Receipt date: 02/24/2020
`
`16/796,880 - GAU: 2174
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`16796880
`
`2020-02-20
`
`First Named Inventor
`
`I Magnus Goertz
`
`Art Unit
`
`N/A
`
`Examiner Name
`
`IN/A
`
`Attorney Docket Number
`
`AEQUITAS.P001
`
`141
`
`17450114
`
`B2
`
`t2008-11-11
`
`l\nwar
`
`142
`
`17464110
`
`B2
`
`t2008-12-09
`
`Pyhalammi et al.
`
`143
`
`V479949
`
`B2
`
`Roog-01-20
`
`Jobs et al.
`
`144
`
`17665043
`
`B2
`
`t2010-02-16
`
`Kho
`
`145
`
`17818691
`
`B2
`
`t2010-10-19
`
`rvine
`
`146
`
`V880724
`
`B2
`
`Ro11-02-01
`
`Nguyen et al.
`
`147
`
`V996878
`
`B1
`
`Ro11-08-09
`
`Basso et al.
`
`148
`
`8022941
`
`B2
`
`t2011-09-20
`
`Smoot
`
`149
`
`8120625
`
`B2
`
`t2012-02-21
`
`Hinckley
`
`150
`
`8127141
`
`B2
`
`Ro12-02-28
`
`Hypponen
`
`151
`
`8434020
`
`B2
`
`R013-04-30
`
`Martyn
`
`EFSWeb 2.1.18
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /C.R.P/
`
`GOOGLE EXHIBIT 1043
`GOOGLE v. NEONODE
`IPR2021-01041
`
`Page 836 of 1315
`
`

`

`Receipt date: 02/24/2020
`
`16/796,880 - GAU: 2174
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`16796880
`
`2020-02-20
`
`First Named Inventor
`
`I Magnus Goertz
`
`Art Unit
`
`N/A
`
`Examiner Name
`
`IN/A
`
`Attorney Docket Number
`
`AEQUITAS.P001
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`I Add
`I
`I Remove I
`
`Examiner
`Initial*
`
`Cite No
`
`Publication
`Number
`
`Kind Publication
`Code1 Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`1
`
`20010000668
`
`A1
`
`t2001-05-03
`
`Bodnar
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`20010002694
`
`A1
`
`t2001-06-07
`
`Nakazawa et al.
`
`20010017934
`
`A1
`
`t2001-08-30
`
`Paloniemi et al.
`
`20010022579
`
`A1
`
`t2001-09-20
`
`Hirabayashi
`
`20010026268
`
`A1
`
`t2001-10-04
`
`to
`
`20010028344
`
`A1
`
`t2001-10-11
`
`wamoto etal.
`
`20010028365
`
`A1
`
`t2001-10-11
`
`udolph
`
`20010030641
`
`A1
`
`t2001-10-18
`
`Suzuki
`
`20010043189
`
`A1
`
`t2001-11-22
`
`BRISEBOIS MICHEL A. et al.
`
`EFSWeb 2.1.18
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /C.R.P/
`
`GOOGLE EXHIBIT 1043
`GOOGLE v. NEONODE
`IPR2021-01041
`
`Page 837 of 1315
`
`

`

`Receipt date: 02/24/2020
`
`16/796,880 - GAU: 2174
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`16796880
`
`2020-02-20
`
`First Named Inventor
`
`I Magnus Goertz
`
`Art Unit
`
`N/A
`
`Examiner Name
`
`IN/A
`
`Attorney Docket Number
`
`AEQUITAS.P001
`
`10
`
`20010043198
`
`A1
`
`t2001-11-22
`
`udtke
`
`11
`
`20010055006
`
`A1
`
`t2001-12-27
`
`Sano et al.
`
`12
`
`20020002326
`
`A1
`
`t2002-01-03
`
`8ausey James D. Ill et al.
`
`13
`
`20020015064
`
`A1
`
`t2002-02-07
`
`Robotham John S. et al.
`
`14
`
`20020027549
`
`A1
`
`t2002-03-07
`
`Hirshberg
`
`15
`
`20020029341
`
`A1
`
`t2002-03-07
`
`Juels et al.
`
`16
`
`20020046315
`
`A1
`
`t2002-04-18
`
`Miller et al.
`
`17
`
`20020046353
`
`A1
`
`t2002-04-18
`
`Kishimoto
`
`18
`
`20020054153
`
`A1
`
`t2002-05-09
`
`/\mold
`
`19
`
`20020060699
`
`A1
`
`t2002-05-23
`
`DAgostini
`
`20
`
`20020063696
`
`A1
`
`t2002-05-30
`
`Kubo et al.
`
`EFSWeb 2.1.18
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /C.R.P/
`
`GOOGLE EXHIBIT 1043
`GOOGLE v. NEONODE
`IPR2021-01041
`
`Page 838 of 1315
`
`

`

`Receipt date: 02/24/2020
`
`16/796,880 - GAU: 2174
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`16796880
`
`2020-02-20
`
`First Named Inventor
`
`I Magnus Goertz
`
`Art Unit
`
`N/A
`
`Examiner Name
`
`IN/A
`
`Attorney Docket Number
`
`AEQUITAS.P001
`
`21
`
`20020075244
`
`A1
`
`t2002-06-20
`
`Tani et al.
`
`22
`
`20020080183
`
`A1
`
`t2002-06-27
`
`Johnson et al.
`
`23
`
`20020109677
`
`A1
`
`t2002-08-15
`
`Taylor
`
`24
`
`20020109843
`
`A1
`
`t2002-08-15
`
`~hsani et al.
`
`25
`
`20020135619
`
`A1
`
`t2002-09-26
`
`I\LLPORT
`
`26
`
`20020171691
`
`A1
`
`t2002-11-21
`
`8urrans Kevin G. et al.
`
`27
`
`20020173300
`
`A1
`
`t2002-11-21
`
`Shtivelman et al.
`
`28
`
`20020175900
`
`A1
`
`t2002-11-28
`
`l\rmstrong
`
`29
`
`20020191029
`
`A1
`
`t2002-12-19
`
`3illespie David W. et al.
`
`30
`
`20030002809
`
`A1
`
`t2003-01-02
`
`Jian
`
`31
`
`20030010043
`
`A1
`
`t2003-01-16
`
`~erragut
`
`EFSWeb 2.1.18
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /C.R.P/
`
`GOOGLE EXHIBIT 1043
`GOOGLE v. NEONODE
`IPR2021-01041
`
`Page 839 of 1315
`
`

`

`Receipt date: 02/24/2020
`
`16/796,880 - GAU: 2174
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`16796880
`
`2020-02-20
`
`First Named Inventor
`
`I Magnus Goertz
`
`Art Unit
`
`N/A
`
`Examiner Name
`
`IN/A
`
`Attorney Docket Number
`
`AEQUITAS.P001
`
`32
`
`20030013483
`
`A1
`
`t2003-01-16
`
`l\usems Michiel R. et al.
`
`33
`
`20030014239
`
`A1
`
`t2003-01-16
`
`chbiah Jean D. et al.
`
`34
`
`20030016253
`
`A1
`
`t2003-01-23
`
`l\oki Paul M. et al.
`
`35
`
`20030030656
`
`A1
`
`t2003-02-13
`
`l\ng et al.
`
`36
`
`20030043207
`
`A1
`
`t2003-03-06
`
`Duarte
`
`37
`
`20030076306
`
`A1
`
`t2003-04-24
`
`Z:adesky et al.
`
`38
`
`20030095102
`
`A1
`
`t2003-05-22
`
`Kraft et al.
`
`39
`
`20030098803
`
`A1
`
`t2003-05-29
`
`3ourgey et al.
`
`40
`
`20030122787
`
`A1
`
`t2003-07 -03
`
`Z:immerman et al.
`
`41
`
`20030122882
`
`A1
`
`t2003-07 -03
`
`Kho
`
`42
`
`20030179189
`
`A1
`
`t2003-09-25
`
`ira
`
`EFSWeb 2.1.18
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /C.R.P/
`
`GOOGLE EXHIBIT 1043
`GOOGLE v. NEONODE
`IPR2021-01041
`
`Page 840 of 1315
`
`

`

`Receipt date: 02/24/2020
`
`16/796,880 - GAU: 2174
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`16796880
`
`2020-02-20
`
`First Named Inventor
`
`I Magnus Goertz
`
`Art Unit
`
`N/A
`
`Examiner Name
`
`IN/A
`
`Attorney Docket Number
`
`AEQUITAS.P001
`
`43
`
`20030179239
`
`A1
`
`t2003-09-25
`
`ira
`
`44
`
`20030182628
`
`A1
`
`t2003-09-25
`
`ira
`
`45
`
`20030206162
`
`A1
`
`t2003-11-06
`
`Roberts
`
`46
`
`20030234346
`
`A1
`
`t2003-12-25
`
`Kao
`
`47
`
`20040001101
`
`A1
`
`t2004-01-01
`
`Trajkovic et al.
`
`48
`
`20040021643
`
`A1
`
`t2004-02-05
`
`Hoshino et al.
`
`49
`
`20040021681
`
`A1
`
`t2004-02-05
`
`iao
`
`50
`
`20040046791
`
`A1
`
`t2004-03-11
`
`Davis et al.
`
`51
`
`20040046960
`
`A1
`
`t2004-03-11
`
`il\/agner et al.
`
`52
`
`20040100510
`
`A1
`
`t2004-05-27
`
`Milic-Frayling et al.
`
`53
`
`20040119763
`
`A1
`
`t2004-06-24
`
`Mizobuchi et al.
`
`EFSWeb 2.1.18
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /C.R.P/
`
`GOOGLE EXHIBIT 1043
`GOOGLE v. NEONODE
`IPR2021-01041
`
`Page 841 of 1315
`
`

`

`Receipt date: 02/24/2020
`
`16/796,880 - GAU: 2174
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`16796880
`
`2020-02-20
`
`First Named Inventor
`
`I Magnus Goertz
`
`Art Unit
`
`N/A
`
`Examiner Name
`
`IN/A
`
`Attorney Docket Number
`
`AEQUITAS.P001
`
`54
`
`20040125143
`
`A1
`
`t2004-07-01
`
`Deaton et al.
`
`55
`
`20040141010
`
`A1
`
`t2004-07-22
`
`~itzmaurice George W. et al.
`
`56
`
`20040233179
`
`A1
`
`t2004-11-25
`
`ira
`
`57
`
`20050035956
`
`A1
`
`t2005-02-17
`
`Sinclair Michael J_ et al.
`
`58
`
`20050091612
`
`A1
`
`t2005-04-28
`
`Stabb Charles W. et al.
`
`59
`
`20050104860
`
`A1
`
`t2005-05-19
`
`McCreary et al.
`
`60
`
`20050122308
`
`A1
`
`t2005-06-09
`
`Bell et al.
`
`61
`
`20050165615
`
`A1
`
`t2005-07-28
`
`Minar
`
`62
`
`20050174473
`
`A1
`
`t2005-08-11
`
`Morgan Frederick M. et al.
`
`63
`
`20050198582
`
`A1
`
`t2005-09-08
`
`Hennum Erik F. et al.
`
`64
`
`20050253818
`
`A1
`
`t2005-11-17
`
`Nettamo
`
`EFSWeb 2.1.18
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /C.R.P/
`
`GOOGLE EXHIBIT 1043
`GOOGLE v. NEONODE
`IPR2021-01041
`
`Page 842 of 1315
`
`

`

`Receipt date: 02/24/2020
`
`16/796,880 - GAU: 2174
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`16796880
`
`2020-02-20
`
`First Named Inventor
`
`I Magnus Goertz
`
`Art Unit
`
`N/A
`
`Examiner Name
`
`IN/A
`
`Attorney Docket Number
`
`AEQUITAS.P001
`
`65
`
`20050271319
`
`A1
`
`t2005-12-08
`
`3raham
`
`66
`
`20060001654
`
`A1
`
`t2006-01-05
`
`Smits
`
`67
`
`20060010394
`
`A1
`
`t2006-01-12
`
`8haudhri et al.
`
`68
`
`20060048073
`
`A1
`
`t2006-03-02
`
`Jarrett et al.
`
`69
`
`20060161870
`
`A1
`
`t2006-07-20
`
`Hotelling et al.
`
`70
`
`20060161871
`
`A1
`
`t2006-07-20
`
`Hotelling et al.
`
`71
`
`20060229509
`
`A1
`
`t2006-10-12
`
`/\I-Ali et al.
`
`72
`
`20070005449
`
`A1
`
`t2007-01-04
`
`Mathew et al.
`
`73
`
`20070024598
`
`A1
`
`t2007-02-01
`
`Miller et al.
`
`74
`
`20070082707
`
`A1
`
`t2007-04-12
`
`~lynt et al.
`
`75
`
`20070084989
`
`A1
`
`t2007-04-19
`
`ange et al.
`
`EFSWeb 2.1.18
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /C.R.P/
`
`GOOGLE EXHIBIT 1043
`GOOGLE v. NEONODE
`IPR2021-01041
`
`Page 843 of 1315
`
`

`

`Receipt date: 02/24/2020
`
`16/796,880 - GAU: 2174
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`16796880
`
`2020-02-20
`
`First Named Inventor
`
`I Magnus Goertz
`
`Art Unit
`
`N/A
`
`Examiner Name
`
`IN/A
`
`Attorney Docket Number
`
`AEQUITAS.P001
`
`76
`
`20070101291
`
`A1
`
`t2007-05-03
`
`-orstall et al.
`
`77
`
`20070146318
`
`A1
`
`t2007-06-28
`
`Juh et al.
`
`78
`
`20070150842
`
`A1
`
`t2007-06-28
`
`8haudhri et al.
`
`79
`
`20070152984
`
`A1
`
`t2007-07 -05
`
`8rding et al.
`
`80
`
`20070263822
`
`A1
`
`t2007-11-15
`
`8hang et al.
`
`81
`
`20080008472
`
`A1
`
`t2008-01-10
`
`Dress et al.
`
`82
`
`20080012850
`
`A1
`
`t2008-01-17
`
`Keating Ill
`
`83
`
`20080013913
`
`A1
`
`t2008-01-17
`
`ieberman et al.
`
`84
`
`20080036743
`
`A1
`
`t2008-02-14
`
`il\/esterman et al.
`
`85
`
`20080055273
`
`A1
`
`t2008-03-06
`
`-orstall
`
`86
`
`20080068353
`
`A1
`
`t2008-03-20
`
`ieberman et al.
`
`EFSWeb 2.1.18
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /C.R.P/
`
`GOOGLE EXHIBIT 1043
`GOOGLE v. NEONODE
`IPR2021-01041
`
`Page 844 of 1315
`
`

`

`Receipt date: 02/24/2020
`
`16/796,880 - GAU: 2174
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`16796880
`
`2020-02-20
`
`First Named Inventor
`
`I Magnus Goertz
`
`Art Unit
`
`N/A
`
`Examiner Name
`
`IN/A
`
`Attorney Docket Number
`
`AEQUITAS.P001
`
`87
`
`20080086703
`
`A1
`
`t2008-04-10
`
`-1ynt et al.
`
`88
`
`20080093542
`
`A1
`
`t2008-04-24
`
`ieberman et al.
`
`89
`
`20080100593
`
`A1
`
`t2008-05-01
`
`Skillman et al.
`
`90
`
`20080111797
`
`A1
`
`t2008-05-15
`
`EE
`
`91
`
`20080117176
`
`A1
`
`t2008-05-22
`
`KO etal.
`
`92
`
`20080117183
`
`A1
`
`t2008-05-22
`
`Yu et al.
`
`93
`
`20080121442
`
`A1
`
`t2008-05-29
`
`Boer et al.
`
`94
`
`20080122792
`
`A1
`
`t2008-05-29
`
`zadi et al.
`
`95
`
`20080122796
`
`A1
`
`t2008-05-29
`
`Jobs et al.
`
`96
`
`20080122803
`
`A1
`
`t2008-05-29
`
`zadi et al.
`
`97
`
`20080136785
`
`A1
`
`t2008-06-12
`
`Baudisch et al.
`
`EFSWeb 2.1.18
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /C.R.P/
`
`GOOGLE EXHIBIT 1043
`GOOGLE v. NEONODE
`IPR2021-01041
`
`Page 845 of 1315
`
`

`

`Receipt date: 02/24/2020
`
`16/796,880 - GAU: 2174
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`16796880
`
`2020-02-20
`
`First Named Inventor
`
`I Magnus Goertz
`
`Art Unit
`
`N/A
`
`Examiner Name
`
`IN/A
`
`Attorney Docket Number
`
`AEQUITAS.P001
`
`98
`
`20080136790
`
`A1
`
`t2008-06-12
`
`Hio
`
`99
`
`20080158174
`
`A1
`
`t2008-07-03
`
`and et al.
`
`100
`
`20080165190
`
`A1
`
`t2008-07-10
`
`MIN et al.
`
`101
`
`20080168404
`
`A1
`
`t2008-07 -10
`
`8rding
`
`102
`
`20080192025
`
`A1
`
`t2008-08-14
`
`Jaeger et al.
`
`103
`
`20080211779
`
`A1
`
`t2008-09-04
`
`Pryor
`
`104
`
`20080259053
`
`A1
`
`t2008-10-23
`
`Newton
`
`105
`
`20080297409
`
`A1
`
`t2008-12-04
`
`Klassen et al.
`
`106
`
`20080297487
`
`A1
`
`t2008-12-04
`
`HOTELLING et al.
`
`107
`
`20090006418
`
`A1
`
`t2009-01-01
`
`8Malley
`
`108
`
`20090027357
`
`A1
`
`t2009-01-29
`
`Morrison
`
`EFSWeb 2.1.18
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /C.R.P/
`
`GOOGLE EXHIBIT 1043
`GOOGLE v. NEONODE
`IPR2021-01041
`
`Page 846 of 1315
`
`

`

`Receipt date: 02/24/2020
`
`16/796,880 - GAU: 2174
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`16796880
`
`2020-02-20
`
`First Named Inventor
`
`I Magnus Goertz
`
`Art Unit
`
`N/A
`
`Examiner Name
`
`IN/A
`
`Attorney Docket Number
`
`AEQUITAS.P001
`
`109
`
`20090031208
`
`A1
`
`t2009-01-29
`
`ROBINSON
`
`110
`
`20090058833
`
`A1
`
`t2009-03-05
`
`Newton
`
`111
`
`20090064055
`
`A1
`
`t2009-03-05
`
`8haudhri et al.
`
`112
`
`20090066673
`
`A1
`
`t2009-03-12
`
`Moine et al.
`
`113
`
`20090096994
`
`A1
`
`t2009-04-16
`
`Smits
`
`114
`
`20090187840
`
`A1
`
`t2009-07-23
`
`MOOSAVI
`
`115
`
`20090192849
`
`A1
`
`t2009-07 -30
`
`Hughes et al.
`
`116
`
`20090285383
`
`A1
`
`t2009-11-19
`
`Tsuei
`
`117
`
`20100031203
`
`A1
`
`t2010-02-04
`
`Morris et al.
`
`118
`
`20100138295
`
`A1
`
`t2010-06-03
`
`8aron et al.
`
`119
`
`20100182136
`
`A1
`
`t2010-07-22
`
`Pryor
`
`EFSWeb 2.1.18
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /C.R.P/
`
`GOOGLE EXHIBIT 1043
`GOOGLE v. NEONODE
`IPR2021-01041
`
`Page 847 of 1315
`
`

`

`Receipt date: 02/24/2020
`
`16/796,880 - GAU: 2174
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`16796880
`
`2020-02-20
`
`First Named Inventor
`
`I Magnus Goertz
`
`Art Unit
`
`N/A
`
`Examiner Name
`
`IN/A
`
`Attorney Docket Number
`
`AEQUITAS.P001
`
`120
`
`20110030502
`
`A1
`
`t2011-02-10
`
`ATHROP
`
`121
`
`20110239155
`
`A1
`
`t2011-09-29
`
`8hristie
`
`122
`
`20010015719
`
`A1
`
`t2001-08-23
`
`Van EE et al.
`
`123
`
`20070055926
`
`A1
`
`t2007-03-08
`
`8hristiansen
`
`124
`
`20090007017
`
`A1
`
`t2009-01-01
`
`l\nzures et al.
`
`125
`
`20110145753
`
`A1
`
`t2011-06-16
`
`Prakash
`
`If you wish to add additional U.S. Published Application citation information please click the Add button.I Add
`I
`IRemovel
`FOREIGN PATENT DOCUMENTS
`
`Examiner Cite Foreign Document
`No Number3
`Initial*
`
`Country
`Code2i
`
`Kind Publication
`Code4 Date
`
`Name of Patentee or
`Applicant of cited
`Document
`
`Pages,Columns,Lines
`where Relevant
`Passages or Relevant
`Figures Appear
`
`T5
`
`1
`
`0330767
`
`EP
`
`A1
`
`1989-09-06
`
`Pioneer Electric
`Corporation
`
`2
`
`0513694
`
`3
`
`D618528
`
`~p
`
`~p
`
`A2
`
`1992-11-19
`
`Sony Corporation
`
`A1
`
`1994-10-05
`
`ntemational Business
`Machines Corporation
`
`EFSWeb 2.1.18
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /C.R.P/
`
`GOOGLE EXHIBIT 1043
`GOOGLE v. NEONODE
`IPR2021-01041
`
`Page 848 of 1315
`
`

`

`Receipt date: 02/24/2020
`
`16/796,880 - GAU: 2174
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`16796880
`
`2020-02-20
`
`First Named Inventor
`
`I Magnus Goertz
`
`Art Unit
`
`N/A
`
`Examiner Name
`
`IN/A
`
`Attorney Docket Number
`
`AEQUITAS.POO1
`
`4
`
`0703525
`
`EP
`
`A1
`
`1996-03-27
`
`~isan Aw Co. Ltd.
`
`5
`
`B6/OO446
`
`6
`
`B6/OO447
`
`7
`
`D1/O2949
`
`8
`
`02/095668
`
`9
`
`03/038592
`
`10
`
`eoo6IO2O3O4
`
`11
`
`~009/008786
`
`WO
`
`WO
`
`WO
`
`WO
`
`WO
`
`WO
`
`WO
`
`A1
`
`1986-01-16
`
`~MP Incorporated
`
`A1
`
`1986-01-16
`
`~MP Incorporated
`
`A1
`
`2001-01-11
`
`_i
`
`A1
`
`2002-11-28
`
`Palm Inc.
`
`A1
`
`2003-05-08
`
`~oertz
`
`A2
`
`2006-02-23
`
`~pple Computer Inc.
`
`A1
`
`2009-01-15
`
`Neonode Inc.
`
`If you wish to add additional Foreign Patent Document citation information please click the Add button I Add
`I
`IRemovel
`NON-PATENT LITERATURE DOCUMENTS
`
`Examiner Cite
`Initials* No
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number(s),
`publisher, city and/or country where published.
`
`T5
`
`1
`
`Us Provisional Patent Application Number 60365160, filed on 19 March 2002 by Luigi Lira
`
`EFSWeb 2.1.18
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /C.R.P/
`
`GOOGLE EXHIBIT 1043
`GOOGLE v. NEONODE
`IPR2021-01041
`
`Page 849 of 1315
`
`

`

`Receipt date: 02/24/2020
`
`16/796,880 - GAU: 2174
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`16796880
`
`2020-02-20
`
`First Named Inventor
`
`I Magnus Goertz
`
`Art Unit
`
`N/A
`
`Examiner Name
`
`IN/A
`
`Attorney Docket Number
`
`AEQUITAS.P001
`
`2
`
`US Provisional Patent Application Number 60365161, filed on 19 March 2002 by Luigi Lira
`
`3
`
`US Provisional Patent Application Number 60365197, filed on 19 March 2002 by Luigi Lira
`
`4
`
`Us Provisional Patent Application Number 60368988, filed on 2 April 2002 by Luigi Lira
`
`5
`
`US Provisional Patent Application Number 60913352, filed on 23 April 2007 by Costa et al.
`
`6
`
`US Provisional Patent Application Number 61020702, filed on 11 January 2008 by Hughes et al.
`
`7
`
`8
`
`9
`
`ERIC A. BIER , MAUREEN C. STONE , KEN FISHKIN , WILLIAM BUXTON , THOMAS BAUDEL, A Taxonomy Of
`Bee-Through Tools, Proceeding of the CHI '95 Mosaic of Creativity, May 7-11, 1995, pages 411-412, ACM, Denver,
`Colorado, USA.
`
`ERIC A. BIER , MAUREEN C. STONE , KEN FISHKIN , WILLIAM BUXTON , THOMAS BAUDEL, A Taxonomy Of
`Bee-Through Tools, Conference on Human Factors in Computing Systems, CHI 1994, Boston, Massachusetts, USA,
`~pril 24-28, 1994, Proceedings, pages 358-364. ACM, NY, NY, USA.
`
`CARLSON, JEFF, Visual Quickstart Guide Palm Organizers. Peachpit Press. 2000. Berkeley, CA. Pages xiii, 12, 25,
`e6, 28-30, 40, 47, 246 and 253.
`
`10
`
`CHRISTIAN HEIDE DAMM, KLAUS MARIUS HANSEN, MICHAEL THOMSEN, Tool Support for Cooperative Object-
`Priented Design: Gesture Based Modeling on an Electronic Whiteboard, Proceeding of the CHI '00 Conference on
`Human Factors in Computing Systems, April 1-6, 2000, pages 518-525, ACM, NY, NY, USA.
`
`11
`
`DULBERG, ET AL., An Imprecise Mouse Gesture for the Fast Activation of Controls. Interact 1999. Pages 1-8.
`
`12
`
`S,EVERL Y L. HARRISON, KENNETH P. FISHKIN, ANUJ GUJAR, CARLOS MOCHON, ROY WANT, Squeeze Me,
`Hold Me, Tilt Me! An Exploration of Manipulative User Interfaces, Proceeding of the CHI '98 Conference on Human
`~actors in Computing Systems, April 18-23, 1998, pages 17-24, ACM, Los Angeles, California, USA.
`
`EFSWeb 2.1.18
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /C.R.P/
`
`GOOGLE EXHIBIT 1043
`GOOGLE v. NEONODE
`IPR2021-01041
`
`Page 850 of 1315
`
`

`

`Receipt date: 02/24/2020
`
`16/796,880 - GAU: 2174
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`16796880
`
`2020-02-20
`
`First Named Inventor
`
`I Magnus Goertz
`
`Art Unit
`
`N/A
`
`Examiner Name
`
`IN/A
`
`Attorney Docket Number
`
`AEQUITAS.P001
`
`13
`
`14
`
`HODGES, S., IZADI, S., BUTLER, A., RRUSTEMI A., BUXTON, 8., "ThinSight: Versatile Multitouch Sensing for Thin
`;:arm-Factor Displays." UIST'07, October 7-10, 2007. <http://www.hci.iastate.edu/REU09/pub/main/
`elerobotics _ team _papers/thinsight_ versatile_ multitouch _ sensi ng_for _ thin _formfactor _ displays.pdf>
`
`AN JERMYN, ALAIN MAYER, FABIAN MONROSE, MICHAEL K. REITER, AND AVIEL D. RUBIN, The Design And
`~nalysis Of Graphical Passwords, Proceedings of the 8th USENIX Security Symposium, Washington, D.C., USA,
`~ugust23-26, 1999.
`
`15
`
`i<ARLSON ET AL, AppLens and Launch Tile: Two Designs for One-Handed Thumb Use on Small Devices, CHI 2005
`
`16
`
`Kenwood KVT-911 DVD Instruction Manual, 2001, Japan.
`
`17
`
`18
`
`19
`
`20
`
`GORDON P. KURTENBACH, ABIGAIL J. SELLEN AND WILLIAM A. S. BUXTON, An Empirical Evaluation of Some
`~rticulatory and Cognitive Aspects of Marking Menus, Human-Computer Interaction, Volume 8 Issue 1, March 1993,
`Pages 1-23, L. Erlbaum Associates Inc. Hillsdale, NJ, USA.
`
`GORDON KURTENBACH AND WILLIAM BUXTON, The Limits Of Expert Performance Using Hierarchic Marking
`Menus, Proceedings from INTERCHI 93 - Conference on Human Factors in Computing Systems, Pages 482-487,
`~CM, NY, NY, USA.
`
`GORDON KURTENBACH AND WILLIAM BUXTON, User Leaming and Performance with Marking Menus,
`Proceedings from CHI 94 - Conference on Human Factors in Computing Systems, Pages 258-264, ACM, NY, NY,
`USA.
`
`. SCOTT MACKENZIE AND R. WILLIAM SOUKOREFF, Text Entry for Mobile Computing: Models and Methods,
`lrheory and Practice, Human-Computer Interaction, 2002, Volume 17, Pages 147-198, L. Erlbaum Associates Inc.
`Hillsdale, NJ, USA.
`
`21
`
`Mankoff, J., & Abowd, G. A. (1998). Cirrin: A word-level unistroke keyboard for pen input. Proceedings of the UIST 98
`Symposium on User Interface Software and Technology_ New York: ACM.
`
`22
`
`MYERS, BRAD A., Mobile Devices for Control, Mobile HCI 2002, LNCS 2411, pp. 1---8, 2002, Springer-Verlag Berlin
`Heidelberg 2002
`
`23
`
`MYERS, BRAD A., ET AL., Two-Handed Input Using a PDA And a Mouse, CHI Letters volume 2 - issue 1, CHI 2000
`~-6 APRIL 2000
`
`EFSWeb 2.1.18
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /C.R.P/
`
`GOOGLE EXHIBIT 1043
`GOOGLE v. NEONODE
`IPR2021-01041
`
`Page 851 of 1315
`
`

`

`Receipt date: 02/24/2020
`
`16/796,880 - GAU: 2174
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`16796880
`
`2020-02-20
`
`First Named Inventor
`
`I Magnus Goertz
`
`Art Unit
`
`N/A
`
`Examiner Name
`
`IN/A
`
`Attorney Docket Number
`
`AEQUITAS.P001
`
`24
`
`MYERS, BRAD A., Using Handhelds and PCs Together, Communications of the ACM, November 2001Nol. 44, No.
`~ 1, ACM 2001
`
`25
`
`26
`
`27
`
`ELIZABETH D. MYNATT, TAKEO IGARASHI, W KEITH EDWARDS AND ANTHONY LAMARCA, Flatland: New
`Dimensions in Office Whiteboards, Proceeding of the CHI '99 Conference on Human Factors in Computing Systems,
`May 15-20, 1999, pages 346-353, ACM, Pittsburgh, PA, USA.
`
`~NTTI PIRHONEN, STEPHEN BREWSTER AND CHRISTOPHER HOLGUIN, Gestural and Audio Metaphors as a
`Means of Control for Mobile Devices, Proceedings of the SIGCHI conference on Human factors in computing systems:
`Changing our world, changing ourselves, Pages 291-298, ACM New York, NY, USA.
`
`PLAISANT, C., WALLACE, D. (1992): Touchscreen Toggle Design. In: Bauersfeld, Penny, Bennett, John, Lynch, Gene
`eds.) Proceedings of the ACM CHI 92 Human Factors in Computing Systems Conference June 3-7, 1992, Monterey,
`California. pp_ 667-668.
`
`28
`
`POGUE, DAVID, Palm Pilot: The Ultimate Guide, 2nd Edition, 1999. O'Reilly and Associates, Inc .. Pages 1-17, 19,
`~7-36,38-47,80, 113,494,507,509,519-520.
`
`29
`
`Southern Belle, Nancy Drew - Message in a Haunted Mansion - Walkthrough, Adventure Lantern, available at http://
`Www.adventurelantern.com/walkthroughs/nancydrew3/nancydrew3.htm (posted Oct. 2006)
`
`30
`
`S,TREITELMEIER, JULIE, "Palm m100." The Gadgeteer. 2000. <http://www.the-gadgeteer.com/review/
`palm_m100_review> pages 1-8.
`
`31
`
`DAVID A. CARR, Specification of Interface Interaction Objects, CHI '94 Proceedings of the SIGCHI conference on
`Human factors in computing systems, Pages 372 - 378, 1994_ ACM New York, NY, USA.
`
`32
`
`DAVID A. CARR, NINAD JOG, HARSHA PREM KUMAR, MARKO TEITTINEN, AND CHRISTOPHER ALBER, Using
`nteraction Object Graphs To Specify Graphical Widgets, Tech. Rep. ISR-TR-94-69, September 1994. Institute for
`Systems Research, University of Maryland, College Park, MD.
`
`33
`
`GORDON P. KURTENBACH, The Design and Evaluation of Marking Menus, 1993. Doctoral Thesis, Graduate
`Department of Computer Science, University of Toronto.
`
`34
`
`CATHERINE PLAISANT AND DANIEL WALLACE, Touchscreen Toggle Switches: Push or Slide? Design Issues and
`Usability Study, Tech. Rep. CAR-TR-521, November, 1990. Human-Computer Interaction Laboratory,Center for
`~utomation Regards, Dept. of Psychology, University of Maryland, College Park, MD.
`
`EFSWeb 2.1.18
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /C.R.P/
`
`GOOGLE EXHIBIT 1043
`GOOGLE v. NEONODE
`IPR2021-01041
`
`Page 852 of 1315
`
`

`

`Receipt date: 02/24/2020
`
`16/796,880 - GAU: 2174
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`16796880
`
`2020-02-20
`
`First Named Inventor
`
`I Magnus Goertz
`
`Art Unit
`
`N/A
`
`Examiner Name
`
`IN/A
`
`Attorney Docket Number
`
`AEQUITAS.P001
`
`35
`
`MICHAEL MCGUFFIN, NICOLAS BURTNYK, AND GORDON KURTENBACH, FaST Sliders: Integrating Marking
`Menus and the Adjustment of Continuous Values, Proc_ Graphics Interface, May 2002, pp_ 35 - 42 .
`
`36
`
`.... aunch 'em 3.02, October 8, 2001, Synergy Solutions Inc_ Pages 1 - 20.
`
`37
`
`'Launch 'em 1.53", 11 December 1998, downloaded from http://www.5star-shareware.com/PDA/Palm/Utilities/
`aunchem.html
`
`38
`
`~wipe_readme.txt, 8 May 2001, downloaded in swipe.zip from http://web.archive.org/web/20010508013439/http:/lwww
`~amsungshop .co.yu/palm/swipe.zip
`
`39
`
`'Switch Hack 1.62", 17 January, 2001, downloaded from http://web.archive.org/web/200101170650/http://www.deskfree
`t;om/switchhack_html
`
`40
`
`f/ENOLIA ET AL., "T-Cube: A Fast, Self-Disclosing Pen-Based Alphabet." April 24, 1994_ Pages 265-270_
`
`41
`
`'Desk Accessories", 18 October 2000, downoaded from http://web.archive.org/web/20001018025151/http:/lwww.
`~oublebang _ com/resources/da .html
`
`42
`
`WAGNER, RICHARD, "Professing iPhone and iPod touch Programming: Building Applications for Mobile Safari, Wile~
`Publishing_ Pp. ii and 113 (Jan. 2008)
`
`43
`
`MARK A. TAPIA AND GORDON KURTENBACH, Some Design Refinements and Principles on the Appearance and
`Behavior of Marking Menus, UIST '95, pp_ 189-195. ACM New York, NY, USA.
`
`~DAMB et aL, Any advice on using DD to drag-pan an overflow:hidden (a la Google maps) [online forum thread],
`S,encha Inc., available at http://www.sencha.com/form/showthread.php?35505 (first post March 20, 2008)
`
`44
`
`45
`
`f(ECKEROO et aL, Large image-small window [online forum thread], Sencha Inc., available at http://www.sencha.com
`orum/showthread.php?35505(first post May 14, 2008)
`
`EFSWeb 2.1.18
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /C.R.P/
`
`GOOGLE EXHIBIT 1043
`GOOGLE v. NEONODE
`IPR2021-01041
`
`Page 853 of 1315
`
`

`

`Receipt date: 02/24/2020
`
`16/796,880 - GAU: 2174
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`16796880
`
`2020-02-20
`
`First Named Inventor
`
`I Magnus Goertz
`
`Art Unit
`
`N/A
`
`Examiner Name
`
`IN/A
`
`Attorney Docket Number
`
`AEQUITAS.P001
`
`46
`
`Swedish Patent Application Number SE0103835-5, Pekskarm for mobiltelefon realiserad av displayenhet med
`~ussandande och ljuspulsmottagande enheter, filed by NEONODE AB on November 2, 2001.
`
`47
`
`rittps://memory-alpha.fandom.com/wiki/PADD downloaded on June 20, 2019.
`
`Notice of allowance received for US patent application no. 10/315,250 mailed on December 1, 2011, 8 pages.
`
`48
`
`49
`
`Non-final Office action received for US patent application no. 10/315,250 mailed on June 7, 2011, 5 pages.
`
`50
`
`;::inal Office action received for US patent application no. 10/315,250 mailed on May 28, 2010, 13 pages.
`
`If you wish to add additional non-patent literature document citation information please click the Add button I Add
`EXAMINER SIGNATURE
`
`I
`
`Examiner Signature 11
`
`/CONRAD R PACK/
`
`11
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered. Include copy of this form with next communication to applicant.
`
`I Date Considered
`
`05/25/2020
`
`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04. 2 Enter office that issued the document, by the two-letter code (WIPO
`Standard ST.3). 3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 5 Applicant is to place a check mark here i1
`English language translation is attached.
`
`EFSWeb 2.1.18
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /C.R.P/
`
`GOOGLE EXHIBIT 1043
`GOOGLE v. NEONODE
`IPR2021-01041
`
`Page 854 of 1315
`
`

`

`Receipt date: 02/24/2020
`
`16/796,880 - GAU: 2174
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`16796880
`
`2020-02-20
`
`First Named Inventor
`
`I Magnus Goertz
`
`Art Unit
`
`N/A
`
`Examiner Name
`
`IN/A
`
`Attorney Docket Number
`
`AEQUITAS.P001
`
`Please see 37 CFR 1.97 and 1.98 to make the appropriate selection(s):
`
`CERTIFICATION STATEMENT
`
`That each item of information contained in the information disclosure statement was first cited in any communication
`from a foreign patent office in a counterpart foreign application not more than three months prior to the filing of the
`information disclosure statement. See 37 CFR 1.97(e)(1).
`
`OR
`
`That no item of information contained in the information disclosure statement was cited in a communication from a
`foreign patent office in a counterpart foreign application, and, to the knowledge of the person signing the certification
`after making reasonable inquiry, no item of information contained in the information disclosure statement was known to
`D any individual designated in 37 CFR 1.56(c) more than three months prior to the filing of the information disclosure
`statement. See 37 CFR 1.97(e)(2).
`
`See attached certification statement.
`
`The fee set forth in 37 CFR 1.17 (p) has been submitted herewith.
`X A certification statement is not submitted herewith.
`
`SIGNATURE
`A signature of the applicant or representative is required in accordance with CFR 1.33, 10.18. Please see CFR 1.4(d) for the
`form of the signature.
`
`Signature
`
`Name/Print
`
`/Marc A. Berger/
`
`Marc A. Berger
`
`Date (YYYY-MM-DD)
`
`2020-02-24
`
`Registration Number
`
`~029
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the
`public which is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
`1.14. This collection is estimated to take 1 hour to complete, including gathering, preparing and submitting the completed
`application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you
`require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S.
`Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND
`FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`EFSWeb 2.1.18
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /C.R.P/
`
`GOOGLE EXHIBIT 1043
`GOOGLE v. NEONODE
`IPR2021-01041
`
`Page 855 of 1315
`
`

`

`Receipt date: 02/24/2020
`
`16/796,880 - GAU: 2174
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of the
`attached form related to a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advised
`that: (1) the general authority for the collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited
`is voluntary; and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark Office is to
`process and/or examine your submission related to a patent application or patent. If you do not furnish the requested
`information, the U.S. Patent and Trademark Office may not be able to process and/or examine your submission, which may
`result in termination of proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1.
`
`2.
`
`3.
`
`4.
`
`5.
`
`6.
`
`7.
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act
`(5 U.S.C. 552) and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the
`Department of Justice to determine whether the Freedom of Information Act requires disclosure of these records.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a
`court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the course of settlement
`negotiations.
`
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a
`request involving an individual, to whom the record pertains, when the individual has requested assistance from the
`Member with respect to the subject matter of the record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for
`the information in order to perform a contract. Recipients of information shall be required to comply with the
`requirements of the Privacy Act of 1974, as amended, pursuant