`U.S. Patent 10,621,228
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________________________________________
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________________________________________
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`UNIFIED PATENTS, LLC
`Petitioner
`v.
`MEMORYWEB, LLC
`Patent Owner
`IPR2021-01413
`U.S. PATENT 10,621,228
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`DECLARATION OF BENJAMIN B. BEDERSON, PH.D.
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`UNIFIED PATENTS EXHIBIT 1002
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`IPR2021-01413
`U.S. Patent 10,621,228
`Declaration of Benjamin B. Bederson, Ph.D.
`TABLE OF CONTENTS
`I.
`INTRODUCTION ............................................................................................. 1
`II. BACKGROUND AND QUALIFICATIONS ................................................... 2
`III. Summary of My Opinions ............................................................................... 10
`A. Overview ................................................................................................... 10
`B.
`Bases of My Opinions and Materials Considered .................................... 11
`C.
`Level of Skill in the Art ............................................................................ 11
`D.
`Instructions and Legal Framework ........................................................... 12
`E.
`Effective Filing Dates and Prior Art Patents and Printed Publications .... 17
`IV. BACKGROUND ............................................................................................. 18
`V. U.S. PATENT 10,621,228 ............................................................................... 19
`VI. CLAIM CONSTRUCTION ............................................................................. 27
`VII. THE CHALLENGED CLAIMS ARE INVALID ........................................... 27
`A. Ground 1: Claims 1-7 are obvious under 35 U.S.C. § 103(a) over Okamura
`and Flora. ............................................................................................................ 28
`1. Okamura .................................................................................................... 28
`2. Flora .......................................................................................................... 33
`3. Technical Concepts ................................................................................... 35
`Ground 2: Claims 1-7 are obvious under 35 U.S.C. § 103(a) over
`B.
`Okamura, Flora, and Wagner. ............................................................................. 79
`1. Wagner ...................................................................................................... 79
`2. Technical Concepts - Motivations to Combine Okamura, Flora, and
`Wagner ............................................................................................................. 80
`3. Other Technical Concepts ......................................................................... 91
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`Declaration of Benjamin B. Bederson, Ph.D.
`Ground 3: Claims 1-7 are obvious under 35 U.S.C. § 103(a) over
`C.
`Okamura, Flora, and Gilley. ................................................................................ 91
`1. Gilley ........................................................................................................ 92
`2. Technical Concepts - Motivations to Combine Okamura, Flora, and Gilley
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`93
`3. Other Technical Concepts ....................................................................... 100
`D. Ground 4: Claims 1-7 are obvious under 35 U.S.C. § 103(a) over
`Okamura, Flora, Wagner, and Gilley. ............................................................... 100
`1. Technical Concepts - Motivations to Combine Okamura, Flora, Wagner,
`and Gilley ....................................................................................................... 100
`2. Other Technical Concepts ....................................................................... 101
`VIII.
`SECONDARY CONSIDERATIONS .................................................... 101
`IX. MAPPINGS OF THE PETITION ................................................................. 101
`X. CONCLUSION .............................................................................................. 102
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`Declaration of Benjamin B. Bederson, Ph.D.
`I, Benjamin B. Bederson, declare as follows:
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`I.
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`INTRODUCTION
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`1. My name is Benjamin B. Bederson, and I am over 21 years and
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`otherwise competent to make this Declaration. I make this Declaration based on facts
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`and matters within my own knowledge and on information provided to me by others,
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`and, if called as a witness, I could and would competently testify to the matters set
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`forth herein.
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`2.
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`I have been asked by Unified Patents, LLC (“Petitioner”) to provide
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`technical assistance in connection with the Inter Partes Review of U.S. Patent
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`10,621,228 (which I refer to as the “’228 Patent”). I have been informed that,
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`according to public records, MemoryWeb, LLC (“Patent Owner”) is the owner of
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`the ’228 Patent.
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`3.
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`I have reviewed, had input into, and endorse the technological
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`discussions in the Petitioner’s Petition for Inter Partes Review of U.S. Patent
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`10,621,228 challenging claims 1-7, including the statements in the Petition regarding
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`the ’228 Patent, the scope of the claims, the prior art’s disclosure of the claims, and
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`the statements throughout the Petition regarding a person of ordinary skill in the art’s
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`(POSITA’s) knowledge and understanding.
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`1
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`In addition, this declaration is a statement of my opinions on issues
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`4.
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`related to the patentability of claim 1-7 of the ’228 Patent (collectively, the
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`“Challenged Claims”).
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`5. My compensation is not based on the content of my opinions or the
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`resolution of this matter. I have no financial interest in Petitioner or Patent Owner,
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`and I have no other interest in the outcome of this matter.
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`II. BACKGROUND AND QUALIFICATIONS
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`6.
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`In formulating my opinions, I have relied on my knowledge, training,
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`and experience in the relevant field, which I have summarized below. My curriculum
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`vitae is included in Attachment A.
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`7.
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`I hold Ph.D. (1992), M.S. (1989), and B.S. (1986) degrees in Computer
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`Science. I also earned an undergraduate minor in electrical engineering. I received
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`the Janet Fabri Memorial Award for Outstanding Doctoral Dissertation for my Ph.D.
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`work in robotics and computer vision. I have combined my hardware and software
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`skills throughout my career in Human-Computer Interaction research, building
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`various interactive electrical and mechanical systems that couple with software to
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`provide an innovative user experience.
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`8.
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`Since 1998, I have been a Professor of Computer Science at the
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`University of Maryland (“UMD”), where I have joint appointments at the Institute
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`for Advanced Computer Studies and the College of Information Studies (Maryland’s
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`“iSchool”). I was also Associate Provost of Learning Initiatives and Executive
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`Director of the Teaching and Learning Transformation Center until June 2018. I am
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`currently Professor Emeritus.
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`9.
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`At UMD, my research is in the area of Human-Computer Interaction
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`(“HCI”), a field that relates to the development and understanding of computing
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`systems to serve users’ needs. Researchers in this field are focused on making
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`universally usable, useful, efficient, and appealing systems to support people in their
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`wide range of activities. My approach is to balance the development of innovative
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`technology that serves people’s practical needs.
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`10.
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`I am a member and previous director (2000-2006) of the Human-
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`Computer Interaction Lab (“HCIL”), the oldest and one of the best-known Human-
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`Computer Interaction research groups in the country.
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`11.
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`I am also co-founder and co-director of the International Children’s
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`Digital Library (“ICDL”), a web site providing the world’s largest collection of
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`freely available online children’s books from around the world with an interface
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`aimed to make it easy for children and adults to search and read children’s books
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`online.
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`I co-founded Zumobi, Inc. in 2006, where I was responsible for
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`12.
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`investigating new software platforms and developing new user interface designs that
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`provide efficient and engaging interfaces to permit end users to access a wide range
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`of content on mobile platforms (including the iPhone and Android-based devices).
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`For example, I designed and implemented software called “Ziibii,” a “river” of news
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`for iPhone that used a capacitive sensor for controlling linear movement through
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`news; software called “ZoomCanvas,” a zoomable user interface for several iPhone
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`apps; and iPhone apps including “Inside Xbox” for Microsoft and Snow Report for
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`REI. At the ICDL, I have since 2002 been the technical director responsible for the
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`design and implementation of the web site, www.childrenslibrary.org (originally at
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`www.icdlbooks.org). In particular, I have been closely involved in designing the
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`user interface as well as the software architecture for the web site since its inception
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`in 2002.
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`13. Starting in 2001 and continuing for several years, I worked on photo
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`management systems. I wrote a paper1 in 2001 describing PhotoMesa, a zoomable
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`1 See EX1014, Benjamin B. Bederson, PhotoMesa: A Zoomable Image Browser
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`Using Quantum Treemaps and Bubblemaps, Proceedings of the 14th Annual ACM
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`Symposium on User Interface Software and Technology (UIST ’01), 71–80,
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`image browser using a novel 2D layout algorithm I called “quantum treemaps” to
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`position the images on the screen in a way that attempted to fill the screen while
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`keeping groups of related images together. As indicated in the figure below from
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`that paper, PhotoMesa could display many hundreds of images at a time by showing
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`small thumbnails, by showing larger thumbnails when the mouse hovered over a
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`small thumbnail, and by allowing a user to zoom in to see a high resolution version
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`of the images.
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`EX1014, Fig. 1
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`Association for Computing Machinery, New York, NY, USA, (2001)
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`(DOI:https://doi.org/10.1145/502348.502359).
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`In 2003, I wrote a paper2 that performed image processing to identify
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`14.
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`salient portions of images and then automatically crop those images to show those
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`portions. In this way, image thumbnails could focus attention on faces or other
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`objects of a photo without showing all of the background. In 20063, I wrote a paper
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`that explained some of the trends in photo management software including rich
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`support for annotation, browsing and sharing of photos. In that same year, I
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`2 EX1015, Bongwon Suh, Haibin Ling, Benjamin B. Bederson, and David W.
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`Jacobs, Automatic Thumbnail Cropping and its Effectiveness, Proceedings of the
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`16th Annual ACM symposium on User Interface Software and Technology (UIST
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`'03), 95–104, Association for Computing Machinery, New York, NY, USA, (2003)
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`(DOI:https://doi.org/10.1145/964696.964707).
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`3 EX1016, Ben Shneiderman, Benjamin B. Bederson, and Steven M. Drucker, Find
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`that photo! interface strategies to annotate, browse, and share. Commun. ACM
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`49, 4 (April 2006), 69–71. (DOI:https://doi.org/10.1145/1121949.1121985).
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`published another paper4 that provided a review of innovative personal photo
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`management work going on at that time. That paper describes a version of my
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`PhotoMesa software that by 2007 as shown in the following figure, included the
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`ability to annotate photos with the location and name of people in photos.
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`4 EX1009, Hyunmo Kang, Benjamin B. Bederson, and Bongwon Suh, Capture,
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`Annotate, Browse, Find, Share: Novel Interfaces for Personal Photo Management,
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`International Journal of Human-Computer Interaction, 23(3), 315-337 (2007).
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`EX1009, Fig. 1
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`15. That work on photo management is exemplary of my 30 years of
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`teaching, research and entrepreneurial experience in Human-Computer Interaction
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`and the software and technology underlying today’s interactive computing systems.
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`Example systems following this approach that I have built include PhotoMesa
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`(software for end users to browse personal photos), DateLens (2002 software for end
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`users to use their mobile devices to efficiently access their calendar information),
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`LaunchTile (2005 “home screen” software for mobile devices to allow users to
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`navigate apps in a zoomable environment), SpaceTree (2001 software for end users
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`to efficiently browse very large hierarchies), ICDL (as described above), and
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`StoryKit (a 2009 iPhone app for children to create stories).
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`16. My work has been published extensively in more than 160 technical
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`publications, and I have given about 100 invited talks, including 9 keynote lectures.
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`I have won a number of awards including the Brian Shackel Award for “outstanding
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`contribution with international impact in the field of HCI” in 2007, and the Social
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`Impact Award in 2010 from Association for Computing Machinery’s (“ACM”)
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`Special Interest Group on Computer Human Interaction (“SIGCHI”). ACM is the
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`primary international professional community of computer scientists, and SIGCHI
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`is the primary international professional HCI community. I have been honored by
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`both professional organizations. I am an “ACM Distinguished Scientist,” which
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`“recognizes those ACM members with at least 15 years of professional experience
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`and 5 years of continuous Professional Membership who have achieved significant
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`accomplishments or have made a significant impact on the computing field.”
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`17. Since 1999, I’ve advised about a hundred students, including 11
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`doctoral candidates, on their research and dissertations in the field of computer
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`science, including on topics related to data collection, visualization, and analysis,
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`interface design, personal information management, and many more listed in my
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`CV.
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`18.
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`I have appeared on radio shows numerous times to discuss issues
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`relating to user interface design and people’s use and frustration with common
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`technologies, web sites, and mobile devices. My work has been discussed and I have
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`been quoted by mainstream media around the world over 120 times, including by
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`the New York Times, the Wall Street Journal, the Washington Post, Newsweek, the
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`Seattle Post Intelligencer, the Independent, Le Monde, NPR’s All Things
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`Considered, New Scientist Magazine, and MIT’s Technology Review.
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`19.
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`I have designed, programmed, and publicly deployed dozens of
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`userfacing software products that have cumulatively had millions of users. My work
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`is cited by several major companies, including Amazon, Apple, Facebook, Google,
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`and Microsoft. I am a named inventor on 12 U.S. patents and 18 U.S. patent
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`applications. The patents are generally directed to user interfaces/experience.
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`III. SUMMARY OF MY OPINIONS
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`A. Overview
`20.
`In my opinion, the Challenged Claims are unpatentable. My opinions
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`are based on my expertise in the technology of the ’228 Patent as of its earliest
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`possible priority date, as well as my review of the ’228 Patent, its file history, and
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`the prior art discussed in the Petition.
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`B.
`21.
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`Bases of My Opinions and Materials Considered
`I have reviewed the ’228 patent and the prior art and other documents
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`and materials cited herein. For ease of reference, a list of documents that I have
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`considered is included in Attachment B.
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`22. My opinions in this Declaration, as well as those reflected in the
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`Petition, are based on my review of these documents, as well as upon my education,
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`training, research, knowledge, and experience.
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`Level of Skill in the Art
`C.
`23. My analysis assumes that a “person of ordinary skill in the art,”
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`(“POSITA”) at the time of the alleged invention would have had at least a bachelor’s
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`degree in computer science, electrical engineering, or a related field, and at least
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`two years of academic or industry experience in software development related to
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`content management systems and user interfaces. More education can
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`supplement practical experience and vice-versa.
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`24.
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`I qualified as a POSITA for the ’228 Patent as of its earliest possible
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`priority date (June 9, 2011) because by that date I had obtained my Ph.D. in computer
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`science and had approximately 19 years of experience in software development
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`related to content management systems and user interfaces.
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`Instructions and Legal Framework
`I am not an attorney. My analysis and opinions are based on my
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`D.
`25.
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`expertise in this technical field, as well as the instructions I have been given by
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`counsel for the legal standards relating to patentability. As stated above, I have
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`reviewed and endorse the substance of the Petition regarding the ’228 Patent, the
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`scope of the claims, the prior art’s disclosure of the claims, and the statements
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`throughout the Petition regarding a POSITA’s knowledge and understanding. But,
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`for the avoidance of any doubt, as I am not an attorney, I provide no opinions as to
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`the legal conclusions in the Petition, including any characterizations of laws or legal
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`cases.
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`26.
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`I understand that in inter partes review proceedings, invalidity must be
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`shown under a preponderance of the evidence standard, and this is the standard I
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`have used throughout my declaration. Further, I understand that each patent claim is
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`considered separately for purposes of unpatentability.
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`27.
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`I understand that, for a patent claim to be “anticipated” by the prior art,
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`each and every requirement of the claim must be found, expressly or inherently, in
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`a single prior art reference as recited in the claim. I understand that claim limitations
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`that are not expressly described in a prior art reference may still be there if they are
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`“inherent” to the thing or process being described in the prior art. For example, an
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`indication in a prior art reference that a particular process complies with a published
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`standard would indicate that the process must inherently perform certain steps or use
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`certain data structures that are necessary to comply with the published standard.
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`28.
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`I understand that it is acceptable to consider evidence other than the
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`information in a particular prior art document to determine if a feature is necessarily
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`present in or inherently described by that reference.
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`29.
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`I understand that a patent claim is unpatentable as “obvious” if, in view
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`of a prior art reference or a combination of prior art references, it would have been
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`obvious to a POSITA at the time of the alleged invention, taking into account:
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`a. the scope and content of the prior art;
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`b. the differences between the prior art and the claim under
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`construction; and
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`c. the level of ordinary skill in the art.
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`30. Also, I understand that obviousness does not require physical
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`combination/bodily incorporation, but rather consideration of what the combined
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`teachings would have suggested to persons of ordinary skill in the art at the time of
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`the alleged invention. I understand that the combination of familiar elements
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`according to known methods is likely to be obvious when it does no more than yield
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`predictable results.
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`I further understand that a claim would have been obvious if it unites
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`31.
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`old elements with no change to their respective functions, or alters prior art by mere
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`substitution of one element for another known in the field and that combination
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`yields predictable results. While it may be helpful to identify a reason for this
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`combination, I understand that there is no rigid requirement of finding an express
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`teaching, suggestion, or motivation to combine within the references. When a
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`product is available, design incentives and other market forces can prompt variations
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`of it, either in the same field or different one. If a POSITA can implement a
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`predictable variation, obviousness likely bars its patentability. For the same reason,
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`if a technique has been used to improve one device and a POSITA would recognize
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`that it would improve similar devices in the same way, using the technique would
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`have been obvious. I understand that a claim would have been obvious if common
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`sense directs one to combine multiple prior art references or add missing features to
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`reproduce the alleged invention recited in the claims.
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`32.
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`I further understand that certain factors may support or rebut the
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`obviousness of a claim. I understand that such secondary considerations include,
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`among other things, commercial success of the patented invention, skepticism of
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`those having ordinary skill in the art at the time of the alleged invention, unexpected
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`results of the alleged invention, any long-felt but unsolved need in the art that was
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`satisfied by the alleged invention, the failure of others to make the alleged invention,
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`praise of the alleged invention by those having ordinary skill in the art, and copying
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`of the alleged invention by others in the field. I understand that there must be a
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`nexus—a connection—between any such secondary considerations and the alleged
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`invention. I also understand that contemporaneous and independent invention by
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`others is a secondary consideration tending to show obviousness.
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`33.
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`I am informed that legal principles regarding unpatentability of a claim
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`due to obviousness have been addressed by the U.S. Supreme Court. I am informed
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`that, while not absolute, the principles relating to a “motivation,” “suggestion,” or
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`“teaching” in the prior art to combine references are useful in analyzing whether an
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`invention is obvious. I am informed that the suggestion or motivation may be either
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`explicit or implicit and may come from knowledge generally available to a POSITA,
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`from the nature of the problem to be solved, or from a combination of these factors.
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`The test for an implicit motivation, suggestion, or teaching is what the combined
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`teachings, knowledge of a POSITA, and the nature of the problem to be solved as a
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`whole would have suggested to those of ordinary skill in the art. The problem
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`examined is not the specific problem solved by the invention, but the general
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`problem that confronted the inventor before the invention was made.
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`I am further informed that the U.S. Supreme Court has clarified that
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`34.
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`additional principles may also be applied in such an analysis. Some of those
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`principles are set forth below.
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`35. As I understand it, it is no longer always required to present evidence
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`of an explicit teaching, suggestion, or motivation to combine prior art references for
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`purposes of determining whether an invention is obvious. Prior art can be combined
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`based on an express teaching, suggestion, or motivation from the prior art itself, or
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`from a reasoned explanation of an expert or other witness.
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`36. A patent claim composed of several elements, however, is not proved
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`obvious merely by demonstrating that each of its elements was, independently,
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`known in the prior art. In order to prove obviousness, it must be shown that the
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`improvement is not more than the predictable use of prior-art elements according to
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`their established functions. To determine whether there was an apparent reason to
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`combine the known elements in the way a patent claims, it will often be necessary
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`to look to interrelated teachings of multiple pieces of prior art, to the effects of
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`demands known to the design community or present in the marketplace, and to the
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`background knowledge possessed by a POSITA. Also, in determining obviousness,
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`one must be aware of the distortion caused by hindsight bias and be cautious of
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`arguments relying upon hindsight reasoning. An obviousness argument cannot be
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`sustained by mere conclusory statements. Instead, it must be some articulated
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`reasoning with some rational underpinnings to support the legal conclusion of
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`obviousness.
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`37.
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`In an obviousness analysis, it is my understanding that there are
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`“secondary considerations” that should be analyzed if they apply. I am told that these
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`considerations include (a) whether the prior art teaches away from the claimed
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`invention, (b) whether there was a long felt but unresolved need for the claimed
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`invention, (c) whether others tried but failed to make the claimed invention, (d)
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`skepticism of experts, (e) whether the claimed invention was commercially
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`successful, (f) whether the claimed invention was praised by others, and (g) whether
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`the claimed invention was copied by others.
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`38.
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`I understand that the claims are construed according to their ordinary
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`and customary meaning as understood by one of ordinary skill in the art and the
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`prosecution history pertaining to the patent.
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`E.
`
`39.
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`Effective Filing Dates and Prior Art Patents and Printed
`Publications
`I am informed that I am to consider June 9, 2011 to be the priority date
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`for the ’228 Patent.
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`40.
`
`I rely upon the following references, all of which I understand are prior
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`art to all claims of the ’228 Patent:
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`• U.S. Patent Application Publication 2011/0122153, filed October 20, 2010
`
`(“Okamura”) (EX1004).
`
`• U.S. Patent 6,714,215, filed May 19, 2000, published March 30, 2004 (“Flora”)
`
`(EX1005).
`
`• U.S. Patent Application Publication 2011/0163971, filed May 27, 2010
`
`(“Wagner”) (EX1006).
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`• U.S. Patent Application Publication 2010/0172551, filed September 25, 2009,
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`published July 8, 2010 (“Gilley”) (EX1007).
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`
`IV. BACKGROUND
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`41. As noted above, I understand that the ’228 patent’s priority date is June
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`9, 2011. File management systems, including those that organize content such as
`
`digital images and video, were notoriously well-known before this date and have
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`been since at least the 2000s. For example, I co-authored and published the paper
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`“Capture, Annotate, Browse, Find, Share: Novel Interfaces for Personal Photo
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`Management” (EX1009) in 2007, which discussed various known tools for
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`photomanagement and a vision for improving upon them. EX1009, p. 1. Some of
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`those known photomanagement tools, such as PhotoFinder and PhotoMesa, were
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`present in the early 2000s— between 2000 and 2002—while others such as Flickr,
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`
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`Picasa, Snapfish, Shutterfly, PhotoBucket, Adobe Photoshop Album, and ACDSee
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`gained prevelance shortly after. EX1009, p. 2.
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`42. Content management systems that organize content according to
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`location and people were also well-known prior to 2011. As EX1009 explains,
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`“[e]ven in a simple personal photo library, images can be organized by time lines,
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`locations, events, people, or other attributes.” EX1009, p. 12.5 EX1010, which
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`discusses the software iPhoto ’09 and was publicly available at least by March of
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`2010, further explains organizing photos by locations and people, stating that a
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`“Places” feature “allows you to display photos on a map using location information”
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`and a “Faces” feature “uses face recognition to help you organize your photos based
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`on the people who appear in them.” EX1010, pp. 1, 3, 4.
`
`V. U.S. PATENT 10,621,228
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`43.
`
`I agree with the Summary of the ’228 Patent and description of the ’228
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`Patent’s file history provided in the Petition. I provide a listing of the Challenged
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`Claims, as well as further analysis below.
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`Claim 1
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`[1a-preamble] “A method comprising:”
`
`
`5 Bolding emphasis added.
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`[1b] “responsive to a first input, causing a map view to be displayed on an
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`interface,”
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`[1c] “the map view including: (i) an interactive map;”
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`[1d] “[the map view including:] (ii) a first location selectable thumbnail image
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`at a first location on the interactive map; and”
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`[1e] “[the map view including:] (iii) a second location selectable thumbnail
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`image at a second location on the interactive map;”
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`[1f] “responsive to an input that is indicative of a selection of the first location
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`selectable thumbnail image, causing a first location view to be displayed on
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`the interface,
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`[1g] the first location view including (i) a first location name associated with
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`the first location and (ii) a representation of at least a portion of one digital
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`file in a first set of digital files,
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`[1h] each of the digital files in the first set of digital files being produced from
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`outputs of one or more digital imaging devices, the first set of digital files
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`including digital files associated with the first location;”
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`[1i] “responsive to an input that is indicative of a selection of the second
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`location selectable thumbnail image, causing a second location view to be
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`displayed on the interface,
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`
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`[1j] “the second location view including (i) a second location name associated
`
`with the second location and (ii) a representation of at least a portion of one
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`digital file in a second set of digital files,
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`[1k] “each of the digital files in the second set of digital files being produced
`
`from outputs of the one or more digital imaging devices, the second set of
`
`digital files including digital files associated with the second location; and”
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`[1l] “responsive to a second input that is subsequent to the first input, causing
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`a people view to be displayed on the interface,”
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`[1m] “the people view including: (i) a first person selectable thumbnail image
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`including a representation of a face of a first person, the first person being
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`associated with a third set of digital files including digital photographs and
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`videos;”
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`[1n] “[the people view including:] (ii) a first name associated with the first
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`person, the first name being displayed adjacent to the first person selectable
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`thumbnail image;”
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`[1o] “[the people view including:] (iii) a second person selectable thumbnail
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`image including a representation of a face of a second person, the second
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`person being assoc