpose.
`ShoreChanBragalone. Served as an expert witness for the case of
`Intersil vs. SST. Summary judgment was granted after claim charts
`and infringement contention were generated.
`Keranos, Serving as an expert witness for the case of Keranos, LLC vs.
`Analog Devices, Inc. et. al. Overseeing the generation of claim charts
`and coordinating efforts in reverse engineering work on integrated
`circuit products.
`
`ShoreChanBragalone. Served as an expert witness and testifying
`witness for the case of Fast Memory Erase, LLC vs. Spansion et al.
`(Performed claim construction, provided deposition testimony, and
`wrote expert report.)
`RPX Corporation. Evaluated flash memory and CMOS image sensor
`patent portfolios
`for
`licensing and acquisition consideration.
`Assessed qualitative merits of each patent (total 76 patents) and
`identified potential infringers and potential licensees. Generated
`numerous claim charts against potential
`infringers based on
`published patents, technical papers and datasheets.
`
`IBM Corp. Reviewed and evaluated IBM’s 180nm HV process
`
`
`
`
`technology against customer’s IP and applications, with a view toward
`IBM’s potential bid for customer’s process technology offerings.
`Assessed process compatibility and outlined gap/overlaps between
`IBM and customer.
`
`Law+. Worked as a technical expert for the lead attorney on several
`
`
`
`IP litigation cases in the area of flash memory and CMOS process
`technology. Assembled critical evidence to invalidate key patent
`claims. Generated claim charts for several patents.
` 10/07 to 4/11:
`Inventor and Partner. Developed an intellectual property (IP)
`portfolio (7 U.S. patents granted and 3 U.S. patent applications
`pending) on zero-cost CMOS-logic-compatible embedded flash
`memory. Successfully negotiated the acquisition of this IP portfolio by
`a major semiconductor company.
` 8/04 to 10/07: Maxim Integrated Products, San Jose, California
`Senior Scientist. Responsible for developing embedded non-volatile
`memory process technology for battery management products. Duties
`included supervising the development of integrated process flows at
`the 0.35µm and 0.18µm CMOS technology nodes. Analyzed and solved
`process-related reliability issues.
`
`Jonker, LLC
`
`
`
`
`
`
`
`
`
`Micron Ex. 1058, p. 5
`Micron v. Vervain
`IPR2021-01549
`
`

`

`
`
`
`
`
`
` 5/00 to 8/04:
` 2/00 to 5/00
`9/98 to 2/00
`
`
`
`Xilinx, Incorporated, San Jose, California
`
`Senior Manager. Responsible for developing non-volatile memory
`process technology for flash and CPLD products, as well as advanced
`CMOS process technology (75nm node). Duties included supervising
`the development of integrated non-volatile memory process flows at
`multiple CMOS technology nodes to meet product application
`requirements. Analyzed and solved process-related reliability issues.
`Progressant Technologies, Fremont, California
`Co-Founder. Facilitated IP development and sale of the company to
`Synopsys, Inc.
`
`Programmable Silicon Solutions, Sunnyvale, California
`Director of Process Engineering. Responsible for developing a fully
`logic compatible embedded flash memory technology for WSMC (a
`semiconductor foundry). Developed a new integrated process flow to
`implement a proprietary flash cell in a high-performance logic
`process, supervised
`testchip and product
`tapeout, process
`optimization, device optimization, and product yield enhancement.
`Applied interpersonal skills to align the goals of the foundry
`technology development group to that of PSS. Participated in the
`strategic planning of a technology roadmap and foundry strategy for
`the company.
`
`AMIC Technology, Santa Clara, California
`Director of Flash Technology. Responsible for developing 0.35µm
`ETOX-based flash memory technology. Prepared the business plan
`and technology roadmap. Developed a new integrated process flow,
`supervised testchip and product tapeout, process optimization, device
`optimization, and product yield enhancement.
`Altera Corp., San Jose, California
`Device Engineering Manager.
` Responsible
`for
`technology
`development, process integration, and foundry interface for 0.35µm
`generation of
`logic and EEPROM programmable
`logic device
`technology. Duties included project schedule planning, supervision of
`testchip and product tapeout, process optimization, and product yield
`enhancement.
`
`Information Storage Devices, San Jose, California
`Technology Development Manager/Program Manager. Led a project
`team of 10 in technology development, process integration, and first
`product introduction, with a new foundry. Duties included project
`schedule planning, supervision of testchip and product tapeout,
`process optimization, resolution of sorting
`issues and yield
`enhancement.
`
`Advanced Micro Devices, Sunnyvale, California
`
`9/97 to 9/98
` 5/96 to 9/97
`
`7/95 to 5/96
`
`5/92 to 7/95
`
`Micron Ex. 1058, p. 6
`Micron v. Vervain
`IPR2021-01549
`
`

`

` 1/89 to 4/92
`
`low-
` Led the development of
`Member of Technical Staff.
`energy/DINOR-type flash EPROM technology.
` Key
`individual
`contributor in optimizing the process and design of flash cell and
`periphery devices in AMD’s 0.5µm and 0.35µm flash EPROM
`technologies. Duties included process integration, device modeling,
`and development of
`triple-well
`technology and high-voltage
`transistors for negative gate erase operation.
`Texas Instruments, Dallas, Texas
`Member of Technical Staff. Research and development of 16Mb
`generation of flash EPROM technology, as well as a new generation of
`antifuse-based FPGAs. Duties included process integration, device
`modeling, high-voltage CMOS process integration, and investigation of
`a novel source-side injection mechanism for EPROM channel hot-
`electron programming.
`U.C. Berkeley Certificate of Distinction Award, 1983
`AEA Faculty Development Fellowship, 1983-1985
`AMD Spotlight Award, 1995
`
`
`
`
`AWARDS/HONORS
`
`Micron Ex. 1058, p. 7
`Micron v. Vervain
`IPR2021-01549
`
`

`

`PATENTS
`1. U.S. Patent 5,106,773, “Programmable Gate Array and Methods for Its Fabrication”
`(with K-L. Chen and H. Tigelaar), issued April 21, 1992.
`2. U.S. Patent 5,166,557, “Gate Array with Built-in Programmable Circuitry” (with K.-L.
`Chen), issued November 24, 1992.
`3. U.S. Patent 5,202,576, “Asymmetrical Non-Volatile Memory Cell, Arrays, and Methods
`for Fabricating the Same” (with M. Wong), issued April 13, 1993.
`4. U.S. Patent 5,219,782, “Sublithographic Antifuse and method for Manufacturing” (with
`K.-L. Chen), issued June 15, 1993.
`5. U.S. Patent 5,250,464, “Method of Making a Low Capacitance, Low Resistance Sidewall
`Antifuse Structure” (with M. Wong), issued October 5, 1993.
`6. U.S. Patent 5,264,384, “Method of Making a Non-Volatile Memory Cell” (with C. Kaya),
`issued November 23, 1993.
`7. U.S. Patent 5,300,803, “Source Side Injection Non-volatile Memory Cell,” issued April
`5, 1994.
`8. U.S. Patent 5,365,105, “Sidewall Antifuse Structure and Method for Making,” issued
`November 15, 1994.
`9. U.S. Patent 5,371,402, “Low Capacitance, Low Resistance Sidewall Antifuse Structure
`and Process” (with M. Wong), issued December, 1994
`10. U.S. Patent 5,395,797, “Antifuse Structure and Method of Fabrication,” issued March 7,
`1995.
`11. U.S. Patent 5,470,773, “Method of Protecting a Stacked Gate Edge in a Semiconductor
`Device from Self Aligned Source (SAS) Etch” (with Y. Sun and C. Chang), issued
`November 28, 1995.
`12. U.S. Patent 5,482,880, “Non-Volatile Memory and Fabrication Method,” (with C. Kaya),
`issued January 9 1996.
`13. U.S. Patent 5,517,443, “Method and System for Protecting a Stacked Gate Edge in a
`Semiconductor Device from Self Aligned Source (SAS) Etch in a Semiconductor
`Device,” issued May 14, 1996.
`14. U.S. Patent 5,521,867, “Adjustable Threshold Voltage Conversion Circuit” (with Jian
`Chen), issued May 28, 1996.
`15. U.S. Patent 5,534,455, “Method and System for Protecting a Stacked Gate Edge in a
`Semiconductor Device from Self Aligned Source (SAS) Etch in a Semiconductor
`Device,” issued July 9, 1996.
`16. U.S. Patent 5,541,875, “High Energy Buried Layer Implant To Provide A Low
`Resistance P-Well in A Flash EPROM Array” (with Jian Chen), issued May 28, 1996.
`17. U.S. Patent 5,590,076, “Channel Hot-Carrier Page Write,” issued December 31, 1996.
`
`Micron Ex. 1058, p. 8
`Micron v. Vervain
`IPR2021-01549
`
`

`

`18. U.S. Patent 5,596,531, “Method for Decreasing the Discharge Time of A Flash Memory
`Cell,” issued January 21, 1997.
`19. U.S. Patent 5,612,914, “Asymmetrical Non-volatile Memory Cell, Arrays and Methods
`for Fabricating Same” (with Man Wong), issued May 18, 1997.
`20. U.S. Patent 5,624,859, “Method for Providing Device Isolation and Off-State Leakage
`Current for a Semiconductor Device,” issued April 29, 1997.
`21. U.S. Patent 5,625,220, “Sublithographic Antifuse,” (with K.L. Chen), issued April 29,
`1997.
`22. U.S. Patent 5,646,430, “Non-volatile Memory Cell Having Lightly-Doped Source
`Region” (with C. Kaya), Issued July 8, 1997.
`23. U.S. Patent 5,650,964, “Method of Inhibiting Degradation of Ultra Short Channel
`Charge-carrying Devices during Discharge,” (with Jian Chen), Issued July 22, 1997.
`24. U.S. Patent 5,652,155, “Method for Making Semiconductor circuit Including Non-ESD
`Transistors with Reduced Degradation Due to an Impurity Implant,” Issued July 27,
`1997.
`25. U.S. Patent 5,656,509, “Method and Test Structure for Determining Gouging in a Flash
`EPROM Cell During SAS Etch,” Issued July 29, 1997
`26. U.S. Patent 5,661,059, “Boron Penetration to Suppress Short Channel Effect in P-
`channel Device,” Issued August 26, 1997.
`27. U.S. Patent 5,674,764, “Method of Making Asymmetrical Non-volatile Memory Cell,”
`Issued October 7, 1997.
`28. U.S. Patent 5,693,972, “Method and System for Protecting a Stacked Gate Edge in a
`Semiconductor Device from Self-Aligned Source (SAS) Etch in a Semiconductor
`Device,” Issued December 2, 1997.
`29. U.S. Patent 5,751,631, “Flash memory cell and a new method for sensing the content
`of the new memory cell,” Issued May 12, 1998
`30. U.S. Patent 5,789,295, “Method of Eliminating or Reducing Poly1 Oxidation at Stacked
`Gate Edge in Flash EPROM Process,” Issued August 4, 1998.
`31. U.S. Patent 5,814,854, “Highly scalable FLASH EEPROM cell,” Issued September 29,
`1998.
`32. U.S. Patent 5,814,864, “Semiconductor Circuit Including Non-ESD Transistors with
`Reduced Degradation Due to an Impurity Implant,” Issued September 29, 1998.
`33. U.S. Patent 5,912,836, “Circuit for Detecting Both Charge Gain and Charge Loss
`Properties in a Non-Volatile Memory Array,” Issued June 15, 1999.
`34. U.S. Patent 5,930,174, “Circuit and Method for Erasing Flash Memory Array,” Issued
`July 27, 1999.
`35. U.S. Patent 5,981,994, “Method and Semiconductor circuit for Maintaining Integrity of
`Field Threshold Voltage Requirements,” Issued November 9, 1999.
`
`Micron Ex. 1058, p. 9
`Micron v. Vervain
`IPR2021-01549
`
`

`

`36. U.S. Patent 5,995,418, “Circuit and Method for Erasing Flash Memory Array,” Issued
`November 30, 1999.
`37. U.S. Patent 6,026,017, “Compact nonvolatile memory,” Issued February 15, 2000.
`38. U.S. Patent 6,027,974, “Nonvolatile memory,” Issued February 22, 2000.
`39. U.S. Patent 6,088,263, “Non-volatile memory using substrate electrons,” Issued July
`11, 2000.
`40. U.S. Patent 6,091,636, “Flash memory cell and a new method for sensing the content
`of the new memory cell,” Issued July 18, 2000.
`41. U.S. Patent 6,127,225, “Memory cell having implanted region formed between select
`and sense transistors,” Issued October 3, 2000.
`42. U.S. Patent 6,159,800, “Method of forming memory cell,” Issued December 12, 2000.
`43. U.S. Patent 6,188,604, “Flash memory cell & array with improved pre-program and
`erase characteristics,” Issued February 13, 2001.
`44. U.S. Patent 6,185,133, “Flash EPROM using junction hot hole injection for erase,”
`Issued February 6, 2001.
`45. U.S. Patent 6,252,799, “Device with embedded Flash and EERPOM memories,” Issued
`June 26, 2001.
`46. U.S. Patent 6,326,265, “Device with Embedded Flash and EPROM Memories,” Issued
`December 4, 2001.
`47. U.S. Patent 6,417,550, “High voltage MOS devices with high gated-diode breakdown
`voltage and punch-through voltage,” Issued July 9, 2002.
`48. U.S. Patent 6,479,862, “Charge trapping device and method for implementing a
`transistor having a negative differential resistance mode,” Issued November 12, 2002.
`49. U.S. Patent 6,512,274, “CMOS-process compatible, tunable NDR (negative differential
`resistance) device and method of operating same,” Issued January 28, 2003.
`50. U.S. Patent 6,596,617, “CMOS compatible process for making a tunable negative
`differential resistance (NDR) device,” Issued July 22, 2003.
`51. U.S. Patent 6,624,026, “Nonvolatile Memory,” Issued September 23, 2003.
`52. U.S. Patent 6,680,245, “Method for making both a negative differential resistance
`(NDR) device and a non-NDR device using a common MOS process,” Issued January
`20, 2004.
`53. U.S. Patent 6,686,631, “Negative differential resistance (NDR) device and method of
`operating same,” Issued February 3, 2004.
`54. U.S. Patent 6,693,027, “Method for configuring a device to include a negative
`differential resistance (NDR) characteristic,” Issued February 17, 2004.
`55. U.S. Patent 6,700,155, “Charge trapping device and method for implementing a
`transistor having a configurable threshold,” Issued March 2, 2004.
`
`Micron Ex. 1058, p. 10
`Micron v. Vervain
`IPR2021-01549
`
`

`

`56. U.S. Patent 6,711,063, “EEPROM memory cell array architecture for substantially
`eliminating leakage,” Issued March 23, 2004.
`57. U.S. Patent 6,835,979, “Nonvolatile Memory,” Issued December 28, 2004.
`58. U.S. Patent 6,969,894, “Variable threshold semiconductor device and method of
`operating same,” Issued November 29, 2005.
`59. U.S. Patent 6,972,234, “High Voltage MOS Devices with High Gated-Diode Breakdown
`Voltage and Punch-through Voltage,” Issued December 6, 2005.
`60. U.S. Patent 6,972,465, “CMOS process compatible, tunable negative differential
`resistance (NDR) device and method of operating same,” Issued December 6, 2005.
`61. U.S. Patent 7,067,873, “Charge Trapping Device,” Issued June 27, 2006.
`62. U.S. Patent 7,091,077, “Method of directionally trimming polysilicon width,” Issued
`August 15, 2006.
`63. U.S. Patent 7,109,078, “CMOS compatible process for making a charge trapping
`device,” Issued September 19, 2006.
`64. U.S. Patent 7,301,194, “Shrinkable and highly coupled double poly EEPROM with
`Inverter,” Issued November 27, 2007.
`65. U.S. Patent 7,436,710, “EEPROM memory device with cell having NMOS in a P pocket
`as a control gate, PMOS program/erase transistor, and PMOS access transistor in a
`common well,” Issued October 14, 2008.
`66. U.S. Patent 7,535,758, “One or Multiple-Times Programming Device,” Issued May 19,
`2009.
`67. U.S. Patent 7,782,668, “Integrated circuit embedded with Non-volatile One-Time-
`Programmable and Multiple-Time Programmable memory,” Issued August 24, 2010.
`68. U.S. Patent 7,787,295, “Integrated circuit embedded with Non-volatile Multiple-Time
`Programmable memory having variable coupling,” Issued August 31, 2010.
`69. U.S. Patent 7,787,304, “Method of making integrated circuit embedded with Non-
`volatile One-Time-Programmable and Multiple-Time Programmable memory,” Issued
`August 31, 2010
`70. U.S. Patent 7,787,309, “Method of operating integrated circuit embedded with Non-
`volatile One-Time Programmable and Multiple-Time Programmable memory,” Issued
`August 31, 2010.
`71. U.S. Patent 7,791,955, “Method of erasing a block of memory cells,” Issued September
`7, 2010.
`72. U.S. Patent 7,835,184, “EEPROM memory cell with first-dopant-type control gate
`transistor, and second-dopant type program/erase and access transistors formed in
`common well,” Issued November 16, 2010
`73. U.S. Patent 7,835,186, “Method of programming a selected memory cell,” Issued
`November 16, 2010.
`
`Micron Ex. 1058, p. 11
`Micron v. Vervain
`IPR2021-01549
`
`

`

`“Integrated Circuit embedded with Non-Volatile
`74. U.S. Patent 7,852,672,
`programmable memory having variable coupling,” Issued December 14, 2010
`75. U.S. Patent 7,876,615, “Method of operating integrated circuit embedded with Non-
`Volatile programmable memory having variable coupling related application data,”
`Issued January 25, 2011
`76. U.S. Patent 7,920,426, “Non-volatile memory programmable through areal capacitive
`coupling,” Issued April 5, 2011
`77. U.S. Patent 7,944,750, “Multi-programmable Non-Volatile Memory Cell,” Issued May
`17, 2011
`78. U.S. Patent 8,203,861, “Non-Volatile One-Time Programmable and Multiple-Time
`Programmable Device,” Issued June 19, 2012
`79. U.S. Patent 8,208,299, “Integrated Circuit Embedded with Non-Volatile Programmable
`Memory Having Variable Coupling and Separate Read/Write Paths,” Issued June 26,
`2012
`80. U.S. Patent 8,300,470, “Two Terminal Programmable Hot Channel Electron Non-
`Volatile Memory,” Issued October 30, 2012
`81. U.S. Patent 8,305,805, “Common Drain Non-Volatile Multiple-Time Programmable
`Memory,” Issued November 6, 2012
`82. U.S. Patent 8,325,519, “Method of Operating Integrated Circuit Embedded with Non-
`Volatile Programmable Memory having Variable Coupling Ratio,” Issued December 4,
`2012.
`83. U.S. Patent 8,580,622, “Method of Making Integrated Circuit Embedded with Non-
`Volatile Programmable Memory having Variable Coupling,” Issued November 12,
`2013.
`84. U.S. Patent 8,582,342, “Non-Volatile One-Time-Programmable and Multiple-Time
`Programmable Memory Configuration Circuit,” Issued November 12, 2013.
`85. U.S. Patent 8,599,612, “Method of Operating Integrated Circuit Embedded with Non-
`Volatile Programmable Memory having Variable Coupling Related Application data,”
`Issued December 3, 2013.
`86. U.S. Patent 8,705,263, “Non-Volatile One-Time-Programmable and Multiple-Time
`Programmable Memory Configuration Circuit,” Issued April 22, 2014.
`87. U.S. Patent 8,988,103, “Capacitively Coupled Logic Gate,” Issued March 24, 2015.
`88. U.S. Patent 9,064,192, “Automatic Valid Vote Count Storage using Secure Embedded
`Non-Volatile Memory,” Issued June 23, 2015.
`89. U.S. Patent 9,224,739, “Method of Making Integrated Circuit Embedded with Non-
`Volatile Programmable Memory having Variable Coupling,” Issued December 29,
`2015.
`90. U.S. Patent 9,305,931, “Zero Cost NVM Cell Using High Voltage Devices in Analog
`Process,” Issued April 5, 2016.
`
`Micron Ex. 1058, p. 12
`Micron v. Vervain
`IPR2021-01549
`
`

`

`91. U.S. Patent 9,324,438, “Method of Operating Incrementally Programmable Non-
`Volatile Memory,” Issued April 26, 2016.
`92. U.S. Patent 9,558,813, “Method of Operating Incrementally Programmable Non-
`Volatile Memory,” Issued January 31, 2017.
`93. U.S. Patent 9,570,161, “Method of Operating Incrementally Programmable Non-
`Volatile Memory,” Issued February 14, 2017.
`94. U.S. Patent 9,570,175, “Incrementally Programmable Non-Volatile Memory,” Issued
`February 14, 2017.
`95. U.S. Patent 10,061,738, “Ephemeral Peripheral Device,” Issued August 28, 2018.
`96. U.S. Patent 10,115,467, “One time Accessible (OTA) Non-Volatile Memory,” Issued
`October 30, 2018.
`97. U.S. Patent 10,198,889, “Automatic Valid Vote Count Storage Using Secure Embedded
`Non-Volatile Memory,” Issued February 5, 2019
`98. U.S. Patent 10,559,700, “Zero Cost ANVM Cell Using High Voltage Devices in Analog
`Process,” Issued February 11, 2020.
`99. U.S. Patent 10,629,207, “Semiconductor CMOS Non-Volatile Memory Device,” Issued
`April 21, 2020
`
`
`(additional patent applications pending)
`
`Micron Ex. 1058, p. 13
`Micron v. Vervain
`IPR2021-01549
`
`

`

`PUBLICATIONS
`
`1. S.D. Leeke, D. K. Y. Liu and J. P. McVittie, “Plasma mode trench etching with direct
`hydrocarbon injection,” Materials Research Society Symposium Proceedings, Vol. 68,
`pp. 21-27, 1986.
`2. D. K. Y. Liu and J. D. Plummer, “A novel trench-injector power device with low ON-
`resistance and high switching speed,” IEEE Electron Device Letters, Vol. 9, No. 7, pp.
`321-323, 1988.
`3. D. M. Boisvert, D. K. Y. Liu and J. D. Plummer, “Circuit approaches to increasing IGBT
`switching speed,” IEEE Journal of Solid-State Circuits, Vol. 23, No. 5, pp. 1276-1279,
`1988.
`4. D. K. Y. Liu and J. D. Plummer, “Device physics and optimization of conductivity-
`modulated power MOSFET’s,” IEEE Transactions on Electron Devices, Vol. 35, No. 12,
`pp. 2457-2458, 1988.
`5. D. K. Y. Liu, K.-L. Chen, H. Tigelaar, J. Paterson and S. O. Chen, “Scaled dielectric antifuse
`structure for field-programmable gate array applications,” IEEE Electron Device
`Letters, Vol. 12, No. 4, pp. 151-153, 1991.
`6. M. Wong, D. K. Y. Liu, M. M. Moslehi and D. W. Reed, “Preoxidation treatment using
`HCl/HF vapor,” IEEE Electron Device Letters, Vol. 12, No. 8, pp. 425-426, 1991.
`7. D. K. Y. Liu, C. Kaya, M. Wong, J. Paterson and P. Shah, “Optimization of a source-side
`injection FAMOS cell for flash EPROM applications,” International Electron Devices
`Meeting Technical Digest, pp. 315-318, 1991.
`8. K.-L. Chen, D. K. Y. Liu, G. Misium, W. M. Gosney, S.-J. Wang, J. Camp and H. Tigelaar, “A
`sublithographic antifuse structure for field-programmable gate array applications,”
`IEEE Electron Device Letters, Vol. 13, No. 1, pp. 53-55, 1992.
`9. K. T. San, C. Kaya, D. K. Y. Liu, T. P. Ma, and P. Shah, “A new technique for determining
`capacitive coupling coefficients in flash EPROMs,” IEEE Electron Device Letters, Vol. 13,
`No. 6, pp. 328-331, 1992.
`10. C. Kaya, D. K. Y. Liu, J. Paterson and P. Shah, “Buried source-side injection (BSSI) for
`flash EPROM programming,” IEEE Electron Device Letters, Vol. 13, No. 9, pp. 465-467,
`1992.
`11. M. Wong, D. K. Y. Liu and S. S.-W. Huang, “Analysis of the subthreshold slope and the
`linear transconductance techniques for the extraction of the capacitance coupling
`coefficients of floating-gate devices,” IEEE Electron Device Letters, Vol. 13, No. 11, pp.
`566-568, 1992.
`12. D. K. Y. Liu and J. D. Plummer, “Design and analysis of a new conductivity-modulated
`power MOSFET,” IEEE Transactions on Electron Devices, Vol. 40, No. 2, pp. 428-438,
`1993.
`13. J. Z. Peng, S. Haddad, H. Fang, C. Chang, S. Longcor, B. Ho, Y. Sun, D. Liu, Y. Tang, J. Hsu,
`S. Luan, J. Lien, “Flash EPROM endurance simulation using physics-based models,” In
`International Electron

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket