Case &2i-cv-00531-A04& Document3 Filed OS/28/21 Page Lott
`
`AO 126 (Rev. 08/10}
`
`TO:
`
`Mail Stop8
`
`Birector of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`|
`
`|
`
`REPORTON THE
`
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`in Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 vou are hereby advised that a court action has been
`for the Western District of Texas Waco Division on the folowing
`
`Sled in the U.S. District Court
`PF] Trademarks or
`ff Patents.
`[[] the patent action involves 35 U.S.C. § 292.3:
`(
`
`DOCKET NO,
`6:21-ov-531
`PLAINTIFF
`MEMORYWEB, LLC
`
`DATE FELED
`05/25/2024
`
`U.S. DISTRICT COURT
`for the Western District of Texas Waco Division
`[DEFENDANT
`| APPLE, INC.
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`DEMARK
`DATER
`OR
`ER
`SIA.
`HOLDER OF PATENT OR TRADEM
`
`DATE INCLUDED
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`
`In the above—cniitied case, the following patent(s)/ trademark(s) have been included:
`
`[i Cross Bill
`
`[| Other Pleading
`
`SL
`
`
`OF TRADEMARK
`(BY) DEPUTY CLERE.
`
`in the above---entitied case, the following decision las been rendered or judgement issued:
`DECTSIONSUDGEMENT
`
`Copy 1-—Upon initiation of action, mail this copy te Director Copy 3--Upon termination of action, mail this capy te Birector
`Copy 2--Upos Sling document adding patent(s}, mail this copy te Director Capy 4-—Case fe copy
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`APPLICATION NO.
`
`: 9,552,376 B2
`: 14/193426
`
`DATED
`INVENTOR(S)
`
`: January 24, 2017
`: Desmondetal.
`
`Page 1 of 1
`
`It is certified that error appears in the above-identified patent and that said Letters Patent is hereby corrected as shown below:
`
`In the Claims
`
`Column 35, Line 54 Claim 1, Line 43, replace “a majority portion of a screenshot of the video
`display” with --a majority portion of a second screenshotof the video display--.
`
`Signed and Sealed this
`Eighteenth Day of April, 2017
`
`Wihtle Ho Lea
`
`Michelle K. Lee
`
`Director ofthe United States Patent and Trademark Office
`
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`Attorney Docket No.: 069366-000002USP1
`(PATENT)
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re Patentof:
`Christopher J. Desmond,etal.
`
`Customer No.: 70001
`
`Patent No.: 9,552,376 B2
`
`Confirmation No.: 7079
`
`Issued: January 24, 2017
`
`Art Unit: 2165
`
`For. METHOD AND APPARATUS FOR
`MANAGINGDIGITAL FILES
`
`Examiner: Hicks, MichaelJ.
`
`REQUEST FOR CERTIFICATE OF CORRECTION
`PURSUANTTO 37 C.F.R.§
`1.322
`
`Certificate of Correction Branch
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`
`Dear Commissioner:
`
`In reviewing the above-identified patent, an error was discovered in claim 1 requiring
`
`correction. A proposed Certificate of Correction (PTO/SB/44) is submitted herewith to reflect
`
`the following correction:
`
`At Column 35, Line 54 (Claim 1, Line 43), please replace “a majority portion of a
`screenshot of the video display” with --a majority portion of a second screenshot of the
`video display--.
`
`4829-1636-6147.1
`
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`Request for Certificate of Correction
`Page 2 of 2
`
`This mistake was incurred through the fault of the Patent Office and wasnot found in the
`
`application as filed, with the mistake being disclosed in the records of the Office.
`
`Applicant believes that no fee is required with this Request. However, the Director is
`
`hereby authorized to charge any fee required or credit any overpayment to deposit account
`
`number 50-4181 (069366-000002USP1).
`
`Dated: February 24, 2017
`
`Respectfully submitted,
`
`By:
`
` /Bradley M. Taub — Reg. 67,300/
`Bradley M. Taub
`Registration No.: 67,300
`NIXON PEABODY LLP
`70 West MadisonStreet
`Suite 3500
`Chicago,Illinois 60602 (312) 425-8563
`— Direct Phone
`(312) 977-4405 — Facsimile
`Attorneys for Patentee
`
`4829-1636-6147.1
`
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`PTO/SB/44 (09-07)
`Approved for use through 08/31/2013. OMB 0651-0033
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit displays a valid OMB control number.
`Also Form PTO-1050
`
`UNITED STATES PATENT AND TRADEMARKOFFICE
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`
`: 9,552,376
`
`APPLICATION NO.: 14/193,426
`
`ISSUE DATE
`
`: January 24, 2017
`
`INVENTOR(S) Christopher J. Desmond, et al.
`
`display" with --a majority portion of a second screenshotof the video display--.
`
`It is certified that an error appears or errors appear in the above-identified patent and that said Letters Patent
`is hereby corrected as shown below:
`
`IN THE CLAIMS:
`
`At Column 35, Line 54 (Claim 1, Line 43), please replace "a majority portion of a screenshotof the video
`
`MAILING ADDRESS OF SENDER(Please do not use customer number below):
`
`Bradley M. Taub
`Nixon Peabody LLP, 70 West Madison Street, Suite 3500, Chicago, Illinois 60602
`
`This collection of information is required by 37 CFR 1.322, 1.323, and 1.324. The information is required to obtain or retain a benefit by the public whichis tofile
`(and by the USPTOto process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 1.0 hour to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amountof time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer,
`U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO:Attention Certificate of Corrections Branch, Commissionerfor Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`!f you needassistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
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`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonmentof the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom ofInformation Act (6 U.S.C. 552) and the Privacy Act (6 U.S.C 552a). Records from
`this system of records maybe disclosed to the Department of Justice to determine whether
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`A record from this system of records may be disclosed, as a routine use, in the course of
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`A record in this system of records may be disclosed, as a routine use, to a Member of
`Congress submitting a request involving an individual, to whom the record pertains, when the
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`A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records maybe disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`A record from this system of records may bedisclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency’s responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (/.e., GSA or Commerce) directive. Such disclosure shall not
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`A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, aS a routine use, to the public if the record wasfiled in an application which
`became abandonedor in which the proceedings were terminated and which application is
`referenced byeither a published application, an application open to public inspection or an
`issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomesawareof a violation or potential
`violation of law or regulation.
`
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`International Application Number:
`
`Confirmation Number:
`
`7079
`
`Title of Invention:
`
`METHOD AND APPARATUS FOR MANAGING DIGITAL FILES
`
`Electronic AcknowledgementReceipt
`
`Application Number:
`
`14193426
`
`
`
`ee
`a
`
`Paymentinformation:
`
`Submitted with Payment
`
`File Listing:
`
`Pages|"Number"|__PeewnentDesaition|FileName Message Digest (ifappl.)
`
`Document
`
`sigs
`
`
`
`File Size(Bytes)/
`
`Multi
`
`Requestfor Certificate of Correction
`
`069366-2USP1_Request_for_C
`ertificate_of_Correction.pdf
`
`£63 11672f447d5fa917af2761 ce238d 16b5d6
`
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`Requestfor Certificate of Correction
`
`069366-2USP1_Proposed_Certi
`ficate_of_Correction.pdf
`
`161154
`
`484f62358e591ecc971879ebbea269b3acd
`32b0F
`
`Information:
`
`Information:
`
`the application.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shownon this AcknowledgementReceiptwill establish the international filing date of
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`AcknowledgementReceiptwill establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptanceof the application as a
`national stage submission under35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
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`

`To:
`From:
`Ce:
`Subject:
`
`docketingchicago@nixonpeabody.com, ipairlink@nixonpeabody.com,
`PAIR_eOfficeAction@uspto.gov
`PAIR_eOfficeAction@uspto.gov
`Private PAIR Correspondence Notification for Customer Number 70001
`
`Jan 05, 2017 03:33:39 AM
`
`Dear PAIR Customer:
`
`NIXON PEABODY LLP
`70 West Madison Street, Suite 3500
`CHICAGO, IL 60602
`UNITED STATES
`
`The following USPTO patent application(s) associated with your Customer Number, 70001 , have
`new outgoing correspondence. This correspondenceis now available for viewing in Private PAIR.
`
`The official date of notification of the outgoing correspondencewill be indicated on the form PTOL-90
`accompanying the correspondence.
`
`Disclaimer:
`The list of documents shownbelow is provided as a courtesy and is not part of the official file
`wrapper. The content of the images shownin PAIR is the official record.
`
`Application
`14193426
`
`Document
`ISSUE.NTF
`
`Mailroom Date
`01/04/2017
`
`Attorney Docket No.
`069366-000002USP1
`
`To view your correspondenceonline or update your email addresses, please visit us anytime at
`https ://sportal.uspto.gov/secure/myportal/privatepair.
`
`If you have any questions, please email the Electronic Business Center (EBC) at EBC@uspto.gov
`with 'e-Office Action’ on the subjectline or call 1-866-217-9197 during the following hours:
`
`Monday- Friday 6:00 a.m. to 12:00 a.m.
`
`Thank you for prompt attention to this notice,
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`PATENT APPLICATION INFORMATION RETRIEVAL SYSTEM
`
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`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Vatent and TrademarkOffice
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`www.uspto.g:
`Alexandria, Virginia 22313-1450
`
`APPLICATION NO.
`
`14/193,426
`
`ISSUE DATE
`
`01/24/2017
`
`70001
`
`7590
`
`01/04/2017
`
`NIXON PEABODY LLP
`70 West MadisonStreet, Suite 3500
`CHICAGO,IL 60602
`
`PATENT NO.
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATION NO.
`
`9552376
`
`069366-000002USP1
`
`7079
`
`The projected patent numberandissue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 81 day(s). Any patent to issue from the above-identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) wasfiled in the above-identified application, the filing date that
`determines Patent Term Adjustmentis the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEBsite (http://pair-uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM)at (571)-272-4200.
`
`APPLICANT(s)(Please see PAIR WEBsite http://pair.uspto.gov for additional applicants):
`
`MemoryWeb, LLC, Chicago,IL;
`Christopher J. Desmond, Glen Ellyn, IL;
`Nancy L. Desmond, Glen Ellyn,IL;
`L. Michael Taylor, Chicago, IL;
`
`The United States represents the largest, most dynamic marketplace in the world andis an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`worksto encourage andfacilitate business investment. To learn more about why the USAis the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA gov.
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`IR103 (Rev. 10/09)
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`Doc Code:
`
`IFEE
`
`PTOL/85B-EFS
`
`DocumentDescription: Issue Fee Payment (PTO-85B)
`
`Issue Fee Transmittal Form
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`Atty. Docket No.
`
`Confirmation No.
`
`14193426
`
`28-Feb-2014
`
`Christopher Desmond
`
`069366-000002USP1
`
`7079
`
`METHOD AND APPARATUS FOR MANAGING DIGITAL FILES
`
`TITLE OF INVENTION :
`
`
`
`EXAMINER
`
`
`
`
`Prev. Paid Fee
`
`EntityStatus
`
`ApplicationType |Class-Subclass
`
`Utility under 35 USC 111(a)|2165 736000 MICHAEL HICKS
`
`Issue Fee Due
`
`Publication Due
`
`Total Fee(s) Due
`
`1.Change of Correspondence Addressand/or Indication Of Fee Address (37 CFR 1.33 & 1.363)
`Current Correspondence Address:
`Current Indicated Fee Address:
`
`70001
`NIXON PEABODYLLP
`
`70 West Madison Street, Suite 3500
`
`CHICAGO IL 60602
`UNITED STATES
`312-977-4400
`docketingchicaga@nixonpeabody.com
`
`Og Change of correspondence address requested, system
`generated AIA/122-EFS form attached
`
`g Fee Address indication requested, system generated SB/47-EFS
`form attached
`
`2.Entity Status
`
`Changein Entity Status
`
`Applicant certifying micro entity status; system generated Micro Entity certification form attached. See 37 CFR 1.29.
`Note: Absenta valid certification of micro entity status, issue fee payment in the micro entity amountwill not be accepted at the risk of application abandonment.
`O If this box is checked, you will be prompted to choose a micro entity status on the gross incomebasis (37 CFR 1.29(a)) or the institution of higher education basis
`(37 CFR 1.29(d)), and make the applicable certification online.
`
`© Applicant asserting small entity status. See 37 CFR 1.27.
`Note:If the application was previously under micro entity status, checking this boxwill be taken to be a notification of loss of entitlement to micro entity status.
`
`O Applicant changing to regular undiscountedfee status.
`
`Note: Checking this box will be taken to be a notification of loss of entitlement to small or micro entity status, as applicable.
`
`WEB IFEE 1.0
`
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`Doc Code:
`
`IFEE
`
`PTOL/85B-EFS
`
`DocumentDescription: Issue Fee Payment (PTO-85B)
`
`3.The Following Fee(s) Are Submitted:
`
`Issue Fee
`
`X
`
`[_] Publication Fee
`
`[_] Advance Order - # of copies
`
`4.Firm and/or Attorney NamesTo Be Printed
`NOTE: If no nameis listed, no namewill be printed
`For printing on the patentfront page,list to be displayed as entered
`
`1. NIXON PEABODY LLP
`
`g | authorize USPTO to apply mypreviously paid issue fee to the
`current fees due
`
`[_]
`
`The Director is hereby authorized to apply my previously paid
`issue fee to the current fee due and to charge deficient fees to
`Deposit Account Number
`
`If in addition to the payment of the issue fee amount submitted
`with this form, there are any discrepancies in any amount(s) due,
`the Director is authorized to charge any deficiangy, or credit any
`overpayment, to Deposit Account Number—__
`Xl The issue fee must be submitted with this form. If payment of
`the issue fee does not accompanythis form, checking this box
`and providing a deposit account numberwill NOT be
`effective to satisfy full payment of the fee(s) due.
`
`5.Assignee Name(s) and Residence Data To BePrinted
`PLEASE NOTE:Unless an assigneeis identified below, no assignee data will appear on the patent.If an assigneeis identified below, the document has been filed for
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute forfiling an assignment.
`
`Name
`
`City
`
`State
`
`Country
`
`Category
`
`MemoryWeb, LLC
`
`Chicago
`
`ILLINOIS
`
`united states
`
`other
`
`6.Signature
`
`| certify, in accordance with 37 CFR 1.4(d)(4) that | am an attorneyor agent registered to practice before the Patent and Trademark Office who has filed and has been granted
`powerof attorney in this application. | also certify that this Fee(s) Transmittal form is being transmitted to the USPTO via EFS-WEB onthe date indicated below.
`
`Signature
`
`/Bradley M. Taub/
`
`12-12-2016
`
`Registration Number|67300
`
`Name
`
`Bradley Michael Taub
`
`WEB IFEE 1.0
`
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`Electronic Patent Application Fee Transmittal
`
`Quantity
`
`Miscellaneous-Filing:
`
`Patent-Appeals-and-Interference:
`
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`Title of Invention:
`
`METHOD AND APPARATUS FOR MANAGING DIGITAL FILES
`
`First Named Inventor/Applicant Name:
`
`Christopher J. Desmond
`
`Attorney Docket Number:
`
`069366-000002USP1
`
`Filed as Small Entity
`
`Filing Fees for Utility under 35 USC 111(a)
`
`Description
`
`Fee Code
`
`Sub-Total in
`
`USD(S)
`
`Basic Filing:
`
`PUBL. FEE- EARLY, VOLUNTARY, OR NORMAL
`
`1504
`
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`Post-Allowance-and-Post-Issuance:
`
`Total in USD ($)
`
`Extension-of-Time:
`
`Miscellaneous:
`
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`International Application Number:
`
`Confirmation Number:
`
`7079
`
`Title of Invention:
`
`METHOD AND APPARATUS FOR MANAGING DIGITAL FILES
`
`Electronic AcknowledgementReceipt
`
`Application Number:
`
`14193426
`
`
`
`ee
`a
`
`Paymentinformation:
`
`MemoryWeb Ex. 200
`
`[Pepotacon
`
`a T
`
`he Director of the USPTO is hereby authorized to charge indicated fees and credit any overpaymentas follows:
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`File Listing:
`
`Pages
`Multi
`File Size(Bytes)/
`DocumentDescription
`Document
`
`
`
`Number Message Digest|Part/.zip|P (if appl.)
`
`1
`
`Issue Fee Payment (PTO-85B)
`
`Web85b.pdf
`
`85a1 1061321801 195e8704f8740ab6ae0c2|
`2598f
`
`Information:
`
`2
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`caf012a26b53f79d42f32444ac3a77e5e352
`eab4
`
`2
`
`2
`
`the application.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shownon this AcknowledgementReceiptwill establish the international filing date of
`
`Information:
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`AcknowledgementReceiptwill establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptanceof the application as a
`national stage submission under35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
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`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`70001
`
`7590
`
`10/05/2016
`
`NIXON PEABODY LLP
`70 West MadisonStreet, Suite 3500
`CHICAGO,IL 60602
`
`HICKS, MICHAELJ
`
`2165
`
`DATE MAILED: 10/05/2016
`
`Christopher J. Desmond
`02/28/2014
`14/193,426
`TITLE OF INVENTION: METHOD AND APPARATUS FOR MANAGINGDIGITAL FILES
`
`069366-000002USP1
`
`7079
`
`
`
`
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEEENTITY STATUS ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
`
`
`
`
`
`nonprovisional
`
`SMALL
`
`$480
`
`$0
`
`$0
`
`$480
`
`01/05/2017
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCEIS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIOD CANNOT BE EXTENDED.
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLYTO THIS NOTICE:
`
`I. Review the ENTITY STATUSshownabove.If the ENTITY STATUSis shown as SMALL or MICRO,verify whether entitlement to that
`entity status still applies.
`If the ENTITY STATUSis the same as shown above, pay the TOTAL FEE(S) DUE shown above.
`If the ENTITY STATUSis changed from that shown above, on PART B - FEE(S) TRANSMITTAL,complete section number5 titled
`"Change in Entity Status (from status indicated above)".
`For purposes of this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amountof small entity
`fees.
`
`II. PART B - FEE(S) TRANSMITTAL,orits equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE(if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B isfiled, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalentof Part B.
`
`IH. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advisedto the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenancefees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-85(Rev. 02/11)
`
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`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE(if required). Blocks 1
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS"for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block 1 for any changeof address)
`
`can only be used for domestic mailings of the
`Note: A certificate of mailing
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`apers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`10/05/2016
`7590
`70001
`States Postal Service with sufficient
`postage for first class mail in an envelope
`NIXON PEABODY LLP
`
`
`dd: dtoth 1 FEES ddi b bi fi i
`
`
`
`
`
`addressed
`to
`the Mail Stop ISSUE FEE address above, or
`being
`facsimile
`:
`:
`70 West MadisonStreet, Suite 3500
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`CHICAGO,IL 60602
`(Depositor's name)
`(Signature)
`
`(ate)
`
`APPLICATION NO.
`
`FILING DATE
`
`
`
`
`
` FIRST NAMED INVENTOR
`
`Christopher J. Desmond
`02/28/2014
`14/193,426
`TITLE OF INVENTION: METHOD AND APPARATUS FOR MANAGINGDIGITAL FILES
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATION NO.
`
`069366-000002USP1
`
`7079
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEEENTITY STATUS ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
`
`
`
`
`
`nonprovisional
`
`SMALL
`
`$480
`
`$0
`
`$0
`
`$480
`
`01/05/2017
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`HICKS, MICHAELJ
`
`2165
`
`707-736000
`
`2. For printing on the patent front page,list
`(1) The namesofup to 3 registered patent attorneys
`or agents OR,alternatively,
`(2) The nameofa single firm (having as a member a
`2
`registered attorney or agent) and the namesof up to
`2 registered patent attorneys or agents. If nonameis
`listed, no namewill be printed.
`
`
`
`43
`
`
`
`
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`LI Change of correspondence address (or Change of Correspondence
`Address form PTO/SB/122) attached.
`LI "Fee Address" indication (or "Fee Address” Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Numberis required.
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT(printor type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE:(CITY and STATE OR COUNTRY)
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`
`LV individual LJ Corporation or other private group entity (J Government
`
`4a. The following fee(s) are submitted:
`L] Issue Fee
`_] Publication Fee (No small entity discount permitted)
`LT Advance Order - # of Copies
`
`
`
`4b. Paymentof Fee(s): (Please first reapply any previously paid issue fee shown above)
`LIA checkis enclosed.
`Lj Paymentby credit card. Form PTO-2038 is attached.
`[I The directoris hereby authorized to charge the required fee(s), any deficiency, or credits any
`overpayment, to Deposit Account Number
`(enclose an extra copy ofthis form).
`
`
`
`5. Change in Entity Status (from status indicated above)
`| Applicantcertifying micro entity status. See 37 CFR 1.29
`
` Lj Applicant changing to regular undiscounted fee status.
`
`Lj Applicant asserting small entity status. See 37 CFR 1.27
`
`
`NOTE:Absenta valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`fee paymentin the micro entity amountwill not be accepted at the risk of application abandonment.
`
`NOTE:If the application was previously under micro entity status, checking this box will be taken
`to be a notification ofloss of entitlement t