“
`
`{2
`
`Unrrep Siares Parent’ AND TRADEMARK OFFICE
`
`UNTTED STATES DEPARTMENT OF COMMERCE
`United Statcs Patent and Trademark Office
`Address: COMMISSIONER FCR PATENTS
`PQ. Box 14
`cxandria, Virginia 22313-1450
`WWW.Us2t0.g0V
`
`
`
`12/010,843
`
`01/30/2008
`
`Masaaki Aota
`
`135488
`CONFIRMATION NO. 1315
`POWER OF ATTORNEYNOTICE
`
`MONA
`
`AAA000000042719599
`Date Mailed: 07/27/2010
`
`25944
`P.O. BOX 320850
`OLIFF & BERRIDGE, PLC
`ALEXANDRIA, VA 22320-4850
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorneyfiled 07/16/2010.
`¢
`The Power of Attorney to you in this application has been revoked by the assignee who hasintervened as
`provided by 37 CFR 3.71. Future correspondencewill be mailed to the new addressof record(37 CFR 1.33).
`
`/hcehristian/
`
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`1 of 138
`
`Page
`
`Tianma Exhibit 1004
`
`Page 1 of 138
`
`Tianma Exhibit 1004
`
`

`

`“
`
`{2
`
`Unrrep Siares Parent’ AND TRADEMARK OFFICE
`
`UNTTED STATES DEPARTMENT OF COMMERCE
`United Statcs Patent and Trademark Office
`Address: COMMISSIONER FCR PATENTS
`PQ. Box 14
`cxandria, Virginia 22313-1450
`WWW.Us2t0.g0V
`
`
`
`12/010,843
`
`01/30/2008
`
`Masaaki Aota
`
`135488
`CONFIRMATION NO. 1315
`POA ACCEPTANCE LETTER
`
`MONA
`
`AAA00000004271962
`Date Mailed: 07/27/2010
`
`29175
`P. 0. BOX 1135
`K&L Gates LLP
`CHICAGO, IL 60690
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorneyfiled 07/16/2010.
`The Power of Attorney in this application is accepted. Correspondencein this application will be mailed to the
`above address as
`provided by 37 CFR 1.33.
`
`/hchristian/
`
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`2 of 138
`
`Page
`
`Page 2 of 138
`
`

`

`PTO/S6/60 (01-06)
`Approved for usa through 12/91/2008, OMG 0661-0035
`U.S. Patent endTrademark Office: U.S, DEPARTMENT OF COMMERCE
`ere requirad In respond io a collection of Information unless h dlsplaya a valid OMB control number.
`Under the Paparwork Redugtion Act of 1985, 14
`persone
`PROSECUTE APPLICATIONS BEFORE THE USPTO
`POWER OF
`TO
`ATTORNEY
` | hereby revoke
`
`
`
`
`| hereby appoint:
`
`
`Practitioners associated with the Customer Number:
`
`[=]
`;
`OR
`
`Practitioner(s) named below(if more than tanpatent practitioners are te be named, then a customer number mustbe used):
`
`
`
`
`all
`
`.
`
`.
`
`Number
`
`to represent the Undersigned before the United States Patert and Trademark Office (USPTO)in connactian with
`ag atlornay(s) or
`:
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`:
`any and ail patent applications aasignad only to the undersigned according-to the USPTO sesignment racorde or assignment documents
`.
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`agent(s)
`
`to this form itaccerdance with 37-CFR 3.72(b).
`[attached
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`The address associated withCustomer Neaniber:
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`OR
`Firm or
`Individual Name
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`Name and Address:
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`Assignee
`CORPORATION, 1-7-2 Konan, Minato-ku, Tokyo, Japan
`SONY
`
`-
`
`
`
`
`
`C]
`
`|
`
`
`
`er with a statement under 37 GFR3.73(b) (Form PTO/SB/96 oreq Uivalent) is required to be
`
`
`A copy’ofthis form, togeth
`filed In each appileation in which this form ts used. The staternent under 37 CFR 3.73(b) may be completed by one of
`
`
`the practitioners appointed in this form ifthe appointed practitioner ls authorized to act an behalf of the
`
`.
`assignee,
`
`and must identity the application in which this Power of Attarney Isto betiled.
`
`
`fo
`SIGNATUREof Assignas of Record
`The trdividual whose signature and title is Supplied below is eutharized to
`on behalf of the assignes
`.
`Date September 8, 2008
`
`
`
`é
`
`-
`|
`Ware
`
`Telephone +81-3-6748-3538
`Koichi WADA
`__-
`
`é
`
`Me
`Deputy General Maneger, Planning&Control Dep,,..lutellectna
`
`
`to
`
`a
`formation is raquired to obtain or relain a benelli by the public which
`
`This collection of Informellania required by 37 CFR 134, 1.42 and 1.33. The tn
`
`C, 122 and 37 GFR 1.11 9nd 1.44. This colleation ix aaiimated to take 3 minutes
`“py tha USPTO Ie process) an application. Ganfldaniisiily is govemed by 33
`fo camptolo,including gaiharing, preparing, and submitting the completad appiteation form to the USPTO, Time wil vary depandingupon tha Individual cage, Any
`U.S.
`\hts burdan, ahould' be. sant (a tha Chief Information Onleer,§
`
`comments on the amount of time you raquire 1a complete thia form ai
`nd/or euggestions far taducing
`VA 22313-1480. DO NOT SEND FEES OR COMPLETED
`P.O, Box 1480, Alexendda,
`U.S. Patent and Trademark Offies, U.S, Daparimant of Commarea,
`for Patents, P.O. Box 1440, Alexandria, VA 22313-1450.
`FORMS TO THIS ADDRESS. SEND TO: Cammissioner
`call 1-800-PTO-9199 and select option 2,
`_
`the
`Ifyou naad easistencein
`complating
`
`Signature
`
`
`
`
`
`.
`
`act
`
`form,
`
`3 of 138
`
`Page
`
`Page 3 of 138
`
`

`

`
`
`Electronic
`AcknowledgementReceipt
`
`8029910
`EFS ID:
`
`
`Application Number:
`
`12010843
`
`Title of Invention:
`
`LIQUID CRYSTAL DISPLAY DEVICE
`
`Thomas C. Basso
`Filer Authorized By:
`
`
`135488
`Attorney Docket Number:
`
`
`Receipt Date:
`
`16-JUL-2010
`
`Application Type:
`
`Utility under 35 USC 111(a)
`
`Payment
`Submitted with Payment
`
`File Listing:
`Number
`Document
`
`no
`
`sigs
`
`Fllename
`
`Message Digest
`File Size(Bytes)/
`
`140131
`
`Part /.zip (ifappl.)
`
`Pages
`
`Multi
`
`information:
`
`Document
`Assignee showing of ownership per 37
`CFR 3.73(b).
`
`Information:
`
`Page
`
`4 of 138
`
`2157.pdf
`
`952e424739c0d829e14ab89ec8e1f94a8d3
`60097
`
`Page 4 of 138
`
`

`

`
`
`
`
`2
`
`Power of Attorney
`
`SonyPOA.pdf
`
`69728
`
`Obd41 3222bdae891d24c6274a8a79dDebO|
`777813
`
`no
`
`1
`
`Warnings:
`Information:
`
`
`
`209859
`Total Files Size (in bytes)
`
`on the noted date by the USPTOofthe indicated documents,
`This Acknowledgement Receipt evidences receipt
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar toa
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new
`application is being filed and the application includes the necessary componentsfor a
`filing date (see 37 CFR
`a
`Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`1.53(b)-(d) and MPEP 506),
`Acknowledgement Receiptwill establish thefiling date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a
`timely submission to enter the national stage of an international application is compliant with the conditions of 35
`a Form PCT/DO/EO/903indicating acceptance of the application
`as a
`U.S.C. 371 and other applicable requirements
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a
`Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`to prescriptions concerning
`and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject
`national security, and the date shown on this Acknowledgement Receiptwill establish the international filing date of
`the application.
`
`5 of 138
`
`Page
`
`Page 5 of 138
`
`

`

`PTO/SB/96 (07-09)
`Approvedfor use through 07/31/2012. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respondto a collection of information unlessit displays a valid OMB control number.
`
`
`
`STATEMENT UNDER 37 CFR 3.73(b)
`
`Applicant/Patent Owner, Aota, etal.
`Application No./Patent No.: 12/010,843
`Titled:
`"LIQUID
`
`CRYSTAL DISPLAY DEVICE
`
`
`Sony Corporation
`(Nameof Assignee)
`
`states thatit is:
`
`Filed/Issue Date: January 30, 2008
`
`_a__
`
`corporation
`(Type of Assignee, ¢.g., corporation, partnership, university, government agency,etc.
`
`1.
`
`[x]
`
`the assignee ofthe entire right, title, and interestin;
`
`.
`
`3.
`
`an
`ofless than theentire right,title, and interestin
`assignee
`%); or
`(The extent (by percentage)ofits ownership interest is
`the assignee of an undivided interestin the entirety of (a complete assignment from oneof the joint inventors was made)
`[|
`ofeither:
`the patent application/patentidentified above, byvirtue
`An assignmentfrom the inventor(s) of the patent application/patent identified above. The assignment was recorded in
`A.
`, or for which a
`, Frame
`the United States Patent and Trademark Office at Reel
`copy therefore is attached.
`
`[|
`
`as follows:
`A chain oftitle from the inventor(s), of the patent application/patentidentified above, to the current assignee
`To: Epson Imaging Devices Corporation
`Inventor
`1.From:
`The document was recorded in the United States Patent and Trademark Office at
`,
`,
`or for which a copy thereofis attached.
`Frame 9300
`Reel 020477
`
`To: Sony Corporation
`2. From: Epson Imaging Devices Corporation
`The document was recorded in the United States Patent and Trademark Office at
`,
`,
`or for which a copy thereofis attached.
`Frame 0239
`Reel 024500
`
`OR [x]
`
`3. From:
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`,
`,
`of for which a copy thereof is attached.
`Frame
`Reel
`Additional documentsin the chain oftitle are listed on a supplemental sheet(s).
`
`[|
`As required by 37 CFR 3.73(b)(1)(i), the documentary evidence of the chain oftitle from the original ownerto the assignee was,
`or
`concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`[NOTE: A separate copy (i.e., a true copy of the original assignment document(s)) must be submitted to Assignment Division in
`accordance with 37 CFR Part 3, to record the assignmentin the records of the USPTO. See MPEP 302.08]
`to act on behalf of the assignee.
`The undersigned (whosetitle is supplied below) is authorized
`
`Signature
`
`July 16, 2010
`Date
`
`Attorney of Record
`Thomas C. Basso
`Printed or
`Title
`Typed Name
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public whichis to file (and by the USPTOto
`process)an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete,including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upontheindividual case. Any comments on the amountoftime
`you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S.
`Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner
`for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`ifyou need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`Page 6 of 138
`
`Page 6 of 138
`
`

`

`.
`
`.
`
`.
`
`,
`
`aan
`
`(=]
`
`:
`-
`PTOISB80 (01-08)
`Approved for wea through 12/91/2008. OMS 0651-0035
`_
`U.S, Pelent endTrademark Office: U.S, DEPARTMENT OF COMMERCE
`era required lo respond (o a eallaction of Information unless k dleplayaa Valld OMB control number.
`Under the Paperwork Reduction Act of 1985, no poraone
`TO PROSECUTEAPPLICATIONS BEFORE THE USPTO
`POWER OF ATTORNEY
`
`Thereby revokeall previous powers of attorney piven in the application identified in the attachedstatement under
`
`
`
`
`
`
`bY:
`.
`
`[hereby appoint:
`Practitioners associated with the Custamer Number:
`Oo
`
`
`
`
`
`
`
`:
`
`to represent thé undaral
`ag ottarnay(a) oF
`gnad before the United States Patent and Trademark Office (USPTO)in connaction
`
`eording-to the USPTO assignmentrecords or
`anyend allpatent applications aseigned only te the undersigned ec
`
`assignment documents
`agent(s)
`_[ attached te thia form inaocordance with 37-CFR 3.7210).
`kdantiied in the attached statement under 37 CFR 2.7A(b) to:
`address forthe
`
`Please ohange the correspondence
`pplication
`-
`
`
`with Custamer Number
`The nddrese
`eeancleted
`i
`
`|
`OR.
`
`
`
`Individual Name
`
`ee
`
`
`
`-
`lame ond
`
`F*
`Address.
`Ascignae
`
`SONY CORPORATION, 1-7-2 Korian, Minato-ku, Tokyo, Japan
`
`
`
`|
`atementunder 37 GFR3.73(b)(Form PTO/SB/S6'or equivalent) is. required to
`
`
`be
` A copyofthia form, together with a st
`
`37CFR3.73(b) maybe completedby one.of
`:
`}
`FiledIh eachapplication Inwhich thisform is used. Tha etatement under
`.
`
`the practitioners appointed in this-formIf the appointed practitioner t¢ authorized to act anbehalf ofthe assignae,.
`
`7
`in whichthis Power ofAttorney Isto betiled,
`and must identify the
`
`applloation
`7
`SIGNATUREof Aseiqnes of Reootd = 2
`oo oe
`
`to act on behalforthé assigner
`whose signature and ttle is supplied below is authorized
`The bidividual
`
`
`
`Date September 8, 2008
`
`:
`
`+81--3-6748-3538
`
`Telephone
`i¢
`:
`‘>
` ~et Lecia | eamercr
`
`37
`
`to le (and
`raquired to obialnor Talain @ kanofitby the public whleh
`bts
`by
`
`
`
`T3110and 1.03. The Informalion
`
`an appleutfon.”Ganfidentally is poverned by 38U.S.C, 122 and 37 CFR 1.41 gtd 1.14. This collection 44 eatlmated-to taka 9 minutes
`ited
`ogiléction
`This
`Inforinetion
`
`
`depandingupon tha Individual cage, Any
`fo camplate, including gatharing, prepating, and submilllng the ccmpletad application form to theUSPTO, Time wil vary
`
`“by thaUSPTOfeprocors
`formwidiar aujgosiions fae reducing this burdan, ahouldbesont (a the Chief information Orlear,
`
`
`eammants of Ihe amount oftime you raquire i0
`VA 22019-1480. 00 NOY SEND FEGS OR COMPLETED .
`J
`.
`A
`compotetha
`IS
`$10 THIS
`P.O, Box 1460, Aloxendda,
`emmated,
`AD
`~.
`d Trademack Gifad, U.S, Daparimant
`WS, PB:
`for Patent, P.O, Box 1460, Alexandria, VA 229%5+1450.
`“FORMS TO THIS
`SEND TO;
`Gemmetustoner
`ADDRESS.
`and
`call
`select aplicn2
`theform,
`in
`naad essistanca
`voneting
`"Ifyou
`
`1-B00-PTO-9189
`
`3
`
`7 of 138
`
`Page
`
`Page 7 of 138
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www uspto.gov
`
`APPLICATION NO.
`PATENT NO.
`ATTORNEY DOCKET NO.
`CONFIRMATION NO.
`ISSUE DATE
`
`12/22/2009
`1315
`7636142
`135488
`12/010,843
`
`25944
`7590
`OLIFF & BERRIDGE, PLC
`P.O. BOX 320850
`ALEXANDRIA, VA 22320-4850
`
`12/02/2009
`
`The
`
`projected patent numberand issue date are
`
`specified
`
`above.
`
`ISSUE NOTIFICATION
`
`under 35 U.S.C, 154 (b)
`Determination of Patent Term
`Adjustment
`filed on or after
`May 29, 2000)
`
`(application
`
`The Patent Term
`is 176 day(s). Any patent
`Adjustment
`on the front page.
`include an indication of the
`adjustment
`
`to issue from the above-identified application will
`
`If a Continued Prosecution
`determines Patent Term
`
`Application (CPA)
`is the
`Adjustment
`filing
`
`wasfiled in the above-identified
`date of the most recent CPA.
`
`application,
`
`the
`
`filing
`
`date that
`
`Applicant will be able to obtain more detailed information
`Retrieval (PAIR) WEBsite
`(http://pair.uspto.gov).
`
`by accessing
`
`the Patent
`
`Application
`
`Information
`
`the Patent Term Extension or
`Any questions regarding
`Administration at
`Office of Patent
`Legal
`payments should be directed to the
`(ODM) at (571)-272-4200.
`
`determination should be directed to the
`Adjustment
`to issue and
`fee
`(571)-272-7702. Questions relating
`publication
`Assistance Unit (AAU) of the Office of Data
`Management
`Application
`
`see PAIR WEBsite http://pair.uspto.govfor additional applicants):
`APPLICANT(s) (Please
`Masaaki Aota, Ogaki-shi, JAPAN;
`Yasuo Segawa, Kitagata-cho, JAPAN;
`Tomohide Onogi, Anpachi-cho, JAPAN;
`
`TR103 (Rev. 10/09)
`
`Page 8 of 138
`
`Page 8 of 138
`
`

`

`‘
`
`'
`
`-
`
`ART B
`
`Complete and send this form, together with applicable fee(s), to: Mail Majl Stop ISSUE
`FEE(S) TRANSMITTAL
`ommissioner for Patents
`®
`
`—
`
`a
`
`a
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or
`Fax (571)-273-2885
`INSTRUCTIONS: This form should beused for transmitting the ISSUE FEE and PUBLICATION FEE(if
`Blocks 1
`through 5 should be completed where
`be mailed to the Current correspondence address as
`All further correspondence including the Patent, advance orders and notification of maintenance fees will
`below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS"for
`required),
`indicated
`appropriate.
`maintenance fee notifications.
`unless corrected
`of
`for
`can only be used
`domestic mailings of
`ote: A certificate
`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block | for any change ofaddress)
`the
`,
`mailing
`
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`or formal drawing, must
`Each additional paper, such as an assignment
`ave its owncertificate of mailing
`or transmission.
`papers.
`or Transmission
`Certificate of Mailing
`I hereby
`certify
`that this
`Transmittal is being deposited with the United
`Service with sufficient postage for first class mail in an envelope
`States
`Postal
`Feets)
`ISSUE FEE address above, or being
`addressed to the Mail Stop
`facsimile
`transmitted to the USPTO (371) 273-2885, on the date indicated below.
`(Depositor’s name)
`(Signature)
`(Date)
`
`25944
`
`7590
`
`09/22/2009
`
`OLIFF & BERRIDGE, PLC
`P.O. BOX 320850
`ALEXANDRIA, VA 22320-4850
`
`
`
`
`
`01/30/2008
`12/010,843
`TITLE OF INVENTION: LIQUID CRYSTAL DISPLAY DEVICE
`
`Masaaki Aota
`
`135488
`11/89/2809 LNGUYEN® eagenee7 12018943
`Bi
`FE+1501
`He Fis (Sag
`
`1315
`
`151.88 OP
`304.48 OP
`
`nonprovisional
`
`NO
`
`$1510
`
`$300
`
`$0
`
`$1810
`
`12/22/2009
`
`Berridge,PLC
`
`1)
`
`2
`
`3
`
`.
`
`w
`
`
`
`WONG, TINA MEI SENG
`2874
`349-114000
`of correspondence address or indication of "Fee Address" (37
`1.
`on the patent front page, list
`2. Forprinting
`CFR 1.363).
`(1) the namesof up to 3 registered patent attorneys
`Change
`O) change of
`address (or Change of Correspondence
`or agents OR,alternatively,
`Address form PTO/SB/122) attached.
`correspondence
`as a member a
`(2) the name ofa single firm (having
`registered attorney or
`agent) and the namesof
`up to
`C) "Fee Address"indication (or "Fee Address" Indication form
`2 registered patent attorneys or agents. Ifnonameis
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`listed, no name will be printed.
`Numberis required.
`ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT(printor type)
`If an assignee is identified below, the document has beenfiled for
`no
`PLEASE NOTE:Unless an
`assignee data will appear on the patent.
`is identified below,
`recordation asset forth in 37 CFR
`3.11. Completion of this form is NOT a substitute for filing an assignment.
`assignee
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`Epson Imaging Devices Corporation
`Azumino, Japan
`
`Please check the appropriate assignee category or or other private group entity () Government
`on the patent) :
`categories (will not be printed
`CO individual X38 Corporation
`4a. The following fee(s) are submitted:
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`&) A checkis enclosed.
`IssueFee
`(Ch. #223648 $1 »810)
`OQ Paymentby credit card. Form PTO-2038 is attached.
`Publication Fee (No small entity discount permitted)
`-
`P
`or credit any
`{XJ The Directoris hereby authorized to charge
`an extra copy ofthis form).
`# of Copies
`C) Advance Order
`required
`overpayment, to Deposit Account Number PS"O461 ee
`fee(s), any deficiency,
`5. Changein Entity Status(from status indicated above)
`Cb. Applicantis no longer claiming SMALL ENTITYstatus. See 37 CFR 1.27(g)(2).
`Oa. Applicant claims SMALL ENTITYstatus. See 37 CFR 1.27.
`
`a
`registered attorney or agent; or the assignee orotherparty in
`NOTE; TheIssue Fee and Publication Fee (if required) will not be accepted from anyone other than the applicant;
`interest as shown by the records of the United States Patent and Trademark Office.
`Authorized Signature
`Date
`11/6/2009
`AWA [
`Typed or printedname Michael S. Ryan
`Registration No.
`63,115
`or retain a benefit by
`This collection of information is required by 37 CFR 1.311. The information is
`to obtain
`the public whichisto file (and by the USPTOto process)
`an
`to take 12 minutes to complete, including gathering, preparing, and
`application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated
`submitting the completed application form to the USPTO. Timewill vary
`uponthe individual case. Any comments on the amountoftime you require to complete
`de;
`required
`suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce,
`this form and/or
`P.O.
`ending
`Box 1450, Alexandna, Virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450,
`Alexandria, Virginia 22313-1450.
`Under the Paperwork Reduction Act of 1995, no personsare required to respondto a collection of information unlessit displays
`a valid OMB contro! number.
`
`PTOL-85 (Rev. 08/07) Approved for use through 08/31/2010.
`
`OMB 0651-0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`9 of 138
`
`Page
`
`Page 9 of 138
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER T'OR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`Wwww.uspto.gov
`
`
`
`NOTICE OF ALLOWANCEAND FEE(S) DUE
`
`OLILT & BERRIDGE, PLC
`P.O. BOX 320850
`ALEXANDRIA, VA 22320-4850
`
`EXAMINER
`
`WONG,TINA MEI SENG
`
`on
`DATE MAILED: 09/22/2009
`
`APPLICATION NO.
`FILING DATE
`FIRST NAMED INVENTOR
`ATTORNEY DOCKET NO.
`CONFIRMATION NO.
`
`01/30/2008
`Masaaki Aota
`135488
`1315
`12/010,843
`TITLE OF INVENTION: LIQUID CRYSTAL DISPLAY DEVICE
`
`
`APPLN. TYPE
`
`SMALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`nonprovisional
`
`$1510
`
`$300
`
`TOTAL FEE(S) DUE
`$1810
`
`DATE DUE
`
`12/22/200'
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCEIS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`STATUTORY PERIOD CANNOT BE EXTENDED.
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the SMALL ENTITYstatus shown above.
`If the SMALL ENTITYis shown as YES, verify your current
`SMALLENTITYstatus:
`A. If the status is the same, pay the TOTAL FEE(S) DUE shown
`above.
`-
`B. If the status above is to be removed, check box 5b on Part B
`Fee(s) Transmittal and pay the PUBLICATION FEE (if required)
`or
`and twice the amount of the ISSUE FEE shownabove,
`
`If the SMALL ENTITYis shown as NO:
`
`A. Pay TOTAL FEE(S) DUE shownabove,
`
`or
`
`or is now
`B. If applicant claimed SMALL ENTITYstatus before,
`-
`claiming SMALL ENTITYstatus, check box 5a on Part B
`Fee(s)
`Transmittal and pay the PUBLICATION FEE (if required) and 1/2
`the ISSUE FEE shown above.
`
`-
`
`must be completed and returned to the United States Patent and Trademark Office
`II. PART B
`FEE(S) TRANSMITTAL,or its equivalent,
`If you are
`the fee(s) to your deposit account, section "4b"
`(USPTO)with your ISSUE FEE and PUBLICATION FEE(if required).
`-
`charging
`Fee(s) Transmittal should be completed and an extra copyof the form should be submitted. If an
`a
`of Part B
`equivalent of Part B is filed,
`a
`previously paid issuc fec must be clearly made, and delays in processing may occur ducto the difficulty in recognizing
`request to
`reapply
`the paper as an
`of Part B.
`equivalent
`must
`Ii. All communications regarding this application
`Mail Stop ISSUE FEE unless advised to the contrary.
`applications filed on or after Dec. 12, 1980 may require payment of
`on
`IMPORTANT REMINDER: Utility patents issuing
`to ensure
`maintenancefees. It is patentee’s responsibility
`timely payment of maintenance fees when due.
`Page 1 of 3
`
`give the application number. Please direct all communications prior
`
`to issuance to
`
`PTOL-85 (Rev. 08/07) Approved for use
`
`through 08/31/2010.
`
`Page 10 of 138
`
`Page 10 of 138
`
`

`

`PART
`
`7590
`
`25944
`,
`1
`ae
`~
`OLIET & BERRIDGL, PLC
`“
`P.O. BOX 320850
`ALEXANDRIA, VA 22320-4850
`
`09/22/2009
`
`- FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail
`ISSUE FEE
`for Patents
`Stop
`P.O. Box 1450
`Commissioner
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
`
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE(if required). Blocks 1 through 5 should be completed where
`All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`a new
`a separate "FEE ADDRESS"for
`icated unless corrected below or directed otherwise in Block 1, by (a) specifying
`correspondence address; and/or (b) indicating
`appropriate.
`fee notifications.
`maintenance
`can
`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block1 for any change of address)
`Note: A certificate of mailing
`only be used for domestic mailings of the
`Tee(s) Transmittal. This certificate cannot be used for any other accompanying
`apers. Each additional paper, such as an
`or formal drawing, must
`or transmission.
`its own certificate of mailing
`assignment
`have
`or Transmission
`Certificate of Mailing
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or
`being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`(Depositor's name)
`(Signature)
`(Date)
`
`TITLE OF INVENTION: LIQUID CRYSTAL DISPLAY DEVICE
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`12/010,843
`
`01/30/2008
`
`Masaaki Aota
`
`135488
`
`1315
`
`APPLN. TYPE
`
`SMALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`nonprovisional
`
`$1510
`
`$300
`
`TOTAL FEE(S) DUE
`$1810
`
`DATE DUE
`
`12/22/200'
`
`2874
`
`WONG,TINA MEI SENG
`349-114000
`on the patent front page,list
`1. Change of correspondence address or indication of "Fee Address" (37
`2. For printing
`CFR 1.363).
`(1) the names of
`up to 3 registered patent attorneys
`of correspondenceaddress (or Change of Correspondence
`I
`or agents OR,alternatively,
`Address form PTO/SB/122) attached.
`Change
`(2) the nameof a
`as a member a
`single firm (having
`
`registered attorney or
`agent) and the names of up to
`| "Fee Address" indication (or "Fee Address" Indication form
`2 registered patent attorneys or agents. If no nameis
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`listed, no name will be printed.
`Numberis required.
`or
`3. ASSIGNEE NAME AND RESIDENCE DATATO BE PRINTED ON THE PATENT(print
`
`
`type)
`If an
`PLEASE NOTE: Unless an
`assignee is identified below, no
`data will appear on the patent.
`assigneeis identified below, the documenthas beenfiled for
`assignee
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOTa substitute for filing
`an assignment.
`(A) NAME OF ASSIGNEE
`
` (B) RESIDENCE:(CITY and STATE OR COUNTRY)
`
`
`
`3
`
`
`
`categories (will not be printed
`
`on the patent)
`
`:
`
`LD individual LJ Corporation
`
`or other private group entity LJ Government
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`LI A checkis enclosed.
`I Paymentby credit card. Form PTO-2038 is attached.
`or credit any
`[_J The Directoris hereby authorized to charge the required fee(s), any deficiency,
`an extra copy of this form).
`overpayment, to Deposit Account Number
`(enclose
`
`
`
`Please check the appropriate assignee category or
`4a. The following fee(s) are submitted:
`LI Issue Fee
`LI Publication Fee (No small entity discount permitted)
`-
`LL] Advance Order
`#of Copies
`5. Change in Entity Status (from status indicated above)
`LI b. Applicant is no
`a.
`longer claiming SMALL ENTITYstatus. Sec 37 CFR 1.27(g)(2).
`Applicant claims SMALL ENTITYstatus. See 37 CFR 1.27.
`Ld
`a
`or otherparty in
`registered attorney or agent; or the assignee
`NOTE:TheIssue Fee and Publication Fee (if required) will not be accepted from anyoneother than the applicant;
`interest as shownbythe records ofthe United States Patent and TrademarkOffice.
`Date
`Authorized Signature
`Registration No.
`or
`name
`Typed
`printed
`This collection of informationis required by 37 CFR 1.311. The informationis required to obtain or retain a benefit by the public whichis to file (and by the USPTOto
`process)
`an
`application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering, preparing, and
`individual case. Any comments on the amount of time you require to complete
`completed application form to the USPTO. Time will vary depending uponthe
`submitting the
`
`this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O.
`
`
`Box 1450, Alexandria, Virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450,
`
`Alexandria, Virginia 22313-1450.
`a valid OMBcontrol number.
`Under the Paperwork Reduction Act of 1995, no persons are
`required to respondto a collection of information unlessit displays
`
`PTOL-85 (Rev. 08/07) Approved for use
`
`through 08/31/2010.
`
`OMB0651-0033
`
`
`
` U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`11 of 138
`
`Page
`
`Page 11 of 138
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER T'OR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`Wwww.uspto.gov
`
`
`
`APPLICATION NO.
`
`12/010,843
`
`FILING DATE
`
`01/30/2008
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`Masaaki Aota
`
`135488
`
`1315
`
`OLILT & BERRIDGE, PLC
`P.O. BOX 320850
`ALEXANDRIA, VA 22320-4850
`
`WONG,TINA MEI SENG
`
`on
`DATE MAILED: 09/22/2009
`
`under 35 U.S.C. 154 (b)
`Determination of Patent Term
`Adjustment
`filed on or after
`May 29, 2000)
`
`(application
`
`on the date that is three months after the
`to date is 176
`The Patent Term
`If the issue fee is
`Adjustment
`day(s).
`paid
`date of this notice and the patent issues on the
`before the date that is 28 weeks (six and a half
`Tuesday
`mailing
`date of this notice, the Patent Term
`months) after the
`will be 176
`mailing
`Adjustment
`day(s).
`
`If a Continued Prosecution
`determines Patent Term
`
`Application (CPA)
`is the
`Adjustment
`filing
`
`wasfiled in the above-identified
`date of the most recent CPA.
`
`application,
`
`the
`
`filing
`
`date that
`
`Applicant will be able to obtain more detailed information
`(PAIR) WEBsite
`(http://pair-uspto.gov).
`
`by accessing
`
`the Patent
`
`Application
`
`Information Retrieval
`
`the Patent Term Extension or
`determination should be directed to the Office of
`Adjustment
`Any questions regarding
`to issue and
`Administration at
`Patent
`fee payments should be
`(571)-272-7702. Questions relating
`publication
`Legal
`or
`directed to the Customer Service Center of
`the Office of Patent Publication at
`1-(888)-786-0101
`
`(571)-272-4200.
`
`PTOL-85 (Rev. 08/07) Approved for use
`
`through 08/31/2010.
`
`Page 3 of 3
`
`12 of 138
`
`Page
`
`Page 12 of 138
`
`

`

`
`Application No.
`
`Applicant(s)
`
`Notice of
`
`Allowability
`
`12/010,843
`Examiner
`
`AOTAETAL.
`Art Unit
`
`TINA M. WONG
`
`2874
`
`--
`
`*
`
`The MAILING DATEof this communication appears on the cover sheet with the correspondence address--
`If not included
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application.
`a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS
`herewith (or previously mailed),
`NOTICE OF ALLOWASBILITY IS NOT A GRANTOF PATENT RIGHTS. This application is subject to withdrawal from issue atthe initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`1. [] This communication is responsive to
`The allowed claim(s) is/are 7-9.
`2.
`X]
`3. KX] Acknowledgmentis made ofa claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (f).
`ofthe:
`All
`a)
`b)[1]Some*
`c)[1None
`1. XJ Certified copies of the priority documents have been received.
`2. C1 Certified copies of the priority documents have been received in Application No.
`3. C1 Copiesofthe certified copies of the priority documents have been receivedin this national stage application from the
`International Bureau (PCT Rule 17.2(a)).
`Cer