`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________________
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`____________________
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`GOOGLE LLC,
`
`Petitioner,
`
`v.
`
`NEONODE SMARTPHONE LLC,
`
`Patent Owner.
`
`U.S. Patent No. 8,095,879
`
`____________________
`
`Case No. IPR2021-01041
`_____________________
`
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`PETITIONER’S OBJECTIONS TO PATENT OWNER’S EXHIBITS
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`
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`
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`Pursuant to 37 C.F.R. § 42.64(b)(1), Petitioner Google LLC submits the
`
`IPR2021-01041
`Patent No. 8,095,879
`
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`following objections to certain exhibits filed by Patent Owner Neonode
`
`Smartphone LLC (“Neonode”) on April 21, 2022, with Patent Owner’s Response.
`
`Petitioner’s objections apply equally to Patent Owner’s reliance on these exhibits
`
`in any subsequently-filed documents, and Petitioner’s objections to a particular
`
`exhibit apply to any other exhibits relying upon the objected-to exhibit. These
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`objections are timely, having been filed within five business days of service of
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`evidence to which the objection is directed. 37 C.F.R. § 42.64(b)(1). Petitioner
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`objects to the following exhibits:
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`OBJECTED TO EXHIBITS
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`2019
`
`2020
`
`2022
`
`2023
`
`2024
`
`Second Declaration of Craig Rosenberg, Ph.D. [Rosenberg-2nd-
`Decl.]
`
`N2 Advertisement Video (uploaded Oct. 18, 2007) (available at
`https://www.youtube.com/watch?v=Hq3S8Crxf2s) [N2-
`Advertisement-Video]
`
`Apple Developer, Human Interface Guidelines, Gestures
`[Gestures]
`
`Bryan M. Wolfe and Rene Ritchie, iPhone 12 and iPhone 12 Pro
`Tricks: 17 ways to do more, faster!, iMore, Oct. 23, 2020 [iMore-
`Website]
`
`Conrad H. Blickenstorfer, Neonode N2, A New Version Of The
`Phone That Pioneered Touchscreens, Pen Computing Magazine,
`Nov. 4, 2007 [Pen-Computing-Magazine-N2-Phone-Review]
`
`1
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`IPR2021-01041
`Patent No. 8,095,879
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`OBJECTED TO EXHIBITS
`
`2025
`
`Android Developer, Test Android apps for cars [Test-Android-
`apps-for-cars]
`
`2026
`
`Android Developer, Ice Cream Sandwich [Ice-Cream-Sandwich]
`
`2027
`
`Android Developer, Scroller [Scroller]
`
`2028
`
`Android Developer, Navigation [Navigation]
`
`2029
`
`2031
`
`Apple Developer, Human Interface Guidelines, Terminology
`[Terminology]
`
`Bill Hennessy, The Neonode N2, Trend Hunter, Aug. 18, 2008
`[Trend-Hunter-Article]
`
`2032
`
`Trend Hunter, About page [Trend-Hunter-About]
`
`2033
`
`Neonode N1m First Impression [tnkgrl-Media-post]
`
`2034
`
`Tnkgrl About Page [tnkgrl-Media-About]
`
`2035
`
`Hunting The iPhone Killer; Swedish Neonode Generates Buzz For
`Device, RCR Wireless, Apr. 7, 2007 [iPhone-Killer]
`
`2036
`
`Wikipedia, iPhone [Wikipedia-iPhone-Release-Dates]
`
`2037
`
`2038
`
`2039
`
`Wikipedia, Android (operating system) [Wikipedia-Android-
`Operating-System]
`
`Neonode the only original, Sep. 13, 2007 (available at
`https://www.youtube.com/watch?v=D9N3H1rSxHk) [User-Video]
`
`Jurek Breuninger PhD Dissertation, Nov. 13, 2019 [PhD-
`Dissertation]
`
`2
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`IPR2021-01041
`Patent No. 8,095,879
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`OBJECTED TO EXHIBITS
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`2040
`
`Andreas Hollatz Dissertation, Oct. 2015 [Hollatz-Dissertation]
`
`2041
`
`2042
`
`2043
`
`2044
`
`2045
`
`2046
`
`2047
`
`2048
`
`Neonode N1m review, Jun. 29, 2007 (available at
`https://www.youtube.com/watch?v=Tj-KS2kfIr0) [Neonode N1m
`video-review]
`
`Timothy B. Lee, If Android Is A "Stolen Product," Then So Was The
`Iphone, Ars Technica, Feb. 23, 2012 [Ars-Technica-Article]
`
`User Online Comments of Neonode N2 Overview [Neonode-
`Comments-2]
`
`User Online Comments of Neonode N2 instructions film
`[Neonode-Comments-1]
`
`User Online Comments of Neonode N2 unbox and review video
`[Neonode-Comments-3]
`
`Euro Dollar Exchange Rate (EUR USD) - Historical Chart
`(available at https://www.macrotrends.net/2548/euro-dollar-
`exchange-rate-historical-chart) [Euro-Dollar-Exchange-Rate]
`
`US Inflation Calculator (available at
`https://www.usinflationcalculator.com/) [Inflation-Calculator]
`
`Smartphone Shipments Declined in the Fourth Quarter But 2021
`Was Still a Growth Year with a 5.7% Increase in Shipments,
`According to IDC, Jan. 27, 2021 (available at
`https://www.idc.com/getdoc.jsp?containerId=prUS48830822)
`[Smartphone-Shipments]
`
`2054
`
`Second Declaration of Ulf Martensson [Martensson-Decl.]
`
`2055
`
`Refiled Declaration of Per Bystedt [Bystedt-Decl.]
`
`3
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`IPR2021-01041
`Patent No. 8,095,879
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`OBJECTED TO EXHIBITS
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`2056
`
`Refiled Declaration of Marcus Backlund [Backlund-Decl.]
`
`
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`I.
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`Second Declaration of Craig Rosenberg (Exhibit 2019)
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`Petitioner objects to Second Declaration of Craig Rosenberg under Federal
`
`Rules of Evidence (“FRE”) 801 because the statements contained within are based
`
`on other otherwise objectionable exhibits that constitute inadmissible hearsay and
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`do not fall within a hearsay exception under FRE 802 or FRE 803. For example,
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`Dr. Rosenberg’s Declaration relies on the otherwise inadmissible hearsay evidence,
`
`including Exs. 2020, 2022-2029, 2031-2040, 2054-2056, in numerous places.
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`Petitioner further objects to Second Declaration of Craig Rosenberg under
`
`FRE 702 because the statements within are not based on scientific, technical, or
`
`other specialized knowledge. Dr. Rosenberg’s Declaration relies on inadmissible
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`hearsay statements, including Exs. 2020, 2022-2029, 2031-2040, 2054-2056, in
`
`numerous places.
`
`II. N2 Advertisement Video (Exhibit 2020)
`
`Petitioner objects to the N2 Advertisement Video under FRE 901. Patent
`
`Owner failed to provide authentication for the date when the video was created or
`
`uploaded. Patent Owner has not offered testimony of one with personal knowledge
`
`of the creation of the video, its source, or its availability.
`
`4
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`
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`Petitioner further objects to the N2 Advertisement Video under FRE 801 as
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`IPR2021-01041
`Patent No. 8,095,879
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`containing hearsay and does not fall within a hearsay exception under FRE 802 or
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`FRE 803.
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`III. Apple Developer, Human Interface Guidelines (Exhibits 2022,
`2029)
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`Petitioner objects to the Apple Developer, Human Interface Guidelines,
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`Gestures and Terminology under FRE 801 as containing hearsay and not falling
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`within a hearsay exception under FRE 802 or FRE 803. Patent Owner is relying on
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`the third-party statements of Apple for the truth of the matter.
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`Petitioner further objects to the Apple Developer, Human Interface
`
`Guidelines under FRE 402 as irrelevant because these documents lack any
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`tendency to make a fact more or less probable than it would be without the
`
`evidence. For example, the cited material post-dates the filing date of the ’879
`
`patent and is not relevant to any challenged claim at the time the alleged invention
`
`was made.
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`IV.
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`iMore Website (Exhibit 2023)
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`Petitioner objects to the iMore Website under FRE 901. Patent Owner failed
`
`to provide authentication for the date when the webpage was created. Patent Owner
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`has not offered testimony of one with personal knowledge of the creation of the
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`webpage.
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`5
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`
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`Petitioner further objects to the iMore Website under FRE 801 as containing
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`IPR2021-01041
`Patent No. 8,095,879
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`hearsay and does not fall within a hearsay exception under FRE 802 or FRE 803.
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`Patent Owner is relying on the statements of third-parties for the truth of the
`
`matter.
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`Petitioner further objects to the iMore Website under FRE 402 because the
`
`document lacks any tendency to make a fact more or less probable than it would be
`
`without the evidence. For example, the cited material post-dates the filing date of
`
`the ’879 patent and is not relevant to any challenged claim at the time the alleged
`
`invention was made.
`
`V.
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`Pen Computing Magazine, N2 Phone Review (Exhibit 2024)
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`Petitioner objects to the Pen Computing Magazine, N2 Phone Review under
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`FRE 801 as containing hearsay and not falling within a hearsay exception under
`
`FRE 802 or FRE 803. For example, the Exhibit purports to describe the operation
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`of the device, the history and actions of the company, and the state of the market.
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`VI. Android Developer Documents (Exhibits 2025-2028)
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`Petitioner objects to the Android Developer Documents under FRE 402 as
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`irrelevant because these documents lack any tendency to make a fact more or less
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`probable than it would be without the evidence. For example, the cited material
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`post-dates the filing date of the ’879 patent and is not relevant to any challenged
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`claim at the time the alleged invention was made.
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`6
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`VII. Trend Hunter Documents (Exhibits 2031-2032)
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`IPR2021-01041
`Patent No. 8,095,879
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`Petitioner objects to the Trend Hunter Documents under FRE 801 as
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`containing hearsay and not falling within a hearsay exception under FRE 802 or
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`FRE 803. For example, the Exhibits purport to describe the operations and purpose
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`of the website TrendHunter.com.
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`VIII. TNKGRL Media Documents (Exhibits 2033-2034)
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`Petitioner objects to the tnkgrl Media Documents under FRE 801 as
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`containing hearsay and not falling within a hearsay exception under FRE 802 or
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`FRE 803. For example, the Exhibits purport to describe the operations and purpose
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`of the company tnkgrl Media.
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`IX. RCRWireless Article (Exhibit 2035)
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`Petitioner objects to the RCRWireless Article under FRE 801 as containing
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`hearsay and not falling within a hearsay exception under FRE 802 or FRE 803. For
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`example, the Exhibit purports to identify various aspects regarding the Neonode
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`N1 and N2 phones and the Neonode company.
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`X. Wikipedia Documents (Exhibits 2036-2037)
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`Petitioner objects to the Wikipedia Documents under FRE 801 as containing
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`hearsay and not falling within a hearsay exception under FRE 802 or FRE 803.
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`Patent Owner is relying on the third-party statements of Wikipedia contributors for
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`the truth of the matter.
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`7
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`XI. Neonode User Video (Exhibit 2038)
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`IPR2021-01041
`Patent No. 8,095,879
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`Petitioner objects to the Neonode User Video under FRE 901. Patent Owner
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`failed to provide authentication for the date when the video was created or
`
`uploaded. Patent Owner has not offered testimony of one with personal knowledge
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`of the creation of the video, its source, or its availability.
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`Petitioner further objects to the Neonode User Video under FRE 801 as
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`containing hearsay and not falling within a hearsay exception under FRE 802 or
`
`FRE 803. For example, the Exhibit purports to describe the operation of the
`
`device, the history and actions of the company, and the state of the market.
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`XII. PhD Dissertation (Exhibit 2039)
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`Petitioner objects to the Jurek Breuninger PhD Dissertation under FRE 901.
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`Patent Owner failed to provide authentication for the date when the dissertation
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`was published. Patent Owner has not offered testimony of one with personal
`
`knowledge of the creation of the dissertation, its source, or its availability.
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`Petitioner further objects to the PhD Dissertation under FRE 801 as
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`containing hearsay and not falling within a hearsay exception under FRE 802 or
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`FRE 803. For example, the Exhibit purports to identify various aspects regarding
`
`the Neonode N1 as true based on the statements of others.
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`XIII. Hollatz Dissertation (Exhibit 2040)
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`Petitioner objects to the Hollatz Dissertation under FRE 901. Patent Owner
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`8
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`failed to provide authentication for the date when the dissertation was published.
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`IPR2021-01041
`Patent No. 8,095,879
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`Patent Owner has not offered testimony of one with personal knowledge of the
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`creation of the dissertation, its source, or its availability.
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`Petitioner further objects to the Hollatz Dissertation under FRE 801 as
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`containing hearsay and not falling within a hearsay exception under FRE 802 or
`
`FRE 803. For example, the Exhibit purports to identify various aspects regarding
`
`the Neonode N1.
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`XIV. Neonode N1m Video (Exhibit 2041)
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`Petitioner objects to the Neonode N1m video under FRE 901. Patent Owner
`
`failed to provide authentication for the date when the video was created or
`
`uploaded. Patent Owner has not offered testimony of one with personal knowledge
`
`of the creation of the video, its source, or its availability.
`
`Petitioner further objects to the Neonode N1m Video under FRE 801 as
`
`containing hearsay and not falling within a hearsay exception under FRE 802 or
`
`FRE 803. For example, the Exhibit purports to describe the operation of the N1m
`
`device and the state of the market.
`
`XV. Ars Technica Article (Exhibit 2042)
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`Petitioner objects to the Ars Technica Article under FRE 801 as containing
`
`hearsay and not falling within a hearsay exception under FRE 802 or FRE 803.
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`For example, the Exhibit purports to describe the operation of the N1m device and
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`9
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`the state of the market.
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`XVI. Neonode Comments (Exhibits 2043-2045)
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`IPR2021-01041
`Patent No. 8,095,879
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`Petitioner objects to the Neonode Comments under FRE 801 as containing
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`hearsay and not falling within a hearsay exception under FRE 802 or FRE 803.
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`Patent Owner relies on the statements of third parties for the truth of the matter.
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`XVII. Currency and Market (Exhibits 2046-2048)
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`Petitioner objects to the Euro-Dolloar exchange rate, inflation calculator, and
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`smartphone shipments documents under FRE 801 as containing hearsay and not
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`falling within a hearsay exception under FRE 802 or FRE 803. Patent Owner
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`relies on the statements of third parties for the truth of the matter.
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`XVIII.
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`Second Declaration of Ulf Martesson (Exhibit 2054)
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`Petitioner objects to the second Declaration of Ulf Martesson under FRE 602
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`as lacking personal knowledge. Declarant does not have personal knowledge of the
`
`documents or the information they purport to convey. Declarant was not involved
`
`in the sales department between 2006-2008 and did not create or help create
`
`Exhibit 2010. Declarant testifies to sales and seeks to authenticate Exhibit 2010 for
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`which he lacks personal knowledge. Because declarant’s testimony is not based on
`
`his personal knowledge, his testimony is inadmissible under FRE 602.
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`XIX. Refiled Declaration of Per Bystedt (Ex. 2055)
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`Petitioner objects to the refiled Declaration of Per Bystedt under FRE 801 as
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`10
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`containing hearsay and not falling within a hearsay exception under FRE 802 or
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`IPR2021-01041
`Patent No. 8,095,879
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`FRE 803. For example, at ¶¶ 5 and 9 of Exhibit 2055, declarant makes statements
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`about what he was told by other for the truth of the matter asserted. These
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`statements are inadmissible hearsay under FRE 801 for which no exception
`
`applies.
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`Petitioner further objects to the Declaration of Per Bystedt under FRE 702 as
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`inappropriate expert testimony and under FRE 704 as offering legal conclusions
`
`not helpful to the trier of fact, for example, in ¶¶ 3 and 5. Declarant is not testifying
`
`as an expert and expert testimony is improper. These statements are inadmissible
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`under FRE 702 and FRE 704.
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`XX. Refiled Declaration of Marcus Backlund (Ex. 2056)
`
`Petitioner objects to the refiled Declaration of Marcus Backlund under FRE
`
`801 as containing hearsay and not falling within a hearsay exception under FRE
`
`802 or FRE 803. For example, at ¶¶ 4 and 12 of Exhibit 2056, declarant recounts
`
`what others allegedly told him of the truth of the matter asserted. In ¶¶ 8, 11,
`
`and 13, declarant refers to “characterize[ations],” mental beliefs, and expressions
`
`of others for the truth of the matter asserted. These statements are inadmissible
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`hearsay under FRE 801 for which no exception applies.
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`Petitioner further objects to the Declaration of Marcus Backlund under FRE
`
`602 because declarant offers testimony that he lacks personal knowledge of. In
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`11
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`¶ 15, declarant offers testimony relating to the Neonode’s failure in 2008.
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`IPR2021-01041
`Patent No. 8,095,879
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`Declarant does not have personal knowledge on what led to Neonode’s failure in
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`2008, and these statements are inadmissible under FRE 602.
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`Date: April 28, 2022
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`
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`
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`Respectfully submitted,
`
` /Kevin D. Rodkey/
`Kevin Rodkey
`Reg. No. 65,506
`
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`12
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`CERTIFICATE OF SERVICE
`Pursuant to 37 C.F.R. § 42.6(e), the undersigned certifies that the foregoing
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`IPR2021-01041
`Patent No. 8,095,879
`
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`PETITIONER’S OBJECTIONS TO PATENT OWNER’S EXHIBITS was
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`served on April 28, 2022, via email directed to counsel of record for Patent Owner
`
`at the following:
`
`Philip J. Graves
`philipg@hbsslaw.com
`
`Hagens Berman Sobol Shapiro
`LLP
`301 North Lake Avenue, Suite
`920
`Pasadena, CA
`
`Kenneth Weatherwax
`weatherwax@lowensteinweatherwax.com
`
`Nathan Lowenstein
`lowenstein@lowensteinweatherwax.com
`
`Parham Hendifar
`hendifar@lowensteinweatherwax.com
`
`Neonode_IPRs@LowensteinWeatherwax.com
`
`Lowenstein & Weatherwax LLP
`1880 Century Park East, Suite 815
`Los Angeles, CA 90067
`
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`Dated: April 28, 2022
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`By: /Daniel E. Doku/
`Daniel E. Doku
`Litigation Legal Assistant
`FINNEGAN, HENDERSON, FARABOW,
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`GARRETT & DUNNER, L.L.P.
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