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`Filing Date
`2009-09-18
`INFORMATION DISCLOSURE First Named Inventor|GANT, Thomas G.
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`2830993
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`LOTZ, Wolfgang
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`FOSTER, Robert
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`2002-08-27
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`KEINANetal.
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`Auspex Exhibit 2025
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`IPR2021-01507
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`Auspex Exhibit 2025
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`IPR2021-01507
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`Application Number 12562621
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`
`Filing Date
`2009-09-18
`INFORMATION DISCLOSURE
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`First Named Inventor|GANT, Thomas G.
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
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`20100113496
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`GANT, ThomasG. et al
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`WILLIS, Gregory
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`7
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`20120003330
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`Al
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`GANT, ThomasG. et al
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`1
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`199526325
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`1995-10-05
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`Isotechnika, Inc.
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`EFS Web 2.1.17
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`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
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`Auspex Exhibit 2025
`Apotex v. Auspex
`IPR2021-01507
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`Auspex Exhibit 2025
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`IPR2021-01507
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`Application Number 12562621
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`Filing Date
`2009-09-18
`INFORMATION DISCLOSURE First Named Inventor|GANT, Thomas G.
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`STATEMENT BY APPLICANT
`Art Uninit
`| 1614
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`( Not for submission under 37 CFR 1.99)
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`Examiner Name
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`Attorney Docket Number
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`| APX0125-201-US
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`2007130365
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`=o
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`aaiO
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`2007-11-15
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`University of
`Pennsylvania, University
`of Michigan
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`2008058261
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`=S
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`=
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`2008-05-15
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`Neurocrine Biosciences,
`Inc
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`2005077946
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`=5
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`=
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`2005-08-25
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`Cambridge Laboratories
`Limited
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`2
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`2009124357
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`2010018408
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`=oO
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`>
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`2010-04-22
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`Auspex Pharmaceuticals,
`Inc.
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`2010-06-17
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`Auspex Pharmaceuticals,
`Inc.
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`2011-02-17
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`Biovail Laboratories
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`International
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`2009-10-15
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`Eutick, Malvin
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`2010-02-18
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`Biovail Laboratories
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`International
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`Columbia University in
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`the City of New York
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`11
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`2009003226
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`=S
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`=
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`2009-01-08
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`Clarencew PTY LTD
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`Prestwick
`=o
`aBo
`2006-05-18
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`12|2006053067 Pharmaceuticals, Inc.
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`Auspex Exhibit 2025
`Apotex v. Auspex
`IPR2021-01507
`Page 3
`
`Auspex Exhibit 2025
`Apotex v. Auspex
`IPR2021-01507
`Page 3
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`

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`
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`Application Number 12562621
`
`
`Filing Date
`2009-09-18
`INFORMATION DISCLOSURE First Named Inventor|GANT, Thomas G.
`
`
`STATEMENT BY APPLICANT
`Art Uninit
`| 1614
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`( Not for submission under 37 CFR 1.99)
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`TS
`Initials
`No
`:
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`publisher, city and/or country where published.
`
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`Browne, T.R.; Chapter 2. Isotope Effect: Implications for Pharmaceutical Investigations, Pharm_Lib_1997_13
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`Browne, T.R. et al; Pharmacokinetic Equivalence of Stable-Isotope-Labeled and Unlabeled Drugs. Phenobarbitalin
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`Ol
`Burm, AGLet al.; Pharmacokinetics of Lidocaine and bupivacaine and stable isotope-labeled analogs: a study in
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`Elison, C et al.;Effect of Deuteration of N-CH$_{3}$ Group on Potency and Enzymatic N-Demethylation of Morphine, O
`Science, 1961, 134(3485), 1078-9
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`Farmer, PB,et al Synthesis, Metabolism, and Antitumor Activity of Deuterated Analogues of 1-{2-Choloroethyl}3-
`cyclohexyl-1-nitrosourea, Joumal of Medicinal Chemistry, 1978, Vol. 21, No. 6, 514-20
`
`Ol
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`EFS Web 2.1.17
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`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
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`/R.D./
`
`Auspex Exhibit 2025
`Apotex v. Auspex
`IPR2021-01507
`Page 4
`
`Auspex Exhibit 2025
`Apotex v. Auspex
`IPR2021-01507
`Page 4
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`

`

`Application Number 12562621
`
`
`Filing Date
`2009-09-18
`INFORMATION DISCLOSURE First Named Inventor|GANT, Thomas G.
`
`
`STATEMENT BY APPLICANT
`Art Uninit
`| 1614
`
`( Not for submission under 37 CFR 1.99)
`
`Examiner Name
`
`Attorney Docket Number
`
`| APX0125-201-US
`
`Fisher, MB,et al.;The complexities inherent in attempts to decrease drug clearance by blocking sites of CYP-mediated Ol
`metabolism, Curr Opin Drug Discov Develop: 2006, 9(1), 101-9
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`Helfenbein, J et al.; Isotopic Effect Study of Propofol Deuteration on the Metabolism, Activity, and Toxicity of the
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`Kushner, DJ et al.; Pharmacological uses and perspectives of heavy water and deuterated compounds, Can J Phys
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`Mamada, K et al.; Pharmacokinetic Equivalence of Deuterium-Labeled and Unlabeled Phenytoin, Drug Metabolism
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`Nelson, SD et al.; Primary and B-Secondary Deuterium Isotope Effects in N-Deethylation Reactions, Journal of
`Medicinal Chemistry, 1975, Vol. 18, No. 11
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`Pohl, LR et al.; Determination of toxic Pathways of Metabolism by Deuterium Substitution,
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`Rampe,D et al.; Deuterated Analogs of verapamil and nifedipine. Synthesis and biological activity, Eur J Med Chem
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`Auspex Exhibit 2025
`Apotex v. Auspex
`IPR2021-01507
`Page 5
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`
`Application Number
`12562621
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`Filing Date
`2009-09-18
`INFORMATION DISCLOSURE First Named Inventor|GANT, Thomas G.
`
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`STATEMENTBY APPLICANT |,
`[tera
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`( Not for submission under 37 CFR 1.99)
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`Examiner Name
`
`Attorney Docket Number
`
`| APX0125-201-US
`
`
`
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`
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`19
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`DaSilva, JN et al.; Synthesis of [11C]Tetrabenazine, a Vesicular Monoamine Uptake Inhibitor, for PET Imaging
`Studies, Appl. Radiat. Isot. Vol. 44, No. 4, pp. 673-676, 1993
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`Bloavailability and Dose Dependency Studies, Drug Met Disp. 1987, 15(2), 250-255
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`Paleacu, D et al.; Tetrabenazine Treatment in Movement Disorders, Clin Neuropharmacol 2004°27:230-233
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`Popp, FDet al.; Synthesis of potential antineoplastic agents XXVI: 1,3,4,6,7,11b-hexahydro-9, 10-dimethoxy-2H-benzo Ol
`[a]2-quinolizinone derivatives, Journal of Pharmaceutical Sciences, 1978, 67(6), 871-873
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`4 Roberts, MS et al.; The Pharmacokinetics of Tetrabenazine and its Hycroxy Metabolite in Patients Treated for
`Involuntary Movement Disorders, Eur J Clin Pharmacol {1986) 29: 703-768
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`Pharmacology, 1966, 15, 645-655
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`Environmental Mass Spectrometry, 1987, 14, 653-657
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`
`
`
`|
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
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`/R.D./
`
`Auspex Exhibit 2025
`Apotex v. Auspex
`IPR2021-01507
`Page 6
`
`Auspex Exhibit 2025
`Apotex v. Auspex
`IPR2021-01507
`Page 6
`
`

`

`
`
`Application Number 12562621
`
`
`Filing Date
`2009-09-18
`INFORMATION DISCLOSURE First Named Inventor|GANT, Thomas G.
`
`
`STATEMENT BY APPLICANT
`Art Uninit
`| 1614
`
`( Not for submission under 37 CFR 1.99)
`
`Examiner Name
`
`Attorney Docket Number
`
`| APX0125-201-US
`
`Dyck et al.; EFFECTS OF DEUTERIUM SUBSTITUTION ON THE CATABOLISM OF BETA-PHENETHYLAMINE: AN Ol
`IN VIVO STUDY", J. Neurochem., 1986, 46(2)}, 399-404
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`Wolenet al.; THE APPLICATION OF STABLE ISOTOPES TO STUDIES GF DRUG BIOAVAILIBILITY AND
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`Paleacu et al.,Tetrabenazine Treatment in Movement Disorders ,Clin. Neuropharmacol., 2064, 27(5), 230-233.
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`Apotex v. Auspex
`IPR2021-01507
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`Apotex v. Auspex
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`Application Number 12562621
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`Filing Date
`2009-09-18
`INFORMATION DISCLOSURE First Named Inventor|GANT, Thomas G.
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`STATEMENT BY APPLICANT
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`Auspex Exhibit 2025
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`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need far
`the information in order to perform a contract. Recipients of information shall be required to comply with the
`requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
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`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records
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`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of
`National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
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`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or
`his/her designee, during an inspection of records conducted by GSA as part of that agency's responsibility ta
`recommend improvements in records managementpractices and programs, under authority of 44 U.S.C. 2904 and
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`A record from this system of records may be disclosed, as a routine use, to the public after either publication of
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`referenced by either a published application, an application open to public inspections or an issued patent.
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`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes awareof a violation or potential violation of law or regulation.
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/R.D./
`
`Auspex Exhibit 2025
`Apotex v. Auspex
`IPR2021-01507
`Page 9
`
`Auspex Exhibit 2025
`Apotex v. Auspex
`IPR2021-01507
`Page 9
`
`

`

`PTO/SB/08a (01-10)
`Doc code: IDS
`Approved for use through 07/31/2012. OMB 0651-0031
`:
`:
`.
`U.S. Patent and Tradamark Office: U.S. DEPARTMENT OF COMMERCE
`Doc description: Information Disclosure Statement (IDS) Filed
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
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`
`Application Number
`12562621
`
`Filing Date
`2009-09-18
`
`INFORMATION DISCLOSURE
`First Named Inventor|GANT, Thomas G.
`
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Art Unit
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`| 1625
`
`Examiner Name
`
`DESAI, RITA J
`
`| APX0125-201-US
`
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`Initial* No|Number? Code? | Code4| Date PP Passages or Relevant
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`Document
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`RD! 2008-05-29|Rigel Pharmaceuticals1 2008064274 Wo Al |
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`PPA
`ad
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`AAD/ 2006-07-27|Rigel Pharmaceuticals|2 2006078846 ie) Al CI
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`Auspex Exhibit 2025
`Apotex v. Auspex
`IPR2021-01507
`Page 10
`
`Auspex Exhibit 2025
`Apotex v. Auspex
`IPR2021-01507
`Page 10
`
`

`

`
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`
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`
`
`Include nameof the author (in CAPITAL LETTERS},title of the article (when appropriate),title of the item
`Examiner] Cite
`TS
`(book, magazine, joumal, serial, symposium, catalog, etc}, date, pages(s), volume-issue number(s),
`Initials*|No
`
`publisher, city and/or country where published.
`
`Ol
`Gant et al, Benzoquinoline Inhibitors of Vesicular Monoamine Transporter 7, Auspex Pharmaceuticals, Inc_,
`1
`(RD
`W0O2010044981 International Preliminary Report on Patentability, Publication Date: 4/22/2010.
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`O
`Gantet al., Benzoquinoline Inhibitors of VMAT2, Auspex Pharmaceuticals, Inc., WO 2011106246 International
`|2
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`Preliminary Report on Patentability, Publication Date: 9/1/2611.
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`pps |fo _
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`RDS|4 Gantet al., Benzoquinoline Inhibitors of Vesicular Monoamine Transporter 2, Auspex Pharmaceuticals,Inc., O
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`EP2009820972 - Prosecution History, Downloaded 10/3/2012.
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`Gant et al, Benzoquinoline Inhibitors of Vesicular Monoamine Transporter 7, Auspex Pharmaceuticals, Inc., N7591614 Ol
`15
`- Office Action, Publication Date: 2011-07-21.
`iR.D
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`RD 6
`aes
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`Gantet al., Benzoquinoline Inhibitors of Vesicular Monoamine Transporter 2, Auspex Pharmaceuticals, Inc., N7591615 O
`- Notice of Acceptance, Publication Date: 2012-06-27.
`
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`EXAMINER SIGNATURE
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`Include copy of this form with next communication to applicant.
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`2 Enter office that issued the document, by the two-letter code (WIPO
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`Standard ST.3). * For Japanese patent documents,the indication of the year of the reign of the Emperor must precede the serial numberof the patent document.
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`
`Application Number 12562621
`
`
`Filing Date
`2009-09-18
`INFORMATION DISCLOSURE First Named Inventor|GANT, Thomas G.
`
`
`STATEMENT BY APPLICANT
`Art Uni
`wo
`nit
`| 1625
`
`( Not for submission under 37 CFR 1.99)
`Examiner Name
`
`DESAI, RITA J
`
`| APX0125-201-US
`
` Attorney Docket Number
`
`Auspex Exhibit 2025
`Apotex v. Auspex
`IPR2021-01507
`Page 11
`
`

`

`Filing Date
`2009-09-18
`
`INFORMATION DISCLOSURE First Named Inventor|GANT, Thomas G.
`
`
`STATEMENT BY APPLICANT
`Art Uni
`wo
`nit
`| 1625
`
`( Not for submission under 37 CFR 1.99)
`Examiner Name
`
`DESAI, RITA J
`
`| APX0125-201-US
`
` Attorney Docket Number
`
`
`
`Application Number 12562621
`
`Please see 37 CFR 1.97 and 1.98 to makethe appropriate selection(s):
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`CERTIFICATION STATEMENT
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`That no item of information contained in the information disclosure statement was cited in a communication from a
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`foreign patent office in a counterpart foreign application, and, to the knowledge of the person signing the certification
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`Signature
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`Name/Print
`
`{Dennis A. Bennett/
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`Dennis A. Bennett
`
`Date (YYYY-MM-DD)
`
`2012-10-10
`
`Registration Number
`
`34,547
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the
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`VA 22313-1450.
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`EFS Web 2.1.17
`
`Auspex Exhibit 2025
`Apotex v. Auspex
`IPR2021-01507
`Page 12
`
`Auspex Exhibit 2025
`Apotex v. Auspex
`IPR2021-01507
`Page 12
`
`

`

`Privacy Act Statement
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`attached form related to a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advised
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`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act
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`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need far
`the information in order to perform a contract. Recipients of information shall be required to comply with the
`requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records
`may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property Organizatian, pursuant
`to the Patent Cooperation Treaty.
`
`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of
`National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
`
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or
`his/her designee, during an inspection of records conducted by GSA as part of that agency's responsibility ta
`recommend improvements in records managementpractices and programs, under authority of 44 U.S.C. 2904 and
`2906. Suchdisclosure shall be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any otherrelevant(i.e., GSA or Commerce) directive. Such disclosure shall not be used to make
`determinations aboutindividuals.
`
`A record from this system of records may be disclosed, as a routine use, to the public after either publication of
`the application pursuant te 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a record
`may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the public if the record was filed in
`an application which became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspections or an issued patent.
`
`9.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes awareof a violation or potential violation of law or regulation.
`
`EFS Web 2.1.17
`
`Auspex Exhibit 2025
`Apotex v. Auspex
`IPR2021-01507
`Page 13
`
`Auspex Exhibit 2025
`Apotex v. Auspex
`IPR2021-01507
`Page 13
`
`

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