`Approved for use through 11/30/2020. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`UBQ21001USU
`
`Application Number
`
`Title of Invention
`
`Ubiquitous Connectivity and Control System for Remote Locations
`
`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document may be printed and included in a paper filed application.
`
`Secrecy Order 37 CFR 5.2:
`
`,--, Portions or all of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
`I—I 37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may not be filed electronically.)
`
`Inventor Information:
`
`7
`Inventor
`Legal Name
`
`Remove
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`harles
`1:1
`Residence Information (Select One)
`ayetteville
`City
`
`I
`• US Residency
`State/Province
`
`I. hamoon
`I
`Non US Residency
`Active US Military Service
`Country of Residenc4
`
`1 S
`
`Suffix
`
`11
`
`Mailing Address of Inventor:
`
`Address 1
`
`Address 2
`City
`Postal Code
`
`Inventor 2
`Legal Name
`
`3472 W. Cork Ln
`
`ayetteville
`
`72704
`
`State/Province
`US
`Country i
`
`AR
`
`Remove
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`_hamoon
`1:1 Deborah
`Residence Information (Select One) C) US Residency
`Non US Residency
`ayetteville
`City
`State/Province
`
`R
`
`Country of Residency
`
`Active US Military Service
`S
`
`Suffix
`
`1:1
`
`Mailing Address of Inventor:
`
`Address 1
`
`Address 2
`City
`Postal Code
`
`Inventor 3
`Legal Name
`
`3472 W. Cork Ln
`
`ayetteville
`
`72704
`
`State/Province
`US
`Country i
`
`AR
`
`Remove
`
`Prefix Given Name
`I Fanklin
`Eugene
`Residence Information (Select One) ® US Residency
`
`Middle Name
`
`Family Name
`
`Veal
`Non US Residency
`
`Active US Military Service
`
`Suffix
`
`I
`
`EFS Web 2.2.13
`
`RESIDEO-999
`EX1048
`Page 1 of 165
`
`RESIDEO-999
`EX1048
`Page 1 of 165
`
`E.
`
`
`PTO/AIA/14 (02-18)
`Approved for use through 11/30/2020. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`UBQ21001USU
`
`Application Number
`
`Title of Invention
`
`Ubiquitous Connectivity and Control System for Remote Locations
`
`City
`
`I4shiand
`
`I State/Province
`
`Country of Residency
`
`S
`
`Mailing Address of Inventor:
`
`Address 1
`
`220 Oakhill Drive
`
`Address 2
`City
`Postal Code
`
`Fhland
`
`Inventor 4
`Legal Name
`
`41102
`
`I State/Province
`Country i
`
`US
`
`KY
`
`Prefix Given Name
`M
`ichael
`Residence Information (Select One) ® US Residency
`quay-Varina
`City
`State/Province 3.
`
`Middle Name
`
`Mailing Address of Inventor:
`
`Address 1
`
`3021 Bentwillow Drive
`
`Remove
`
`Family Name
`
`ehnel
`Non US Residency
`
`Country of Residency
`
`Active US Military Service
`
`IJS
`
`Suffix
`P
`
`Address 2
`City
`Postal Code
`All Inventors Must Be Listed Additional Inventor Information blocks -
`
`this form by generated within selecting
`
`the Add button.
`
`
`Fuquay-Varina
`
`27526
`
`j State/Province
`Country i
`US
`
`NC
`
`may
`
`be
`
`Add
`
`Correspondence Information:
`Enter either Customer Number or complete the Correspondence Information section below.
`For further information see 37 CFR 1.33(a).
`
`An Address is being provided for the correspondence Information of this application.
`
`Customer Number
`
`101188
`
`Email Address
`
`Email Address
`
`KEF©FLYNNipLAW.com
`
`docketing@FLYNNipLAW.com
`
`Application Information:
`
`Add Email
`
`Remove Email
`
`Add Email
`
`Remove Email
`
`Title of the Invention
`
`biquitous Connectivity and Control System for Remote Locations
`
`Attorney Docket Number UBQ21001USU
`
`Small Entity Status Claimed
`
`Application Type
`
`onprovisional
`
`Subject Matter
`
`tility
`
`-
`
`-
`
`Total Number of Drawing Sheets (if any)
`
`4
`
`Suggested Figure for Publication (if any)
`
`EFS Web 2.2.13
`
`RESIDEO-999
`EX1048
`Page 2 of 165
`
`RESIDEO-999
`EX1048
`Page 2 of 165
`
`
`
`PTO/AIA/14 (02-18)
`Approved for use through 11/30/2020. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`UBQ21001USU
`
`Application Number
`
`Title of Invention
`
`Ubiquitous Connectivity and Control System for Remote Locations
`
`Filing By Reference:
`Only complete this section when filing an application by reference under 35 U.S.C. 111(c) and 37 CFR 1.57(a). Do not complete this section if
`application papers including a specification and any drawings are being filed. Any domestic benefit or foreign priority information must be
`provided in the appropriate section(s) below (i.e., "Domestic Benefit/National Stage Information" and "Foreign Priority Information").
`
`For the purposes of a filing date under 37 CFR 1.53(b), the description and any drawings of the present application are replaced by this
`reference to the previously filed application, subject to conditions and requirements of 37 CFR 1.57(a).
`
`i
`Intellectual Property Authority or Country
`
`Application number of the previously
`filed application
`
`Filing date (YYYY-MM-DD)
`
`Publication Information:
`q Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`Request Not to Publish. I hereby request that the attached application not be published under
`q 35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`publication at eighteen months after filing.
`
`Representative Information:
`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`Either enter Customer Number or complete the Representative Name section below If both sections are completed the customer
`Number will be used for the Representative Information during processing.
`
`Please Select One:
`
`• Customer Number
`
`US Patent Practitioner
`
`0
`
`Limited Recognition (37 CFR 11.9)
`
`Customer Number
`
`1
`
`Domestic Benefit/National Stage Information:
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, 365(c), or 386(c) or indicate
`National Stage entry from a PCT application. Providing benefit claim information in the Application Data Sheet constitutes
`the specific reference required by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78.
`When referring to the current application, please leave the "Application Number" field blank.
`
`Prior Application Status
`
`•ending
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`Remove
`
`Filing or 371(c) Date
`(YYYY-MM-DD)
`
`ontinuation of
`
`16503883
`
`2019-07-05
`
`EFS Web 2.2.13
`
`RESIDEO-999
`EX1048
`Page 3 of 165
`
`RESIDEO-999
`EX1048
`Page 3 of 165
`
`
`
`PTO/AIA/14 (02-18)
`Approved for use through 11/30/2020. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`UBQ21001USU
`
`Application Number
`
`Title of Invention
`
`Ubiquitous Connectivity and Control System for Remote Locations
`
`Prior Application Status patented
`Application
`Number
`
`Continuity Type
`
`Prior Application
`Number
`
`Filing Date
`(YYYY-MM-DD)
`
`Patent Number
`
`Issue Date
`(YYYY-MM-DD)
`
`Remove
`
`(Continuation of
`
`Y 15405793
`
`2017-01-13
`
`10344999
`
`2019-07-09
`
`11 6503883
`
`Prior Application Status I !patented
`Application
`Number
`
`Continuity Type
`
`Prior Application
`Number
`
`Filing Date
`(YYYY-MM-DD)
`
`Patent Number
`
`Issue Date
`(YYYY-MM-DD)
`
`Remove
`
`1Continuation of
`
`Y 13271203
`
`2011-10-11
`
`9602655
`
`2017-03-21
`
`11 5405793
`
`11 3271203
`
`Prior Application Status I !patented
`Application
`Number
`
`Continuity Type
`
`Prior Application
`Number
`
`Filing Date
`(YYYY-MM-DD)
`
`Patent Number
`
`Issue Date
`(YYYY-MM-DD)
`
`Remove
`
`1Continuation of
`
`Y 11686993
`
`2007-03-16
`
`8064935
`
`2011-11-22
`
`Continuity Type
`
`Filing Date
`(YYYY-MM-DD)
`
`Patent Number
`
`Issue Date
`(YYYY-MM-DD)
`
`Remove
`
`Prior Application Status I !patented
`Application
`Number
`
`Prior Application
`Number
`
`11 1686993
`
`Prior Application Status I !patented
`Application
`Number
`
`1Division of
`
`Y 11163372
`
`2005-10-17
`
`7257397
`
`2007-08-14
`
`Continuity Type
`
`Prior Application
`Number
`
`Filing Date
`(YYYY-MM-DD)
`
`Patent Number
`
`Issue Date
`(YYYY-MM-DD)
`
`Remove
`
`1Division of
`
`Y 11160006
`
`2005-06-06
`
`6990335
`
`2006-01-24
`
`11 1163372
`
`Prior Application Status fxpired
`
`-
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`Remove
`
`Filing or 371(c) Date
`(YYYY-MM-DD)
`
`1160006
`
`!aims benefit of provisional
`
`- 60522887
`
`2004-11-18
`
`Additional Domestic Benefit/National Stage Data may
`
`
`
`by selecting the Add button.
`
`
`be
`
`generated within
`
`this form
`
`Add
`
`Foreign Priority Information:
`
`This section allows for the applicant to claim priority to a foreign application. Providing this information in the application data sheet
`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR 1.55. When priority is claimed to a foreign application
`that is eligible for retrieval under the priority document exchange program (PDX)I the information will be used by the Office to
`automatically attempt retrieval pursuant to 37 CFR 1.55(i)(1) and (2). Under the PDX program, applicant bears the ultimate
`responsibility for ensuring that a copy of the foreign application is received by the Office from the participating foreign intellectual
`property office, or a certified copy of the foreign priority application is filed, within the time period specified in 37 CFR 1.55(g)(1).
`
`Application Number
`
`Country'
`
`Filing Date (YYYY-MM-DD)
`
`Access Code' (if applicable)
`
`Remove
`
`h
`
`Additional Foreign Priority Data may be generated within this form by selecting the
`Add button.
`
`EFS Web 2.2.13
`
`Add
`
`RESIDEO-999
`EX1048
`Page 4 of 165
`
`RESIDEO-999
`EX1048
`Page 4 of 165
`
`
`
`PTO/AIA/14 (02-18)
`Approved for use through 11/30/2020. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`UBQ21001USU
`
`Application Number
`
`Title of Invention
`
`Ubiquitous Connectivity and Control System for Remote Locations
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition
`Applications
`
`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
`contains, or contained at any time, a claim to a claimed invention that has an effective filing date on or after March
`0 16, 2013.
`NOTE: By providing this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March
`16, 2013, will be examined under the first inventor to file provisions of the AIA.
`
`EFS Web 2.2.13
`
`RESIDEO-999
`EX1048
`Page 5 of 165
`
`RESIDEO-999
`EX1048
`Page 5 of 165
`
`
`
`PTO/AIA/14 (02-18)
`Approved for use through 11/30/2020. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`UBQ21001USU
`
`Application Number
`
`Title of Invention
`
`Ubiquitous Connectivity and Control System for Remote Locations
`
`Authorization or Opt-Out of Authorization to Permit Access:
`
`When this Application Data Sheet is properly signed and filed with the application, applicant has provided written
`authority to permit a participating foreign intellectual property (IP) office access to the instant application-as-filed (see
`paragraph A in subsection 1 below) and the European Patent Office (EPO) access to any search results from the instant
`application (see paragraph B in subsection 1 below).
`
`Should applicant choose not to provide an authorization identified in subsection 1 below, applicant must opt-out of the
`authorization by checking the corresponding box A or B or both in subsection 2 below.
`
`NOTE: This section of the Application Data Sheet is ONLY reviewed and processed with the INITIAL filing of an
`application. After the initial filing of an application, an Application Data Sheet cannot be used to provide or rescind
`authorization for access by a foreign IP office(s). Instead, Form PTO/SB/39 or PTO/SB/69 must be used as appropriate.
`
`1. Authorization to Permit Access by a Foreign Intellectual Property Office(s)
`
`A. Priority Document Exchange (PDX) - Unless box A in subsection 2 (opt-out of authorization) is checked, the
`undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO), the Japan Patent Office
`(JPO), the Korean Intellectual Property Office (KIPO), the State Intellectual Property Office of the People's Republic of
`China (SIPO), the World Intellectual Property Organization (WIPO), and any other foreign intellectual property office
`participating with the USPTO in a bilateral or multilateral priority document exchange agreement in which a foreign
`application claiming priority to the instant patent application is filed, access to: (1) the instant patent application-as-filed
`and its related bibliographic data, (2) any foreign or domestic application to which priority or benefit is claimed by the
`instant application and its related bibliographic data, and (3) the date of filing of this Authorization. See 37 CFR 1.14(h)
`(1).
`
`B. Search Results from U.S. Application to EPO - Unless box B in subsection 2 (opt-out of authorization) is checked,
`the undersigned hereby grants the USPTO authority to provide the EPO access to the bibliographic data and search
`results from the instant patent application when a European patent application claiming priority to the instant patent
`application is filed. See 37 CFR 1.14(h)(2).
`
`The applicant is reminded that the EPO's Rule 141(1) EPC (European Patent Convention) requires applicants to submit a
`copy of search results from the instant application without delay in a European patent application that claims priority to
`the instant application.
`
`2. Opt-Out of Authorizations to Permit Access by a Foreign Intellectual Property Office(s)
`
`A. Applicant DOES NOT authorize the USPTO to permit a participating foreign IP office access to the instant
`q application-as-filed. If this box is checked, the USPTO will not be providing a participating foreign IP office with
`any documents and information identified in subsection 1A above.
`
`B. Applicant DOES NOT authorize the USPTO to transmit to the EPO any search results from the instant patent
`q application. If this box is checked, the USPTO will not be providing the EPO with search results from the instant
`application.
`NOTE: Once the application has published or is otherwise publicly available, the USPTO may provide access to the
`application in accordance with 37 CFR 1.14.
`
`EFS Web 2.2.13
`
`RESIDEO-999
`EX1048
`Page 6 of 165
`
`RESIDEO-999
`EX1048
`Page 6 of 165
`
`
`
`PTO/AIA/14 (02-18)
`Approved for use through 11/30/2020. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number UBQ21001USU
`
`Application Number
`
`Title of Invention
`
`Ubiquitous Connectivity and Control System for Remote Locations
`
`Applicant Information:
`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title 37 of CFR
`
`to have an assignment recorded by the Office.
`
`Applicant k
`
`Remove
`
`If the applicant is the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be completed.
`The information to be provided in this section is the name and address of the legal representative who is the applicant under 37 CFR
`1.43; or the name and address of the assignee, person to whom the inventor is under an obligation to assign the invention, or person
`who otherwise shows sufficient proprietary interest in the matter who is the applicant under 37 CFR 1.46. If the applicant is an
`applicant under 37 CFR 1.46 (assignee, person to whom the inventor is obligated to assign, or person who otherwise shows sufficient
`
`proprietary interest) together with one or more joint inventors, then the joint inventor or inventors who are also the applicant should be
`identified in this section.
`
`Clear
`
`• Assignee
`
`Legal Representative under 35 U.S.C. 117
`
`Joint Inventor
`
`Person to whom the inventor is obligated to assign.
`
`Person who shows sufficient proprietary interest
`
`If applicant is the legal representative, indicate the authority to file the patent application, the inventor is:
`
`Name of the Deceased or Legally Incapacitated Inventor:
`
`I
`
`If the Applicant is an Organization check here.
`
`1
`
`Organization Name UBIQUITOUS CONNECTIVITY, LP
`472 W. Cork Lane
`
`Mailing Address Information For Applicant:
`
`Address 1
`
`Address 2
`
`City
`
`Country'
`
`IJS
`
`Phone Number
`
`Email Address
`
`ayetteville
`
`State/Province
`
`Postal Code
`
`Fax Number
`
`AR
`
`72704
`
`Additional Applicant Data may be generated within this form by selecting the Add button.
`
`Add
`
`Assignee Information including Non-Applicant Assignee Information:
`
`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title
`37 of CFR to have an assignment recorded by the Office.
`
`EFS Web 2.2.13
`
`RESIDEO-999
`EX1048
`Page 7 of 165
`
`RESIDEO-999
`EX1048
`Page 7 of 165
`
`
`
`PTO/AIA/14 (02-18)
`Approved for use through 11/30/2020. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`UBQ21001USU
`
`Application Number
`
`Title of Invention
`
`Ubiquitous Connectivity and Control System for Remote Locations
`
`Assignee 1
`
`Complete this section if assignee information, including non-applicant assignee information, is desired to be included on the patent
`application publication. An assignee-applicant identified in the "Applicant Information" section will appear on the patent application
`publication as an applicant. For an assignee-applicant, complete this section only if identification as an assignee is also desired on the
`patent application publication.
`
`If the Assignee or Non-Applicant Assignee is an Organization check here.
`
`Remove
`
`q
`
`Prefix
`
`Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`I
`Mailing Address Information For Assignee including Non-Applicant Assignee:
`
`1:1
`
`Address 1
`
`Address 2
`
`City
`
`Country i
`
`I
`
`Phone Number
`
`Email Address
`
`I
`
`State/Province
`
`Postal Code
`
`Fax Number
`
`
`
`Additional Assignee Nonor -Applicant Assignee Data may
`selecting the Add button.
`
`
`
`
`
`
`
`be generated within this form by
`
`
`
`Add
`
`Signature:
`NOTE: This Application Data Sheet must be signed in accordance with 37 CFR 1.33(b). However, if this Application
`Data Sheet is submitted with the INITIAL filing of the application and either box A or B is not checked in
`subsection 2 of the "Authorization or Opt-Out of Authorization to Permit Access" section, then this form must
`also be signed in accordance with 37 CFR 1.14(c).
`This Application Data Sheet must be signed by a patent practitioner if one or more of the applicants is a juristic
`entity (e.g., corporation or association). If the applicant is two or more joint inventors, this form must be signed by a
`patent practitioner, all joint inventors who are the applicant, or one or more joint inventor-applicants who have been given
`power of attorney (e.g., see USPTO Form PTO/AIA/81) on behalf of all joint inventor-applicants.
`See 37 CFR 1.4(d) for the manner of making signatures and certifications.
`
`Remove
`
`Signature
`
`/Kevin E Flynn, #37,325/
`
`Date (YYYY-MM-DD) 2021-02-23
`
`First Name Kevin
`
`Last Name
`
`Flynn
`
`Registration Number
`
`37325
`
`Additional Signature may be generated within this form by selecting the Add button.
`
`Add
`
`EFS Web 2.2.13
`
`RESIDEO-999
`EX1048
`Page 8 of 165
`
`RESIDEO-999
`EX1048
`Page 8 of 165
`
`
`
`PTO/AIA/14 (02-18)
`Approved for use through 11/30/2020. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`UBQ21001USU
`
`Application Number
`
`Title of Invention
`
`Ubiquitous Connectivity and Control System for Remote Locations
`
`This collection of information is required by 37 CFR 1.76. The information is required to obtain or retain a benefit by the public which
`is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This
`collection is estimated to take 23 minutes to complete, including gathering, preparing, and submitting the completed application data
`sheet form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to
`complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`EFS Web 2.2.13
`
`RESIDEO-999
`EX1048
`Page 9 of 165
`
`RESIDEO-999
`EX1048
`Page 9 of 165
`
`
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of the attached form related to a patent
`application or patent. Accordingly, pursuant to the requirements of the Act, please be advised that: (1) the general authority for the collection of this information
`is 35 U.S.C. 2(6)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which the information is used by the U.S. Patent and
`Trademark Office is to process and/or examine your submission related to a patent application or patent. If you do not furnish the requested information, the U.S.
`Patent and Trademark Office may not be able to process and/or examine your submission, which may result in termination of proceedings or abandonment of
`the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1
`
`2.
`
`3
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act (5 U.S.C. 552) and the Privacy
`Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the Department of Justice to determine whether the Freedom of
`Information Act requires disclosure of these records.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a court, magistrate, or administrative
`tribunal, including disclosures to opposing counsel in the course of settlement negotiations.
`
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a request involving an individual, to whom
`the record pertains, when the individual has requested assistance from the Member with respect to the subject matter of the record.
`
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for the information in order to perform
`a contract. Recipients of information shall be required to comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C.
`552a(m).
`
`5. A record related to an International Application filed under the Patent Cooperation Treaty in this system of records may be disclosed, as a routine use,
`to the International Bureau of the World Intellectual Property Organization, pursuant to the Patent CooperationTreaty.
`
`6. A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of National Security review (35 U.S.C. 181)
`and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
`
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or his/her designee, during an
`inspection of records conducted by GSA as part of that agency's responsibility to recommend improvements in records management practices and
`programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA regulations governing inspection of
`records for this purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not be used to make determinations about
`individuals.
`
`8. A record from this system of records may be disclosed, as a routine use, to the public after either publication of the application pursuant to 35 U.S.C.
`122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use,
`to the public if the record was filed in an application which became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspections or an issued patent.
`
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law enforcement agency, if the USPTO becomes
`aware of a violation or potential violation of law or regulation.
`
`EFS Web 2.2.13
`
`RESIDEO-999
`EX1048
`Page 10 of 165
`
`RESIDEO-999
`EX1048
`Page 10 of 165
`
`
`
`Attorney. 37,325
`
`PATENT
`Docket No.UBQ21001USU
`
`ABSTRACT OF THE DISCLOSURE
`
`A thermostat control system for monitoring and controlling environmental characteristics of a
`
`building includes a base station unit and a remote access unit continuously interfacing through
`
`instant wireless private direct connectivity. The system also includes a plurality of sensors that
`
`measure the environmental characteristics and provide the thermostat unit with the measurements.
`
`Page 27 of 27
`
`RESIDEO-999
`EX1048
`Page 11 of 165
`
`RESIDEO-999
`EX1048
`Page 11 of 165
`
`
`
`Attorney. 37,325
`
`PATENT
`Docket No.UBQ21001USU
`
`CLAIMS
`
`What is claimed is:
`
`Claims for Patent Application No. 16/503,883
`
`1
`
`A wireless system comprising:
`
`a base unit operatively interfaced with an environmental device for controlling an
`
`environmental condition in a structure;
`
`a receiver associated with said base unit and adapted for receiving a first wireless message from
`
`a remote unit having wireless connectivity, wherein the first wireless message includes a
`
`command to change the setting of an environmental device;
`
`a controller operatively associated with said base unit and operatively connected with the
`
`environmental device for executing the command;
`
`a transmitter operatively associated with the controller for sending a second wireless message
`
`to the remote unit, wherein the second wireless message includes information indicating that
`
`the command has been executed; and
`
`a housing physically supporting the base unit, the environmental device, the communication
`
`interface, the wireless circuit, and the microcontroller.
`
`2.
`
`The system of claim 1, wherein the command is associated with an icon stored on the
`
`cellular remote unit.
`
`3.
`
`The system of claim 1, wherein the environmental device is configured to turn on or off
`
`responsive to the command.
`
`Page 21 of 27
`
`RESIDEO-999
`EX1048
`Page 12 of 165
`
`RESIDEO-999
`EX1048
`Page 12 of 165
`
`
`
`Attorney. 37,325
`
`PATENT
`Docket No.UBQ21001USU
`
`4.
`
`The system of claim 1, wherein the environmental device is configured to raise or lower
`
`a setting associated with the environmental device responsive to the command
`
`5. The system of claim 1, wherein the remote unit is a cellular remote unit.
`
`6.
`
`The system of claim 5, wherein the base unit is configured to communicate with the
`
`remote unit via a data bearer service of a cellular communications network.
`
`7.
`
`The base unit of claim 1, wherein the environmental device comprises an alarm system.
`
`8.
`
`The base unit of claim 1, wherein the environmental device comprises a light, a
`
`thermostat, a water heater, an air handling system, an electronic air damper, or an alarm system.
`
`9.
`
`The base unit of claim 1, wherein the base unit is configured to receive data from an
`
`external web service, and responsive to receiving the data the base unit sends the command.
`
`10.
`
`The base unit of claim 9, wherein the external web service is a weather service.
`
`11.
`
`A base unit configured to communicate with an environmental device and to
`
`communicate with a remote unit having wireless connectivity, the base unit comprising:
`
`a controller configured to communicate with the environmental device;
`
`a wireless module configured to:
`
`Page 22 of 27
`
`RESIDEO-999
`EX1048
`Page 13 of 165
`
`RESIDEO-999
`EX1048
`Page 13 of 165
`
`
`
`Attorney. 37,325
`
`PATENT
`Docket No.UBQ21001USU
`
`receive a control message from the remote unit via short message and/or data bearer services,
`
`said control message comprising control information for controlling the settings of the
`
`environmental device;
`
`create a control command for the environmental device based on the control information;
`
`send the control command to the environmental device via the controller; and
`
`send a status message indicating execution of said control information to the remote device;
`
`and
`
`a housing configured to physically support the environmental device, the communication
`
`interface, the wireless circuit, and the microcontroller.
`
`12.
`
`The system of claim 11, wherein the control message is associated with an icon stored
`
`on the cellular remote unit.
`
`13.
`
`The system of claim 11, wherein the environmental device is configured to turn on or
`
`off responsive to the control command.
`
`14.
`
`The system of claim 11, wherein the environmental device is configured to raise or
`
`lower a setting associated with the environmental device responsive to the control command.
`
`15.
`
`The system of claim 11, wherein the remote unit is a cellular remote unit.
`
`16.
`
`The system of claim 15, wherein the base unit is configured to communicate with the
`
`remote unit via a data bearer service of a cellular communications network.
`
`Page 23 of 27
`
`RESIDEO-999
`EX1048
`Page 14 of 165
`
`RESIDEO-999
`EX1048
`Page 14 of 165
`
`
`
`Attorney. 37,325
`
`PATENT
`Docket No.UBQ21001USU
`
`17.
`
`The base unit of claim 11, wherein the environmental device comprises an alarm
`
`system.
`
`18.
`
`The base unit of claim 11, wherein the environmental device comprises a light, a
`
`thermostat, a water heater, an air handling system, an electronic air damper, or an alarm system.
`
`19.
`
`The base unit of claim 11, wherein the base unit is configured to receive data from an
`
`external web service, and responsive to receiving the data the base unit sends the control
`
`command.
`
`20.
`
`The base unit of claim 19, wherein the external web service is a weather service.
`
`21.
`
`A system to control a plurality of environmental devices via a cellular