`NUMBER
`61/895,995
`
`FILING or
`37l(c)DATE
`10/25/2013
`
`GRPART
`UNIT
`
`FIL FEE REC'D
`260
`
`15093
`Kilpatrick Townsend & Stockton/Qualcomm
`Two Embarcadero Center
`8th Floor
`San Francisco, CA 94111-3834
`
`Ul\TfED STATES DEPA RTME'IT OF COMMERCE
`United States Patent and Trademark Office
`Adiliess. COMMISSIO'JER FOR PATENTS
`PO Box 1450
`Alexandria, Virgmia 22313-1450
`\VVi\V.USpto.gov
`
`ATTY.DOCKET.NO
`140345Pl (891823)
`
`TOT CLAIMS IND CLAIMS
`
`CONFIRMATION NO.1000
`FILING RECEIPT
`
`1111111111111111111111 ll]~!l]!~l!~l!~H~ 111 ~H] 11111111111111111111111
`
`Date Mailed: 11/25/2013
`
`Receipt is acknowledged of this provisional patent application. It will not be examined for patentability and will
`become abandoned not later than twelve months after its filing date. Any correspondence concerning the application
`must include the following identification information: the U.S. APPLICATION NUMBER, FILING DATE, NAME OF
`APPLICANT, and TITLE OF INVENTION. Fees transmitted by check or draft are subject to collection. Please verify
`the accuracy of the data presented on this receipt. If an error is noted on this Filing Receipt, please submit
`a written request for a Filing Receipt Correction. Please provide a copy of this Filing Receipt with the
`changes noted thereon. If you received a "Notice to File Missing Parts" for this application, please submit
`any corrections to this Filing Receipt with your reply to the Notice. When the USPTO processes the reply
`to the Notice, the USPTO will generate another Filing Receipt incorporating the requested corrections
`
`lnventor(s)
`
`Applicant( s)
`
`Russel Allyn MARTIN, Menlo Park, CA;
`Leonid SHEYNBLAT, Hillsborough, CA;
`Douglas Wayne HOFFMAN, San Diego, CA;
`
`QUALCOMM Incorporated, San Diego, CA
`Power of Attorney:
`Urmil Dave--63188
`
`Permission to Access - A proper Authorization to Permit Access to Application by Participating Offices
`(PTO/SB/39 or its equivalent) has been received by the USPTO.
`
`If Required, Foreign Filing License Granted: 11/22/2013
`
`The country code and number of your priority application, to be used for filing abroad under the Paris Convention,
`is US 61 /895,995
`Projected Publication Date: None, application is not eligible for pre-grant publication
`Non-Publication Request: No
`Early Publication Request: No
`Title
`
`SYSTEM AND METHOD FOR OBTAINING BODILY FUNCTION MEASUREMENTS USING A
`MOBILE DEVICE
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition Applications: No
`page 1 of 3
`
`APPLE 1054
`
`1
`
`
`
`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
`
`Since the rights granted by a U.S. patent extend only throughout the territory of the United States and have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
`in a specific country or in regional patent offices. Applicants may wish to consider the filing of an international
`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generally has the same
`effect as a regular national patent application in each PCT-member country. The PCT process simplifies the filing
`of patent applications on the same invention in member countries, but does not result in a grant of "an international
`patent" and does not eliminate the need of applicants to file additional documents and fees in countries where patent
`protection is desired.
`
`Almost every country has its own patent law, and a person desiring a patent in a particular country must make an
`application for patent in that country in accordance with its particular laws. Since the laws of many countries differ
`in various respects from the patent law of the United States, applicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that in the case of inventions made in the United States, the Director of the US PTO must
`issue a license before applicants can apply for a patent in a foreign country. The filing of a U.S. patent application
`serves as a request for a foreign filing license. The application's filing receipt contains further information and
`guidance as to the status of applicant's license for foreign filing.
`
`Applicants may wish to consult the USPTO booklet, "General Information Concerning Patents" (specifically, the
`section entitled "Treaties and Foreign Patents") for more information on timeframes and deadlines for filing foreign
`patent applications. The guide is available either by contacting the USPTO Contact Center at 800-786-9199, or it
`can be viewed on the USPTO website at http://www.uspto.gov/web/offices/pac/doc/general/index.html.
`
`For information on preventing theft of your intellectual property (patents, trademarks and copyrights), you may wish
`to consult the U.S. Government website, http://www.stopfakes.gov. Part of a Department of Commerce initiative,
`this website includes self-help "toolkits" giving innovators guidance on how to protect intellectual property in specific
`countries such as China, Korea and Mexico. For questions regarding patent enforcement issues, applicants may
`call the U.S. Government hotline at 1-866-999-HAL T (1-866-999-4258).
`
`LICENSE FOR FOREIGN FILING UNDER
`
`Title 35, United States Code, Section 184
`
`Title 37, Code of Federal Regulations, 5.11 & 5.15
`
`GRANTED
`
`The applicant has been granted a license under 35 U.S.C. 184, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" followed by a date appears on this form. Such licenses are issued in all applications where
`the conditions for issuance of a license have been met, regardless of whether or not a license may be required as
`set forth in 37 CFR 5.15. The scope and limitations of this license are set forth in 37 CFR 5.15(a) unless an earlier
`license has been issued under 37 CFR 5.15(b). The license is subject to revocation upon written notification. The
`date indicated is the effective date of the license, unless an earlier license of similar scope has been granted under
`37 CFR 5.13 or 5.14.
`
`page 2 of 3
`
`2
`
`
`
`This license is to be retained by the licensee and may be used at any time on or after the effective date thereof unless
`it is revoked. This license is automatically transferred to any related applications(s) filed under 37 CFR 1.53(d). This
`license is not retroactive.
`
`The grant of a license does not in any way lessen the responsibility of a licensee for the security of the subject matter
`as imposed by any Government contract or the provisions of existing laws relating to espionage and the national
`security or the export of technical data. Licensees should apprise themselves of current regulations especially with
`respect to certain countries, of other agencies, particularly the Office of Defense Trade Controls, Department of
`State (with respect to Arms, Munitions and Implements of War (22 CFR 121-128)); the Bureau of Industry and
`Security, Department of Commerce (15 CFR parts 730-774); the Office of Foreign AssetsControl, Department of
`Treasury (31 CFR Parts 500+) and the Department of Energy.
`
`NOT GRANTED
`
`No license under 35 U.S.C. 184 has been granted at this time, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" DOES NOT appear on this form. Applicant may still petition for a license under 37 CFR 5.12,
`if a license is desired before the expiration of 6 months from the filing date of the application. If 6 months has lapsed
`from the filing date of this application and the licensee has not received any indication of a secrecy order under 35
`U.S.C. 181, the licensee may foreign file the application pursuant to 37 CFR 5.15(b).
`
`Select USA
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location for
`business investment, innovation, and commercialization of new technologies. The U.S. offers tremendous resources
`and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation works to
`promote and facilitate business investment. SelectUSA provides information assistance to the international investor
`community; serves as an ombudsman for existing and potential investors; advocates on behalf of U.S. cities, states,
`and regions competing for global investment; and counsels U.S. economic development organizations on investment
`attraction best practices. To learn more about why the United States is the best country in the world to develop
`technology, manufacture products, deliver services, and grow your business, visit http://www.SelectUSA.gov or call
`+ 1-202-482-6800.
`
`page 3 of 3
`
`3
`
`
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`PTO/AIN14 (03-13)
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`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`140345P1 (891823)
`
`Application Number
`
`Title of Invention
`
`SYSTEM AND METHOD FOR OBTAINING BODILY FUNCTION MEASUREMENTS USING A MOBILE
`DEVICE
`
`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document may be printed and included in a paper filed application.
`
`Secrecy Order 37 CFR 5.2
`D Portions or all of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
`37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may not be filed electronically.)
`
`Inventor Information:
`
`1
`Inventor
`Legal Name
`
`I Remove I
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`Russel
`Allyn
`MARTIN
`Residence Information (Select One) (!) US Residency 0 Non US Residency 0 Active US Military Service
`I State/Province I CA
`I Country of Residence i I US
`City Menlo Park
`
`Mailing Address of Inventor:
`
`Address 1
`Address 2
`City
`I San Diego
`Postal Code
`
`2
`Inventor
`Legal Name
`
`5775 Morehouse Drive
`
`1 92121
`
`I State/Province
`1 us
`I Country i
`
`I CA
`
`I Remove I
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`Leonid
`SHEYNBLAT
`Residence Information (Select One) (!) US Residency 0 Non US Residency O Active US Military Service
`I State/Province I CA
`I Country of Residence i I US
`City
`Hillsborough
`
`Mailing Address of Inventor:
`
`Address 1
`Address 2
`City
`I San Diego
`Postal Code
`
`3
`Inventor
`Legal Name
`
`5775 Morehouse Drive
`
`I 92121
`
`I State/Province
`I us
`I Country i
`
`I CA
`
`I Remove I
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`Douglas
`Wayne
`HOFFMANN
`Residence Information (Select One) (!) US Residency 0 Non US Residency O Active US Military Service
`
`EFS Web 2.2.8
`
`4
`
`
`
`PTO/AIN14 (03-13)
`Approved for use through 01/31/2014. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`140345P1 (891823)
`
`Application Number
`
`Title of Invention
`
`SYSTEM AND METHOD FOR OBTAINING BODILY FUNCTION MEASUREMENTS USING A MOBILE
`DEVICE
`
`City I San Diego
`
`I State/Province I CA
`
`I Country of Residence i I US
`
`Mailing Address of Inventor:
`
`5775 Morehouse Drive
`
`Address 1
`Address 2
`City
`I San Diego
`Postal Code
`
`I State/Province
`I Country i
`1 us
`All Inventors Must Be Listed - Additional Inventor Information blocks may be
`generated within this form by selecting the Add button.
`
`1 92121
`
`I CA
`
`I Add
`
`I
`
`Correspondence Information:
`Enter either Customer Number or complete the Correspondence Information section below.
`For further information see 37 CFR 1.33(a).
`D An Address is being provided for the correspondence Information of this application.
`Customer Number
`15093
`
`Email Address
`
`us-docketing@qualcomm.com
`
`I I Add Email I
`
`!Remove Emaill
`
`Application Information:
`SYSTEM AND METHOD FOR OBTAINING BODILY FUNCTION MEASUREMENTS USING A
`MOBILE DEVICE
`Attorney Docket Number 140345P1 (891823)
`
`Title of the Invention
`
`Application Type
`
`Provisional
`
`Subject Matter
`
`Utility
`
`I Small Entity Status Claimed
`
`(cid:143)
`
`I 6
`
`I Suggested Figure for Publication (if any) I
`
`Total Number of Drawing Sheets (if any)
`Publication Information:
`D Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`Request Not to Publish. I hereby request that the attached application not be published under
`D 35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`publication at eighteen months after filing.
`
`Representative Information:
`
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`
`Please Select One:
`
`EFS Web 2.2.8
`
`1@ Customer Number
`
`I O US Patent Practitioner 10 Limited Recognition (37 CFR 11.9)
`
`5
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`PTO/AIN14 (03-13)
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`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`140345P1 (891823)
`
`Application Number
`
`Title of Invention
`
`SYSTEM AND METHOD FOR OBTAINING BODILY FUNCTION MEASUREMENTS USING A MOBILE
`DEVICE
`
`Customer Number
`
`15093
`
`Domestic Benefit/National Stage Information:
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, or 365(c) or indicate
`National Stage entry from a PCT application. Providing this information in the application data sheet constitutes the
`specific reference required by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78.
`
`Prior Application Status
`
`Application Number
`
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`Statement under 37 CFR 1.55 or 1. 78 for AIA (First Inventor to File) Transition
`Applications
`
`(cid:143) 16, 2013.
`
`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
`contains, or contained at any time, a claim to a claimed invention that has an effective filing date on or after March
`
`NOTE: By providing this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March
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`
`EFS Web 2.2.8
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`PTO/AIN14 (03-13)
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`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`140345P1 (891823)
`
`Application Number
`
`Title of Invention
`
`SYSTEM AND METHOD FOR OBTAINING BODILY FUNCTION MEASUREMENTS USING A MOBILE
`DEVICE
`
`Authorization to Permit Access:
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`If checked, the undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO),
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`to: 1) the instant patent application-as-filed; 2) any foreign application to which the instant patent application
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`to have an assignment recorded by the Office.
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`Applicant 1
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`The information to be provided in this section is the name and address of the legal representative who is the applicant under 37 CFR
`1.43; or the name and address of the assignee, person to whom the inventor is under an obligation to assign the invention, or person
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`10
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`
`Name of the Deceased or Legally Incapacitated Inventor : I
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`
`~
`
`Organization Name
`
`I QUALCOMM Incorporated
`
`I
`
`EFS Web 2.2.8
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`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`140345P1 (891823)
`
`Application Number
`
`Title of Invention
`
`SYSTEM AND METHOD FOR OBTAINING BODILY FUNCTION MEASUREMENTS USING A MOBILE
`DEVICE
`
`Mailing Address Information:
`
`Address 1
`
`Address 2
`
`City
`Country ii us
`
`Phone Number
`
`Email Address
`
`5775 Morehouse Drive
`
`San Diego
`
`State/Province
`
`Postal Code
`
`CA
`
`92121
`
`858-658-4351
`
`Fax Number
`
`858-658-2502
`
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`(cid:143)
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`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`140345P1 (891823)
`
`Application Number
`
`Title of Invention
`
`SYSTEM AND METHOD FOR OBTAINING BODILY FUNCTION MEASUREMENTS USING A MOBILE
`DEVICE
`
`Signature:
`NOTE: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4 for signature requirements and
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`Remove
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`/Urmil Dave/
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`Date (YYYY-MM-DD) 2013-10-25
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`Urmil
`
`I Last Name I Dave
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`Additional Signature may be generated within this form by selecting the Add button.
`
`63188
`Registration Number
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`as a routine use, to the International Bureau of the World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
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`review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
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`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or his/her designee,
`during an inspection of records conducted by GSA as part of that agency's responsibility to recommend improvements in records
`management practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the
`GSA regulations governing inspection of records for this purpose, and any other relevant (i.e., GSA or Commerce) directive. Such
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`
`A record from this system of records may be disclosed, as a routine use, to the public after either publication of the application pursuan
`to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which became abandoned or in which the proceedings were
`terminated and which application is referenced by either a published application, an application open to public inspections or an issued
`patent.
`
`9.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law enforcement agency, if the
`USPTO becomes aware of a violation or potential violation of law or regulation.
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`EFS Web 2.2.8
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`10
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`PATENT
`Qualcomm Ref. No. 140345Pl
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`ABSTRACT
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`Methods, systems, computer-readable media, and apparatuses for
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`obtaining at
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`least one bodily function measurement are presented.
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`In some
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`embodiments, a mobile device includes a processor and a plurality of sensors for
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`obtaining data accessible by the processor. The sensors are configured to obtain a first
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`measurement indicative of blood volume and a second measurement indicative of heart
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`electrical activity. The processor is configured to facilitate generation of a blood
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`pressure measurement based on the first measurement and the second measurement. In
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`other embodiments, the sensors include electrodes where a portion of a user's body
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`positioned between the electrodes completes a circuit and a measurement to provide at
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`least one measure of impedance associated with the user's body. The processor is
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`configured to facilitate generation of a hydration level measurement based on the
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`measure of impedance.
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`KTS Ref. No. 891823
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`-11-
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`11
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`
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`PATENT
`Qualcomm Ref. No. 140345Pl
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`SYSTEM AND METHOD FOR OBTAINING BODILY FUNCTION
`MEASUREMENTS USING A MOBILE DEVICE
`
`BACKGROUND
`
`[0001]
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`Aspects of the disclosure relate to mobile devices, and more particularly, a
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`system and method for obtaining at least one bodily function measurement of a user
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`operating a mobile device.
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`[0002]
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`It is often desirable for a user to be aware his/her bodily function
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`measurements, which may provide physiological measures of stress, measures of
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`hydration, and other measures of general health. Physiological measures of stress may
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`be used to communicate to a user instructions to alter his/her behavior, e.g., taking a
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`break, taking deep breaths, etc. Measures of hydration may be used by athletes or
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`generally active individuals to ensure that they stay hydrated to maintain physical
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`performance. Additionally, this information may be useful for individuals who work in
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`hot or dry environments and must maintain proper hydration. Further, this information
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`may be useful for elderly individuals whose sense of hydration is decreased and are
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`more prone to becoming dehydrated. Thus, important bodily function measurements
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`may include measurements of a user's blood pressure and/or hydration state.
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`[0003]
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`A user's blood pressure may be measured using a pulse measuring device.
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`Typical pulse measuring devices use either photoplethysmography (PPG) or
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`electrocardiography (ECG) to measure a user's pulse. A user's systolic blood pressure
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`may be determined using a combination of the PPG and ECG using a technique known
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`as pulse transit time (PTT). The systolic blood pressure, along with other inputs such as
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`pulse rate variability (PRV) and galvanic skin response (GSR) may be useful in
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`determining the user's physiological measures of stress. However, existing mobile
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`device solutions for obtaining PPG measurements and ECG measurements can only
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`obtain measurements for one or the other. That is, existing mobile device solutions can
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`only obtain a PPG measurement or an ECG measurement, but not both.
`
`[0004]
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`A user's hydration state may be determined by measuring a total body water
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`amount using a bio-electric impedance analysis (BIA). BIA measurements are typically
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`accurate and may fall within 200ml of the actual value when performed properly.
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`Typically, existing solutions to measure BIA require professional equipment in a
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`KTS Ref. No. 891823
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`-1-
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`12
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`
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`PATENT
`Qualcomm Ref. No. 140345Pl
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`clinical setting. Additionally, the few devices that exist to measure BIA outside of a
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`clinical setting are not very mobile, e.g, they may not fit within a user's pocket or be
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`integrated into another device that the user typically always has with them.
`
`[0005]
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`Accordingly, a need exists for a mobile solution to obtain both PPG and
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`ECG measurements used for determining a user's blood pressure and to obtain a body
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`water content measurement used for determining a user's hydration state.
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`BRIEF DESCRIPTION OF THE DRAWINGS
`
`[0006]
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`Aspects of the disclosure are illustrated by way of example.
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`In the
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`accompanying figures, like reference numbers indicate similar elements, and***.
`
`[0007]
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`FIG. 1 illustrates a smartphone device configured to obtain PPG and ECG
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`measurements of a user, according to some embodiments.
`
`[0008]
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`FIG. 2 illustrates a wristwatch device configured to obtain PPG, ECG, and
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`impedance measurements of a user, according to some embodiments.
`
`[0009]
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`FIG. 3 illustrates a cross sectional view of the wristwatch device of FIG. 2
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`and graphs showing measurements obtained by the wristwatch device, according to
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`some embodiments.
`