Case 3:20-cv-06262-LB Document 61 Filed 05/18/21 Page 1 of 10
`
`DIAMOND McCARTHY LLP
`Matthew K. Blackburn (CSB No. 261959)
`mblackburn@diamondmccarthy.com
`Evan E. Boetticher (CSB No. 274377)
`evan.boetticher@diamondmccarthy.com
`150 California Street, Suite 2200
`San Francisco, California 94111
`Tel: 415.692.5200 | Fax: 415.263.9200
`Allan B. Diamond (pro hac vice)
`adiamond@diamondmccarthy.com
`John B. Sample, IV (pro hac vice)
`john.sample@diamondmccarthy.com
`909 Fannin Street, 37th Floor
`Houston, Texas 77010
`Tel: 713.333.5100 | Fax: 713.333.5199
`
`Attorneys for Plaintiffs NANTWORKS, LLC
`and NANT HOLDINGS IP, LLC
`
`COOLEY LLP
`Heidi L. Keefe (CSB No. 178960)
`Dena Chen (CSB No. 286452)
`Alexandra D. Leeper (CSB No. 307310)
`Lauren J. Krickl (CSB No. 305379)
`Patrick W. Lauppe (CSB No. 322218)
`3175 Hanover Street
`Palo Alto, CA 94304
`Telephone: (650) 843-5000
`Facsimile: (650) 849-7400
`hkeefe@cooley.com
`dchen@cooley.com
`aleeper@cooley.com
`lkrickl@cooley.com
`plauppe@cooley.com
`COOLEY LLP
`Michael G. Rhodes (CSB No. 116127)
`101 California Street, 5th Floor
`San Francisco, CA 94111-5800
`Telephone: (415) 693-2000
`Facsimile: (415) 693-2222
`rhodesmg@cooley.com
`Attorney for Defendant NIANTIC, INC.
`
`UNITED STATES DISTRICT COURT
`NORTHERN DISTRICT OF CALIFORNIA
`SAN FRANCISCO DIVISION
`
`NANTWORKS, LLC, AND
`NANT HOLDINGS IP, LLC.,
`
`v.
`
`NIANTIC, INC.,
`
`Plaintiffs,
`
`Defendant.
`
`(cid:38)(cid:36)(cid:54)(cid:40)(cid:3)(cid:49)(cid:50)(cid:17)(cid:3)(cid:22)(cid:29)(cid:21)(cid:19)(cid:3032)-(cid:3032)(cid:70)(cid:89)(cid:3032)-(cid:3032)(cid:19)(cid:25)(cid:21)(cid:25)(cid:21)(cid:3032)-(cid:3032)(cid:47)(cid:37)
`
`PATENT L.R. 4-3 JOINT CLAIM
`CONSTRUCTION AND PREHEARING
`STATEMENT
`
`Hearing:
`Place:
`Judge:
`
`August 19, 2021 (11:00 A.M.)
`Courtroom B, 15th Floor
`Honorable Laurel Beeler
`
`Error! Reference source not found.
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`Case 3:20-cv-06262-LB Document 61 Filed 05/18/21 Page 2 of 10
`
`Pursuant to Patent Local Rule (“PLR”) 4-3, Plaintiffs NantWorks, LLC, and Nant
`Holdings IP, LLC., (together, “NantWorks”) and Defendant Niantic, Inc. (“Niantic”) (collectively,
`the “Parties”) having met and conferred, jointly submit this Joint Claim Construction and
`Prehearing Statement for the August 19, 2021 claim construction hearing on NantWorks’ U.S.
`Patent No. 10,403,051 (“the ’051 Patent”) and U.S. Patent No. 10,664,518 (“the ’518 Patent”).
`I.
`CONSTRUCTION OF THOSE TERMS ON WHICH THE PARTIES AGREE
`(PLR 4-3(a))
`To narrow their disputes, the counsel for the parties have meet and conferred on May 3rd
`and May 10th, and the parties have reached agreement on the constructions for the following claim
`terms:
`
`II.
`
`Term
`“tessellated tiles”
`
`Construction
`Claim
`“tiles fitted together to cover an area without
`’518 Patent,
`gaps”
`claim 1
`CONSTRUCTION OF THOSE TERMS ON WHICH THE PARTIES DISAGREE,
`AND IDENTIFICATIONS OF EACH PARTY’S INTRINSIC AND EXTRINSIC
`EVIDENCE (PLR 4-3(b))
`There are ten claim terms in dispute. The parties proposals as to the disputed claim terms
`are as follows:
`
`PATENT L.R. 4-3 JOINT CLAIM CONSTRUCTION
`AND PREHEARING STATEMENT
`
`1
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`

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`Case 3:20-cv-06262-LB Document 61 Filed 05/18/21 Page 3 of 10
`
`Claim Term
`
`“determine at least one
`context related to the AR
`capable device and pertinent
`to the environment based at
`least on the device location”
`(’051 Patent, claim 1)
`
`Niantic’s Proposed
`Construction and Support
`Proposed Construction: It is
`presently unclear why
`NantWorks wishes to construe
`the entire claim element, or
`why plain and ordinary
`meaning does not suffice.
`Intrinsic Evidence: ’051
`Patent: 6:39-41; 7:19-35;
`8:23-24
`
`NantWorks’ Proposed
`Construction and Support
`Proposed Construction:
`Determine at least one
`augmented reality experience
`on the AR capable device
`based on real world element
`attributes related to the local
`environment of the AR
`capable device.
`Intrinsic Evidence: ’051
`Patent: 2:3-15; 3:43-52; 3:49-
`52; 4:10-16; 4:42-44; 5:10-17;
`7:67-8:3; 8:23-25; 8:41-44;
`8:49-53; 9:13-26; 9:44-47;
`11:4-8; 11:65-12:5; 12:13-21;
`12:27-28; 12:31-37; 12:44-48;
`13:1-7; 14:65-15:28; 15:34-
`43; 15:64-16:3; 16:20-23;
`18:64-19:1; Figs 2, 3, 5.
`File History: ’405 Appl., Mar.
`25, 2019 Amdt, pp. 11-14;
`and Apr. 10, 2019 Ntc of
`Allow., pp. 2-4; ‘244 Appl.,
`March 3, 2014 Resp. Off. Act.
`p. 9.
`Bathiche (U.S. App
`09/167,787): ¶¶ 0021, 0048,
`0052; Fig. 5.
`
`PATENT L.R. 4-3 JOINT CLAIM CONSTRUCTION
`AND PREHEARING STATEMENT
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`

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`Case 3:20-cv-06262-LB Document 61 Filed 05/18/21 Page 4 of 10
`
`Claim Term
`
`“AR object” (’051 Patent,
`claim 1)
`
`“AR object repository” / “AR
`repository” (’051 Patent,
`claim 1)
`
`Niantic’s Proposed
`Construction and Support
`Proposed Construction: The
`virtual item that is to be
`presented to the user.
`Intrinsic Evidence: ’051
`Patent: Abstract; Fig. 1, 4, 5,
`6; 1:32-33; 5:57-59; 6:13-23;
`6:36-38; 8:4-13; 9:9-60; 12:9-
`13; 15:62; 17:18; 21:17-18.
`
`Proposed Construction: The
`database(s) that contain(s) the
`AR objects.
`Intrinsic Evidence: ’051
`Patent: 5:7-17; 5:64-66; 8:45–
`9:11; 19:1-4.
`File History: 2019-3-25
`Amdt/Req. Reconsideration
`After Non- Final Rejection,
`pp. 13-14.
`
`NantWorks’ Proposed
`Construction and Support
`Proposed Construction: Data
`structure of at least the virtual
`object image for integration
`into an AR experience.
`Intrinsic Evidence: ’051
`Patent: Abstract; 1:33-34; 2:1-
`3; 3:58-62; 4:12-16; 4:40-41;
`5:10-17; 5:57-59; 5:66-6:7;
`6:13-17; 7:19-25; 7:29-35;
`9:15-28; 9:48-60; 14:20-26;
`16:45-51; 16:61-17:6; 19:54-
`60; 20:23-26; Figs. 1, 2, 3, 4,
`5, 6.
`File History: ’405 Appl., Mar.
`25, 2019 Amdt, pp. 13-14;
`Apr. 10, 2019 Ntc of Allow.,
`pp. 2-4; and Oct. 29, 2019
`Amdt., pp. 1-4.
`Extrinsic Evidence: Object,
`render, The American
`Heritage Dictionary, (5th ed.
`2011)
`NW_NIANTIC_001760 -
`1767; Object, render,
`Microsoft Encarta College
`Dictionary, (1st ed. 2001)
`NW_NIANTIC_001768 -
`1774.
`
`Proposed Construction: Plain
`and ordinary meaning. If the
`Court finds construction
`necessary: Memory storing
`AR objects.
`Intrinsic Evidence: ’051
`Patent: 5:64-66; 7:59-60;
`8:45-49; 8:57-60; 8:63-9:8;
`10:46-51; 12:26-31; 19:1-4;
`Figs. 1, 2, 5.
`File History: ’405 Appl., Mar.
`25, 2019 Amdt, pp. 13-14;
`Apr. 10, 2019 Ntc of Allow.,
`pp. 2-4; and Oct. 29, 2019
`Amdt., pp. 1-4.
`
`PATENT L.R. 4-3 JOINT CLAIM CONSTRUCTION
`AND PREHEARING STATEMENT
`
`3
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`Case 3:20-cv-06262-LB Document 61 Filed 05/18/21 Page 5 of 10
`
`Claim Term
`
`“identify relevant AR objects
`from the AR repository
`representing available AR
`objects corresponding to the at
`least one context”
`(’051 Patent, claim 1)
`
`“alter presence” / “altered
`presence” (’051 Patent, claim
`1)
`
`Niantic’s Proposed
`Construction and Support
`Proposed Construction: See
`above for the terms “AR
`object” and “AR repository.”
`It is presently unclear why
`NantWorks wishes to construe
`the entire claim element, or
`why plain and ordinary
`meaning does not suffice for
`the remainder.
`Intrinsic Evidence: See above
`for the terms “AR object” and
`“AR repository.”
`
`Proposed Construction:
`Change anything about the
`object’s presentation.
`Intrinsic Evidence: ’051
`Patent: Abstract; 18:18-45.
`
`NantWorks’ Proposed
`Construction and Support
`Proposed Construction:
`Identify a set of AR objects
`from the AR repository based
`on context and identify
`relevant AR objects that are
`within that set.
`Intrinsic Evidence: ’051
`Patent: 5:64-66; 7:59-60;
`8:45-49; 8:57-60; 8:63-9:8;
`10:46-51; 12:16-21; 12:26-31;
`and 19:1-4; Figs. 1, 2, 3, 5.
`File History: ’405 Appl., Mar.
`25, 2019 Amdt, pp. 13-14;
`Apr. 10, 2019 Ntc of Allow.,
`pp. 2-4; and Oct. 29, 2019
`Amdt., pp. 1-4.
`
`Proposed Construction: The
`degree of at least a relevant
`AR object’s visual
`presentation based on a
`spectrum.
`Intrinsic Evidence: ’051
`Patent: Abstract; 4:40-41;
`5:38-43; 15:58-16:3; 16:20-
`29; 16:36-39; 16:47-60;
`16:67-17:6; 17:51-59; 17:63-
`18:9; 18:2-6; 18:10-13; 18:18-
`25; 18:36-45; Fig. 4.
`File History: ’405 Appl., Apr.
`10, 2019 Ntc of Allow., pp. 2-
`4; ‘244 Appl., July 18, 2013
`Resp. Off. Act. p. 5-7; ‘244
`Appl., Sept. 26, 2013 Resp.
`Off. Act. p. 5; Oct. 18, 2013
`Resp. Off. Act. p. 6; and Mar.
`3, 2013 Resp. Off. Act. p. 9,
`11.
`
`PATENT L.R. 4-3 JOINT CLAIM CONSTRUCTION
`AND PREHEARING STATEMENT
`
`4
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`

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`Case 3:20-cv-06262-LB Document 61 Filed 05/18/21 Page 6 of 10
`
`Claim Term
`
`“determine whether to alter
`presence of a relevant AR
`object based on at least the
`device location and the virtual
`element attribute”
`(’051 Patent, claim 1)
`
`“obtain[ing] an area of interest
`via an area database based on
`at least the device location
`within the sensor data”
`(’518 Patent, claim 1)
`
`Niantic’s Proposed
`Construction and Support
`Proposed Construction: See
`above for the terms “AR
`object” and “alter presence.”
`It is presently unclear why
`NantWorks wishes to construe
`the entire claim element, or
`why plain and ordinary
`meaning does not suffice for
`the remainder.
`See above for the terms “AR
`object” and “alter presence.”
`
`Proposed Construction: It is
`presently unclear why
`NantWorks wishes to construe
`the entire claim element, or
`why plain and ordinary
`meaning does not suffice.
`Intrinsic Evidence:
`’518 Patent: 26:54-55
`
`NantWorks’ Proposed
`Construction and Support
`Proposed Construction:
`Determine the degree of at
`least a relevant AR object’s
`visual presentation based on a
`spectrum based on at least the
`device location, AR object
`attributes, and the virtual
`element attribute.
`Intrinsic Evidence: ’051
`Patent: Abstract; 5:38-42;
`15:58-62; 16:21-27; 16:49-51;
`18:2-6; 18:18-32; and 18:36-
`45; Figs 1, 2, 3, 4.
`File History: ’405 Appl., Apr.
`10, 2019 Ntc of Allow., pp. 2-
`4.
`
`Proposed Construction:
`Obtain data from a database
`related to the layout of a real-
`world space, area, or setting
`based on at least the device
`location within the sensor
`data.
`Intrinsic Evidence:
`’518 Patent: 2:23-25; 2:30-37;
`2:45-55; 2:58-66; 4:5-6; 4:63-
`67; 5:9-15; 5:21-24; 5:30-35;
`5:36-63; 5:58-64; 6:35-38;
`6:44-52; 8:8-25; 8:36-39;
`8:46-57; 9:38-41; 10:25-29;
`10:35-41; 10:42-46; 11:1-11;
`11:25-39; 11:55-62.
`File History: ‘419 Appl: Nov.
`4, 2019 Office Action, pp. 17-
`18, 22-23, 27; and Jan. 21,
`2020 Ntc of Allow., pp. 2-4.
`
`PATENT L.R. 4-3 JOINT CLAIM CONSTRUCTION
`AND PREHEARING STATEMENT
`
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`

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`Case 3:20-cv-06262-LB Document 61 Filed 05/18/21 Page 7 of 10
`
`Claim Term
`
`“AR content objects”
`(’518 Patent, claim 1)
`
`Niantic’s Proposed
`Construction and Support
`Proposed Construction: The
`virtual items that are to be
`presented to the user.
`Intrinsic Evidence:
`’518 Patent: Abstract; 2:19-
`22; 2:39-41; 3:54-61; 5:8-19;
`7:9-35; 14:64–15:2; 25:12-14.
`
`NantWorks’ Proposed
`Construction and Support
`Proposed Construction: Data
`structure including at least the
`content that is to be visually
`presented to generate an
`augmented reality experience.
`Intrinsic Evidence:
`’518 Patent: Abstract; 2:26-
`29; 2:38-44; 3:10-15; 3:39-42;
`3:54-61; 5:8-19; 7:9-23; 7:24-
`31; 7:36-41; 8:19-25; 15:2-13;
`16:42-52; 18:8-11; 19:33-36;
`19:45-54; 19:55-20:12; 25:5-
`14; Figs. 1, 2, 5, 6.
`File History: ‘419 Appl: Nov.
`4, 2019 Office Action, pp. 17-
`18, 22-23, 27; and Jan. 21,
`2020 Ntc of Allow., pp. 2-4.
`Extrinsic Evidence: Object,
`render, The American
`Heritage Dictionary, (5th ed.
`2011)
`NW_NIANTIC_001760 -
`1767; Object, render,
`Microsoft Encarta College
`Dictionary, (1st ed. 2001)
`NW_NIANTIC_001768 -
`1774 .
`
`PATENT L.R. 4-3 JOINT CLAIM CONSTRUCTION
`AND PREHEARING STATEMENT
`
`6
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`Case 3:20-cv-06262-LB Document 61 Filed 05/18/21 Page 8 of 10
`
`Claim Term
`
`“an area tile map of the area
`of interest, the area tile map
`represented by a set of tile
`subareas that includes one or
`more tessellated tiles from a
`tessellated tile map”
`(’518 Patent, claim 1)
`
`“associated with”
`(’518 Patent, claim 1)
`
`NantWorks’ Proposed
`Construction and Support
`Proposed Construction: Map
`of an area of interest divided
`into tiles including subsets set
`of tiles having at least one
`tessellated tile from a
`tessellated tile map.
`Intrinsic Evidence:
`’518 Patent: 3:35-42; 3:45-52;
`4:11-12; 4:48-52; 14:39-48;
`16:13-24; 17:57-62; 18:36-45;
`20:26-31; Figs. 5, 6.
`File History: (‘419 Appl.):
`Nov. 4, 2019 Office Action,
`pp. 17-18, 27; and Jan. 21,
`2020 Ntc of Allow., pp. 2-4.
`Extrinsic Evidence:
`Tessellate, The American
`Heritage Dictionary, (5th ed.
`2011)
`NW_NIANTIC_001760 -
`1767; Tessellate, Microsoft
`Encarta College Dictionary,
`(1st ed. 2001)
`NW_NIANTIC_001768 -
`1774 .
`
`Proposed Construction: Plain
`and ordinary meaning.
`Intrinsic Evidence:
`’518 Patent: 3:39-42; 11:55-
`62; 12:7-19; 16:42-52; 18:36-
`45; 20:2-5; and 20:16-19.
`File History: ‘419 Appl: Nov.
`4, 2019 Office Action, pp. 17-
`18, 22-24, 27-28; and Jan. 21,
`2020 Ntc of Allow., pp. 2-4.
`Extrinsic Evidence: Associate,
`The American Heritage
`Dictionary, (5th ed. 2011)
`NW_NIANTIC_001760 -
`1767 ; Associate, Microsoft
`Encarta College Dictionary,
`(1st ed. 2001)
`NW_NIANTIC_001768 -
`1774 .
`
`Niantic’s Proposed
`Construction and Support
`Proposed Construction: See
`above for the term “tessellated
`tiles.” It is presently unclear
`why NantWorks wishes to
`construe the entire claim
`element, or why plain and
`ordinary meaning does not
`suffice for the remainder.
`See above for the term
`“tessellated tiles.”
`
`Proposed Construction:
`Bound to
`Intrinsic Evidence:
`’518 Patent: 3:34-42; 12:40-
`46; 15:14-31; 15:36-65;
`16:42-52; 16:57-17:21; 18:4-
`12; 18:42-58
`Extrinsic Evidence: Associate,
`The American Heritage
`Dictionary, (5th ed. 2011)
`NW_NIANTIC_001760 -
`1767 ; Associate, Microsoft
`Encarta College Dictionary,
`(1st ed. 2001)
`NW_NIANTIC_001768 -
`1774.
`
`PATENT L.R. 4-3 JOINT CLAIM CONSTRUCTION
`AND PREHEARING STATEMENT
`
`7
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`(cid:38)(cid:36)(cid:54)(cid:40)(cid:3)(cid:49)(cid:50)(cid:17)(cid:3)(cid:22)(cid:29)(cid:21)(cid:19)(cid:3032)-(cid:3032)(cid:70)(cid:89)(cid:3032)-(cid:3032)(cid:19)(cid:25)(cid:21)(cid:25)(cid:21)(cid:3032)-(cid:3032)(cid:47)(cid:37)
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`

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`Case 3:20-cv-06262-LB Document 61 Filed 05/18/21 Page 9 of 10
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`III.
`
`IDENTIFICATIONS OF SIGNIFICANT TERMS AND WHETHER THOSE
`TERMS WILL BE CASE OR CLAIM DISPOSITIVE (PLR 4-3(c))
`In Section II above, NantWorks and Niantic have consolidated their proposed terms for
`construction to a total of ten (10) terms, which include the case or claim dispositive terms for the
`Court’s consideration. NantWorks additionally identifies the following terms as the most
`significant terms: “alter presence” / “altered presence” (’051 Patent, claim 1), “determine whether
`to alter presence of a relevant AR object based on at least the device location and the virtual
`element attribute” (’051 Patent, claim 1), “obtain[ing] an area of interest via an area database
`based on at least the device location within the sensor data” (’518 Patent, claim 1), and “an area
`tile map of the area of interest, the area tile map represented by a set of tile subareas that includes
`one or more tessellated tiles from a tessellated tile map” (’518 Patent, claim 1).
`Niantic identifies the following terms as the most significant terms: “alter presence” /
`“altered presence” (’051 Patent, claim 1), “AR object repository” / “AR repository” (’051 Patent,
`claim 1), “associated with” (’518 Patent, claim 1).
`IV.
`ANTICIPATED LENGTH OF TIME NECESSARY FOR THE CLAIM
`CONSTRUCTION HEARING (PLR 4-3(d))
`NantWorks and Niantic believe that two to three hours would be sufficient for the claim
`construction hearing.
`V.
`IDENTITY OF ANTICIPATED WITNESSES (PLR 4-3(e))
`At this time, neither NantWorks nor Niantic intends to call any witnesses at the claim
`construction hearing.
`VI.
`FACTUAL FINDINGS REQUESTED FROM THE COURT RELATED TO CLAIM
`CONSTRUCTION (PLR 4-3(f))
`The Parties do not request any factual findings, as they believe that all claim-construction
`issues presented here are pure questions of law.
`
`Attestation Under Civil Local Rule 5-1
`Pursuant to Civil Local Rule 5-1(i)(3), by his signature below, counsel for NantWorks
`8
`(cid:38)(cid:36)(cid:54)(cid:40)(cid:3)(cid:49)(cid:50)(cid:17)(cid:3)(cid:22)(cid:29)(cid:21)(cid:19)(cid:3032)-(cid:3032)(cid:70)(cid:89)(cid:3032)-(cid:3032)(cid:19)(cid:25)(cid:21)(cid:25)(cid:21)(cid:3032)-(cid:3032)(cid:47)(cid:37)
`PATENT L.R. 4-3 JOINT CLAIM CONSTRUCTION
`AND PREHEARING STATEMENT
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`Case 3:20-cv-06262-LB Document 61 Filed 05/18/21 Page 10 of 10
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`attests under penalty of perjury that counsel for Niantic concurs in the filing of this document and
`consents to the affixing of her electronic signature on this document.
`DATED: May 18, 2021
`DIAMOND MCCARTHY LLP
`By:
`/s/ Matthew K. Blackburn
`Matthew K. Blackburn
`Evan E. Boetticher
`Allan B. Diamond
`John B. Sample, IV
`
`Attorneys for Plaintiffs NANTWORKS, LLC
`and NANT HOLDINGS IP, LLC
`COOLEY LLP
`By:
`/s/ Heidi Keefe
`Michael G. Rhodes
`Heidi L. Keefe
`Dena Chen
`Alexandra D. Leeper
`Lauren J. Krickl
`Patrick W. Lauppe
`
`Attorneys for Defendant NIANTIC, INC.
`
`PATENT L.R. 4-3 JOINT CLAIM CONSTRUCTION
`AND PREHEARING STATEMENT
`
`9
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`(cid:38)(cid:36)(cid:54)(cid:40)(cid:3)(cid:49)(cid:50)(cid:17)(cid:3)(cid:22)(cid:29)(cid:21)(cid:19)(cid:3032)-(cid:3032)(cid:70)(cid:89)(cid:3032)-(cid:3032)(cid:19)(cid:25)(cid:21)(cid:25)(cid:21)(cid:3032)-(cid:3032)(cid:47)(cid:37)
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`Niantic's Exhibit No. 1042
`Page 010
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`