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`Samsung Electronics Co., Ltd. v. Demaray LLC
`Samsung Electronic's Exhibit 1037
`Exhibit 1037, Page 1
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`

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`Patent Application Publication
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`Feb. 13,2003 Sheet 1 of 12
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`US 2003/0029563 Al
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`EXHAUST
`
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`i —— ——_oe
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`RADICALS IN
`OUT
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`FIG._ LA
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`et IN}
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`50
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`Ex. 1037, Page 2
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`Ex. 1037, Page 2
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`Patent Application Publication
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`Feb. 13,2003 Sheet 2 of 12
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`US 2003/0029563 Al
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`Ex. 1037, Page 3
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`Ex. 1037, Page 3
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`Patent Application Publication
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`Feb. 13,2003 Sheet 3 of 12
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`US 2003/0029563 Al
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`Fie,3
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`FIG. G
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`Ex. 1037, Page 4
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`Ex. 1037, Page 4
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`Patent Application Publication
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`Feb. 13,2003 Sheet 4 of 12
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`US 2003/0029563 Al
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`
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`AIN
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`
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`ION
`CONCENTRATION
`
`
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`(DEPTH)
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`Fee, I
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`Ex. 1037, Page 5
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`Ex. 1037, Page 5
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`

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`Patent Application Publication
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`Feb. 13,2003 Sheet 5 of 12
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`US 2003/0029563 Al
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`
`
`REEEERSSES
`PALLLLLLMAADPLIADLASoSSONNe
`SSSa
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`held
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`Ex. 1037, Page 6
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`Ex. 1037, Page 6
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`

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`Patent Application Publication
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`Feb. 13,2003 Sheet 6 of 12
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`US 2003/0029563 Al
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`Ex. 1037, Page 7
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`Ex. 1037, Page 7
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`US 2003/0029563 Al
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`me
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`Sites
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`Feb. 13, 2003 Sheet 7 of 12
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`Patent Application Publication
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`Ex. 1037, Page 8
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`Ex. 1037, Page 8
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`Patent Application Publication
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`Feb. 13,2003 Sheet 8 of 12
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`US 2003/0029563 Al
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`Ex. 1037, Page 9
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`Ex. 1037, Page 9
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`

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`FG,
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`Patent Application Publication
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`Feb. 13,2003 Sheet 9 of 12
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`US 2003/0029563 Al
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`IA
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`Ex. 1037, Page 10
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`Ex. 1037, Page 10
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`Patent Application Publication
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`249:7Ke
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`Feb. 13, 2003 Sheet 10 of 12
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`US 2003/0029563 Al
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`Ex. 1037, Page 11
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`Ex. 1037, Page 11
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`Patent Application Publication
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`Feb. 13,2003 Sheet 11 of 12
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`US 2003/0029563 Al
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`LG.7E
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`— —_|
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`CLetenereekLe
`FIG.AO
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`ee
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`Ex. 1037, Page 12
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`Ex. 1037, Page 12
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`ora
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`Patent Application Publication
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`Feb. 13,2003 Sheet 12 of 12
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`US 2003/0029563 Al
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`Ex. 1037, Page 13
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`Ex. 1037, Page 13
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`US 2003/0029563 Al
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`Feb. 13, 2003
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`CORROSION RESISTANT COATING FOR
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`SEMICONDUCTOR PROCESSING CHAMBER
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`BACKGROUND OF THE INVENTION
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`[0001] The present invention relates to equipment used in
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`the manufacture of semiconductor devices. More specifi-
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`cally, the present invention relates to formation of a plasma-
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`resistant coating on the surfaces of selected components of
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`semiconductor manufacturing equipment.
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`[0002] With the development of high density plasma
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`sources and 300 mm-wafer-size reactors, and the growing
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`importance of certain high temperature processing steps,
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`wear on chamber materials may impact tool performance
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`and productivity. Specifically, interaction between corrosive
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`plasmasand reactor materials becomeofcritical importance
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`to development of future product lines of semiconductor
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`manufacturing equipment. Very harsh environments (e.g.,
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`NF3, C3F,, C3F3, CIF, CF,, SiH,, TEOS, WF, NH, HBr,
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`etc.) can be found in plasma etchers and plasma-enhanced
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`deposition reactors. Constituents from many of these envi-
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`ronments may react with and corrode parent anodized mate-
`rials such as aluminum oxide.
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`[0003] Because of their favorable physical characteristics,
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`ceramic materials are commonly used in today’s semicon-
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`ductor manufacturing equipment to meet the high process
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`performance standards demanded by integrated circuit
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`manufacturers. Specifically, ceramic materials exhibit high
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`resistance to corrosion, which helps to increase process kit
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`lifetimes and lowers the cost of consumables as compared to
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`other materials such as aluminum or quartz. Example of
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`components that can be advantageously manufactured from
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`ceramic materials include chamber domes for inductively
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`coupled reactors, edge rings used to mask the edge of a
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`substrate support in certain processing chambers, and cham-
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`ber liners that protect walls of the chamber from direct
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`exposure to plasma formed within the chamber and improve
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`plasma confinement by reducing coupling of a plasma with
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`conductive chamber walls. In some instances, the chamber
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`walls themselves may also be manufactured from ceramic
`materials. Ceramic materials are also used for critical com-
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`ponents such as high temperature heaters and electrostatic
`chucks.
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`aluminum fluoride (AIF,) is approximately 600° C. If a
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`the sublimation temperature, the outer surface of the com-
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`ponent may be consumed by the process of formation of
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`AlO:F, AIF, or AICI. This consumption of material can
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`degrade the chamber component and/or introduce particles
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`[0006]
`In light of the above, improvementin the corrosion
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`resistance of various substrate processing chamberparts and
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`components is desirable.
`SUMMARYOF THE INVENTION
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`invention provides a method for
`[0007] The present
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`improving the corrosion resistance of components of semi-
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`conductor tools by creating high temperature halogen cor-
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`rosion resistant surface coatings. Specifically, coatings of
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`rare earth-containing materials are formed over the surfaces
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`of ceramic tool components. These rare earth-containing
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`materials are stable in plasma environments at high tem-
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`peratures and may be formed onto the chamber components
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`by sputter deposition. To promote adhesion of the coating to
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`the parent material, an adhesion layer maybefirst formed on
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`the ceramic material by accelerating rare earth ions into the
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`surface of the ceramic material at changed energies to form
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`an implant layer prior to formation of the surface coating.
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`[0008] An embodimentof a substrate processing chamber
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`in accordance with the present invention includes at least
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`one component bearing a rare earth-containing coating
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`bound to a parent material by an intervening adhesion layer,
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`such that the component exhibits resistance to etching in a
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`plasma environment.
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`[0009] An embodiment of a method for treating a parent
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`material for resistance to plasma etching comprises forming
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`an adhesion layer over a parent material, and forming a rare
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`earth-containing coating over the adhesion layer.
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`[0010] These and other embodimentsof the present inven-
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`tion, as well as its advantages and features, are described in
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`more detail in conjunction with the text below and attached
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`figures.
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`BRIEF DESCRIPTION OF THE DRAWINGS
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`Ideally, critical and/or high value ceramic parts of
`[0004]
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`[0011] FIG. 1A is a simplified cross-sectional view of a
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`a semiconductor processing tool employed in production
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`high density plasma chemical vapor deposition chamber;
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`should havealifetime of at least one year. Depending on the
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`particular tool, this can correspond to processing of 50,000
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`[0012] FIG. 1B is a simplified cross-sectional view of a
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`wafers or more without changing any parts on thetool (ie.,
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`capacitively coupled plasma enhanced chemical vapor depo-
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`a zero consumable situation), while at the same time main-
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`sition chamber;
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`taining high process performancestandards. For example, to
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`[0013] FIG. 2A is a cross-sectional view of a coated
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`meet the requirements of some manufacturers, less than 20
`member in accordance with a first embodiment of the
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`particles of size of greater than 0.2 wm should be added to
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`present invention;
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`the wafer during the processing of the wafer in the chamber.
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`[0014] FIG. 2B is a cross-sectional view of a coated
`[0005] However, unwanted particle generation is an issue
`member in accordance with a second embodiment of the
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`for high temperature applications where processing tem-
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`present invention;
`peratures exceed 550° C. For example, in highly corrosive
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`fluorine and chlorine environments, Al,O, and AIN ceramic
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`[0015] FIG. 3 is a simplified schematic view of a Metal
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`materials may corrode to form unwanted AlO:F, AIF,, or
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`Plasma
`Immersion Jon
`Implantation and Deposition
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`AlCl films at the component surface. These AlO:F, AIF,,, or
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`(MEPIIID) technique;
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`AICL, films have relatively high vapor pressures and rela-
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`FIG.4 is a graph illustrating the concentration of
`[0016]
`tively low sublimation temperatures. For example, the sub-
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`limation temperature of aluminum chloride (AICL,)
`is
`rare earth ions at various depths in a ceramic component
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`treated with MEPIIID;
`approximately 350° C. and the sublimation temperature of
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`Ex. 1037, Page 14
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`Ex. 1037, Page 14
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`

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`US 2003/0029563 Al
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`Feb. 13, 2003
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`[0037] FIG. 10B showsa further magnified (7500x) view
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`of the fractured AIN coupon of FIG. 10A.
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`[0038] FIG. 11 shows the results of Energy Dispersive
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`Spectroscopy (EDS) of the surface of the AIN coupon of
`FIGS. 10A-10B coated in accordance with an embodiment
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`of the present invention, following exposure to a fluorine
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`ambient at high temperature.
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`DESCRIPTION OF THE SPECIFIC
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`EMBODIMENTS
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`[0017] FIG. 5 is a simplified cross-sectional view of an
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`exemplary metal vapor vacuum arc implanter used in the
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`MEPIIID technique;
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`[0018] FIG. 6 is a simplified schematic view of an Ion
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`Bombardment Assisted Deposition (IBAD) technique;
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`[0019] FIG. 7A shows a magnified (2000x) view of the
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`top surface of a first grade of an AIN coupon following
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`exposure to a fluorine ambient at high temperature.
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`[0020] FIG. 7B shows a further magnified (7500x) view
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`of the top surface of the AIN coupon of FIG. 7A.
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`[0039] According to the present invention, ceramic com-
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`[0021] FIG. 7C shows a magnified (2000x) view of the
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`ponents of semiconductor fabrication tools, including but
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`top surface of a second grade of an AIN coupon following
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`not limited to electrostatic chucks, gas nozzles, chamber
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`exposure to a fluorine ambient at high temperature.
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`domes, heated pedestals, gas distribution manifolds, cham-
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`ber walls and chamber liners, may be coated with a rare
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`[0022] FIG. 7D showsa further magnified (7500x) view
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`earth-containing material and adhesion layer in order to
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`of the top surface of the AIN coupon of FIG. 7C.
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`improve corrosion resistance. Environments for which the
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`[0023] FIG. 8A shows a magnified (2000x) view of the
`coated components can be advantageously used include, but
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`top surface of a first grade of an AIN coupon coated with
`are not limited to, highly corrosive plasmaetching environ-
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`yttrium oxide by reactive sputtering in accordance with an
`ments, and high temperature deposition environments that
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`alternative embodimentof the present invention.
`feature corrosive gases.
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`[0024] FIG. 8B shows a further magnified (7500x) view
`[0040]
`I. Exemplary Substrate Processing Chambers
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`of the top surface of the AIN coupon of FIG. 8A.
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`[0041] FIGS. 1A and 1B are simplified cross-sectional
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`[0025] FIG. 8C shows a magnified (2000x) view of the
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`views of exemplary substrate processing chambers in which
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`top surface of the AIN coupon of FIGS. 8A-B following
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`ceramic components made according to the method of the
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`exposure to a fluorine ambient at high temperature.
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`present invention may be employed. FIG.1A is a simplified
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`cross-sectional view of a high density plasma chemical
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`[0026] FIG. 8D shows a magnified (7500x) view of the
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`vapor deposition (HDP-CVD)chamber 10 such as an Ultima
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`top surface of the AIN coupon of FIG. 8C.
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`HDP-CVDsubstrate processing chamber manufactured by
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`[0027] FIG. 8E shows a magnified (2000x) view of the
`Applied Materials, the assignee of the present invention. In
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`top surface of a second grade of an AIN coupon coated with
`FIG. 1A, substrate processing chamber 10 includes a
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`yttrium oxide by reactive sputtering in accordance with an
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`vacuum chamber 12 in which a substrate support/heater 14
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`alternative embodimentof the present invention.
`is housed. Substrate support/heater 14 includes an electro-
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`static chuck 15 that securely clamps substrate 16 to substrate
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`[0028] FIG. 8F showsa further magnified (7500x) view
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`support/heater 14 during substrate processing.
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`of the top surface of the coated AIN coupon of FIG. 8E.
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`[0042] Whensubstrate support/heater 14 is in a processing
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`[0029] FIG. 8G shows a magnified (2000x) view of the
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`position (indicated by dotted line 18), deposition and carrier
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`top surface of an AIN coupon coated with in accordance with
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`gases are flowed into chamber 10 via gas injection nozzles
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`one embodiment of the present invention, following expo-
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`20. Nozzles 20 receive gases through gas supply lines,
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`sure to a fluorine ambient at high temperature.
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`which are not shown. Chamber 10 can be cleaned by the
`introduction offluorine radicals or other etchant radicalsthat
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`[0030] FIG. 8H showsa further magnified (7500x) view
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`of the top surface of the AIN coupon of FIG. 8G.
`are dissociated in a remote microwave plasma chamber (not
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`shown) and delivered to chamber 10 through a gas feed port
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`[0031] FIG. 9A shows a magnified (2000x) view of the
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`22. Unreacted gases and reaction byproducts are exhausted
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`top surface of an AIN coupon implanted with yttrium in
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`from the chamber 10 by a pump 24 through an exhaust port
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`accordance with one embodimentof the present invention.
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`on the bottom of the chamber. Pump 24 can beisolated from
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`[0032] FIG. 9B shows a further magnified (7500x) view
`chamber 10 by a gate valve 26.
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`of the top surface of the implanted AIN coupon of FIG. 9A.
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`[0043] The rate at which deposition, carrier and clean
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`[0033] FIG. 9C shows a further magnified (9000x) view
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`gases are supplied to chamber 10 is controlled by a mass
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`of the fractured AIN coupon of FIGS. 9A-9B.
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`flow controllers and valves (not shown), which are in turn
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`controlled by computer processor (not shown). Similarly, the
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`[0034] FIG. 9D shows a magnified (2000x) view of the
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`rate at which gases are exhausted from the chamber is
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`surface of the implanted AIN coupon of FIGS. 9A-9C
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`controlled byathrottle valve 28 and gate valve 26, which are
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`following exposure to a fluorine ambient at high tempera-
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`also controlled by the computer processor.
`ture.
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`[0044] Aplasma can be formed from gases introduced into
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`chamber 10 by application of RF energy to independently
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`controlled top coil 30 and side coil 32. Coils 30 and 32 are
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`mounted on a chamber dome 34, which defines the upper
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`boundary of vacuum chamber 12. The lower boundary of
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`vacuum chamber 12 is defined by chamber walls 36. Sub-
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`[0035] FIG. 9E shows a further magnified (7500x) view
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`of the surface of the implanted AIN coupon of FIG. 9D.
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`[0036] FIG. 10A shows a magnified (3300x) view of a
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`fractured AIN coupon implanted with yttrium oxide follow-
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`ing exposure to a fluorine ambient at high temperature.
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`Ex. 1037, Page 15
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`Ex. 1037, Page 15
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`US 2003/0029563 Al
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`[0051]
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`strates can be loaded into chamber 10 and onto chuck 15
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`through an opening 38 in chamber wall 36.
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`[0045] According to the present invention, any or all of
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`electrostatic chuck 15, gas nozzles 20, and chamber dome 34
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`of substrate support/heater 14 may be fabricated from mate-
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`rial implanted with rare-earth ions.
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`[0046] FIG. 1B is a simplified cross-sectional view of a
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`capacitively-coupled plasma enhanced chemical vapor
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`deposition chamber (PECVD) 50 such as the CxZ CVD
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`substrate processing chamber manufactured by Applied
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`Materials, the assignee of the present invention. In FIG. 1B,
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`substrate processing chamber 50 includes a vacuum cham-
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`ber 52 in which a heated pedestal 54 and a gas distribution
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`manifold 56 are housed. During processing, a substrate 58
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`(e.g., a semiconductor wafer) is positioned on a flat or
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`slightly convex surface 54A of pedestal 54. The pedestal can
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`be controllably moved between a substrate loading position
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`(depicted in FIG. 1B) and a substrate processing position
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`(indicated by dashed line 60 in FIG. 1B), which is closely
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`adjacent to manifold 56.
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`[0047] Deposition, carrier and cleaning gases are intro-
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`duced into chamber52 through perforated holes 56A ofa gas
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`distribution faceplate portion of manifold 56. More specifi-
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`cally, gases input from external gas sources (not shown) flow
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`into the chamber through the inlet 62 of manifold 56,
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`through a conventional perforated blocker plate 64 and then
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`through holes 56A of the gas distribution faceplate. Gases
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`are exhausted from chamber 52 through an annular, slot-
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`shaped orifice 70 surrounding the reaction region and then
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`into an annulate exhaust plenum 72. Exhaust plenum 72 and
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`slot-shapedorifice 70 are defined by ceramic chamberliners
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`74 and 76 and by the bottom of chamberlid 57.
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`[0048] The rate at which deposition, carrier and clean
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`gases are supplied to chamber50 is controlled by mass flow
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`controllers and valves (not shown), which are in turn con-
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`trolled by computer processor (not shown). Similarly, the
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`rate at which gases are exhausted from the chamber is
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`controlled by a throttle valve (not shownand also controlled
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`by the computer processor) connected to exhaust port 66,
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`whichis fluidly-coupled to exhaust plenum 72.
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`[0049] The deposition process in chamber 50 can beeither
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`a thermal or a plasma-enhanced process.
`In a plasma-
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`enhancedprocess, an RF powersupply (not shown) provides
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`electrical energy between the gas distribution faceplate and
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`an electrode 68A within pedestal 54 so as to excite the
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`process gas mixture to form a plasma within the generally
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`cylindrical region between the faceplate and pedestal. This
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`is in contrast to an inductive coupling of RF powerinto the
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`gas, as is provided in the chamber configuration shown in
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`FIG.1A.In either a thermal or a plasmaprocess, substrate
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`58 can be heated by a heating element 68B within pedestal
`54.
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`[0050] According to the present invention, any or all of
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`pedestal 54, heating element 68B gas distribution manifold
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`56, and chamberliners 74 and 76 may be constructed from
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`a ceramic material implanted with rare-earth ions according
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`to the present invention. The embodiments of FIGS. 1A and
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`1B are for exemplary purposes only, however. A person of
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`skill in the art will recognize that other types of ceramic
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`parts in these and other types of substrate processing cham-
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`bers in which highly corrosive environments are contained
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`(e.g., reactive ion etchers, electron cyclotron resonance
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`plasma chambers,etc.) may benefit from the teaching of the
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`present invention.
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`II. Coating Formation
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`[0052]
`In accordance with embodiments of the present
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`invention, parent materials of components of semiconductor
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`fabrication apparatuses are protected against corrosion by a
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`surface coating containing a rare earth metal, the coating
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`exhibiting low reactivity to a halogen gas environment at
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`elevated temperatures. For purposes of this patent applica-
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`tion, yttrtum is considered a rare earth metal.
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`[0053] Surface coatings in accordance with embodiments
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`of the present invention maintain adhesion to the parent
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`material at high operating temperatures (up to 1000° C.).
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`The surface coatings may include yttrium fluoride, yttrium
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`oxides, yttrium-containing oxides of Aluminum (YAIO,,
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`Y,3Al;0,5, Y,Al,0,), Erbium oxides, Neodymium oxide,
`and other rare earth oxides.
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`[0054] The high operating temperatures of many plasma
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`processes can create problemsarising from a lack of adhe-
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`sion between a parent material and an overlying coating.
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`Accordingly,it is useful to form an adhesion layer between
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`the coating and parent material.
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`[0055] This is illustrated in FIG. 2A, which is a cross-
`sectional view of coated member 215 in accordance with an
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`embodimentof the present invention. As shownin FIG. 2A,
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`adhesion layer 212 overlies parent material 214, and coating
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`216 is formed over adhesion layer 212. Parent material 214
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`may comprise AIN, Al,O,, or some other material.
`In
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`accordance with one embodimentof the present invention,
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`rare earth-containing coating 216 may be deposited over
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`adhesion layer 212 by sputtering techniques. Sputtering may
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`take place in a particular ambient, for example by reactive
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`sputtering of a target of the rare earth material in an oxygen
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`ambient to create a rare earth oxide coating.
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`[0056] Adhesion layer 212 may exhibit a coefficient of
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`thermal expansion intermediate that of parent material 214
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`and coating 216, such that coating 216 adheres to parent
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`material 214 over a wide temperature range. The adhesion
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`layer may be formed over the substrate by deposition prior
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`to formation of the coating.
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`[0057]
`In alternative embodiments in accordance with the
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`present invention,
`the adhesion layer may be formed by
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`accelerating rare earth ions toward the parent material at
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`changed energies prior to formation of the surface coating.
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`For example, adhesion layer 212 of structure 215 of FIG. 2A
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`may result from ion-implantation, with reduction over time
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`in the energy of implantation of rare earth metals into parent
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`material 214 creating implanted adhesion layer 212.
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`Implanted adhesion layer 212 may be graded, with the rare
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`earth metal concentration gradient determined by duration of
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`implantation at particular energy levels.
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`[0058] Acceleration of rare-earth ions to a depth into the
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`target parent material may be accomplished using a variety
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`of techniques. In one implantation approach,rare earth ions
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`are introduced into the parent material utilizing metal
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`ion
`plasma
`immersion
`implantation
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`deposition
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`(MEPIIID). FIG. 3 showsa simplified schematic view of the
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`MEPIIID technique.
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`Ex. 1037, Page 16
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`Ex. 1037, Page 16
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`

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`US 2003/0029563 Al
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`Feb. 13, 2003
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`single or dual-source
`shown in FIG. 3,
`[0059] As
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`MEPIIID source 300 is used to implant and deposit a layer
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`of rare-earth ions over the component 300 being treated.
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`With this technique, component 302 is inserted into plasma
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`304 after plasma 304 has been deflected with magnetic filter
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`304. Sheath edge 311 represents a concentrated plasma zone
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`near biased target component 302, where mostreactions and
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`rearrangements of materials occur.
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`[0060] The treated component 302 is then subjected to
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`implantation by biasing component 302 with a negative
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`voltage utilizing electrode 307 in communication with
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`powersupply 306. When target component302 is unbiased,
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`it is subject to the initial deposition phase of the treatment
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`process. When target component 302 is negatively biased
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`(e.g., at -50 keV), ions 310 from plasma 304are accelerated
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`toward target component302 at high velocities so that target
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`component 302 is subjected to ion implantation to a depth
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`into the material. The magnitude of the negative bias of the
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`target material, and hence the energy of bombardment, is
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`then reduced to produce a gradient of concentration of rare
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`earth material to a depth in the material.
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`[0061] A more detailed description of a single-source
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`MEPIIID system is set forth in U.S. Pat. No. 5,476,691
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`issued to Ian Brownet al., hereby incorporated by reference
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`in its entirety.
`In a technique employing a dual-source
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`MEPIIID implanter, the treatment process is similar except
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`that plasmas from two separate plasma guns are brought
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`together through independent magnetic channels, in order to
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`deposit a thin film over the parent component.
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`[0062] The MEPIIID approach to implantation of rare
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`earth metals requires that the component be subject to an
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`electrical bias. However, such biasing is not possible with
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`parent materials that are poor conductors. This issue can be
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`resolved if an electrode is embedded within the component,
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`the embedded electrode capable of being biased during the
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`implantation step. Such is the case for heaters and electro-
`static chucks.
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`[0063] FIG. 4 is a graph that shows the concentration of
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`rare-earth ions and aluminum nitride at various depths of an
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`aluminum nitride componenttreated with a MEPIIID tech-
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`nique. As can be seen in FIG. 4 the upper surface of the
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`treated component comprises a layer M of rare-earth mate-
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`rial formed from the deposition phases of the treatment
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`process. Beneath layer M, the concentration of rare-earth
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`ions decreases with depth until point N, where the concen-
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`tration of rare-earth ions reaches background levels (essen-
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`tially zero).
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`[0064] Because of this profile of implanted material, a
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`graded interface is obtained between the coated surface and
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`the bulk of the parent material. An interface of this type
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`provides a gradual transition of surface properties such as
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`physical and chemical properties, and results in improved
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`adhesion as compared to more abrupt, stepped profile dis-
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`tributions. Such a graded interface also eliminates limita-
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`tions of adhesion due to thermal mismatch—often a limiting
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`factor of corrosion resistant coatings having an abrupt
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`[0065]
`In components having an abrupttransition between
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`coating and parent material, the protective coating deposited
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`over chamber materials may crack in response to environ-
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`mental stresses. For example, during high temperature ther-
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`mal cycles the temperature change during and/or between
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`various cycles can be as high 700° C. for ceramic heater
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`applications. Another example of an environmental stress
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`that may induce cracking of a coating are the mechanical
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`stresses associated with wafer handling.
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`[0066] Once a crack in a coatingis initiated, in a corrosive
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`environment aggressive and corrosive free radicals may
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`penetrate the film coating and erode the underlying wall
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`material. This penetration may cause film delamination and
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`particulate contamination.
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`[0067] By contrast, corrosion-resistant coatings in accor-
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`dance with embodiments of the present invention may serve
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`as a barrierto the diffusion of reactive species into the parent
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`material. In this respect,
`implanted structures may have
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`superior performanceandversatility as compared with struc-
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`tures formed by plasma spray, CVD, laser ablation or PVD
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`deposition techniques.
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`[0068] FIG. 5 is a simplified cross-sectional view

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