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`IPR2021-01080
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`Ex. 1002, p. 420 of 1115
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`Ex. 1002, p. 421 of 1115
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`IPR2021-01080
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`Ex. 1002, p. 421 of 1115
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`

`Electronic Acknowledgement Receipt
`
`10290617
`
`Confirmation Number:
`
`
`
`
`Title of Invention:
`
`Image Capture and Identification System and Process
`
`
`
`First Named Inventor/Applicant Name:
`
`Wayne C. Boncyk
`
`Customer Number:
`
`24392
`
`
`
`Filer Authorized By: Martin Fessenmaier
`
`Attorney Docket Number:
`
`101044,0001US14
`
`Filing Date:
`
`22-MAR-2011
`
`15:59:53
`Time Stamp:
`
`
`
`
`Application Type: Utility under 35 USC 111(a)
`
`Paymentinformation:
`
`
`
`Pages
`Multi
`File Size(Bytes)/
`DocumentDescription
`Document
`
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`Ex. 1002, p. 424 of 1115
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`BANK OF AMERICA
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`IPR2021-01080
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`Ex. 1002, p. 424 of 1115
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`
`Warnings:
`
`684511
`
`50459197a242c6cb6603 12dabdca2Stb1115}
`0791
`
`839322
`
`8578f540fc61da62a21c7f020889413924b3}
`£139
`
`330109
`
`166713d420b5a06e04ef14606510189760
`
`Foreign Reference
`
`JP2001282825.PDF
`
`Information:
`
`Foreign Reference
`
`W00124050.pdf
`
`988174
`
`2€387a23420a94032ca94dec2393 7cab367|
`h463h
`
`Warnings:
`Information:
`
`
`
`BANK OF AMERICA
`
`IPR2021-01080
`
`Ex. 1002, p. 425 of 1115
`
`

`

`Foreign Reference
`
`W00282799.pdf
`
`Information:
`
`Foreign Reference
`
`W001049056.pdf
`
`1118653
`
`afedn6tacf3 1 12326b838bfBef9de3 3566764
`3a0
`
`828606
`
`54b8572fa25d.3600f6a43 [7a601159542c
`55,
`
`the application.
`
`Information:
`
`Foreign Reference
`
`W097049060.pdf
`
`2638589
`
`alda“4ebed7d7ee0f7b18a0d74bb6fe69b4}
`af2do
`
`Warnings:
`Information:
`
`W099016024_1.pdf
`Foreign Reference
`af3Sbaa0b22272a1 276b8503d 1 b2f1915c5
`2ccf8
`
`6893230
`
`Warnings:
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidenceof receipt similar toa
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfor a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownon this
`Acknowledgement Receiptwill establish thefiling date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary componentsfor
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`andofthe International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receiptwill establish the international filing date of
`
`BANK OF AMERICA
`
`IPR2021-01080
`
`Ex. 1002, p. 426 of 1115
`
`BANK OF AMERICA
`
`IPR2021-01080
`
`Ex. 1002, p. 426 of 1115
`
`

`

`PATENT APPLICATION FEE DETERMINATION RECORD
`Substitute for Form PTO-875
`
`Application or Docket Number
`13/069,124
`
`APPLICATION AS FILED - PART|
`(Column 1)
`(Column 2
`
`i]
`
`SMALL ENTITY
`
`OR
`
`OTHER THAN
`SMALL ENTITY
`
`BASIC FEE
`
`N/A
`N/A
`
`SEARCH FEE
`N/A
`(37 CFR 1.16(K), (i), of (m))
`EXAMINATION FEE
`N/A
`(37 CFR 1.16(9), (p), or (q)}
`TOTAL CLAIMS
`18
`38
`(37 CFR 1.16(i))
`INDEPENDENT GLAIMS
`or CFREt)Ptmm
`If the specification and drawings exceed 100
`APPLICATION SIZE_|sheets of paper, the application size fee due is
`FEE
`$270 ($135 for small entity) for each additional
`(37 CFR 1.16(s))
`50 sheetsor fraction thereof. See 35 U.S.C.
`41(a)(1)(G) and 37 CFR 1.16(s).
`MULTIPLE DEPENDENT GLAIM PRESENT(37 CFR 1.16(j))
`
`minus 20 =
`
`*
`
`|f the difference in column 1 is less than zero, enter "0"in column 2.
`
`APPLICATION AS AMENDED - PARTII
`
`The "Highest NumberPreviously Paid For" (Total or Independent)is the highest found in the appropriate box in column 1.
`
`(Column 3)
`
`SMALL ENTITY
`ADDITIONAL
`FEE($)
`
`OTHER THAN
`SMALL ENTITY
`ADDITIONAL
`FEE($)
`
`(Column 1)
`(Column 2)
`CLAIMS
`HIGHEST
`REMAINING
`NUMBER
`AFTER
`PREVIOUSLY
`AMENDMENT
`PAID FOR
`fo|
`Minus
`
`Independent
`(37 CFR 1.16(h))
`Application Size Fee (37 GFR 1.16(s))
`
`FIRST PRESENTATION OF MULTIPLE DEPENDENTCLAIM (37 CFR 1.16()))
`
`(Column 1)
`CLAIMS
`REMAINING
`AFTER
`AMENDMENT
`
`(Column 3)
`
`(Column 2)
`HIGHEST
`NUMBER
`PREVIOUSLY
`PAID FOR
`
`*
`
`Total
`(37 CFR 1.16(i))
`Independent
`(37 CFR 1,16(h))
`Application Size Fee (37 CFR 1.16(s})
`
`*
`
`Minus
`
`Minus
`
`TOTAL
`ADD'L FEE
`
`TOTAL
`ADD'L FEE
`
`ADDITIONAL
`FEE($)
`
`ADDITIONAL
`FEE($)
`
`AMENDMENTA
`
`AMENDMENTB
`
`FIRST PRESENTATION OF MULTIPLE DEPENDENTCLAIM (37 CFR 1.16()))
`
`is less than the entry in column 2, write "0" in column 3.
`* If the entry in column 1
`* If the "Highest Number Previously Paid For" IN THIS SPACE is less than 20, enter "20".
`*™* Ifthe "Highest Number Previously Paid For” IN THIS SPACE is less than 3, enter "3".
`
`ADD'L FEE
`
`BANK OF AMERICA
`
`IPR2021-01080
`
`Ex. 1002, p. 427 of 1115
`
`BANK OF AMERICA
`
`IPR2021-01080
`
`Ex. 1002, p. 427 of 1115
`
`

`

`
`
`UNITED StaTreS PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and ‘Trademark Office
`Address: COMMTSSIONER, FOR PATENTS
`P.C. Box 1450
`Alexandria, Virgnia 22313-1450
`Wwww.uspto.gov
`
`APPLICATION
`FILINGor
`GRP AR’
`
`NUMBER
`371(¢) DATE
`UNI
`FIL FEE REC'D
`ATTY.DOCKET.NO
`[TOT CLAIMS§IND CLAIMS
`CONFIRMATION NO.9532
`13/069, 124
`03/22/2011
`930
`101044.0001US 14
`
`24392
`FISH & ASSOCIATES, PC
`
`ROBERTD.FISH
`
`2603 Main Street
`Suite 1000
`Irvine, CA 92614-6232
`
`UPDATED FILING RECEIPT
`
`IAEAEAA
`
`00000004
`
`Date Mailed: 06/17/2011
`
`Receipt is acknowledged of this non-provisional patent application. The application will be taken up for examination
`in due course. Applicant will be notified as to the results of the examination. Any correspondence concerning the
`application mustinclude the following identification information: the U.S. APPLICATION NUMBER, FILING DATE,
`NAME OF APPLICANT, and TITLE OF INVENTION. Fees transmitted by check or draft are subject to collection.
`Please verify the accuracy of the data presented on this receipt. If an error is noted on this Filing Receipt, please
`submit a written request for a Filing Receipt Correction. Please provide a copy ofthis Filing Receipt with the
`changesnotedthereon. If you received a "Notice to File Missing Parts" for this application, please submit
`any corrections to this Filing Receipt with your reply to the Notice. When the USPTO processesthe reply
`to the Notice, the USPTO will generate another Filing Receipt incorporating the requested corrections
`
`Applicant(s)
`
`Wayne C. Boncyk, Evergreen, CA;
`Ronald H. Cohen, Pasadena, CA;
`Powerof Attorney: None
`
`Domestic Priority data as claimed by applicant
`This application is a DIV of 13/037,317 02/28/2011
`which is a DIV of 12/333,630 12/12/2008 PAT 7,899,243
`which is a DIV of 10/492,243 05/20/2004 PAT 7,477,780 *
`which is a 371 of PCT/US02/35407 11/05/2002
`which is a CON of 09/992,942 11/05/2001 PAT 7,016,532
`which claims benefit of 60/246,295 11/06/2000
`and claims benefit of 60/317,521 09/05/2001
`(*)Data provided by applicant is not consistent with PTO records.
`
`Foreign Applications (You may beeligible to benefit from the Patent Prosecution Highway program at the
`USPTO. Please see hittp://www.uspto.gov for more information.)
`
`If Required, Foreign Filing License Granted: 04/01/2011
`The country code and number of your priority application, to be used for filing abroad under the Paris Convention,
`is US 13/069,124
`Projected Publication Date: 09/22/2011
`Non-Publication Request: No
`Early Publication Request: No
`** SMALL ENTITY **
`
`page 1 of 3
`
`BANK OF AMERICA
`
`IPR2021-01080
`
`Ex. 1002, p. 428 of 1115
`
`BANK OF AMERICA
`
`IPR2021-01080
`
`Ex. 1002, p. 428 of 1115
`
`

`

`Title
`
`Image Capture and Identification System and Process
`
`Preliminary Class
`
`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
`
`Since the rights granted by a U.S. patent extend only throughout the territory of the United States and have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
`in a specific country or in regional patent offices. Applicants may wish to consider thefiling of an international
`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generally has the same
`effect as a regular national patent application in each PCT-member country. The PCT process simplifies thefiling
`of patent applications on the same invention in member countries, but does not result in a grant of "an international
`patent” and doesnoteliminate the need of applicants to file additional documents and fees in countries where patent
`protection is desired.
`
`Almost every country has its own patent law, and a person desiring a patent in a particular country must make an
`application for patent in that country in accordancewith its particular laws. Since the laws of many countries differ
`in various respects from the patent law of the United States, applicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that in the case of inventions made in the United States, the Director of the USPTO must
`issue a license before applicants can apply for a patent in a foreign country. Thefiling of a U.S. patent application
`serves as a request for a foreign filing license. The application's filing receipt contains further information and
`guidance asto the status of applicant's license for foreign filing.
`
`Applicants may wish to consult the USPTO booklet, "General Information Concerning Patents” (specifically, the
`section entitled "Treaties and Foreign Patents") for more information on timeframes and deadlinesfor filing foreign
`patent applications. The guide is available either by contacting the USPTO Contact Center at 800-786-9199, or it
`can be viewed on the USPTO website at http:/Awww.uspto.gov/web/offices/pac/doc/general/index.html.
`
`For information on preventing theft of your intellectual property (patents, trademarks and copyrights), you may wish
`to consult the U.S. Government website, http:/Avww.stopfakes.gov. Part of a Department of Commerceinitiative,
`this website includes self-help “toolkits” giving innovators guidance on howto protectintellectual property in specific
`countries such as China, Korea and Mexico. For questions regarding patent enforcement issues, applicants may
`call the U.S. Governmenthotline at 1-866-999-HALT (1-866-999-4158).
`
`LICENSE FOR FOREIGN FILING UNDER
`
`Title 35, United States Code, Section 184
`
`Title 37, Code of Federal Regulations, 5.11 & 5.15
`
`GRANTED
`
`if the phrase "IF REQUIRED, FOREIGN FILING
`The applicant has been granted a license under 35 U.S.C. 184,
`LICENSE GRANTED"followed by a date appears on this form. Such licenses are issuedin all applications where
`the conditions for issuance of a license have been met, regardless of whether or not a license may be required as
`set forth in 37 CFR 5.15. The scope andlimitations of this license are set forth in 37 CFR 5.15(a) unless an earlier
`page 2 of 3
`

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