UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONERFORPATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`16/796,086
`
`02/20/2020
`
`Andre Sloth Eriksen
`
`10494.0003-06000
`
`1760
`
`06/02/2021
`7590
`22852
`FINNEGAN, HENDERSON, FARABOW, GARRETT & DUNNER
`LLP
`901 NEW YORK A VENUE, NW
`WASHINGTON, DC 20001-4413
`
`EXAMINER
`
`HWU.DAVISD
`
`ART UNIT
`
`PAPER NUMBER
`
`3763
`
`NOTIFICATION DATE
`
`DELIVERY MODE
`
`06/02/2021
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the
`following e-mail address(es):
`
`regional-desk@finnegan.com
`
`PTOL-90A (Rev. 04/07)
`
`CoolIT Systems, Inc. Ex. 1019 Page 1 of 148
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`

`

`Office Action Summary
`
`Application No.
`16/796,086
`
`Examiner
`Davis Hwu
`
`Applicant(s)
`Eriksen, Andre Sloth
`
`Art Unit
`3763
`
`AIA (FITF) Status
`No
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address -(cid:173)
`Period for Reply
`
`A SHORTENED STATUTORY PERIOD FOR REPLY IS SET TO EXPIRE 3 MONTHS FROM THE MAILING
`DATE OF THIS COMMUNICATION.
`Extensions of time may be available under the provisions of 37 CFR 1.136(a). In no event, however, may a reply be timely filed after SIX (6) MONTHS from the mailing
`date of this communication.
`If NO period for reply is specified above, the maximum statutory period will apply and will expire SIX (6) MONTHS from the mailing date of this communication.
`Failure to reply within the set or extended period for reply will, by statute, cause the application to become ABANDONED (35 U.S.C. § 133).
`Any reply received by the Office later than three months after the mailing date of this communication, even if timely filed, may reduce any earned patent term
`adjustment. See 37 CFR 1.704(b).
`
`Status
`1 )~ Responsive to communication(s) filed on 20 February 2020.
`□ A declaration(s)/affidavit(s) under 37 CFR 1.130(b) was/were filed on __ .
`2a)D This action is FINAL.
`2b) ~ This action is non-final.
`3) □ An election was made by the applicant in response to a restriction requirement set forth during the interview
`on __ ; the restriction requirement and election have been incorporated into this action.
`4)0 Since this application is in condition for allowance except for formal matters, prosecution as to the merits is
`closed in accordance with the practice under Ex parte Quayle, 1935 C.D. 11, 453 O.G. 213.
`
`Disposition of Claims*
`1-17 is/are pending in the application.
`5) ~ Claim(s)
`5a) Of the above claim(s)
`is/are withdrawn from consideration.
`6) D Claim(s)
`is/are allowed.
`7) ~ Claim(s) 1-17 is/are rejected.
`8) □ Claim(s) __ is/are objected to.
`9) D Claim(s) __ are subject to restriction and/or election requirement
`* If any claims have been determined allowable, you may be eligible to benefit from the Patent Prosecution Highway program at a
`participating intellectual property office for the corresponding application. For more information, please see
`http://www.uspto.gov/patents/init events/pph/index.jsp or send an inquiry to PPHfeedback@uspto.gov.
`
`Application Papers
`10) □ The specification is objected to by the Examiner.
`11 ) □ The drawing(s) filed on __ is/are: a) □ accepted or b) □ objected to by the Examiner.
`Applicant may not request that any objection to the drawing(s) be held in abeyance. See 37 CFR 1.85(a).
`Replacement drawing sheet(s) including the correction is required if the drawing(s) is objected to. See 37 CFR 1.121 (d).
`
`Priority under 35 U.S.C. § 119
`12) □ Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (f).
`Certified copies:
`c) □ None of the:
`b)D Some**
`a) □ All
`1. □ Certified copies of the priority documents have been received.
`2. □ Certified copies of the priority documents have been received in Application No. __ .
`3. □ Copies of the certified copies of the priority documents have been received in this National Stage
`application from the International Bureau (PCT Rule 17.2(a)).
`** See the attached detailed Office action for a list of the certified copies not received.
`
`Attachment{s)
`
`1) ~ Notice of References Cited (PTO-892)
`
`2) ~ Information Disclosure Statement(s) (PTO/SB/08a and/or PTO/SB/08b)
`Paper No(s)/Mail Date 9/23/2020, 2/20/2020.
`U.S. Patent and Trademark Office
`PTOL-326 (Rev. 11-13)
`
`Office Action Summary
`
`3) D Interview Summary (PTO-413)
`Paper No(s)/Mail Date __ .
`4) D Other: __ .
`
`Part of Paper No./Mail Date 20210527
`
`CoolIT Systems, Inc. Ex. 1019 Page 2 of 148
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`

`

`Application/Control Number: 16/796,086
`Art Unit: 3763
`
`Page 2
`
`DETAILED ACTION
`
`Double Patenting
`
`1.
`
`The nonstatutory double patenting rejection is based on a judicially created doctrine
`
`grounded in public policy (a policy reflected in the statute) so as to prevent the unjustified or improper
`
`timewise extension of the "right to exclude" granted by a patent and to prevent possible harassment by
`
`multiple assignees. A nonstatutory double patenting rejection is appropriate where the conflicting
`
`claims are not identical, but at least one examined application claim is not patentably distinct from the
`
`reference claim(s) because the examined application claim is either anticipated by, or would have been
`
`obvious over, the reference claim(s). See, e.g., In re Berg, 140 F.3d 1428, 46 USPQ2d 1226 (Fed. Cir.
`
`1998); In re Goodman, 11 F.3d 1046, 29 USPQ2d 2010 (Fed. Cir. 1993); In re Langi, 759 F.2d 887, 225
`
`USPQ 645 (Fed. Cir. 1985); In re Van Ornum, 686 F.2d 937, 214 USPQ 761 (CCPA 1982); In re Vogel, 422
`
`F.2d 438, 164 USPQ 619 (CCPA 1970); In re Thorington, 418 F.2d 528, 163 USPQ 644 (CCPA 1969).
`
`A timely filed terminal disclaimer in compliance with 37 CFR l.321(c) or l.321(d) may be used to
`
`overcome an actual or provisional rejection based on nonstatutory double patenting provided the
`
`reference application or patent either is shown to be commonly owned with the examined application,
`
`or claims an invention made as a result of activities undertaken within the scope of a joint research
`
`agreement. See MPEP § 717.02 for applications subject to examination under the first inventor to file
`
`provisions of the AIA as explained in MPEP § 2159. See MPEP § 2146 et seq. for applications not subject
`
`to examination under the first inventor to file provisions of the AIA. A terminal disclaimer must be
`
`signed in compliance with 37 CFR l.321(b).
`
`The USPTO Internet website contains terminal disclaimer forms which may be used. Please visit
`
`www.uspto.gov/patent/patents-forms. The filing date of the application in which the form is filed
`
`determines what form (e.g., PTO/SB/25, PTO/SB/26, PTO/AIA/25, or PTO/AIA/26) should be used. A
`
`web-based eTerminal Disclaimer may be filled out completely online using web-screens. An eTerminal
`
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`

`

`Application/Control Number: 16/796,086
`Art Unit: 3763
`
`Page 3
`
`Disclaimer that meets all requirements is auto-processed and approved immediately upon submission.
`
`For more information about eTerminal Disclaimers, refer to
`
`www.uspto.gov/patents/ process/fl le/ efs/ gu ida nee/ e TD-i nfo-1.jsp.
`
`2.
`
`Claim 1-17 are rejected on the ground of nonstatutory double patenting as being unpatentable
`
`over claim 8 of U.S. Patent No. 9,733,681. Although the claims at issue are not identical, they are not
`
`patentably distinct from each other because '681 does not disclose an impeller cover, however, since
`
`the impeller is already in a housing as disclosed in '681, providing an additional impeller cover would
`
`have been a matter of design choice, and the device of '681 will still function properly with the
`
`modification. The stator being brushless as recited in claim 17 would also have been a matter of design
`
`choice.
`
`Claim Objections
`
`3.
`
`Claim 17 is objected to because of the following informalities: the last sentence of the claims is
`
`incomplete or lacks an period at the end. Appropriate correction is required.
`
`Comments
`
`4.
`
`The examiner has reviewed the document of the AIA Review (IPR 2020-00524) filed on August
`
`24, 2020. None of the prior art references cited in the document (US 20060185830, 5,731,954, and JP
`
`2002-151638) appear to teach nor fairly suggest a heat-exchanging interface having an inner surface
`
`that defines a plurality of channels that direct the flow of the cooling liquid within the thermal exchange
`
`member or an impeller cover as recited.
`
`5.
`
`The prior art made of record and not relied upon is considered pertinent to applicant's
`
`disclosure. The prior art of Eriksen, Lyon, and Wu et al. are pertinent to the Applicant's invention.
`
`6.
`
`Any inquiry concerning this communication or earlier communications from the examiner
`
`should be directed to Davis Hwu whose telephone number is (571)272-4904.
`
`Examiner interviews are available via telephone. Call the examiner to schedule an interview.
`
`CoolIT Systems, Inc. Ex. 1019 Page 4 of 148
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`IPR2021-01196
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`

`

`Application/Control Number: 16/796,086
`Art Unit: 3763
`
`Page 4
`
`If attempts to reach the examiner by telephone are unsuccessful, the examiner's supervisor, Len
`
`Tran can be reached on 571-272-1184. The fax phone number for the organization where this
`
`application or proceeding is assigned is 571-273-8300.
`
`Information regarding the status of an application may be obtained from the Patent Application
`
`Information Retrieval (PAIR) system. Status information for published applications may be obtained
`
`from either Private PAIR or Public PAIR. Status information for unpublished applications is available
`
`through Private PAIR only. For more information about the PAIR system, see https://ppair-
`
`my.uspto.gov/pair/PrivatePair. Should you have questions on access to the Private PAIR system, contact
`
`the Electronic Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a
`
`USPTO Customer Service Representative or access to the automated information system, call 800-786-
`
`9199 (IN USA OR CANADA) or 571-272-1000.
`
`/DAVIS D HWU/
`Primary Examiner, Art Unit 3763
`
`CoolIT Systems, Inc. Ex. 1019 Page 5 of 148
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`

`

`*
`*
`*
`*
`*
`*
`*
`*
`
`*
`
`*
`
`Notice of References Cited
`
`Application/Control No.
`16/796,086
`
`Examiner
`Davis Hwu
`
`Applicant(s)/Patent Under
`Reexamination
`Eriksen, Andre Sloth
`Art Unit
`3763
`
`Page 1 of 1
`
`Document Number
`Country Code-Number-Kind Code
`A US-20160146219-A 1
`
`B US-10613601-B2
`
`C US-10078354-B2
`
`D US-9733681-B2
`
`E U S-8240362-B2
`
`F US-7971632-B2
`
`G US-6894899-B2
`
`U.S. PATENT DOCUMENTS
`
`Date
`MM-YYYY
`
`Name
`
`CPC Classification
`
`US Classification
`
`05-2016
`
`Lyon; Geoff Sean
`
`04-2020
`
`09-2018
`
`08-2017
`
`08-2012
`
`07-2011
`
`Eriksen; Andre Sloth
`
`Eriksen; Andre Sloth
`
`Eriksen; Andre Sloth
`
`Eriksen; Andre Sloth
`
`Eriksen; Andre Sloth
`
`05-2005
`
`Wu; Bo Jiu
`
`F04D1/00
`
`G06F1/20
`
`H05K7/20263
`
`H05K7/20263
`
`H05K7/20154
`
`H05K7/20154
`
`F28 D 15/0266
`
`417/53
`
`1 /1
`
`1 /1
`
`1 /1
`
`165/80.4
`
`165/80.4
`
`165/185
`
`Document Number
`Country Code-Number-Kind Code
`
`Date
`MM-YYYY
`
`Country
`
`Name
`
`CPC Classification
`
`FOREIGN PATENT DOCUMENTS
`
`NON-PATENT DOCUMENTS
`
`Include as applicable: Author, Title Date, Publisher, Edition or Volume, Pertinent Pages)
`
`H
`
`I
`
`J
`
`K
`
`L
`
`M
`
`N
`
`0
`
`p
`
`Q
`
`R
`s
`
`T
`
`u
`
`V
`
`w
`
`X
`
`*A copy of this reference is not being furnished with this Office action. (See MPEP § 707.05(a).)
`Dates in MM-YYYY format are publication dates. Classifications may be US or foreign.
`
`U.S. Patent and Trademark Office
`PTO-892 (Rev. 01-2001)
`
`Notice of References Cited
`
`Part of Paper No. 20210527
`
`CoolIT Systems, Inc. Ex. 1019 Page 6 of 148
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`
`

`

`Application/Control No.
`
`Applicant(s)/Patent Under Reexamination
`
`Search Notes
`
`16/796,086
`
`Examiner
`
`Davis Hwu
`
`Eriksen, Andre Sloth
`
`Art Unit
`
`3763
`
`CPC - Searched*
`
`Symbol
`
`G06F 1/206, 1/20, 2200/201
`
`F04D 15/0066
`
`H01 L 23/473, 2924/0002
`
`H05K 7/20263, 7/20272
`
`Date
`
`05/27/2021
`
`II
`
`II
`
`II
`
`Examiner
`
`dh
`
`II
`
`II
`
`II
`
`CPC Combination Sets - Searched*
`
`Symbol
`
`Date
`
`Examiner
`
`US Classification - Searched*
`
`Class
`
`165
`
`Subclass
`
`80.4
`
`Date
`
`05/27/2021
`
`Examiner
`
`dh
`
`* See search history printout included with this form or the SEARCH NOTES box below to determine the scope of
`the search.
`
`Search Notes
`
`Search Notes
`
`east
`
`reviewed petition for review of US Patent 9,733,681 (IPR 2020-00524
`)
`
`Date
`
`05/27/2021
`
`05/27/2021
`
`Examiner
`
`dh
`
`dh
`
`Interference Search
`
`US Class/CPC
`Symbol
`
`US Subclass/CPC Group
`
`Date
`
`Examiner
`
`/D.D.H/
`Primary Examiner, Art Unit 3763
`
`U.S. Patent and Trademark Office
`
`Page 1 of 1
`
`Part of Paper No.: 20210527
`
`CoolIT Systems, Inc. Ex. 1019 Page 7 of 148
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`IPR2021-01196
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`

`

`16/796,086 - GAU: 3763
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Sheet
`
`I
`
`1
`
`I
`
`of
`
`I
`
`1
`
`Application Number
`Filing Date
`First Named Inventor
`Art Unit
`Examiner Name
`Attorney Docket Number
`
`Complete if Known
`16/796,086
`February 20, 2020
`Andre Sloth ERIKSEN
`3763
`Not yet assigned
`10494. 0003-06000
`
`Examiner
`Initials*
`
`Cite
`No.
`
`Document Number
`
`Number-Kind Code (if known)
`
`U.S. PATENTS
`Issue Date
`Name of Patentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`5,731,954
`
`6,019,165
`
`7,972,632 B2
`
`9,715,260 B2
`
`9,733,681 B2
`
`10,078,354 B2
`
`10,078,355 B2
`
`03-24-1998
`
`Cheon
`
`02-01-2000
`
`Batchelder
`
`07-05-2011
`
`Jia
`
`07-25-2017
`
`Eriksen
`
`08-15-2017
`
`Eriksen
`
`09-28-2018
`
`Eriksen
`
`09-18-2018
`
`Eriksen
`
`Examiner
`Initials*
`
`Cite
`No.
`
`U.S. PUBLISHED PATENT APPLICATIONS
`Document Number
`Publication Date
`Name of Patentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`Number-Kind Code (if known)
`
`8
`
`2006/0185830
`
`08-24-2006
`
`Duan
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`Note: Submission of copies of U.S. Patents and published U.S. Patent Applications is not required.
`
`Examiner
`Initials·
`
`Cite
`No.
`
`Foreign Patent Document
`
`FOREIGN PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`Country Code Number Kind Code (if known)
`JP 2002-151638
`
`9
`
`05-24-2002
`
`Hitachi Ltd.
`
`Pages, Columns, Lines,
`Where Relevant Passages
`or Relevant Figures
`Appear
`
`Translation
`
`Examiner
`Initials·
`
`Cite
`No.
`
`10
`
`11
`
`12
`
`NON PATENT LITERATURE DOCUMENTS
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item (book,
`magazine, journal, serial, symposium, catalog, etc.), date, page(s), volume-issue number(s), publisher, city
`and/or country where published.
`DECISION Granting Institution of Inter Partes Review, 35 U.S.C. § 314, COOLIT SYSTEMS, INC. V. ASETEK
`DANMARK A/S, IPR2020-00524, Patent No. 9,733,681 B2, Entered August 24, 2020 (33 pages).
`DECISION Granting Institution of Inter Partes Review, 35 U.S.C. § 314, COOLIT SYSTEMS, INC. V. ASETEK
`DANMARK A/S, IPR2020-00522, Patent No. 10,078,355 B2, Entered August 24, 2020 (24 pages).
`DECISION Granting Institution of Inter Partes Review, 35 U.S.C. § 314, COOLIT SYSTEMS, INC. V. ASETEK
`DANMARK A/S, IPR2020-00523, Patent No. 10,078,354 B2, Entered August 24, 2020 (18 pages).
`
`Abstract
`
`Translation
`
`Examiner
`Signature
`
`/DAVIS D HWU/
`
`Date
`Considered
`
`05/27/2021
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/D.D.H/
`
`CoolIT Systems, Inc. Ex. 1019 Page 8 of 148
`CoolIT Systems, Inc. v. Asetek Danmark A/S
`IPR2021-01196
`
`

`

`Bibliographic Data
`
`Application No:
`
`Foreign Priority claimed:
`
`16/796,086
`0 Yes
`0Yes
`
`35 USC 119 (a-d) conditions met:
`
`@ No
`
`0No
`
`D Met After Allowance
`
`Verified and Acknowledged:
`
`I/DAVIS D HWU/
`Examiner's Signature
`
`Initials
`
`Title:
`
`lcoouNG SYSTEM FOR A COMPUTER SYSTEM
`
`FILING or 371(c) DATE
`
`CLASS
`
`GROUP ART UNIT
`
`ATTORNEY DOCKET NO.
`
`02/20/2020
`
`RULE
`
`APPLICANTS
`
`165
`
`3763
`
`10494.0003-06000
`
`Asetek Danmark A/S, Aalborg East, DENMARK
`
`INVENTORS
`
`Andre Sloth Eriksen, Nibe, DENMARK
`
`CONTINUING DATA
`
`This application is a CON of 15991384 05/29/2018 PAT 10599196
`
`15991384 is a CON of 15626706 06/19/2017 PAT 10078355
`
`15626706 is a CON of 13861593 04/12/2013 PAT 9733681
`
`13861593 is a CON of 11919974 01/06/2009ABN
`
`11919974 is a 371 of PCT/DK2005/000310 05/06/2005
`
`FOREIGN APPLICATIONS
`
`IF REQUIRED, FOREIGN LICENSE GRANTED**
`
`03/05/2020
`
`STATE OR COUNTRY
`
`DENMARK
`
`ADDRESS
`
`FINNEGAN, HENDERSON, FARABOW, GARRETT & DUNNER
`LLP
`901 NEW YORK A VENUE, NW
`WASHINGTON, DC 20001-4413
`UNITED STATES
`
`FILING FEE RECEIVED
`
`$1,720
`
`CoolIT Systems, Inc. Ex. 1019 Page 9 of 148
`CoolIT Systems, Inc. v. Asetek Danmark A/S
`IPR2021-01196
`
`

`

`EAST Search History
`
`EAST Search History (Prior Art)
`
`US-PG PUB;
`USPAT; USOCR;
`FPRS; EPO; JPO;
`DERWENT;
`IBM_TDB
`US-PG PUB;
`USPAT; USOCR;
`FPRS; EPO; JPO;
`DERWENT;
`IBM_TDB
`
`US-PG PUB;
`USPAT; USOCR;
`FPRS; EPO; JPO;
`DERWENT;
`IBM_TDB
`US-PG PUB;
`USPAT; USOCR;
`FPRS; EPO; JPO;
`DERWENT;
`IBM_TDB
`
`US-PG PUB;
`USPAT; USOCR;
`FPRS; EPO; JPO;
`DERWENT;
`IBM_TDB
`US-PG PUB;
`USPAT; USOCR;
`FPRS; EPO; JPO;
`DERWENT;
`IBM_TDB
`US-PG PUB;
`USPAT; USOCR;
`FPRS; EPO; JPO;
`DERWENT;
`IBM_TDB
`
`US-PG PUB;
`USPAT; USOCR;
`FPRS; EPO; JPO;
`DERWENT;
`IBM_TDB
`
`16 and impeller and thermal and
`pump
`
`CoolIT Systems, Inc. Ex. 1019 Page 10 of 148
`CoolIT Systems, Inc. v. Asetek Danmark A/S
`IPR2021-01196
`
`

`

`f04d15/0066.cpc. or
`h01123/423.cpc. or
`ho112924/0002.cpc. or
`h05k7/20263.cpc. or
`h05k7 /20272.cpc.
`19 and (pump near impeller) and
`(impeller near (cover or hous$3))
`
`110 and ((channels or passages or
`tubes or conduits) near (liquid or
`fluid or refrigerant))
`
`coolong and (pump near impeller)
`and (impeller near (cover or
`hous$3))
`
`cooling and (pump near impeller)
`and (impeller near (cover or
`hous$3))
`
`cooling and (pump near impeller)
`and (impeller near (cover or
`hous$3))
`
`115 and ((channels or passages or
`tubes or conduits) near (liquid or
`fluid or refrigerant))
`
`FPRS; EPO; JPO;
`DERWENT;
`IBM_TDB
`
`US-PG PUB;
`USPAT; USOCR;
`FPRS; EPO; JPO;
`DERWENT;
`IBM_TDB
`US-PG PUB;
`USPAT; USOCR;
`FPRS; EPO; JPO;
`DERWENT;
`IBM_TDB
`US-PG PUB;
`USPAT; USOCR;
`FPRS; EPO; JPO;
`DERWENT;
`IBM_TDB
`US-PG PUB;
`USPAT; USOCR;
`FPRS; EPO; JPO;
`DERWENT;
`IBM_TDB
`US-PG PUB;
`USPAT; USOCR;
`FPRS; EPO; JPO;
`DERWENT;
`IBM_TDB
`US-PG PUB;
`USPAT; USOCR;
`FPRS; EPO; JPO;
`DERWENT;
`IBM_TDB
`US-PG PUB;
`USPAT; USOCR;
`FPRS; EPO; JPO;
`DERWENT;
`IBM_TDB
`US-PG PUB;
`USPAT; USOCR;
`FPRS; EPO; JPO;
`DERWENT;
`IBM_TDB
`
`5/27/2021 5:20:02 PM
`C:\Users\dhwu\Documents\EAST\Workspaces\15845959.wsp
`
`CoolIT Systems, Inc. Ex. 1019 Page 11 of 148
`CoolIT Systems, Inc. v. Asetek Danmark A/S
`IPR2021-01196
`
`

`

`CoolIT Systems, Inc. Ex. 1019 Page 12 of 148
`CoolIT Systems, Inc. v. Asetek Danmark A/S
`IPR2021-01196
`
`

`

`16/796,086 - GAU: 3763
`
`Application Number
`Filing Date
`First Named Inventor
`Parent Art Unit
`Parent Examiner Name
`Attorney Docket Number
`
`Complete if Known
`Not Yet Assigned
`Herewith
`Andre Sloth Eriksen
`3763
`Davis D. Hwu
`10494. 0003-06000
`
`6
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`I
`I
`1
`of
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`I
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`
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`Initials·
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`Cite
`No. 1
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`Document Number
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`Number-Kind Code 2 (if known)
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`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH"
`
`/D,D.H/
`
`CoolIT Systems, Inc. Ex. 1019 Page 13 of 148
`CoolIT Systems, Inc. v. Asetek Danmark A/S
`IPR2021-01196
`
`

`

`16/796,086 - GAU: 3763
`
`Application Number
`Filing Date
`First Named Inventor
`Parent Art Unit
`Parent Examiner Name
`Attorney Docket Number
`
`Complete if Known
`Not Yet Assigned
`Herewith
`Andre Sloth Eriksen
`3763
`Davis D. Hwu
`10494. 0003-06000
`
`6
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`I
`I
`2
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`I
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`U.S. PATENTS
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`US-7,544,049
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`US-8,240,362 B2
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`Wayburn
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`Examiner
`Initials·
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`Cite
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`65.
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`U.S. PUBLISHED PATENT APPLICATIONS
`Document Number
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`MM-DD-YYYY
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`
`Number-Kind Code 4 (if known)
`
`US-2002/0117291
`
`Cheon
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`US-2002/171388
`
`11-21-2002
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`Kunio Seki
`
`US-2003/001 0050 A 1
`
`01-16-2003
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`Scott
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`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/D.D.H/
`
`CoolIT Systems, Inc. Ex. 1019 Page 14 of 148
`CoolIT Systems, Inc. v. Asetek Danmark A/S
`IPR2021-01196
`
`

`

`16/796,086 - GAU: 3763
`
`Application Number
`Filing Date
`First Named Inventor
`Parent Art Unit
`Parent Examiner Name
`Attorney Docket Number
`
`Complete if Known
`Not Yet Assigned
`Herewith
`Andre Sloth Eriksen
`3763
`Davis D. Hwu
`10494. 0003-06000
`
`6
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`I
`I
`3
`of
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`I
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`Sheet
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`Chu et al.
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`Note: Submission of copies of U.S. Patents and published U.S. Patent Applications is not required.
`
`Examiner
`Initials·
`
`Cite
`No. 1
`
`Foreign Patent Document
`
`FOREIGN PATENT DOCUMENTS
`Pages, Columns, Lines,
`Publication Date
`Name of Patentee or
`Applicant of Cited Document Where Relevant Passages
`MM-DD-YYYY
`or Relevant Figures
`Appear
`
`Country Code 5 Number6 Kind Code 7 (if known)
`CN 1387311 A
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`10-02-2002
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`11-24-2004
`
`09-21-2004
`
`Kunio Seki
`
`Toshiba
`
`Lin TongQuiang
`
`H.A.NSANG SR SYSTEM
`CO LTD
`3R System Co., LTD
`
`02-16-2005
`
`Univ Tsinghua
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/D.DoH/
`
`Translation'
`
`English
`Abstract
`
`CoolIT Systems, Inc. Ex. 1019 Page 15 of 148
`CoolIT Systems, Inc. v. Asetek Danmark A/S
`IPR2021-01196
`
`

`

`16/796,086 - GAU: 3763
`
`Application Number
`Filing Date
`First Named Inventor
`Parent Art Unit
`Parent Examiner Name
`Attorney Docket Number
`
`Complete if Known
`Not Yet Assigned
`Herewith
`Andre Sloth Eriksen
`3763
`Davis D. Hwu
`10494. 0003-06000
`
`6
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
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`I
`of
`4
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`Machine
`Translation
`
`Examiner
`Initials·
`
`Cite
`No. 1
`
`127.
`
`128.
`
`NONPATENT LITERATURE DOCUMENTS
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc.), date, page(s), volume-issue number(s),
`publisher, city and/or country where published.
`Notice of Allowability with Examiner's Reason for Allowance mailed on 05/17/12 in U.S. Patent Application
`No. 12/826, 768 (4 pages).
`Notice of Allowability with Examiner's Reason for Allowance mailed on 5/23/12 in U.S. Patent Application
`No. 13/269,234 (4 pages).
`
`Translation 6
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGHo
`
`/DoD.H/
`
`CoolIT Systems, Inc. Ex. 1019 Page 16 of 148
`CoolIT Systems, Inc. v. Asetek Danmark A/S
`IPR2021-01196
`
`

`

`16/796,086 - GAU: 3763
`
`Application Number
`Filing Date
`First Named Inventor
`Parent Art Unit
`Parent Examiner Name
`Attorney Docket Number
`
`Complete if Known
`Not Yet Assigned
`Herewith
`Andre Sloth Eriksen
`3763
`Davis D. Hwu
`10494. 0003-06000
`
`6
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`I
`I
`5
`of
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`I
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`Sheet
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`NONPATENT LITERATURE DOCUMENTS
`Notice of Allowability with Examiner's Reason for Allowance mailed on April 8, 2011 in U.S. Patent
`Application No. 10/578,578 (9 pages).
`Order re: Claim Construction for U.S. Patent Nos. 8,240,362 and 8,245,764 in U.S. District Court, Northern
`District of California, Case Nos. C-12-4498 EMC and C-13-0457 JST, filed December 3, 2013 (18 pages).
`Third Party Observation for European Application No. EP20080100686 submitted on August 15, 2014 (8
`pages).
`Third Party Observation for European Application No. EP20080100686 submitted on August 18, 2014 (7
`pages).
`Invalidation Decision in CN 102902329B dated December 29, 2017 (28 pages).
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`129.
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`130.
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`131.
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`132.
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`133.
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`134.
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`Request for Invalidation in CN 102902329B filed June 25, 2019 (43 pages).
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`135.
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`Decision of Institution of Invalidation Proceeding in CN 102902329B dated July 4, 2019 (4 pages)
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`136.
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`137.
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`138.
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`139.
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`140.
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`141.
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`142.
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`143.
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`152.
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`153.
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`154.
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`155.
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`156.
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`157.
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`158.
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`Office Action mailed on August 22, 2007 in U.S. Patent Application No. 10/578,578 (7 pages).
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`Office Action mailed on April 25, 2008 in U.S. Patent Application No. 10/578,578 (1 O pages).
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`Office Action mailed on August 18, 2008 in U.S. Patent Application No. 10/578,578 (9 pages).
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`Office Action mailed on March 20, 2009 in U.S. Patent Application No. 10/578,578 (12 pages).
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`Office Action mailed on July 15, 2009 in U.S. Patent Application No. 10/578,578 (13 pages).
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`Office Action mailed on April 13, 201 O in U.S. Patent Application No. 10/578,578 (14 pages).
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`Office Action mailed on November 24, 201 O in U.S. Patent Application No. 10/578,578 (1 O pages).
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`Office Action mailed on November 23, 2011 in U.S. Patent Application No. 12/826,802 (11 pages).
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`Office Action mailed on December 5, 2011 in U.S. Patent Application No. 12/826,768 (14 pages).
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`Office Action mailed on December 20, 2011 in U.S. Patent Application