`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_______________
`
`TIANMA MICROELECTRONICS CO. LTD.,
`Petitioner,
`v .
`JAPAN DISPLAY INC. AND PANASONIC LIQUID CRYSTAL DISPLAY CO.,
`LTD.,
`Patent Owner
`_______________
`Case IPR No: IPR2021-01028
`Patent No. 9,793,299
`_______________
`
`PATENT OWNER JAPAN DISPLAY INC. AND PANASONIC LIQUID
`CRYSTAL DISPLAY CO., LTD.’S RESPONSE TO PETITIONER’S
`OBJECTIONS TO EVIDENCE UNDER 37 C.F.R. § 42.64(b)(1)
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`–1–
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`
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`Patent Owner’s Response to Petitioner’s Objections to Evidence
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`Patent Owner hereby responds to Tianma Microelectronics Co. Ltd.’s
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`(“Petitioner”) objections to Evidence under 37 C.F.R. § 42.64(b)(1) (Paper 17), as
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`served on December 29, 2021 (“Objections to Evidence”).
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`Exhibit 2009 – G. Walker, Part 2: Fundamentals of Touch Technologies other
`than Projective Capacitance, Society for Information Display Week ’14,
`Updated October 2013.
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`Petitioner’s objections to Exhibit 2009 (a presentation by Geoff Walker,
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`Senior Touch Technologist at Intel Corp. given during the Society for Information
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`Display’s (“SID”) Display Week) are baseless. First, Petitioner objects that Exhibit
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`2009 lacks authentication under Federal Rule Evidence (“FRE”) 901 “because
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`sufficient evidence has not been provided to establish its authenticity, date, or public
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`availability.” Paper 17 at 1. FRE 901, however, does not require a showing of public
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`availability or date of publication (as would be required for an asserted prior art
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`reference). Even so, the presentation states that it was updated in October 2013 (Ex.
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`2009, 197) and made available at the SID Display Week on June 1, 2014 (id., 1).
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`Exhibit 2009 also provides a download link, indicating that it is publicly accessible.1
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`1 Exhibit 2009 has also been cited in at least five other inter partes review
`proceedings ranging from 2014 through 2021 and involving different parties (and
`experts)—further demonstrating that this presentation has been publicly available.
`See Samsung Display Co., Ltd. v. Solas OLED Ltd., IPR2019-01668 (P.T.A.B. Mar.
`03, 2021); Samsung Elecs. Co., Ltd. v. Neodron Ltd., IPR2020-00334 (P.T.A.B. Apr.
`
`–2–
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`
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`Patent Owner’s Response to Petitioner’s Objections to Evidence
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`See
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`id.
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`(providing
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`download
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`instructions
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`for
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`the web
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`address:
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`http://www.walkermobile.com/Touch_Technologies_Tutorial_Latest_Version.pdf)
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`; Ex. 2016, ¶8. FRE 901 does provide that “[t]he appearance, contents, substance,
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`internal patterns, or other distinctive characteristics of the item, taken together with
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`all the circumstances” can authenticate an item of evidence. FRE 901(b)(4). Exhibit
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`2009 includes (1) a title page identifying the author by name, title, employer, and
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`photograph; and (2) a footer indicating that the presentation was given at SID
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`Display Week 2014 with the author’s employer’s logo (Intel). SID Display Week is
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`a well-known conference for professionals in the display industry and the contents
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`of the presentation are consistent with the type of information that would be
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`presented at SID Display Week. Ex. 2016, ¶5. Further, pursuant to 37 C.F.R.
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`42.64(b)(2), Patent Owner includes a screen capture of the 2014 archive from the
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`Display Week website showing that Geoff Walker provided a presentation on touch
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`technology on June 1, 2014, as supplemental evidence of Exhibit 2009’s
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`authenticity. See Ex. 2017 (http://www.displayweek.org/2014/Program/Sunday-
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`Short-Courses). FRE 901 also provides that a witness with knowledge can provide
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`27, 2020); Samsung Elecs. Co., Ltd. v. UUSI, LLC d/b/a Nartron, IPR2016-00908
`(P.T.A.B. May 8, 2017); Samsung Elecs. Co., Ltd. v. UUSI, LLC d/b/a Nartron,
`IPR2016-00908 (P.T.A.B. Apr. 15, 2016); Wintek Corp. v. TPK Touch Solutions
`Inc., IPR2013-00567, -00568 (P.T.A.B. June 27, 2014).
`
`–3–
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`Patent Owner’s Response to Petitioner’s Objections to Evidence
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`testimony that an item is what it is claimed to be. FRE 901(b)(1). Patent Owner
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`attaches a supplemental declaration of Thomas L. Credelle (Ex. 2016) that provides
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`such testimony. In addition, FRE 902 provides that evidence is self-authenticating
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`when the evidence contains “[a]n inscription, sign, tag, or label purporting to have
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`been affixed in the course of business and indicating origin, ownership, or control.”
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`Exhibit 2009 includes Intel’s logos on each page and at the end of the presentation
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`along with contact information for the author, Geoff Walker. The photograph of the
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`author and SID logo are further indicia indicating origin, ownership, and control.
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`Second, Petitioner argues that because “there is no admissible evidence
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`establishing [Exhibit 2009’s] public availability,” it is “irrelevant, prejudicial,
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`confusing, and/or a waste of time” under FRE 401, 402, and 403. Paper 17 at 1.
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`Petitioner is mistaken both on the facts and the law. As explained above, Exhibit
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`2009 is a publicly available document and has been since at least 2014. See also
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`supra n.1. The Board can take judicial notice of the fact that this presentation was
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`filed as an exhibit in a 2014 inter partes review proceedings, which puts it
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`undeniably in the public domain. See Wintek Corp. v. TPK Touch Sols., Inc.,
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`IPR2013-00567, Ex. 2008 (P.T.A.B. June 27, 2014) (attached as Ex. 2018). Exhibit
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`2009 is also relevant to Mr. Credelle’s arguments concerning the Maekawa and
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`Takahata prior art references, namely that Maekawa and Takahata are not from the
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`same field of endeavor because Maekawa does not mention a touch screen and
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`–4–
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`
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`Patent Owner’s Response to Petitioner’s Objections to Evidence
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`Takahata discloses a resistive touch screen, and that thermal warpage issues
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`associated with an air gap are unique to resistive touch screens such as the touch
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`screen described in the Takahata reference. See Ex. 2010 at ¶¶41-42. Petitioner
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`concedes that the cited portions of Exhibit 2009 are relevant, and fails to identify
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`“with sufficient particularity” why the uncited portions relating to touch screen
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`technology are irrelevant. See Paper 17, 1; 37 C.F.R. 42.64. Patent Owner included
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`the entire presentation for authentication purposes and to avoid running afoul of the
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`rule of completeness. See FRE 106. Moreover, Petitioner fails to explain how or
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`why the public availability of Exhibit 2009 makes it “prejudicial, confusing, or a
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`waste of time” under FRE 401, 402, and 403. Id.
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`Third, Petitioner objects to Exhibit 2009 as “inadmissible hearsay and/or
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`hearsay within hearsay that does not fall under any exceptions.” Paper 17, 1.
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`Petitioner is incorrect. Exhibit 2009 qualifies as an exception to the hearsay rule
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`under at least FRE 803(18) for Statements in Learned Treatises, Periodicals, or
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`Pamphlets. As previously noted, Exhibit 2009 was published for the SID’s Display
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`Week in 2014, a well-known conference for professionals in the display field. See
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`Ex. 2016 at ¶¶5-6. Mr. Credelle considers Exhibit 2009 to be a reliable source of
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`information related to the subject matter at issue. Id., ¶ 6. Other expert’s use of the
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`same presentation demonstrates that they consider Exhibit 2009 to be a reliable
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`authority on touch panel technology. See supra n.1. Moreover, even if the Board
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`–5–
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`Patent Owner’s Response to Petitioner’s Objections to Evidence
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`finds that Exhibit 2009 is hearsay, it would still be permissible under FRE 703 for
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`Mr. Credelle to rely on that presentation because it is the type of resource that experts
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`in the display field reasonably rely on in forming technical opinions. See, e.g., Mylan
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`Pharmaceuticals Inc. v. Merck Sharp & Dohme Corp., IPR2020-00040, Paper 91,
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`*68 (P.T.A.B. May 7, 2021).
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`For these reasons, Petitioner’s objections should be overruled.
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`Exhibit 2010 – Declaration of Thomas L. Credelle
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`Petitioner’s objections to paragraph 41 of Exhibit 2010 are also without merit.
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`First, Petitioner claims that paragraph 41 relies “on unauthenticated and hearsay
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`evidence (e.g. Exhibit 2009).” Paper 17, 2.2 But, as discussed above, Exhibit 2009
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`is authenticated and qualifies as a hearsay exception under FRE 803(18); thus, Mr.
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`Credelle’s opinions involving the same are not irrelevant. Moreover, even if the
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`Board finds that Exhibit 2009 is hearsay, FRE 703 expressly allows expert opinion
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`based data that would otherwise be inadmissible if those kinds of facts or data are
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`reasonably relied on by experts in a particular field. As previously discussed,
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`2 Petitioner does not identify which portion(s) of paragraph 41 of Ex. 2010 it believes
`to be “unauthenticated and hearsay evidence (e.g. Exhibit 2009),” Paper 17 at 2, and,
`therefore, fails to “identify the grounds for the objection with sufficient particularity
`to allow correction in the form of supplemental evidence,” as required by 37 C.F.R.
`§ 42.64(b)(1).
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`–6–
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`
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`Patent Owner’s Response to Petitioner’s Objections to Evidence
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`Exhibit 2009 is the type of resource experts in the display field would reasonably
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`rely on.
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`Second, Petitioner objects to paragraph 41 “as irrelevant and more prejudicial
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`than probative as being based on inadmissible evidence under FRE 401, 402, and
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`403.” Paper 17, 2. This objection is void of any particularity to allow correction in
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`the form of supplemental evidence and is exactly the type of boilerplate recitation of
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`the Rules of Evidence that Section 42.64(b)(1) was intended to preclude.
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`For these reasons, Petitioners objections should be overruled.
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`Dated: January 13, 2022
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`Respectfully submitted,
`
`By: /Eric J. Klein/
`Eric J. Klein (Reg. No. 51,888)
`Lead Counsel
`VINSON & ELKINS L.L.P.
`2001 Ross Avenue, Suite 3900
`Dallas, TX 75201
`Tel: (214) 220-7700
`Fax: (214) 220-7716
`Email: eklein@velaw.com
`
`Jeffrey R. Swigart (Reg. No. 77,008)
`jswigart@velaw.com
`VINSON & ELKINS L.L.P.
`2001 Ross Avenue, Suite 3900
`Dallas, TX 75201
`Tel: (214) 220-7700
`Fax: (214) 220-7716
`
`–7–
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`
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`Patent Owner’s Response to Petitioner’s Objections to Evidence
`
`Abigail Lubow (Reg. No. 75,839)
`alubow@velaw.com
`VINSON & ELKINS L.L.P.
`555 Mission Street, Suite 2000
`San Francisco, CA 94101
`Tel: (415) 979-6963
`Fax: (415) 358-5770
`
`ATTORNEYS FOR PATENT OWNERS
`JAPAN DISPLAY INC. and
`PANASONIC LIQUID CRYSTAL
`DISPLAY CO., LTD.
`
`CERTIFICATE OF SERVICE
`The undersigned certifies that, in accordance with 37 C.F.R. §42.6(e) and 37
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`C.F.R. §42.105, service was made on Patent Owner as detailed below.
`
`Date of service January 13, 2022
`Manner of service Via electronic mail per agreement of the parties
`Documents served Patent Owner Japan Display Inc. and Panasonic Liquid
`Crystal Display Co., Ltd.’s Response
`to Petitioner’s
`Objections to Evidence under 37 C.F.R. § 42.64(b)(1)
`
`–8–
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`
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`Patent Owner’s Response to Petitioner’s Objections to Evidence
`
`Persons served
`
`Lead Counsel
`Joshua L. Goldberg (Reg. No. 59,369)
`joshua.goldberg@finnegan.com
`Finnegan, Henderson, Farabow,
`Garrett & Dunner, LLP
`901 New York Ave NW
`Washington, DC 20001
`Tel: 202-408-4000
`Fax: 202-408-4400
`
`Back-Up Counsel
`Qingyu Yin (Reg. No. 61,329)
`qingyu.yin@finnegan.com
`
`David C. Reese (Reg. No. 67,942)
`david.reese@finnegan.com
`
`Daniel F. Klodowski (Reg. No. 72,693)
`Daniel.klodowski@finnegan.com
`
`Gracie K. Mills (66,946)
`gracie.mills@finnegan.com
`
`Finnegan, Henderson, Farabow,
`Garrett & Dunner, LLP
`901 New York Ave NW
`Washington, DC 20001
`Tel: 202-408-4000
`Fax: 202-408-4400
`
`/Eric J. Klein/
`Eric J. Klein
`Lead Counsel
`Registration No. 51,888
`
`US 8583797
`
`–9–
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