Attorney's Docket No. A102992 1200US.C2
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re Application of:
`
`David E. ALBERTetal.
`
`Examiner: Tejani, Ankit D.
`
`Application No. 16/158,112
`
`Art Unit: 3792
`
`Filed: October 11, 2016
`
`Confirmation No.: 7079
`
`For:|DISCORDANCE MONITORING
`
`PETITION TO CORRECT INVENTORSHIP UNDER 37 CFR §1.324(b)
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`DearSir:
`
`The above-referenced application, now issued as US Patent No. 10,638,941, was
`
`originally filed with the following named inventors:
`
`David E. ALBERT
`
`Omar DAWOOD
`
`Ravi GOPALAKRISHNAN
`
`Applicant requests that the inventorship of the patent be corrected to add inventors Fei
`
`WANG, Euan THOMSON,and Iman ABUZEID. The inventors are being added to the
`
`inventorship information for the above-referenced patent through error without any deceptive
`
`intention on the part of the applicant.
`
`In connection with the request to correct inventorship, included herewith are statements
`
`from David E. ALBERT, Omar DAWOODand Ravi GOPALAKRISHNANtheinventors
`
`namedin the patent, and, Fei WANG, Euan THOMSON,and Iman ABUZEID,the inventors
`
`being added to the patent, that the inventorship changeis agreed to by each inventor.
`
`1
`
`APPLE 1002
`
`1
`
`APPLE 1002
`
`

`

`Also attached is an executed Consent of Assignee to Change Inventorship and a
`
`Statement under 37 CFR 3.73(c).
`
`The processing fee set forth in 37 CFR §1.20(b) is being submitted.
`
`If there are any additional fees due in connection with the filing of this response, please
`
`charge those fees to our Deposit Account No. 090528. Questions regarding this matter should be
`
`directed to the undersigned at (408) 341-3091.
`
`Respectfully submitted,
`
`WOMBLEBOND DICKINSON (US) LLP
`
`
`Date: November 25, 2020
`/Bill Jacobs/
`
`William D. Jacobs, Jr.
`Reg. No. 74,758
`
`1841 Page Mill Road
`Suite 200
`Palo Alto, CA 94304
`Telephone (408) 341-3091
`
`2
`
`

`

`DocuSign Envelope ID: 1EB696 10-83BA-4E 78-8A74-8074 13D5 7506
`
`DECLARATION (37 CFR 1.63) AND ASSIGNMENT FOR UTILITY OR DESIGN APPLICATION
`USING AN APPLICATION DATA SHEET (37 CFR 1.76)
`
`Title of
`Invention, DISCORDANCE MONITORING
`
`i]
`
`The attached application, or
`
`United Staies application or PCT international application number
`filed on
`May 13, 2016.
`
`15/154 849
`
`This
`declaration
`
`ane nment
`_
`assig
`is directed to:
`
`DECLARATION
`
`As a below named inventor, | hereby declare that:
`
`The above-ideniified application was made or authorized to be made by me.
`
`| believe that | am the original inventor or an original joint inventor of a claimed invention in the application!
`
`i hereby acknowledge that any willful false statement made in this declaration is punishable under 18
`U.S.C. 4001 by fine or imprisonment of not more than five (5) years, or both.
`
`ASSIGNMENT
`
`For good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, |, the
`
`
`
`undersigned, hereby sell, assign, and transferto—AliveCor, Inc.
`
`corporation
`a
`iType of Assignees:
`e@.g., corporation, company, parinership, university, etc.}.
`
`of
`
`Delaware
`
`having a principal piace of business at __444CastroSt.Ste600,MountainView,CA94041,
`
`extensions, and all other patent applications that have been or shail be filecl in the United States
`
`("Assignee"), and its successors, assigns, and legal representatives, the entire right, title, and interest for
`the United States and all foreign countries, in and io any and ail inventions or improvements that are
`disclosed in the above identified application and in and to said application (provisional or non-provisional) |
`and all provisional applications, non-provisional applications, uly applications, design applications,
`divisional applications, continuation applications, continued prosecution applications, continuation-in-part
`applications, substitute applications, renewal applications, reissue applications, reexaminations,
`
`|
`
`|
`
`Atty Docket No. AlG2992 1200U8. 1
`
`i
`
`3
`
`

`

`DocuSign Envelope ID: 1EB696 10-83BA-4E 78-8A74-8074 13D5 7506
`
`and all foreign countries on any of said inventions or improvements: and in and to all original patents,
`reissued patents, reexamination certificates, and extensions, that have been or shall be issued in the
`United States and all foreign countries on said inventions or improvements; and in and to all rights of
`oriority resutting from the filing of said application:
`
`agree that said Assignee may apply for and receive a patent or patents for said inventions or
`improvements in its own name; and that, when requested, without charge to, but at the expense of, said
`Assignee, its successors, assigns, and legal representatives, fo carry oul in good faith the intent and
`purpose of this Assignment, the undersigned will execute all provisional applications, non-provisional
`applications, utility applications, design applications, divisional applications, continuation applications,
`continued prosecution applications, continuation-in-part applications, substitute applications, renewal
`applications, reissue applications, reexaminations, extensions, and ail other patent applications on any
`and all said inventions or improvements; execute all rightful oaths, assignments, powers of attorney, and |
`other papers: communicate to said Assignee, its successors, assigns, and representativesall facts knowr|
`to the uncersigned relating to said inventions or improvernents and the history thereof, and generally
`assist said Assignee, its successors, assigns, or representatives in securing and maintaining proper
`patent protection for said inventions or improvements and for vesting title to said inventions or
`improvements, and all applications for patents and all patents on said inventions or improvements, in said |
`Assignee, its successors, assigns, and legal representatives; and
`
`covenant with said Assignee, its successors, assigns, and legal representatives that no assignment,|
`grant, mortgage, license, or other agreement affecting the rights and property herein conveyed has been |
`made to others by the undersigned, and that full right to convey the same as herein expressed is
`possessed by the undersigned.
`
`LEGAL NAME OF INVENTOR
`
`inventor:
`
`Fei Wang
`
`Date:
`
`~DocuSigned by:
`
`Signature: | Fu WANE
`
`— 0A7039A70331427...
`
`LEGAL NAME OF INVENTOR
`
`inventor:
`
`Euan Thomsen
`
`Date:
`
`10/41/2020 |
`
`217 AM POT
`
`|
`
`i
`
`i
`
`oe DocuSigned by:
`i
`| Euan Themen
`at
`Signature:
`eooneeesneneetnneeeeneeettuneeconeneenneeenneteenN—205360580176008ed
`LEGAL NAME OF INVENTOR
`|
`i
`
`inventor:
`
`iman Abuzeid
`
`10/14/2020 | 9:08 PM PDT
`
`Date:
`
`po DocuSigned by:
`
`Fmaw Abuarid
`Signature:
`gna ure: enAG43EBOD187540. eae i
`
`Atty Docket No. AlG2992 1200U8. 1
`
`2
`
`4
`
`

`

`DocuSign Envelope ID: $77B1 78A-1TBAS-4FBE-901 7-CSBF42996682
`
`USSN 15/154,849; USP 9,839,363
`Consent of Assigned to Change in Inventorship
`
`IN THE U.S, PATENT AND TRADEMARK OFFICE
`
`Application Ne: 15/154,349
`Patent Ne. 9,839,363
`
`Application of: David E. ALBERT
`
`Confirmation Ne. 1083
`
`sroup Art Unit: 3766
`
`Examiner: Tejant, Ankit D.
`Filing Date: May 13, 2016
`
`
`
`
`
`
`
`
`Title: DISCORDANCE MONTTORING
`
`Docket No. A102902 1200US 1
`
`Customer Ne. 151512
`
`Consent of Assignee Alive(lor, Inc. to Change Inventorshin
`Submitted in Support of Petition under 37 CFR 1.324
`
`Commissioner for Patents
`PO. Box 1450
`Alexandria, VA 22313-1450
`
`Dear Sir or Madam:
`
`i.
`
`AliveCor, Inc.
`
`is the 100% owner of the above-identified granted US Patent,
`
`which currently names David FE. Albert, Omar Dawood, and Ravi Gopalakrishnan as the
`
`inventors.
`
`2.
`
`A Statement under 37 CFR 3.73{c) establishing ownership is being concurrently
`
`submitted.
`
`3.
`
`AliveCor, Inc. agrees to change in inventorship of the patent, and consents to
`
`have Fei Wang, Euan Thomson, and Iman Abuzeid added as inventors.
`
`4.
`
`The undersigned is authorized to act on behalf of AliveCor, Inc. in this matter.
`
`10/22/2020
`
`Date
`
`DocuSigned by:
`foes
`| Brian Clarke
`Xun60C380E4AC0D441...
`Brian Clarke
`General Counsel
`
`5
`
`

`

`DocuSign Envelope ID: 1EB696 10-83BA-4E 78-8A74-8074 13D5 7506
`
`Attorney's Docket No. Ai02992 1200US.1
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Inte Application of
`
`David E.ALBERTet al.
`
`Examiner: Tejani, Ankit D.
`
`Application No. 15/154,849
`
`Art Unit: 3766
`
`Filed: May 13, 2016
`
`Confirmation No.:
`
`10683
`
`For:
`
`DISCORDANCE MONITORING
`
`37 CFR §1.324(b) STATEMENT BYIMAN ABUZEID
`
`
`
`
`
`
`
`Commissionerfor Patents
`PO. Box 1450
`Alexandria, VA 22313-1450
`
`Dear Sir:
`
`i, Iman ABUZEID, was not initially named as an inventor on the above-referenced
`
`application, nowissued as US Patent No. 9,839,363, as originally filed. I agree to the change of
`
`inventorship as reflected in the accompanying Petition to Correct Inventorship under 37 CFR
`
`§1.324(b).
`
`10/14/2020 | 9:08 PM PDT
`
`Date:
`
`Respecttully submitted,
`
`veoDocuSigned by:
`
`| bman Mound
`
`\wuesAB43EBOD 18754DE...
`
`Iman ABUDSEID
`
`6
`
`

`

`DocuSign Envelope ID: 1EB696 10-83BA-4E 78-8A74-8074 13D5 7506
`
`Attorney's Docket No. Ai02992 1200US.1
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Inte Application of
`
`David E.ALBERTet al.
`
`Examiner: Tejani, Ankit D.
`
`Application No. 15/154,849
`
`Art Unit: 3766
`
`Filed: May 13, 2016
`
`Confirmation No.:
`
`10683
`
`For:
`
`DISCORDANCE MONITORING
`
`
`
`Commissionerfor Patents
`PO. Box 1450
`Alexandra, VA 22313-145¢a
`
`Dear Sir:
`
`I, FeiWANG, was not initially named as an inventor on the above-referenced
`
`application, nowissued as US Patent No. 9,839,363, as originally filed. I agree to the change of
`
`inventorship as reflected in the accompanying Petition to Correct Inventorship under 37 CFR
`
`§1.324(b).
`
`10/9/2020 | 2:41 PM PDT
`
`Date:
`
`Respecttully submitted,
`
`(7DecuBigned by:
`Cu WANE
`AAaoaoed 0A7039470331427...
`Fe WANG
`
`7
`
`

`

`DocuSign Envelope ID: 1EB696 10-83BA-4E 78-8A74-8074 13D5 7506
`
`Attorney's Docket No. Ai02992 1200US.1
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Inte Application of
`
`David E.ALBERTet al.
`
`Examiner: Tejani, Ankit D.
`
`Application No. 15/154,849
`
`Art Unit: 3766
`
`Filed: May 13, 2016
`
`Confirmation No.:
`
`10683
`
`For:
`
`DISCORDANCE MONITORING
`
`37 CFR $1.324(b) STATEMENT BY EVAN THOMSON
`
`
`
`
`Commissionerfor Patents
`PO. Box 1450
`Alexandria, VA 22313-1450
`
`Dear Sir:
`
`I, Euan THOMSON, was not initially named as an inventor on the above-referenced
`
`application, nowissued as US Patent No. 9,839,363, as originally filed. I agree to the change of
`
`inventorship as reflected in the accompanying Petition to Correct Inventorship under 37 CFR
`
`§1.324(b).
`
`Respecttully submitted,
`
`{ |
`
`porDocuSigned by:
`Euan Thomson
`\aot8D5BG0SAD1 76404...
`Euan THOMSON
`
`LO/EL/2020 | 8:17 AM PDT
`
`Date:
`
`8
`
`

`

`DocuSign Envelope ID: 284193 72-E50E-4000-9AD3-5820367D440F
`
`Attorney's Docket No. Ai02992 1200US.1
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re Application of
`
`David HE. ALBERTet al.
`
`Examiner: Tejani, Ankit D.
`
`Application No. 1$/154,849
`
`Art Unit: 3766
`
`Filed: May13, 2016
`
`Confirmation No.: 1083
`
`For:
`
`DISCORDANCE MONITORING
`
`Commissioner for Patents
`PO. Box 1450
`Alexandria, VA 22313-1450
`
`Dear Sir:
`
`i, Ravi Gopalakrishnan, was named as an inventor on the above-referenced application,
`
`now issued as US Patent No. 9,839,363, as originallyfiled. I agree to the change of inventorship
`
`as reflected in the accompanying Petition to Correct Inventorship under 37 CFR §1.324(b).
`
`Respectfully submitted,
`
`“
`~
`=
`to
`mm
`2.24
`ions
`| Pave Gopooberheessheet
`10/8/2020 | 7:34 PM PDT
`i
`&
`cae
`fearhewie
`Seach
`y
`3
`3
`Date.eeeneeeeeneneennnnedrene RAMEEHausaBaeMaselimatekisee
`
`Ravi Gopalakrishnan
`
`9
`
`

`

`DocuSign Envelope ID: 284193 72-E50E-4000-9AD3-5820367D440F
`
`Attorney's Docket No. Ai02992 1200US.1
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re Application of
`
`David HE. ALBERTet al.
`
`Examiner: Tejani, Ankit D.
`
`Application No. 1$/154,849
`
`Art Unit: 3766
`
`Filed: May13, 2016
`
`Confirmation No.: 1083
`
` For:
`DISCORDANCE MONITORING
`
`37CER$1.324(b)STATEMENTBYOMARBDAWOOD
`
`Commissioner for Patents
`PO. Box 1450
`Alexandria, VA 22313-1450
`
`Dear Sir:
`
`i, Omer Dawood, was named as an inventor on the above-referenced application, now
`
`issued as US Patent No. 9,839,363, as originally filed. L agree to the change of inventcrship as
`
`reflected in the accompanying Petition to Correct Inventorship under 37 CFR §1.324¢b).
`
`10/8/2020 | 7:20 PM PDT
`
`Date.
`
`Respectfully submitted,
`
`oo DocuSigned by:
`Bumay Dawood,
`pe BIBDZACBSDEF4OB...
`
`Omar Dawood
`
`10
`
`10
`
`

`

`DocuSign Envelope ID: 284193 72-E50E-4000-9AD3-5820367D440F
`
`Attorney's Docket No. Ai02992 1200US.1
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re Application of
`
`David HE. ALBERTet al.
`
`Examiner: Tejani, Ankit D.
`
`Application No. 1$/154,849
`
`Art Unit: 3766
`
`Filed: May13, 2016
`
`Confirmation No.: 1083
`
` For:
`DISCORDANCE MONITORING
`
`37CFR$1324(b)STATEMENTBYDAVIDE.ALBERT
`
`Commissioner for Patents
`PO. Box 1450
`Alexandria, VA 22313-1450
`
`Dear Sir:
`
`i, David E. ALBER'T, was named as an inventor on the above-referenced application,
`
`now issued as US Patent No. 9,839,363, as originallyfiled. I agree to the change of inventorship
`
`as reflected in the accompanying Petition to Correct Inventorship under 37 CFR §1.324(b).
`
`Respectfully submitted,
`
`10/8/2020 | 7:26 PM POT Dark QClbwt
`
`Date. nananeinainnnoeaannnensNwOOFDF980798444.
`
`oe DocuSigned by:
`
`David E. Albert
`
`11
`
`11
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`16158112
`
`11-Oct-2018
`
`Title of Invention:
`
`DISCORDANCE MONITORING
`
`
`
`First Named Inventor/Applicant Name:
`
`David E. Albert
`
`Attorney Docket Number:
`
`A102992 1200US.C2
`
`Filed as Large Entity
`
`Filing Fees for Utility under 35 USC 111(a)
`
`|
`
`.
`
`Sub-Total in
`
`
`
`Claims:
`
`
`Basic Filing:
`
`Miscellaneous-Filing:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`PROCESSING FEE CORRECTING INVENTORSHIP
`
`1816
`
`1
`
`160
`
`160
`
`12
`
`12
`
`

`

`Extension-of-Time:
`
`Total in USD (S$)
`
`Miscellaneous:
`
`13
`
`13
`
`

`

`Electronic AcknowledgementReceipt
`
`41231481
`EFS ID:
`
`
`Application Number:
`
`16158112
`
`Title of Invention:
`
`DISCORDANCE MONITORING
`
`
`
`ee
`
`
`
`Attorney Docket Number: A102992 1200US.C2
`
`Receipt Date:
`
`25-NOV-2020
`
`Application Type:
`
`Utility under 35 USC 111{a)
`
`Paymentinformation:
`
`37 CFR 1.17 (Patent application and reexamination processing fees)
`
`Deposit Account
`
`090528
`
`The Director of the USPTOis hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`37 CFR 1.16 (National application filing, search, and examination fees)
`
`14
`
`14
`
`

`

`37 CFR 1.19 (Document supply fees)
`
`37 CFR 1.20 (Post Issuance fees)
`
`37 CFR 1.21 (Miscellaneous fees and charges)
`
`
`
`File Listing:
`
`Pages
`Multi
`File Size(Bytes)/
`.
`eas
`Document
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`Message Digest|Part/.zip| (ifappl.
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`Petition for review by the Office of
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`A102992_1200USC2_Petition_
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`57¢5a647342cd3c83da5fi7f7cebfl 28a492
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`A102992_1200USC2_Declarati
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`A102992_1200USC2Consent_
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`dbc7b03e284e63 12c2b6b03a1 923bd5b65|
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`A102992_1200USC2_Statemen
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`2223f2c2856dbc48a073086741df633944
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`A102992_1200USC2_Statemen
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`£46139ccS65c18ed0c9b081 0698df1ad5ef5|
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`A102992_1200USC2_Statemen
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`90722bcdfl Af3{cf16aa271b2999619fdcleg}
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`the application.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`Acknowledgement Receiptwill establish thefiling date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptance of the application as a
`national stage submission under35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receiptwill establish the international filing date of
`
`Warnings:
`Information:
`
`aa9f650333eeb1 Sabes09fb7ccf629c088d1
`O0b6
`
`
`Other Reference-Patent/App/Search
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`A102992_1200USC2_Statemen
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`A102992_1200USC2_Statemen
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`Fee Worksheet (SB06)
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`fee-info.pdf
`
`a073c110443e!1U29¢1 921774[4e38ba6dvag}
`09
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`Information:
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTOof the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`16
`
`16
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`WwWww.uspto.gov
`
`PATENT NO.
`
`ATTORNEY DOCKET NO,
`
`CONFIRMATION NO.
`
`16/158,112
`
`ISSUE DATE
`
`05/05/2020
`
` APPLICATION NO.
`
`10638941
`
`A102992 1200US.C2
`
`7079
`
`151512
`
`7590
`
`04/15/2020
`
`WOMBLE BONDDICKINSON (US) LLP/AliveCor
`Attn: TP DOCKT'TING
`P.O. BOX 7037
`
`ATLANTA,GA 30357-0037
`
`ISSUE NOTIFICATION
`
`The projected patent numberand issue date are specified above.
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) wasfiled in the above-identified application, the filing date that
`determines Patent Term Adjustmentis the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEBsite (http://pair-uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office
`of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments
`should be directed to the Application Assistance Unit (AAU) of the Office of Data Management (ODM) at
`(571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEBsite http://pair.uspto.gov for additional applicants):
`
`David E. Albert, Oklahoma City, OK;
`AliveCor, Inc., Residence Not Provided;
`Omar Dawood, San Francisco, CA;
`Ravi Gopalakrishnan, San Francisco, CA;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA. gov.
`IR103 (Rev. 10/09)
`
`17
`
`17
`
`

`

`Doc Code:
`
`IFEE
`
`PTOL/85B-EFS
`
`DocumentDescription: Issue Fee Payment (PTO-85B)
`
`Issue Fee Transmittal Form
`
`Application Number
`
`16158112
`
`Filing Date
`
`First Named Inventor
`
`Atty. Docket No.
`
`11-Oct-2018
`
`David Albert
`
`A102992 1200US.C2
`
`
`
`Confirmation No.
`
`7079
`
`DISCORDANCE MONITORING
`
`TITLE OF INVENTION:
`
`Regular Undiscounted Utility under 35 USC 111(a)|3792 516000
`
`EXAMINER
`Entity Status
`
`
`
`
`ANKIT TEJANI
`
`
`
`
`
`
`Prev. Paid Fee
`
`Publication Due
`
`Total Fee(s) Due
`
`Application Type Aon Class- Subclass
`
`
`
`Issue Fee Due
`
`
`
`
`03-Jun-2020
`$0
`$oO
`
`
`
`1.Change of Correspondence Address and/or Indication Of Fee Address (37 CFR 1.33 & 1.363)
`Current Correspondence Address:
`Current Indicated Fee Address:
`
`
`
`151512
`
`WOMBLE BOND DICKINSON (US) LLP/AliveCor
`Attn: IP DOCKETING
`P.O. BOX 7037
`
`ATLANTA GA 30357-0037
`UNITED STATES
`404-872-7000
`
`Og Changeof correspondence address requested, system
`generated AIA/122-EFS form attached
`
`2.Entity Status
`
`Changein Entity Status
`
`O Fee Addressindication requested, system generated SB/47-EFS
`form attached
`
`Applicant certifying micro entity status; system generated Micro Entity certification form attached. See 37 CFR 1.29.
`Note: Absenta valid certification of micro entity status, issue fee payment in the micro entity amountwill not be acceptedat the risk of application abandonment.
`O If this box is checked, you will be prompted to choose a micro entity status on the gross incomebasis (37 CFR 1.29(a)) or the institution of higher education basis
`(37 CFR 1.29(d)), and make the applicable certification online.
`
`Applicant asserting small entity status. See 37 CFR 1.27.
`Note:If the application was previously under micro entity status, checking this box will be taken to be a notification of loss of entitlement to micro entity status.
`
`© Applicant changing to regular undiscounted fee status.
`Note: Checking this box will be taken to be a notification of loss of entitlement to small or micro entity status, as applicable.
`
`WEB IFEE 1.0
`
`18
`
`18
`
`

`

`Doc Code:
`
`IFEE
`
`PTOL/85B-EFS
`
`DocumentDescription: Issue Fee Payment (PTO-85B)
`
`3.The Following Fee(s) Are Submitted:
`
`| Issue Fee
`XX
`
`[-] Publication Fee
`
`| authorize USPTO to apply mypreviously paid issue fee to the
`U current fees due
`
`[_]
`
`The Director is hereby authorized to apply my previously paid
`issue fee to the current fee due andto charge deficient fees to
`Deposit Account Number
`
`[] Advance Order-#of copies —___
`
`&X]
`
`If in addition to the payment of the issue fee amount submitted
`with this form, there are any discrepancies in any amount(s) due,
`the Director is authorized to charge any deficiency or credit any
`overpayment, to Deposit Account Number
`The issue fee must be submitted with this form. If payment of
`the issue fee does not accompanythis form, checking this box
`andproviding a deposit account numberwill NOT be
`effective to satisfy full payment of the fee(s) due.
`
`4.Firm and/or Attorney NamesToBePrinted
`NOTE: If no nameis listed, no namewill be printed
`For printing on the patentfront page,list to be displayed as entered
`
`1. WOMBLE BOND DICKINSON(US) LLP
`
`2. WILLIAM D. JACOBS, JR.
`
`5.Assignee Name(s) and Residence Data To Be Printed
`PLEASE NOTE:Unless an assigneeis identified below, no assignee data will appear on the patent.If an assignee is identified below, the document has been filed for
`recordation asset forth in 37 CFR 3.11. Completion of this form is NOT a substitute forfiling an assignment.
`
`Name
`
`City
`
`State
`
`Country
`
`Category
`
`AliveCor, Inc. CALIFORNIA—united statesMoontain corporation
`
`
`
`
`
`
`
`
`
`6.Signature
`
`| certify, in accordance with 37 CFR 1.4(d)(4) that | am an attorney or agent registered to practice before the Patent and Trademark Office whohas filed and has been granted
`powerof attorneyin this application. | also certify that this Fee(s) Transmittal form is being transmitted to the USPTO via EFS-WEB onthe date indicated below.
`
`Signature
`
`/Bill Jacobs/
`
`03-27-2020 Name
`
`William D. Jacobs,Jr.
`
`Registration Number| 74758
`
`WEB IFEE 1.0
`
`19
`
`19
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`16158112
`
`11-Oct-2018
`
`Title of Invention:
`
`DISCORDANCE MONITORING
`
`
`
`First Named Inventor/Applicant Name:
`
`David E. Albert
`
`Patent-Appeals-and-Interference:
`
`Petition:
`
`
`Attorney Docket Number:
`
`A102992 1200US.C2
`
`Filed as Large Entity
`
`Filing Fees for Utility under 35 USC 111(a)
`
`rece|cmt]toe|
`
`Basic Filing:
`
`UTILITY APPL ISSUE FEE
`
`
`PUBL. FEE- EARLY, VOLUNTARY, OR NORMAL
`
`Miscellaneous-Filing:
`
`20
`
`20
`
`

`

`gs
`
`.
`
`Sub-Total in
`
`Post-Allowance-and-Post-Issuance:
`
`Total in USD (5)
`
`Miscellaneous:
`
`21
`
`21
`
`

`

`Electronic AcknowledgementReceipt
`
`38997020
`EFS ID:
`
`
`Application Number:
`
`16158112
`
`Title of Invention:
`
`DISCORDANCE MONITORING
`
`
`
`ee
`
`
`
`Attorney Docket Number: A102992 1200US.C2
`
`Receipt Date:
`
`27-MAR-2020
`
`Application Type:
`
`Utility under 35 USC 111{a)
`
`Paymentinformation:
`
`37 CFR 1.21 (Miscellaneous fees and charges)
`
`Deposit Account
`
`090528
`
`The Director of the USPTOis hereby authorized to charge indicated fees and credit any overpayment as follows:
`37 CFR 1.20 (Post Issuance fees)
`
`22
`
`22
`
`

`

`
`
`File Listing:
`
`Pages
`Multi
`File Size(Bytes)/
`:
`«gs
`Document
`
`Message Digest|Part/zip| (ifappl.)
`
`1
`
`Issue Fee Payment (PTO-85B)
`
`Web85b.pdf
`
`4833143bbSce9da094f839dd2880d43f7eb
`1456
`
`Warnings:
`Information:
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`508a7896129¢1d76cea8a6b87fe2b9clfc1a}
`430a
`
`Information:
`
`Warnings:
`
`
`
`Total Files Size (in bytes) 78283
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTOof the indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`Acknowledgement Receiptwill establish thefiling date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0O/903indicating acceptance of the application as a
`national stage submission under35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receiptwill establish the international filing date of
`the application.
`
`
`
`23
`
`23
`
`

`

`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCEANDFEE(S) DUE
`
`WOMBLEBONDDICKINSON (US) LLP/AliveCor
`Attn: IP DOCKETING
`
`ATLANTA,GA 30357-0037
`
`EXAMINER
`
`TEJANI, ANKIT D
`
`3792
`DATE MAILED: 03/03/2020
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`16/158,112
`
`10/11/2018
`
`David E. Albert
`
`A102992 1200US.C2
`
`7079
`
`TITLE OF INVENTION: DISCORDANCE MONITORING
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEEENTITY STATUS ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
`
`
`
`
`
`nonprovisional
`
`UNDISCOUNTED
`
`$1000
`
`$0.00
`
`$0.00
`
`$1000
`
`06/03/2020
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCEIS NOT A GRANT OF PATENT RIGHTS.
`THOS APPLICATION IS SUBJECT TO WITIIDRAWAL FROM ISSUE AT TITE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP1308.
`
`THE ISSUE FEE AND PUBLICATIONFEE (IF REQUIRED) MUSTBE PAID WITHIN THREE MONTHS FROM THE MAILING
`
`DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED. THIS STATUTORY PERIOD
`CANNOT BE EXTENDED. SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES NOT REFLECT A CREDIT
`FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS PREVIOUSLY BEEN PAID IN
`THIS APPLICATION(AS SHOWN ABOVE), THE RETURNOF PART B OF THIS FORM WILL BE CONSIDERED A REQUEST
`TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THEISSUE FEE NOW DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`1. Review the ENTITY STATUS shown above. If the ENTITY STATUS is shown as SMALL or MICRO, verify whether entitlementto that
`entity status still applies.
`
`If the ENTITY STATUSis the same as shown above, pay the TOTAL FEE(S) DUE shownabove.
`
`If the ENTITY STATUSis changed from that shown above, on PART B - FEE(S) TRANSMITTAL, complete section number5 titled
`"Changein Entity Status (from status indicated above)”.
`
`For purposes of this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amount of small entity
`fees.
`
`II. PART B - FEE(S) TRANSMITTAL,or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE PEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b”
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur dueto the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`TI. All communications regarding this application must give the application number. Please direct all communications prior to issuance to Mail
`Stop ISSUE FEE unless advised to the contrary.
`
`IMPORTANT REMINDER:Maintenancefees are duein utility patents issuing on applications filed on or after Dec. 12, 1980.
`It is patentee's responsibility to ensure timely payment of maintenance fees when due. More informationis available at
`www.uspto.gov/PatentMaintenanceFees.
`
`Page | of 3
`
`PTOL-85 (Rev. 02/11)
`
`24
`
`24
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), by mail or fax, or via EFS-Web.
`
`By mail, send to: By fax, send to:=(571)-273-2885Mail Stop ISSUE FEE
`
`Commissionerfor Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATIONFEE(if required). Blocks 1 through 5 should be completed where appropriate. All
`further correspondenceincluding the Patent, advance orders and notification of maintenance fees will be mailedto the current correspondence addressas indicated unless corrected
`below ordirected otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS"for maintenancefee notifications.
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`have ils own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sutficient postage forfirst class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being transmitted to
`the USPTO via EFS-Webor byfacsimile to (571) 273-2885, on the date below.
`(Typed or printed name)
`(Signature)}
`
`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block 1 for any change of address)
`
`03/03/2020
`7590
`151512
`WOMBLE BOND DICKINSON (US) LLP/AliveCor
`:
`°
`Attn: IP DOCKETING
`P.O. BOX 7037
`ATLANTA, GA 30357-0037
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEYDOCKETNO.
`
`CONFIRMATION NO.
`
`16/158,112
`
`10/11/2018
`
`David E. Albert
`
`A102992 1200US.C2
`
`7079
`
`TITLE OF INVENTION: DISCORDANCE MONITORING
`
`
`
`
`
`APPLN. TYPE PUBLICATION IEE DUE|PREV. PAID ISSUE FEEENTITY STATUS ISSUE FEE DUE TOTAL FEE(S) DUE
`
`DATE DUE
`
`
`
`
`
`nonprovisional
`
`UNDISCOUNTLED
`
`$1000
`
`$0.00
`
`$0.00
`
`$1000
`
`06/03/2020
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`TEJANI, ANKIT D
`
`3792
`
`600-516000
`
`2. For printing on the patent front page, list
`(1) The namesof u