PATENT
`Customer No. 22,852
`Attorney Docket No.: 10494.0003-05000
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re Patent No.: 10,599,196
`
`Inventor: Andre S. Eriksen
`
`Issued: March 24, 2020
`
`For: COOLING SYSTEM FOR A
`COMPUTER SYSTEM
`
`)
`)
`)
`)
`)
`)
`)
`)
`)
`
`Group Art Unit: 3763
`
`Examiner:
`
`Davis D. Hwu
`
`Confirmation No.: 1398
`
`VIA EFS-WEB
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Commissioner:
`
`COMBINED DESIGNATION OF DOMESTIC REPRESENTATIVE
`AND STATEMENT UNDER 37 C.F.R. § 3.73(bl
`
`Pursuant to 35 U.S.C. § 293 and in accordance with 37 C.F.R. § 3.61 and
`
`M.P.E.P. § 302.04, the assignee of the above-identified patent, who does not reside in
`
`the United States, hereby designates:
`
`Bend Law Group, PC
`2181 Greenwich Street
`San Francisco, CA 94123
`Phone: (415) 633-6841
`
`as the domestic representative on whom process or notice of proceedings affecting the
`
`patent may be served.
`
`Asetek Danmark A/S, a corporation of Denmark, is the assignee of the entire
`
`right, title, and interest in the patent identified above by virtue of an assignment from
`
`inventor Andre Sloth Eriksen to Asetek A/S, recorded in the United States Patent and
`
`Trademark Office (USPTO) at Reel 046268, Frame 0987 on May 30, 2018 and a
`
`CoolIT Systems, Inc. Ex. 1002 Page 1 of 389
`CoolIT Systems, Inc. v. Asetek Danmark A/S
`IPR2021-01196
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`

`

`U.S. Patent No. 10,599,196
`Attorney Docket No.: 10494.0003-05000
`
`change of name from Asetek A/S to Asetek Danmark A/S, recorded in the USPTO at
`
`Reel 048067, Frame 0324 on January 10, 2019. Thus, in accordance with 37 C.F.R. §
`
`3.73(b), the undersigned (whose title is supplied below) is empowered to sign this
`
`designation on behalf of the assignee.
`
`I hereby declare that all statements made herein of my knowledge are true, and
`
`that all statements made on information and belief are believed to be true; and further,
`
`that these statements are made with the knowledge that willful false statements, and the
`
`like so made, are punishable by fine or imprisonment, or both, under Section 1001, Title
`
`18 of the United States Code, and that such willful false statements may jeopardize the
`
`validity of the application or any patent issuing thereon.
`
`Respectfully submitted,
`
`Asetek Danmark A/S
`
`By:
`
`/Andre Sloth Eriksen/
`Andre Sloth ERIKSEN
`Chief Executive Officer
`
`Dated: --"""'S""'e""'p'""te=m"-=b=e'-r =30=,'-'2=0=2=0'----
`
`By:
`
`/Peter Dam Madsen/
`Peter Dam MADSEN
`Chairman of the Board
`
`CoolIT Systems, Inc. Ex. 1002 Page 2 of 389
`CoolIT Systems, Inc. v. Asetek Danmark A/S
`IPR2021-01196
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`

`

`~ >~ PATENT AND TRADEMARK OFFICE
`1 _ r:1.im· UNITED STAJE.S
`
`Page 1 of 2
`P.O. Box 1450
`Alexandria, VA 223, 3 - 1450
`W\JW/.USpto.gov
`
`ELECTRONIC ACKNOWLEDGEMENT RECEIPT
`
`APPLICATION #
`15/991 !384
`
`RECEIPT DATE/ TIME
`09/30/2020 06:50:47 PM ET
`
`ATTORNEY DOCKET#
`10494,0003-05000
`
`Title of Invention
`COOLING SYSTEM FOR A COMPUTER SYSTEfv'l
`
`Application Information
`
`APPLICATION TYPE Utility - Nonpmvisional Application
`under 35 USC 11 , (a)
`
`PATENT# 10599196
`
`CONFIRMATION# 1398
`
`FILED BY Donna Studley
`
`PATENT CENTER# 60090193
`
`FILING DATE 05/29/20: 8
`
`CUSTOMER# 22852
`
`CORRESPONDENCE
`ADDRESS
`
`-
`
`Documents
`
`FIRST NAMED Andre Sloth Eriksen
`INVENTOR
`
`AUTHORIZED BY Eric Raciti
`
`TOTAL DOCUMENTS: 1
`
`DOCUMENT
`
`PAGES
`
`DESCRIPTION
`
`SIZE {KB)
`
`2
`
`rv1isce!laneous Incoming Letter
`
`113 KB
`
`2020 09 30 As-Filed - 0003-
`05 - Combined Designation of
`Domestic Representative and
`Statement Under 37 C.F.R.
`3.73b.pdf
`
`Digest
`
`DOCUMENT
`
`MESSAGE DIGEST(SHA 0 512)
`
`2020 09 30 As-Filed - 0003-05
`- Combined Designation of
`Dornestic Representative and
`
`00D4523BE406EE531C4EA5A9F9583760152D0FAD83020565B
`6F4CEF262B2211 EDDB6F85FA01169388F0CF4C0BFB865C3AB
`D656DCA81 B6C78444C768633A8B 124
`
`CoolIT Systems, Inc. Ex. 1002 Page 3 of 389
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`IPR2021-01196
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`Statement Under 37 CY. R.
`3.73b.pdf
`
`Page 2 of 2
`
`This Acknowledr,iernent Receipt evicences receipt on the noter.! date by the USF'TO of the inclicatecl documents, cl1aracte,iz.ed
`by the applicant, and including page counts, where appiicabie. It serves as evidence of receipt similar to a Post Card, as
`descr:bed in MPE:P 503.
`
`New ApplicaHons Under 35 U.S.C, 11 "l
`If a new application is being filed and the application includes the necessary components for fiiing date (see 37 CFR 1.53(b)-(d)
`and MPE:P 506), a Hling Receipt (37 CFR 1.54) wil: be issued in due course and the date shown on this Ack.nowledgement
`Receipt will estab!ish the filing date of tl1e application
`
`National Stage of an International Appl!cation under 35 U.S.C. 371
`ll a timeiy submission to enter the na!iona, stage o! an in!ernational appl,cation is compliant w,th !he conditions ol 35 U.S.C.
`371 and other applicable requirements a Form PCT/DO/EO/90::1 inclicatinr,1 acceptance of the application as a national star,ie
`submission under 35 U.S.C. 371 will be ,ssued in addition to the Fi!ing Receipt, in due course.
`
`New International App!icaHcm Filed with the USPTO as a Receiving Office
`If a new internationa! application is being filec and the international application includes the necessary cornponents for an
`intema!ional rn,ng date (see PCT Ar!icle 11 and MPEP 1810), a I\Jotification o! the International Appl,cation ~~umber and o! the
`International Hlinf:i Date (Form PCT/RO/105) will be issued in due course, subject lo prescriptions concerning na!ional securi!y,
`and the date shown on this Acknowledgement Receipt 1Nill establish the international filing date of the application.
`
`CoolIT Systems, Inc. Ex. 1002 Page 4 of 389
`CoolIT Systems, Inc. v. Asetek Danmark A/S
`IPR2021-01196
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`

`

`UNITED STATES PA TENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONERFORPATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`15/991,384
`
`ISSUE DATE
`
`03/24/2020
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`10599196
`
`10494.0003-05000
`
`1398
`
`22852
`7590
`03/04/2020
`FINNEGAN, HENDERSON, FARABOW, GARRETT & DUNNER
`LLP
`901 NEW YORK A VENUE, NW
`WASHINGTON, DC 20001-4413
`
`ISSUE NOTIFICATION
`
`The projected patent number and issue date are specified above.
`
`Determination of Patent Term Adjustment under 35 U .S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is O day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office
`of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments
`should be directed to the Application Assistance Unit (AAU) of the Office of Data Management (ODM) at
`(571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
`
`Andre Sloth Eriksen, Nibe, DENMARK;
`Asetek Danmark A/S, Aalborg East, DENMARK;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103 (Rev. 10/09)
`
`CoolIT Systems, Inc. Ex. 1002 Page 5 of 389
`CoolIT Systems, Inc. v. Asetek Danmark A/S
`IPR2021-01196
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`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONERFORPATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`15/991,384
`
`05/29/2018
`
`Andre Sloth Eriksen
`
`10494.0003-05000
`
`1398
`
`03/02/2020
`7590
`22852
`FINNEGAN, HENDERSON, FARABOW, GARRETT & DUNNER
`LLP
`901 NEW YORK A VENUE, NW
`WASHINGTON, DC 20001-4413
`
`EXAMINER
`
`HWU.DAVISD
`
`ART UNIT
`
`PAPER NUMBER
`
`3763
`
`NOTIFICATION DATE
`
`DELIVERY MODE
`
`03/02/2020
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the
`following e-mail address(es):
`
`regional-desk@finnegan.com
`
`PTOL-90A (Rev. 04/07)
`
`CoolIT Systems, Inc. Ex. 1002 Page 6 of 389
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`IPR2021-01196
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`

`

`Corrected
`Notice of Allowability
`
`Application No.
`15/991,384
`Examiner
`Davis Hwu
`
`Applicant(s)
`Eriksen, Andre Sloth
`Art Unit
`3763
`
`No
`
`I AIA (FITF) Status
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address-(cid:173)
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application. If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`
`1.~ This communication is responsive to the ffiling of 2/20/2020.
`D A declaration(s)/affidavit(s) under 37 CFR 1.130(b) was/were filed on __ .
`
`2.0 An election was made by the applicant in response to a restriction requirement set forth during the interview on __ ; the
`restriction requirement and election have been incorporated into this action.
`
`3.~ The allowed claim(s) is/are 1-14 and 16-20 . As a result of the allowed claim(s), you may be eligible to benefit from the Patent
`Prosecution Highway program at a participating intellectual property office for the corresponding application. For more information
`, please see http://www.uspto.gov/patents/init_events/pph/index.jsp or send an inquiry to PPHfeedback@uspto.gov.
`
`4.0 Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (f).
`Certified copies:
`*c) D None of the:
`a) □All
`b) 0 Some
`1. D Certified copies of the priority documents have been received.
`2. D Certified copies of the priority documents have been received in Application No. __ .
`3. D Copies of the certified copies of the priority documents have been received in this national stage application from the
`International Bureau (PCT Rule 17.2(a)).
`
`* Certified copies not received: __ .
`
`Applicant has THREE MONTHS FROM THE "MAILING DATE" of this communication to file a reply complying with the requirements
`noted below. Failure to timely comply will result in ABANDONMENT of this application.
`THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
`
`5.0 CORRECTED DRAWINGS (as "replacement sheets") must be submitted.
`D including changes required by the attached Examiner's Amendment/ Comment or in the Office action of
`Paper No./Mail Date __ .
`Identifying indicia such as the application number {see 37 CFR 1.84{c)) should be written on the drawings in the front {not the back) of each
`sheet. Replacement sheet{s) should be labeled as such in the header according to 37 CFR 1.121{d).
`
`6.0 DEPOSIT OF and/or INFORMATION about the deposit of BIOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner's comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`Attachment(s)
`1. D Notice of References Cited (PTO-892)
`2.~ Information Disclosure Statements (PTO/SB/08),
`Paper No./Mail Date 2/20/2020.
`3. D Examiner's Comment Regarding Requirement for Deposit
`of Biological Material
`.
`4.0 Interview Summary (PTO-413),
`Paper No./Mail Date.
`/DAVIS D HWU/
`Primary Examiner, Art Unit 3763
`
`5. D Examiner's Amendment/Comment
`6. D Examiner's Statement of Reasons for Allowance
`
`7. □ Other __
`
`U.S. Patent and Trademark Office
`PTOL-37 (Rev. 08-13)
`
`Notice of Allowability
`
`Part of Paper No./Mail Date 20200223
`
`CoolIT Systems, Inc. Ex. 1002 Page 7 of 389
`CoolIT Systems, Inc. v. Asetek Danmark A/S
`IPR2021-01196
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`

`

`15/991,384 - GAU: 3763
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Sheet
`
`I
`
`1
`
`I
`
`of
`
`I
`
`1
`
`Application Number
`Filing Date
`First Named Inventor
`Art Unit
`Examiner Name
`Attorney Docket Number
`
`Complete if Known
`15/991,384
`May 29, 2018
`Andre Sloth Eriksen
`3763
`Davis D. Hwu
`10494. 0003-05000
`
`Examiner I Cite I
`No. I
`
`Initials*
`
`Document Number
`
`Number-Kind Code (if known)
`
`U.S. PATENTS
`I
`I
`Name of Patentee or
`Issue Date
`I MM-DD-YYYY
`Applicant of Cited Document
`
`I
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`Examiner I Cite I
`No. I
`
`Initials*
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`Note: Submission of copies of U.S. Patents and published U.S. Patent Applications is not required.
`
`U.S. PUBLISHED PATENT APPLICATIONS
`I Publication Date I
`Document Number
`Name of Patentee or
`I MM-DD-YYYY
`Applicant of Cited Document
`
`Number-Kind Code (if known)
`
`I
`
`Examiner
`Initials·
`
`Cite
`No.
`
`Foreign Patent Document
`
`FOREIGN PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`Applicant of Cited Document
`MM-DD-YYYY
`
`Country Code Number Kind Code (if known)
`
`Pages, Columns, Lines,
`Where Relevant Passages
`or Relevant Figures
`Appear
`
`Translation
`
`Examiner
`Initials·
`
`Cite
`No.
`
`NON PATENT LITERATURE DOCUMENTS
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item (book,
`magazine, journal, serial, symposium, catalog, etc.), date, page(s), volume-issue number(s), publisher, city
`and/or country where published.
`Invalidation Decision in CN 102902329 B dated February 3, 2020 (15 pages).
`
`Translation
`
`Machine
`Translation
`
`Examiner
`Signature
`
`/DAVIS D HWIJ/
`
`Date
`Considered
`
`02/23/2020
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/D.D.H/
`
`CoolIT Systems, Inc. Ex. 1002 Page 8 of 389
`CoolIT Systems, Inc. v. Asetek Danmark A/S
`IPR2021-01196
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`I
`I
`2
`of
`
`I
`
`Sheet
`
`15/991,384 - GAU: 3763
`
`Application Number
`Filing Date
`First Named Inventor
`Parent Art Unit
`Parent Examiner Name
`Attorney Docket Number
`
`Complete if Known
`Not Yet Assigned
`May 29, 2018
`Andre Sloth Eriksen
`3744
`Davis D. Hwu
`10494. 0003-05000
`
`5
`
`34.
`
`35.
`
`36.
`
`37.
`
`38.
`
`39.
`
`40.
`
`41.
`
`42.
`
`43.
`
`44.
`
`45.
`
`46.
`
`47.
`
`48.
`
`US-6,529,376
`
`U.S. PATENTS
`03-04-2003
`Hamman
`
`US-6,551,734 B1
`
`04-22-2003
`
`Simpkins et al.
`
`US-6,580,610
`
`06-17-2003
`
`Morris et al.
`
`US-6,668,911 B2
`
`12-30-2003
`
`Bingler
`
`US-6, 702,002
`
`US-6,725,682 B2
`
`US-6, 728,107
`
`03-09-2004
`
`04-27-2004
`
`Wang
`
`Scott
`
`04-27-2004
`
`Tseng et al.
`
`US-6,749,012 B2
`
`06-15-2004
`
`Gwin et al.
`
`US-6,796,370
`
`US-6,892,802 B2
`
`US-6,894,899 B2
`
`US-6,915,653 B2
`
`US-6,945,315 B1
`
`US-6,952,345
`
`US-6,967,841 B1
`
`US-6,972,954 B2
`
`09-28-2004
`
`Doll
`
`05-17-2005
`
`Kelly et al.
`
`01-10-2006
`
`Rice
`
`07-12-2005
`
`Nakano et al.
`
`09-20-2005
`
`Gektin et al.
`
`10-04-2005
`
`Weber et al.
`
`11-22-2005
`
`Chu et al.
`
`12-06-2005
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`Minamitani et al.
`
`49.
`
`50.
`
`51.
`
`US-6,992,887
`
`US-7,055,581
`
`01-31-2006
`
`Jairazbhoy et al.
`
`06-06-2006
`
`Roy
`
`( ,) applie 12.
`Change
`n ent
`to docu
`/A.J/
`9/26/2 c19
`
`53.
`
`54.
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`US-7,057,894 B2
`
`06-06-2006
`
`Mien, @n~u
`
`l11te11si~ti0F,sl '9@. LE&"'. Chang
`
`US-7,100,389
`
`US-7, 156,160 B2
`
`US-7,215,546 B2
`
`US-7,298,617 B2
`
`US-7,325,588 B2
`
`US-7,325,591
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`US-7,359,197 B2
`
`US-7,455, 103 B2
`
`US-7,544,049
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`US-7,591,302 B1
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`US-7,971,632 B2
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`US-8,240,362 B2
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`09-05-2006
`
`Wayburn
`
`01-02-2007
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`
`Fu Zhun PreCj:;iifJLl lli1!1G~ Co.
`L~
`Hata et al.
`
`Lee et al.
`
`11-20-2007
`
`Campbell et al.
`
`02-05-2008
`
`Malone et al.
`
`02-05-2008
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`Duan et al.
`
`04-15-2008
`
`Stefanoski et al.
`
`11-25-2008
`
`Sato et al.
`
`06-09-2009
`
`Koga
`
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`
`Lenehan et al.
`
`07-05-2011
`
`08-14-2012
`
`Eriksen
`
`Eriksen
`
`Examiner
`Initials·
`
`Cite
`No. 3
`
`U.S. PUBLISHED PATENT APPLICATIONS
`Document Number
`Issue or
`Name of Patentee or
`Publication Date
`Applicant of Cited Document
`MM-DD-YYYY
`
`Number-Kind Code4 (if known)
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/D.D.H/
`
`CoolIT Systems, Inc. Ex. 1002 Page 9 of 389
`CoolIT Systems, Inc. v. Asetek Danmark A/S
`IPR2021-01196
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`I
`I
`of
`3
`
`I
`
`Sheet
`
`15/991,384 - GAU: 3763
`
`Application Number
`Filing Date
`First Named Inventor
`Parent Art Unit
`Parent Examiner Name
`Attorney Docket Number
`
`Complete if Known
`Not Yet Assigned
`May 29, 2018
`Andre Sloth Eriksen
`3744
`Davis D. Hwu
`10494. 0003-05000
`
`5
`
`US-2002/0117291
`
`U.S. PUBLISHED PATENT APPLICATIONS
`08-29-2002
`Cheon
`
`US-2002/171388
`
`11-21-2002
`
`Kunio Seki
`
`US-2003/0010050 A 1
`
`01-16-2003
`
`Scott
`
`US-2003/0039097
`
`02-27-2003
`
`lgarashi
`
`US-2003/0056939
`
`03-27-2003
`
`Chu et al.
`
`US-2003/151895 A 1
`
`08-14-2003
`
`Zuo
`
`US-2004/0042176
`
`03-04-2004
`
`Niwatsukino et al.
`
`US-2004/0052048
`
`03-18-2004
`
`Wu et al.
`
`US-2004/0052049 A 1
`
`03-18-2004
`
`Wu et al.
`
`US-2004/0052663
`
`03-18-2004
`
`Laing et al.
`
`US-2004/01 05232 A 1
`
`06-03-2004
`
`Ito et al.
`
`US-2004/0141275
`
`07-22-2004
`
`Athari
`
`US-2004/0190254 A 1
`
`09-30-2004
`
`Hu et al.
`
`US-2004/233632 A 1
`
`11-25-2004
`
`Hung Chang
`
`US-2005/005284 7
`
`03-10-2005
`
`Hamman
`
`65.
`
`66.
`
`67.
`
`68.
`
`69.
`
`70.
`
`71.
`
`72.
`
`73.
`
`74.
`
`75.
`
`76.
`
`77.
`
`78.
`
`79.
`
`80.
`
`81.
`
`82.
`
`83.
`
`84.
`
`85.
`
`86.
`
`87.
`
`US-2005/0061482 A1
`
`03-24-2005
`
`Lee et al.
`
`US-2005/0069432
`
`03-31-2005
`
`Tomioka
`
`US-2005/0083656 A 1
`
`04-21-2005
`
`Hamman
`
`US-2005/0126750
`
`06-16-2005
`
`Yokozawa et al.
`
`US-2005/0128705 A 1
`
`06-16-2005
`
`Chu et al.
`
`US-2005/0183848
`
`08-25-2005
`
`Cheng et al.
`
`US-2005/0243518 A 1
`
`11-03-2005
`
`Hata et al.
`
`US-2005/098305 A 1
`
`05-12-2005
`
`US-2006/0113066 A 1
`
`06-01-2006
`
`~recis(n Industry po.
`ee, et a.
`
`Ltd
`Mongia et al.
`
`US-2006/0157230 A 1
`
`07-20-2006
`
`Kawahara et al.
`
`90.
`
`91.
`
`92.
`
`US-2006/0161311
`
`07-20-2006
`
`Vinson et al.
`
`US-2006/0169440
`
`08-03-2006
`
`Chou et al.
`
`US-2007 /0000268
`
`01-04-2007
`
`Crocker et al.
`
`( ) applie J88.
`Change
`89.
`
`rr ent,
`to docu
`/M.I.G
`✓
`9/27/2
`019
`
`Note: Submission of copies of U.S. Patents and published U.S. Patent Applications is not required.
`
`Examiner
`Initials·
`
`Cite
`No. 1
`
`Foreign Patent Document
`
`FOREIGN PATENT DOCUMENTS
`Pages, Columns, Lines,
`Publication Date
`Name of Patentee or
`Applicant of Cited Document Where Relevant Passages
`MM-DD-YYYY
`or Relevant Figures
`Appear
`
`Translation'
`
`Country Code 5 Number" Kind Code7 (if known)
`CN 1387311 A
`
`93.
`
`94.
`
`CN 1510310A
`
`12-25-2002
`
`07-07-2004
`
`Kunio Seki
`
`Toshiba
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/D.D.H/
`
`CoolIT Systems, Inc. Ex. 1002 Page 10 of 389
`CoolIT Systems, Inc. v. Asetek Danmark A/S
`IPR2021-01196
`
`

`

`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Sheet
`
`I
`
`1
`
`I
`
`of
`
`I
`
`1
`
`Application Number
`Filing Date
`First Named Inventor
`Art Unit
`Examiner Name
`Attorney Docket Number
`
`Complete if Known
`15/991,384
`May 29, 2018
`Andre Sloth Eriksen
`3763
`Davis D. Hwu
`10494. 0003-05000
`
`Examiner I Cite I
`No. I
`
`Initials*
`
`Document Number
`
`Number-Kind Code (if known)
`
`U.S. PATENTS
`I
`I
`Name of Patentee or
`Issue Date
`I MM-DD-YYYY
`Applicant of Cited Document
`
`I
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`Examiner I Cite I
`No. I
`
`Initials*
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`Note: Submission of copies of U.S. Patents and published U.S. Patent Applications is not required.
`
`U.S. PUBLISHED PATENT APPLICATIONS
`I Publication Date I
`Document Number
`Name of Patentee or
`I MM-DD-YYYY
`Applicant of Cited Document
`
`Number-Kind Code (if known)
`
`I
`
`Examiner
`Initials·
`
`Cite
`No.
`
`Foreign Patent Document
`
`FOREIGN PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`Applicant of Cited Document
`MM-DD-YYYY
`
`Country Code Number Kind Code (if known)
`
`Pages, Columns, Lines,
`Where Relevant Passages
`or Relevant Figures
`Appear
`
`Translation
`
`Examiner
`Initials·
`
`Cite
`No.
`
`NON PATENT LITERATURE DOCUMENTS
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item (book,
`magazine, journal, serial, symposium, catalog, etc.), date, page(s), volume-issue number(s), publisher, city
`and/or country where published.
`Invalidation Decision in CN 102902329 B dated February 3, 2020 (15 pages).
`
`Translation
`
`Machine
`Translation
`
`Examiner
`Signature
`
`Date
`Considered
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant.
`
`CoolIT Systems, Inc. Ex. 1002 Page 11 of 389
`CoolIT Systems, Inc. v. Asetek Danmark A/S
`IPR2021-01196
`
`

`

`PATENT
`Attorney Docket No.: I 0494.0003-05000
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`3763
`
`)
`) Group Art Unit:
`)
`) Examiner: Davis D. Hwu
`)
`) Confirmation No.:
`)
`)
`) VIA EFS-WEB
`
`1398
`
`In re Application of:
`
`Andre Sloth Eriksen
`
`Application No.: 15/991,384
`
`Filed: May 29, 2018
`
`For: COOLING SYSTEM FOR A
`COMPUTER SYSTEM
`
`Mail Stop M Correspondence
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Commissioner:
`
`FEE ADDRESS FOR MAINTENANCE FEE PURPOSES
`IN ACCORDANCE WITH 37 C.F.R. 1.363
`
`In accordance with the provisions of 37 C.F.R. 1.363, the fee address set forth below is
`
`being supplied for purposes of receiving notices, receipts, and other correspondence relating to
`
`the payment of maintenance fees:
`
`CPA Global Limited (CPA)
`12th Floor
`23 18 Mill Road
`Alexandria, VA 22314
`
`Payor No.: 00197
`
`Respectfully submitted,
`
`FINNEGAN, HENDERSON, F ARAB OW,
`GARRETT & DUNNER, L.L.P.
`
`Dated: February 20, 2020
`
`By:
`
`/Xirui Zhang/
`Xirui Zhang
`Reg. No. 78,809
`(617) 646-1626
`
`CoolIT Systems, Inc. Ex. 1002 Page 12 of 389
`CoolIT Systems, Inc. v. Asetek Danmark A/S
`IPR2021-01196
`
`

`

`PART B - FEE(S) TRANSMITTAL
`Complete and send this form, together with applicable fee( s), by mail or fax, or via EFS-Web.
`By mail, send to:
`!\.fail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313- [450
`
`By fax, send to:
`
`(571)-273-2885
`
`CURRENT CORRES:PO.NDFNCE 1\DDRESS (Nt>tr: lJse Bfock t for any cbm1ge t)f ,1Jdr~~<S)
`
`INSTRUCTIONS: This fom1 slrnuld be u,ed for Lrnnsmittfag rhe ISSUE FEE and PUBLICA TTON FEE ( if required). Blocks 1 through 5 ,hould be completed where appropriate. All
`further conespontknce including !.he Patent, advance orders ;md notification of maintenance fees will be mailed to the cmTrnt conespondence address as indicatc,d unless ,corrected
`bdow or dincncd otherwi,e in Block 1, by (a) specifying a new conespondemcc address; and/or (b) indicating a separate 'TEE ADDRESS" for maintenance fee notification,.
`J\Jor.e· A cfitificate of rnai1h1g can only be ust~d for do1nestic rn.aHings of the
`Fee(s) Transmittal. This certiric,tte c,mnol be used for any other accompanying
`papers. Each additional papel'. ,uch as an assignment or formal drawing. must
`have its own certificate of mailing or trans111ission.
`C'crtificat~ of Mailing or Transmission
`22852
`7590
`l l/2 l/20l 9
`FINNEGAN, HENDERSON, FARABOW, GARRETT & DUNNE1/'ere. by certify th_at tl1i~ Fee(s) Transmittal is. hei_ng deposited ":'ith lhe l1nited
`States Postal Service. with sufhcwnt postage for iirnt dass mml m an envelope
`.
`·
`·
`·
`LL.P
`addressed to the Nfail Stop ISSl.:E FEE address above. or being transmitt.ed to
`90[ NEW YORK AVENUE, NW
`the l1SPTO viaEJJS-Webor by facsimile to (571) 273-2885. on rhc,<latc, bdow.
`(Typed '-'f ptrnted m1rne-:-
`WASHINGTON, DC 20001-44[3
`
`{S.i.ga,Jtun:
`
`(Date·
`
`APPLtCAT!ON NO.
`
`F!UNGDATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO-
`
`lS/991.384
`
`05/29/2018
`
`Andn' Sloth Eriksen
`
`I 0494.0003-05000
`
`TITLE OF INVENTION: COOLING SYSTEM FOR A COMP1J11oR SYSTEM
`
`A.PPl.N. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PlJflUCATlON FEE DUE PREY. PAID ISSUE FEE
`
`TOTALFEE(S) DUE
`
`DATE DOE
`
`non provisional
`
`lJNDISCOUNTEI)
`
`$1000
`
`$0.00
`
`$1).f)0
`
`$1000
`
`02/21/2020
`
`EXAJ\JL'-JER
`
`HWU, DA VIS D
`
`ART UNiT
`
`C.LASS-SUBCLA.SS
`
`3763
`
`165-080400
`
`l. Change of con-espondence addrc% or ind1catton ot "Fee Address" (37
`CFR l.363)_
`CJ Change of cone,ponclence address (or Change of Com,spondencc
`Address form PTO/SB/122.) attached.
`
`2. For printing on the pa(ent front page. !1st
`(1) The names of up to 3 n,gistercd pate!1t attorneys
`or agent& OR. alternativdy,
`(2) The name of a single firm (having as a member a
`registered attorney OT agent) and the names of up to
`2 registered patent attorneys or agents. If no name i,
`li,ted, no name will be printed.
`
`Finnegan. Henderson, Farabow. Garrett
`1__ & Dunner, LLP
`
`2 __________________________________________________________________ _
`
`~ "Fee Addre,s" indication (or "Fee Addr\C'.ss" indication form PTO/
`SB/47; Rev 03-09 or more recent) attached. Use of a Customer
`Number is n'c uired.
`3. ASSIGNEE NAME AND RESiDENC:E DATA TO BE PRINTIJD ON THE PATENT (print or ty1,e)
`PLEASE NOTE: Unle,s an a,signee is identified bdow, no assignee data will appc,1ron lhepalcnt. If an assignee is identified b~low, t11e dunnnenl musl have been previously
`recorded, or filed for recordation, as set forth in 37 CFR 3.11 and 37 CFR 3.Sl(a). Compktion of this form is NOT a substitute for filing m1 assignment
`
`(A) NAME OF ASSIGNEE
`
`Asetek Danmark A/S
`
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`Aaiborg East. Denmark
`
`Please check the ~tppmpriate ~t,signee cm.egoxy or categories (will not be primed on the patent) : :,J Individual :2j Corporation or other privm.e giuup entity r,J Government.
`
`UAdvance Order•# of Copies __________ _
`UPnblication Fee (if required)
`~Issue Fee
`4a. Fees submitted:
`4h. Method of Paymront: (Pleasr>jirsl reapply any previously 11aldjt•,,· shown ahovej
`[l:i Electronic Payment via EFS-Wd1
`!J Enclosed check O Non-de,,uT1nic payment by credit card (Attach form PT0-2038)
`. A
`D
`'vii 1'! 1).
`. h b
`l
`.
`l
`h
`N'
`0(,-.0916
`j-
`.
`r
`.,
`""·'-'•¥.'l<f,v..v=,vu,,.-
`:J . 1e u-ector 1s ere y aut 1onzc, to c arge («4,~~~ .. -1'.,n-t-OI;.'~""" any l.lC .lClenC)\ or creult any ovcrpay1nent to . eposlt ccount •o, ________________ _
`
`5 Change in Ent.iiy Siatus (from srmu~ indicar.ed above)
`!J Applicant certifying micro entity status See 37 CFR l .29
`f,J Applicant asserting small entily status. See 37 CPR 1.27
`CJ Applicant clumging to regular undiscounted fee status.
`
`~ Absent a vaiid ce1tinca1inn of Micro Emily Sr ams (see forms PTO/SH/15A and I 5B ), issue
`fee payment in the micro entity amoum will nm be accepted at the risk of application abandonment_
`NOTE: lf the application was previously under micro cntir.y status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTF: Chechng this box will be taken to be a notification of los, of entitkmenl to small or micro
`entity status, a, applicable.
`
`NOTE: This form must be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.-\ for signature requirements and certifications.
`/Xirui Zhang/
`February 20, 2020
`
`Authori7.e<l Signature
`
`Date
`
`Typed or printed name. Xirui Zhang
`
`78.809
`Registration No. _
`
`PTOL-85 Part B (08-18) Approved for w,e through 0J/31/2020
`
`Page 2 of3
`0MB 0651-0033
`
`tl.S. Patent and Trademark Office: ll.S, DloPARTMENTOF COMJWERCE
`
`CoolIT Systems, Inc. Ex. 1002 Page 13 of 389
`CoolIT Systems, Inc. v. Asetek Danmark A/S
`IPR2021-01196
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`15991384
`
`29-May-2018
`
`Title of Invention:
`
`COOLING SYSTEM FOR A COMPUTER SYSTEM
`
`First Named Inventor/Applicant Name:
`
`Andre Sloth Eriksen
`
`Filer:
`
`Eric Paul Raciti/Bonny Rogers
`
`Attorney Docket Number:
`
`10494.0003-05000
`
`Filed as Large Entity
`
`Filing Fees for Utility under 35 USC 111 (a)
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`UTILITY APPL ISSUE FEE
`
`1501
`
`1
`
`1000
`
`1000
`
`CoolIT Systems, Inc. Ex. 1002 Page 14 of 389
`CoolIT Systems, Inc. v. Asetek Danmark A/S
`IPR2021-01196
`
`

`

`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Extension-of-Time:
`
`Miscellaneous:
`
`SUBMISSION- INFORMATION DISCLOSURE STMT
`
`1806
`
`1
`
`240
`
`240
`
`Total in USO($)
`
`1240
`
`CoolIT Systems, Inc. Ex. 1002 Page 15 of 389
`CoolIT Systems, Inc. v. Asetek Danmark A/S
`IPR2021-01196
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`38640273
`
`15991384
`
`International Application Number:
`
`Confirmation Number:
`
`1398
`
`Title of Invention:
`
`COOLING SYSTEM FOR A COMPUTER SYSTEM
`
`First Named Inventor/Applicant Name:
`
`Andre Sloth Eriksen
`
`Customer Number:
`
`22852
`
`Filer:
`
`Eric Paul Raciti/Bonny Rogers
`
`Filer Authorized By:
`
`Eric Paul Raciti
`
`Attorney Docket Number:
`
`10494.0003-05000
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`20-FEB-2020
`
`29-MA Y-2018
`
`14:07:38
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`Payment was successfully received in RAM
`
`yes
`
`CARD
`
`$1240
`
`RAM confirmation Number
`
`E20202JE09116703
`
`Deposit Account
`
`Authorized User
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`CoolIT Systems, Inc. Ex. 1002 Page 16 of 389
`CoolIT Systems, Inc. v. Asetek Danmark A/S
`IPR2021-01196
`
`

`

`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size(Bytes}/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`123126
`
`1
`
`Transmittal Letter
`
`0003-0SIDSTRANSMITTAL.pdf
`
`no
`
`3
`
`Warnings:
`
`Information:
`
`f7bae75093716da4395602036b86b54a019
`Sc47d
`
`129896
`
`2
`
`Information Disclosure Statement (IDS)
`Form (SB08)
`
`0003-0SSB0S.pdf
`
`no
`
`1
`
`5 afS 00d b 12 4 bae980e 1 0ffb 7269ec0cb77ffL
`565
`
`Warnings:
`
`Information:
`
`This is not an USPTO supplied IDS fillable form
`
`3
`
`Non Patent Literature
`
`2020_02_03_Reexamination_D
`ecision.pdf
`
`1698420
`
`Sdb7e79c63Sca88c41444426b8e66c061 e2
`a220b
`
`no
`
`25
`
`Warnings:
`
`Information:
`
`4
`
`Maintenance Fee Address Change
`
`0003-0SADDRESSCHANGE.pdf
`
`no
`
`1
`
`97811
`
`Warnings:
`
`Information:
`
`57 efdc58c225448e6362 9ca314 f2cd7024 9
`2ef
`
`1540694
`
`5
`
`Issue Fee Payment (PTO-85B)
`
`0003-051SSUEFEE3.pdf
`
`no
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`1
`
`Warnings:
`
`Information:
`
`baec2a4a8c6b247b6113946f3Saf7ead134t
`f613
`
`32052
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`
`fee-info.pdf
`
`no
`
`2
`
`7 b093f31 e 3214 3862eded cfa62263 eS d9 bf.;
`7daa
`
`Warnings:
`
`CoolIT Systems, Inc. Ex. 1002 Page 17 of 389
`CoolIT Systems, Inc. v. Asetek Danmark A/S
`IPR2021-01196
`
`

`

`Information:
`
`Total Files Size (in bytes)~
`
`3621999
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the