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Paper No. ____
`Date: August 20, 2021
`
`
`Filed on behalf of:
`
`Petitioner
`By: Alison L. McCarthy (Lead Counsel)
`
`Alison.McCarthy@troutman.com
`
`Bryan C. Smith (Back-up Counsel)
`
`Bryan.Smith@troutman.com
`
`Nicholas J. Gallo (Back-up Counsel)
`
`Nicholas.Gallo@troutman.com
`
`Bryan J. Cannon (Back-up Counsel)
`
`Bryan.Cannon@troutman.com
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_________________
`
`3SHAPE A/S and 3SHAPE INC.,
`Petitioner,
`
`v.
`
`ALIGN TECHNOLOGY, INC.,
`Patent Owner.
`_________________
`
`Case IPR2021-01383
`Patent 10,728,519
`_________________
`
`
`PETITIONERS’ EXHIBIT LIST 1
`
`
`118499547
`
`
`
`

`

`IPR2021-01383 (Patent 10,728,519)
`Petitioners’ Exhibit List 1
`
`
`Pursuant to 37 C.F.R. § 42.63(e), Patent Owner hereby maintains a current
`
`Exhibit List identifying the exhibit number and a brief description of each exhibit.
`
`Description
`
`PET Exhibit
`Number
`Exhibit List 1 Filed and served August 20, 2021, with Petitioner’s Petition for
`Inter Partes Review of U.S. Patent No. 10,728,519
`U.S. Patent No. 10,728,519 to Babayoff
`(“’519 Patent”)
`Declaration of Dr. David Schaafsma in Support of Petition for
`Inter Partes Review of U.S. Patent No. 10,728,519
`(“Schaafsma Declaration”)
`Curriculum vitae of David Schaafsma, Ph.D. as of April 2021
`File History for U.S. Patent Application Serial No. 16/373,482
`which issued as U.S. Patent No. 10,728,519
`International Publication No. WO 00/08415 to Babayoff et al.
`(“Babayoff”)
`JP Unexamined Patent Application Publication No. 2001-82935 A
`to Okamoto (with Certified Translation)
`(“Okamoto”)
`EP 0 837 659 B1 to Franetzki (with Certified Translation)
`(“Franetzki”)
`U.S. Patent Application Publication No. 2004/0197727 A1 to
`Sachdeva et al.
`(“Sachdeva”)
`U.S. Patent No. 3,013,467 to Minsky
`(the “’467 Patent”)
`
`1001
`
`1002
`
`1003
`1004
`
`1005
`
`1006
`
`1007
`
`1008
`
`1009
`
`118499547
`
`1
`
`

`

`IPR2021-01383 (Patent 10,728,519)
`Petitioners’ Exhibit List 1
`
`
`PET Exhibit
`Number
`1010
`
`1011
`
`1012
`
`1013
`
`1014
`
`1015
`
`1016
`
`1017
`
`1018
`
`1019
`
`1020
`
`Description
`
`Pulli, Kari, “Surface Reconstruction and Display from Range and
`Color Data” (1997), Doctoral dissertation, University of
`Washington,
`https://digital.lib.washington.edu/researchworks/handle/1773/6952
`(“Pulli”)
`U.S. Patent No. 5,864,640 to Miramonti et al.
`(“Miramonti”)
`U.S. Patent Application Publication No. 2002/0057438 A1 to
`Decker
`(“Decker”)
`U.S. Patent Application Publication No. 2005/0088529 to Geng
`(“Geng”)
`U.S. Patent Application Publication No. 2004/0107080 to
`Deichmann et al.
`(“Deichmann”)
`Joint Claim Construction Statement filed August 2, 2021 in Case
`No. 6:20-cv-00979-ADA (W.D. Tex.) (DI 139)
`U.S. Patent No. 8,363,228 to Babayoff
`(“’228 Patent”)
`U.S. Patent No. 8,451,456 to Babayoff
`(“’456 Patent”)
`U.S. Patent No. 8,675,207 to Babayoff
`(“’207 Patent”)
`Joint Agreed and Disputed Claim Constructions served May 29,
`2018 in U.S. International Trade Commission Investigation No.
`337-TA-1091
`Cogswell, C.J. et al., “Colour Confocal Reflection Microscopy
`Using Red, Green and Blue Lasers,” Journal of Microscopy,
`165(1):103-117 (1992)
`(“Cogswell”)
`
`118499547
`
`2
`
`

`

`IPR2021-01383 (Patent 10,728,519)
`Petitioners’ Exhibit List 1
`
`
`PET Exhibit
`Number
`1021
`
`1022
`
`1023
`
`1024
`
`1025
`
`1026
`
`1027
`1028
`1029
`
`1030
`
`1031
`
`1032
`
`1033
`
`118499547
`
`Description
`
`U.S. Provisional Application No. 60/580,108 filed June 17, 2004
`(“’108 Provisional”)
`U.S. Provisional Application No. 60/580,109 filed June 17, 2004
`(“’109 Provisional”)
`U.S. Patent No. 6,575,751 to Lehmann et al.
`(“Lehmann”)
`U.S. Patent No. 7,099,732 to Geng
`(“Geng ’732”)
`U.S. Patent No. 5,766,006 to Murljacic
`(“Murljacic”)
`U.S. Patent No. 6,525,828 to Grosskopf
`(“Grosskopf”)
`Declaration of Bryan J. Cannon
`Stipulation by 3Shape A/S and 3Shape Inc.
`3Shape A/S, 3Shape Trios A/S, 3Shape, Inc. v. Align Technology,
`Inc., Civil Docket for Case No. 1:20-cv-01492-LPS (D. Del.) as of
`August 18, 2021
`(“DDE Docket”)
`Stipulated Stay of Proceedings filed December 8, 2020 in Case
`No. 1:20-cv-01492-LPS (D. Del.) (DI 21)
`Align Technology, Inc. v. 3Shape A/S and 3Shape Trios A/S, Civil
`Docket for Case No. 6:20-cv-00979-ADA (W.D. Tex.) as of
`August 18, 2021
`(“WDTX Docket”)
`Lex Machina Patent Cases Before District Judge Alan D. Albright
`in W.D. Tex. Between 2017-01-01 and 2021-06-11
`(“Lex Machina stats”)
`Joint Status Report filed September 14, 2018 in Case No. 1:17-cv-
`01646-LPS (D. Del.) (DI 66)
`3
`
`

`

`IPR2021-01383 (Patent 10,728,519)
`Petitioners’ Exhibit List 1
`
`
`PET Exhibit
`Number
`1034
`
`1035
`
`1036
`
`1037
`
`1038
`
`1039
`
`1040
`
`1041
`
`Description
`
`Stipulation of Partial Dismissal filed April 27, 2020 in Case No.
`1:18-cv-01949-LPS (D. Del.) (DI 67)
`Letter to Honorable Leonard P. Stark filed November 24, 2020 in
`Case No. 1:18-cv-01949-LPS (D. Del.) (DI 186)
`Joint Stipulation filed April 2, 2021 in Case No. 6:20-cv-00979-
`ADA (W.D. TeX) (DI 102)
`Plaintiff and Counterclaim Defendant Align Technology, Inc.’s
`Amended List of Asserted Claims served June 1, 2021 in Case No.
`6:20-cv-00979-ADA (W.D. Tex.)
`Notice of Allowance mailed October 22, 2019 for U.S. Patent
`Application Serial No. 15/175,267
`Preliminary Constructions emailed August 19, 2021 to Counsel of
`Record in Case No. 6:20-cv-00979-ADA (W.D. Tex.)
`Initial Determination on Violation of Section 337 and
`Recommended Determination on Remedy and Bond dated March
`1, 2019 in U.S. International Trade Commission Investigation No.
`337-TA-1091 (PUBLIC VERSION)
`U.S. Patent No. 6,263,234 to Engelhardt et al.
`(“Engelhardt”)
`
`Date: August 20, 2021
`
`
`Respectfully submitted,
`
`
`/Bryan J. Cannon/
`Bryan J. Cannon (Back-up Counsel)
`Registration No. 72,877
`
`
`Troutman Pepper Hamilton Sanders LLP
`401 9th Street, N.W., Suite 1000
`Washington, D.C. 20004
`Tel: (202) 274-2950
`Fax: (202) 274-2994
`E-mail: Bryan.Cannon@Troutman.com
`
`118499547
`
`4
`
`

`

`IPR2021-01383 (Patent 10,728,519)
`Petitioners’ Exhibit List 1
`
`
`CERTIFICATE OF SERVICE
`
`Pursuant to 37 C.F.R. §§ 42.6(e) and 42.105(a), this is to certify that on this
`20th day of August, 2021, I caused to be served a true and correct copy of the
`foregoing PETITIONER’S EXHIBIT LIST 1 (with EXHIBITS 1001-1041) by
`Federal Express, Priority Overnight, on the correspondence address of record for
`U.S. Patent No. 10,728,519:
`
`
`
`FisherBroyles, LLP – Align Technology, Inc.
`945 East Paces Ferry Road NE
`Suite 2000
`Atlanta, GA 30326
`Tel: (866) 211-5914
`
`
`
`and courtesy copies were served via email on the following litigation counsel from
`Case No. 6:20-cv-00979-ADA (W.D. Tex.):
`
`Barry K. Shelton
`SHELTON COBURN LLP
`311 RR 620 S, Suite 205
`Austin, TX 78734
`Tel: (512) 263-2165
`Fax: (512) 263-2166
`bshelton@sheltoncoburn.com
`
`
`Mark L. Levine
`Faye Paul Teller
`Amy R. Gore
`Matthew R. Ford
`BARTLIT BECK LLP
`54 West Hubbard Street, Suite 300
`Chicago, IL 60654
`Tel: (312) 494-4400
`Fax: (312) 494-4440
`mark.levine@bartlitbeck.com
`faye.paul@bartlitbeck.com
`amy.gore@bartlitbeck.com
`matthew.ford@bartlitbeck.com
`
`
`
`118499547
`
`5
`
`

`

`IPR2021-01383 (Patent 10,728,519)
`Petitioners’ Exhibit List 1
`
`
`
`Joseph C. Smith, Jr.
`John M. Hughes
`Jason C. Murray
`Meg E. Fasulo
`Sundeep K. Addy
`BARTLIT BECK LLP
`1801 Wewatta Street, Suite 1200
`Denver, CO 80202
`Tel: (303) 592-3100
`Fax: (303) 592-3140
`joseph.smith@bartlitbeck.com
`john.hughes@bartlitbeck.com
`jason.murray@bartlitbeck.com
`meg.fasulo@bartlitbeck.com
`rob.addy@bartlitbeck.com
`
`
`
`
`and courtesy copies were served via email on the following litigation counsel from
`Case No. 1:20-cv-01492-LPS (D. Del.):
`
`John W. Shaw
`SHAW KELLER LLP
`I.M. Pei Building
`1105 North Market Street, 12th Floor
`Wilmington, DE 19801
`Tel: (302) 298-0701
`jshaw@shawkeller.com
`
`
`Mark L. Levine
`Faye Paul Teller
`Amy R. Gore
`BARTLIT BECK LLP
`54 West Hubbard Street, Suite 300
`Chicago, IL 60654
`Tel: (312) 494-4400
`Fax: (312) 494-4440
`mark.levine@bartlitbeck.com
`faye.paul@bartlitbeck.com
`amy.gore@bartlitbeck.com
`
`
`118499547
`
`6
`
`

`

`IPR2021-01383 (Patent 10,728,519)
`Petitioners’ Exhibit List 1
`
`
`
`
`
`
`
`
`Joseph C. Smith, Jr.
`John M. Hughes
`Jason C. Murray
`Meg E. Fasulo
`BARTLIT BECK LLP
`1801 Wewatta Street, Suite 1200
`Denver, CO 80202
`Tel: (303) 592-3100
`Fax: (303) 592-3140
`joseph.smith@bartlitbeck.com
`john.hughes@bartlitbeck.com
`jason.murray@bartlitbeck.com
`meg.fasulo@bartlitbeck.com
`
`
`
`
`/Bryan J. Cannon/
`Bryan J. Cannon (Back-up Counsel)
`Registration No. 72,877
`
`
`
`
`118499547
`
`7
`
`

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