Case 2:20-cv-07872-GW-PVC Document 104 Filed 06/15/21 Page 1 of 5 Page ID #:1732
`
`Dustin J. Edwards (pro hac vice
`dedwards@winston.com
`WINSTON & STRAWN LLP
`800 Capital St., Suite 2400
`Houston, TX 77002-2925
`Telephone: (713) 651-2600
`Facsimile:
`(713) 651-2700
`Michael A. Tomasulo (SBN: 179389)
`mtomasulo@winston.com
`Diana Hughes Leiden (SBN: 267606)
`dhleiden@winston.com
`WINSTON & STRAWN LLP
`333 S. Grand Avenue, 38th Floor
`Los Angeles, CA 90071-1543
`Telephone: (213) 615-1700
`Facsimile:
`(213) 615-1750
`
`George C. Lombardi (pro hac vice)
`glombardi@winston.com
`WINSTON & STRAWN LLP
`35 West Wacker Drive
`Chicago, IL 60601-9703
`Telephone: (312) 558-5600
`Facsimile:
`(312) 558-5700
`E. Danielle T. Williams (pro hac vice)
`dwilliams@winston.com
`WINSTON & STRAWN LLP
`300 South Tryon Street, 16th Floor
`Charlotte, NC 28202
`Telephone: (704) 350-7700
`Facsimile:
`(704) 350-7800
`Michael S. Elkin (pro hac vice)
`melkin@winston.com
`WINSTON & STRAWN LLP
`200 Park Avenue
`New York, NY 10166
`Telephone: (212) 294-6700
`Facsimile: (212) 294-4700
`Attorneys for Defendants
`BANK OF AMERICA CORPORATION
`and BANK OF AMERICA, N.A.
`UNITED STATES DISTRICT COURT
`FOR THE CENTRAL DISTRICT OF CALIFORNIA
`Case No. 2:20-cv-07872-GW-PVC
`NANTWORKS, LLC, a Delaware
`limited liability company, and
`DEFENDANTS’ STIPULATION
`NANT HOLDINGS IP, LLC, a
`REGARDING ASSERTED PRIOR ART
`Delaware limited liability company,
`Plaintiffs,
`
`vs.
`BANK OF AMERICA
`CORPORATION, a Delaware
`corporation, and BANK OF
`AMERICA, N.A., a national banking
`association,
`
`Defendants.
`
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`1
`DEFENDANTS’ STIPULATION REGARDING ASSERTED PRIOR ART
`CASE NO. 2:20-CV-07872-GW-PVC
`
`BANK OF AMERICA
`
`IPR2021-01080
`
`Ex. 1011, p. 1 of 5
`
`

`

`Case 2:20-cv-07872-GW-PVC Document 104 Filed 06/15/21 Page 2 of 5 Page ID #:1733
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`Defendants Bank of America Corporation and Bank of America, N.A.
`(collectively “Bank of America”) hereby provide their Stipulation Regarding Asserted
`Prior Art.
`Bank of America is filing a petition with the Patent Trial and Appeal Board
`requesting inter partes review of U.S. Patent No. 8,463,030 in view of U.S. Patent No.
`5,546,475, entitled “Produce Recognition System” to Rudolf M. Bolle, et al. (“Bolle”)
`and U.S. Patent No. 6,512,919, entitled “Electronic Shopping System Utilizing a
`Program Downloadable Wireless Videophone” to Nobuo Ogasawara (“Ogasawara”),
`on the following grounds:
`
`Asserted Patent
`
`’030 Patent
`(IPR2021-01080)
`
`Grounds
`
`Claims 1, 2–4, 6–7,
`19, 21, 25–26, 29–
`32, and 36–37
`
`§ 103 – Obvious
`over Ogasawara
`and Bolle
`
`Claims 1, 2–4, 6–7,
`19, 21, 25–26, 29–
`32, and 36–37
`
`§ 102 – Anticipate
`by Ogasawara
`
`There is complete overlap of the asserted claims for the ’030 Patent in this
`litigation with the claims for which Bank of America is seeking inter partes review.
`Bank of America hereby stipulates, if the Patent Trial and Appeal Board institutes inter
`partes review, Bank of America will not assert invalidity of the asserted claims in this
`case based on any of grounds listed above, or on any other ground involving the
`Ogasawara and Bolle references, alone under 35 U.S.C. § 102, or in combination with
`any other reference under 35 U.S.C. § 103.
`
`This stipulation is not intended and should not be construed to limit Bank of
`America’s ability to assert invalidity of the asserted claims in this litigation on any
`ground (including any prior art product or system) that does not assert the grounds listed
`above or the Ogasawara and Bolle references, alone under 35 U.S.C. § 102, or in
`
`
`
`2
`DEFENDANTS’ STIPULATION REGARDING ASSERTED PRIOR ART
`CASE NO. 2:20-CV-07872-GW-PVC
`
`BANK OF AMERICA
`
`IPR2021-01080
`
`Ex. 1011, p. 2 of 5
`
`

`

`Case 2:20-cv-07872-GW-PVC Document 104 Filed 06/15/21 Page 3 of 5 Page ID #:1734
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`combination with any other reference under 35 U.S.C. § 103.
`
`
`
`Dated: June 15, 2021
`
`
`
`
`
`WINSTON & STRAWN LLP
`
`By:/s/ Dustin J. Edwards
`George C. Lombardi
`E. Danielle T. Williams
`Dustin J. Edwards
`Michael A. Tomasulo
`Attorneys for Defendants
`BANK OF AMERICA CORPORATION
`and BANK OF AMERICA, N.A.
`
`
`
`
`
`
`
`3
`DEFENDANTS’ STIPULATION REGARDING ASSERTED PRIOR ART
`CASE NO. 2:20-CV-07872-GW-PVC
`
`BANK OF AMERICA
`
`IPR2021-01080
`
`Ex. 1011, p. 3 of 5
`
`

`

`Case 2:20-cv-07872-GW-PVC Document 104 Filed 06/15/21 Page 4 of 5 Page ID #:1735
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`CERTIFICATE OF SERVICE
`United States District Court for the Central District of California
`NantWorks LLC et al. v. Bank of America Corporation, et al.
`Case No. 2:20-cv-7872-GW-PVC
`I am a resident of the State of North Carolina, over the age of eighteen years, and not a party
`to this action. My business address is Winston & Strawn LLP, 300 S. Tryon Street, 16th Floor,
`Charlotte, NC 28202. On June 15, 2021, I served true copies of the following document:
`DEFENDANT BANK OF AMERICA CORPORATION AND BANK OF
`AMERICA, N.A.’S DEFENDANTS’ STIPULATION REGARDING
`ASSERTED PRIOR ART
`
`by electronically transmitting copies of the document(s) listed above via email to the
`addressees as set forth below, in accordance with the parties’ agreement to be served
`electronically pursuant to Fed. R. Civ. P. 5, or Local Rule of Court, or court order. No
`error messages were received after said transmission.
`
`
`SEE ATTACHED LIST
`
`I declare under penalty of perjury under the laws of the United States of America that the
`above is true and correct.
`Signed: /s/ Danielle T. Williams
`
`June 15, 2021
`
`Dated:
`
`
`
`
`
`
`1
`
`CERTIFICATE OF SERVICE
`CASE NO. 2:20-CV-07872-GW-PVC
`
`BANK OF AMERICA
`
`IPR2021-01080
`
`Ex. 1011, p. 4 of 5
`
`

`

`Case 2:20-cv-07872-GW-PVC Document 104 Filed 06/15/21 Page 5 of 5 Page ID #:1736
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`SERVICE LIST
`
`NantWorks LLC et al. v. Bank of America Corporation, et al.
`Case No. 2:20-cv-7872-GW-PVC
`
`
`
`Kevin P.B. Johnson
`kevinjohnson@quinnemanuel.com
`Todd M. Briggs
`toddbriggs@quinnemanuel.com
`QUINN EMANUEL URQUHART
` & SULLIVAN, LLP
`555 Twin Dolphin Drive, 5th Floor
`Redwood Shores, California 94065
`Telephone: (650) 801-5000
`Facsimile: (650) 801-5100
`
`Eric Huang
`erichuang@quinnemanuel.com
`QUINN EMANUEL URQUHART
` & SULLIVAN, LLP
`51 Madison Avenue, 22nd Floor
`New York, New York 10010
`Telephone: (212) 849-7000
`Facsimile: (212) 849-7100
`
`James R. Asperger
`jimasperger@quinnemanuel.com
`QUINN EMANUEL URQUHART
` & SULLIVAN, LLP
`865 South Figueroa Street, 10th Floor
`Los Angeles, CA 90017-2543
`Telephone: (213) 443-3000
`Facsimile: (213) 443-3100
`
`
`Attorneys for Plaintiffs
`NANTWORKS, LLC and NANT HOLDINGS IP, LLC
`
`
`
`
`
`
`
`
`
`2
`
`CERTIFICATE OF SERVICE
`CASE NO. 2:20-CV-07872-GW-PVC
`
`BANK OF AMERICA
`
`IPR2021-01080
`
`Ex. 1011, p. 5 of 5
`
`