·https://www.3gpp.org/ftp/Inbox/2008_web_files/3GPP.ppt
`
`Table of Contents
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`2- Partnership Project Description
`
`25- Submission of 3GPP results to ITU
`
`3- Preamble
`
`4- 3GPP Overview
`
`5- Definition of 3GPP
`
`6- Scope and objectives (1)
`
`7- Scope and objectives (2)
`
`26- Regulators/Governments
`
`27- National/Regional regulatory requirements
`
`28- Resource requirements for establishing 3GPP
`
`29- Overview showing external interfaces
`
`30- Internal structure of 3GPP
`
`8- Characteristics of 3GPP (1)
`
`31- Internal structure of 3GPP
`
`9- Characteristics of 3GPP (2)
`
`32- Work areas to be covered by the Radio Access Network TSG
`
`10- Partnership and Membership
`
`33- Work areas to be covered by the Core Network TSG
`
`11- Organizational Partners (1)
`
`34- Work areas to be covered by the Terminal TSG
`
`12- Organizational Partners (2)
`
`35- Work areas to be covered by the System Aspects TSG
`
`13- Market Representation Partners (1)
`
`36- Primary responsibilities of PCGs and TSGs (1)
`
`14- Market Representation Partners (2)
`
`37- Primary responsibilities of PCGs and TSGs (2)
`
`15- Individual Members (1)
`
`16- Individual Members (2)
`
`17- Individual Members (3)
`
`18- Observership
`
`38- Primary responsibilities of PCGs and TSGs (3)
`
`39- Primary responsibilities of PCGs and TSGs (4)
`
`40- Primary responsibilities of PCGs and TSGs (5)
`
`41- Participation rights in PCG and TSGs
`
`19- Documentation for 3GPP
`
`42- Principles for decision making within 3GPP
`
`20- The Partnership Project Agreement (1)
`
`43- Principles for voting within TSGs
`
`21- The Partnership Project Agreement (2)
`
`44- Working language for 3GPP
`
`22- The Partnership Project Agreement (3)
`
`45- Relationship with other groups
`
`23- Ownership of the Partnership Project results
`
`46- Intellectual Property Rights (1)
`
`24- Contributions to ITU
`
`47- Intellectual Property Rights (2)
`
`1
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`

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`THIRD GENERATION PARTNERSHIP PROJECT (3GPP)
`
`PARTNERSHIP PROJECT DESCRIPTION
`
`During the meeting held in
`Copenhagen, 2 - 4 December 1998
`ARIB, ETSI, T1, TTA and TTC agreed this
`Partnership Project Description.
`
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`

`

`Preamble
`
`Standards organizations and other related bodies have agreed to co-
`operate for the production of a complete set of globally applicable
`Technical Specifications for a 3rd Generation Mobile System based
`on the evolved GSM core networks and the radio access
`technologies supported by 3GPP partners (i.e., UTRA both FDD and
`TDD modes).
`
`The Project is entitled the “Third Generation Partnership Project”
`and may be known by the acronym “3GPP”.
`
`3GPP has been established for the preparation and maintenance of
`the above mentioned Technical Specifications, and is not a legal
`entity.
`
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`

`

`3GPP Overview
`
`3GPP
`
`Project Co-ordination Group
`
`Technical Specification Groups
`
`Support Functions
`
`Technical
`Specifications
`
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`

`

`Definition of the Third Generation Partnership Project
`
`3GPP will provide globally applicable Technical
`Specifications for a 3rd Generation Mobile System
`based on the evolved GSM core network, and the
`Universal Terrestrial Radio Access (UTRA), to be
`transposed by relevant standardization bodies
`(Organizational Partners) into appropriate
`deliverables (e.g., standards).
`
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`

`

`Scope and objectives (1)
`
`The Technical Specifications will be developed in view of global roaming
`and circulation of terminals.
`
`The 3rd Generation Mobile System and its capabilities will be developed
`in a phased approach. Initially, 3GPP will elaborate, approve and maintain
`the necessary set of Technical Specifications for the first phase of a 3rd
`Generation Mobile System including:
`
`• UTRAN (including UTRA; W-CDMA in Frequency Division
`Duplex (FDD) mode and TD-CDMA in Time Division Duplex
`(TDD) mode)
`
`• 3GPP Core Network (Third Generation networking capabilities
`evolved from GSM . These capabilities include mobility management
`and global roaming.)
`
`• Terminals for access to the above (including specifications for a UIM)
`
`• System and service aspects
`
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`

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`Scope and objectives (2)
`
`The set of global specifications for the first phase of the
`3GPP core network and the specifications for the GSM
`core network should be common to the largest extent
`possible and should not be needlessly different.
`
`The results of the 3GPP work will form the basis of
`member contributions to the ITU in accordance with
`existing procedures.
`
`3GPP will take account of emerging ITU recommendations
`on interworking between IMT-2000 family members.
`
`In the framework of agreed relationships, 3GPP will
`elaborate Technical Specifications that will form the basis
`of standards, or parts of standards, of the Organizational
`Partners.
`
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`

`

`Characteristics of 3GPP (1)
`
`3GPP is characterized by the following attributes:
`
`• Minimum production time for Technical
`Specifications from conception to approval
`
`• Fast, electronic based approval process
`
`• Maximum use of modern (electronic) working
`methods
`
`• Minimum number of hierarchical levels with
`decision making taking place at the lowest
`appropriate levels
`
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`

`Characteristics of 3GPP (2)
`
`• A Project Co-ordination function and a
`Technical Specification function
`
`• Task oriented, ensuring that on completion of
`the tasks the future of the project is re-
`evaluated
`
`• Cost effective use of financial/human
`resources provided by Partner Organizations
`(if required)
`
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`

`

`Partnership and Membership
`
`3GPP comprises of:
`
`• Partners:
`
`– Organizational Partners
`
`• 3GPP is open to all standards organizations
`irrespective of the geographical location.
`
`– Market Representation Partners
`
`•
`
`Individual Members
`
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`

`

`Organizational Partners (1)
`
`3GPP
`
`Project Co-ordination Group
`
`Technical Specification Groups
`
`Support Functions
`
`Technical
`Specifications
`
`PARTNERS
`
`Organizational
`Partners
`
`Organizational Partners’ deliverables
`
`Organizational Partners’ Standardization Process
`
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`

`

`Organizational Partners (2)
`
`An Organizational Partner is:
`
`An open standards organization with a national,
`regional or other officially recognized status
`(in their country or region)
`
`that:
`
`• has the capability and authority to define, publish
`and set standards nationally or regionally and
`
`• has signed (or whose sponsor has signed) the
`Partnership Project Agreement
`
`Organizational Partners will meet as approriate and
`make decisions by consensus.
`
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`

`

`Market Representation Partners (1)
`
`PARTNERS
`
`Organizational
`Partners
`
`Market
`Representation
`Partners
`
`3GPP
`
`Project Co-ordination Group
`
`Technical Specification Groups
`
`Support Functions
`
`Technical
`Specifications
`
`Organizational Partners’ deliverables
`
`Organizational Partners’ Standardization Process
`
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`Market Representation Partners (2)
`
`Standardization should meet market needs.
`
`In order to identify market requirements, the high competence of
`Market Representation Partners should be used.
`
`A Market Representation Partner is an organization invited to
`participate by the Organizational Partners to offer market advice to
`3GPP and to bring into 3GPP a consensus view of market
`requirements (e.g. services, features and functionality) falling within
`the 3GPP scope.
`
`A Market Representation Partner:
`
`• does not have the capability and authority to define, publish and
`set standards nationally or regionally
`
`• has signed (or whose sponsor has signed) the Partnership
`Project Agreement
`
`• has committed itself to the 3GPP scope
`
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`

`

`Individual Members (1)
`
`3GPP
`
`Project Co-ordination Group
`
`PARTNERS
`
`Organizational
`Partners
`
`Market
`Representation
`Partners
`
`Technical Specification Groups
`
`INDIVIDUAL
`MEMBERS
`
`Technical
`Contributions
`
`Support Functions
`
`Technical
`Specifications
`
`Organizational Partners’ Standardization Process
`
`Organizational Partners’ deliverables
`
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`

`Individual Members (2)
`
`Membership in an Organizational Partner is a pre-
`requisite for Individual Membership in 3GPP.
`
`Individual Membership is open to legal entities
`committed to support 3GPP and to:
`
`• contribute technically or otherwise to one or more of
`the Technical Specification Groups within the 3GPP
`scope
`
`• use the 3GPP results to the extent feasible
`
`Individual Membership in 3GPP will be terminated by
`dissolution, abolition, resignation or expulsion from the
`related Organizational Partner.
`
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`

`Individual Members (3)
`
`All entities registered as members of an Organizational
`Partner and eligible for participation in the technical work
`of that Partner, can become Individual Members of 3GPP.
`Individual members shall apply to their Organizational
`Partner to participate in 3GPP.
`
`Individual Members act in the 3GPP in their own right;
`they carry the full responsibility for their contributions.
`
`Individual Membership applicants residing in a country/area
`without an Organizational Partner can apply for
`membership in an Organizational Partner according to the
`rules of each Partner. (e.g. ETSI Associate Membership is
`available)
`
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`

`Observership
`
`In order to ensure globally applicable Technical
`Specifications, the status of “Observer” may be granted
`by the Organizational Partners to an entity which has the
`qualifications to become a future Organizational Partner.
`The status of “Observer” includes obligations to:
`
`• identify as early as possible any regulatory requirements
`that may lead to options within Technical Specifications
`
`• make their IPR policy available for consideration
`
`• contribute to the common objective of the 3GPP and
`avoid duplication of work related to the 3GPP
`
`The participation rights of an Observer will be decided on
`a case by case basis.
`
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`

`Documentation for 3GPP
`
`The following 3 documents describe 3GPP:
`
`• The Partnership Project Agreement
`
`• The Partnership Project Description
`(this present document)
`
`• The Partnership Project Working Procedures
`
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`The Partnership Project Agreement (1)
`
`The Partnership Project Agreement is a concise
`legal document signed by participating Partners (or
`their sponsor).
`
`It contains the minimum legal text necessary for
`3GPP to function correctly.
`
`The Partnership Project Agreement refers to the
`Partnership Project Description and the Partnership
`Project Working Procedures.
`
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`The Partnership Project Agreement (2)
`
`The Partnership Project Agreement includes obligations
`on Organizational Partners to commit themselves to the
`3GPP scope:
`
`• to encourage their members to contribute to the common
`set of Technical Specifications and to avoid duplication
`of work
`
`• to convert / transpose / adopt all relevant Technical
`Specifications resulting from 3GPP into their own
`relevant deliverables through their normal processes
`
`• to identify as early as possible, any national / regional
`regulatory requirements that may lead to options within
`the Technical Specifications
`
`• to make their IPR Policy available for consideration
`
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`The Partnership Project Agreement (3)
`
`The Partnership Project Agreement includes obligations
`on Market Representation Partners to identify market and
`service requirement of 3GPP and to contribute to:
`
`• the promotion of 3GPP
`
`• the definition of 3GPP System and Service scenarios
`
`The Market Representation Partners should also
`encourage their members to contribute to the common
`objectives of 3GPP and to avoid duplication of work.
`
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`Ownership of the Partnership Project results
`
`The Organizational Partners of 3GPP will have joint
`ownership (including copyright) of the Technical
`Specifications.
`
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`

`

`International
`Recommendations
`
`Contributions to ITU
`
`ITU
`
`IMT 2000
`Contributions
`via existing
`processes
`
`3GPP
`
`Project Co-ordination Group
`
`PARTNERS
`
`Organizational
`Partners
`
`Market
`Representation
`Partners
`
`Technical Specification Groups
`
`INDIVIDUAL
`MEMBERS
`
`Technical
`Contributions
`
`Support Functions
`
`Technical
`Specifications
`
`Organizational Partners’ Standardization Process
`
`Organizational Partners’ deliverables
`
`24
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`Submission of 3GPP results to ITU
`
`3GPP will not contribute directly to the ITU.
`
`Formal contributions to ITU Study Groups are made
`by ITU members following existing national/regional
`processes.
`
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`

`International
`Recommendations
`
`Regulators / Governments
`
`ITU
`
`IMT 2000
`Contributions
`via existing
`processes
`
`3GPP
`
`Project Co-ordination Group
`
`Regulators/
`Governments
`
`Mandates
`
`PARTNERS
`
`Organizational
`Partners
`
`Market
`Representation
`Partners
`
`Technical Specification Groups
`
`INDIVIDUAL
`MEMBERS
`
`Technical
`Contributions
`
`Support Functions
`
`Technical
`Specifications
`
`Organizational Partners’ Standardization Process
`
`Organizational Partners’ deliverables
`
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`National / regional regulatory requirements
`
`Variations imposed by national / regional
`regulatory requirements will be included in the
`Technical Specifications as defined by the
`Technical Specification Groups.
`
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`Resource requirements for establishing 3GPP
`
`ETSI will absorb the initial cost of establishing the
`3GPP, if required.
`
`Thereafter, the costs will be shared by the
`Organizational Partners. There will be no direct
`3GPP membership fee for Individual Members.
`
`Partners and Individual Members may provide
`support functions to the extent that they are able
`(eg hosting of meetings and provision of
`Secretariat support).
`
`The longer term financial requirements are for
`further study.
`
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`

`

`International
`Recommendations
`
`Overview showing external interfaces
`
`ITU
`
`IMT 2000
`Contributions
`via existing
`processes
`
`3GPP
`
`Project Co-ordination Group
`
`Regulators/
`Governments
`
`Mandates
`
`PARTNERS
`
`Organizational
`Partners
`
`Market
`Representation
`Partners
`
`Technical Specification Groups
`
`INDIVIDUAL
`MEMBERS
`
`Technical
`Contributions
`
`Support Functions
`
`Technical
`Specifications
`
`Organizational Partners’ Standardization Process
`
`Organizational Partners’ deliverables
`
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`

`

`Internal structure of 3GPP (1)
`
`3GPP consists of a Project Co-ordination Group
`(PCG) and Technical Specification Groups
`(TSGs).
`
`To assist in the co-ordination of the technical
`activities, the TSGs are encouraged to meet at
`the same time and place, as and when
`appropriate (e.g. twice per year).
`
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`Internal structure of 3GPP (2)
`
`3GPP
`
`Project Co-ordination Group
`
`TSG
`
`Radio
`Access
`Network
`
`TSG
`
`Core
`Network
`
`TSG
`
`Terminals
`
`TSG
`Service and
`System
`Aspects
`
`Technical Specifications
`
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`Work areas to be covered by the Radio Access Network TSG
`
`• Radio Layer 1 specification
`
`• Radio Layer 2 specification
`
`• Radio Layer 3 RR specification
`
`•
`
`•
`
`•
`
`lub specification
`
`Iur Interface
`
`Iu Interface
`
`• UTRAN O&M requirements
`
`• Base station radio performance specification
`
`• Conformance test specification for testing of radio aspects of
`base stations
`
`• Specifications for radio performance aspects from the system
`point of view
`
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`

`Work areas to be covered by the Core Network TSG
`
`• Mobility management, call connection control signalling between
`the user equipment and the core network
`
`• Core network signalling between the core network nodes. the
`signalling supports functionality such as user location information,
`subscription information and control of network services
`
`• Definition of interworking functions between the core network and
`external networks
`
`• Packet related questions such as mapping of QoS ( e.g.
`transparency for IP domain applications, general for bearer types,
`special for optimized applications such as Voice over IP)
`
`• Core network aspects of the lu interface
`
`• Core network O&M requiremnents
`
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`

`Work areas to be covered by the Terminal TSG
`
`• Service capability protocols
`
`• Messaging
`
`• Services end-to-end interworking
`
`• USIM to Mobile Terminal interface
`
`• Model/framework for terminal interfaces and services
`(application) execution
`
`• Conformance test specifications of terminals,
`including radio aspects
`
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`

`Work areas to be covered by the Service and System
`Aspects TSG
`
`• Service capabilities
`- Definition of services and feature requirements
`- Development of service capabilities and a service architecture for
`cellular, fixed (and cordless) applications
`
`• Stage one and two descriptions for:
`- Charging and accounting
`- Network Management
`- Security Aspects
`
`• Architecture
`- Definition, evolution, and maintenance of overall architecture, including
`assignment of functions to particular sub-systems and identification of
`key information flows
`- In co-operation with other TSGs, define required services, service
`capabilities and bearer capabilities offered by the different sub-systems
`
`• Codec aspects
`- Principles for definition of end-to-end transmission
`- Definition, evolution and maintenance of relevant specifications
`
`• Project co-ordination
`- High level co-ordination of the work performed in other TSGs and
`monitoring of progress
`
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`

`Primary responsibilities of PCG and TSGs (1)
`
`The primary responsibilities of PCG, TSGs and
`Organizational Partners are given in the following
`tables:
`
`Function
`
`1
`
`2
`
`3
`
`4
`
`5
`
`Approval of new Partners for
`3GPP
`
`Approval of Organizational
`Partner funding requirements
`and contributions
`
`Allocation of human and
`financial resources provided
`by Partners to PCG
`
`Allocation of resources to
`TSGs
`
`Allocation of resources within
`TSGs
`
`PCG
`
`TSGs
`
`Org
`Partners
`collectively
`X
`
`X
`
`X
`
`X
`
`X
`
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`

`

`Primary responsibilities of PCG and TSGs (2)
`
`Function
`
`Allocation of voluntary
`human and financial
`resources by Market
`Representation Partners
`and Individual Members
`
`Handling of appeals from
`Individual Members on
`procedural matters
`
`Handling of appeals from
`Individual Members on
`technical matters
`
`Determine overall time
`frame and manage overall
`work progress
`
`6
`
`7
`
`8
`
`9
`
`Org
`Partners
`collectively
`
`PCG
`
`TSGs
`
`X
`
`X
`
`2nd
`step
`
`1st
`step
`
`2nd
`step
`
`X
`
`1st
`step
`
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`

`

`Primary responsibilities of PCG and TSGs (3)
`
`Function
`
`Org
`Partner
`collectively
`
`PCG
`
`TSGs
`
`10
`
`11
`
`12
`
`13
`
`Detailed time frame and
`manage detailed work
`progress
`Approval of Technical
`Specifications
`
`Proposal and approval of
`work items within the agreed
`scope and terms of reference
`
`Final adoption of work items
`within the agreed scope and
`terms of reference
`
`14
`
`Management of work items
`
`X
`
`X
`
`X
`
`X
`
`X
`
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`

`

`Primary responsibilities of PCG and TSGs (4)
`
`Function
`
`Org
`Partners
`collectively
`
`PCG
`
`TSGs
`
`15
`
`16
`
`17
`
`18
`
`19
`
`Technical Co-ordination
`(System Aspects TSG will
`play a role here)
`
`Appointment of Org Partners
`meeting Chairman (provided
`by host on a rotational basis)
`
`Appointment of PCG
`Chairman (for one year term)
`
`Election of TSG Chairman
`and Vice Chairmen
`
`Creation of TSGs and
`approval of their terms of
`reference
`
`X
`
`X
`
`X
`
`X
`
`X
`
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`

`

`Primary responsibilities of PCG and TSGs (5)
`
`Function
`
`O rg
`P artners
`collectively
`
`PC G
`
`TSG s
`
`20
`
`21
`
`22
`
`23
`
`24
`
`C reation of TSG w orking
`groups and approval of their
`term s of reference
`
`Election of TSG W orking
`G roup C hairm en and Vice
`C hairm en
`
`C onfirm ation of individual
`m em ber participation rights
`
`Approval of 3G P P scope and
`term s of reference
`
`M aintain Partnership Project
`Agreem ent, Project
`D escription and W orking
`Procedures (consensus
`agreem ent by all Partners)
`
`X
`
`X
`
`X
`
`X
`
`X
`
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`

`

`Participation rights in PCG and TSGs
`
`The following have a right to participate in the PCG:
`
`• Representatives of participating Organizational Partners
`
`• Representatives of participating Market Representation Partners
`
`• Chairman and Vice Chairmen of the TSGs, as ex-officio members
`
`The following have a right to participate in the TSGs :
`
`• Representatives of members of participating Organizational
`Partners (i.e. Individual Members)
`
`• Representatives of participating Organizational and Market
`Representation Partners
`
`41
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`

`

`Principles for decision making within 3GPP
`
`Decision making within PCGs
`
`• By consensus amongst the Organizational Partners
`
`• By vote amongst the Organizational Partners in
`unavoidable cases
`
`Decision making within TSGs
`
`• By consensus amongst the Individual Members
`
`• By vote amongst the Individual Members in unavoidable
`cases
`
`The Organizational Partners will conduct a fairness
`review of the decision making process six months after
`3GPP start-up, taking into account all concerns raised
`
`(Note: voting will not be permitted on National/Regional
`regulatory requirements)
`
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`

`

`Principles for voting within TSGs
`
`The following principles will be applied for voting within the TSGs
`
`• One “Individual company Member”, one vote
`
`• Organizational Partners to interpret “ Individual company
`Member” according to its own rules of membership
`
`• The PCG will maintain a register of eligible voters for the TSGs
`
`• Each Individual Member may carry the proxy for up to five other
`Individual Members
`
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`

`

`Working language for 3GPP
`
`The working language for 3GPP shall be English
`
`• Meetings of the PCG and TSGs shall be
`conducted in English
`
`• 3GPP Technical Specifications shall be
`prepared in English
`
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`IPR2021-00908 Honeywell Exh. 1026 - Page 44 of 47
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`

`

`Relationship with other groups
`
`3GPP will establish and maintain good relationships
`with groups working on standards for other
`IMT-2000 family members.
`
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`IPR2021-00908 Honeywell Exh. 1026 - Page 45 of 47
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`

`

`Intellectual Property Rights (IPR) Principles (1)
`
`The Individual Members of 3GPP are bound by the IPR
`Policies of their respective Organizational Partner.
`
`Individual Members are encouraged to declare at the
`earliest opportunity, any IPRs which they may have
`and believe to be essential, or potentially essential, to
`any work ongoing within 3GPP.
`
`After comparing their respective IPR policies, ARIB,
`ETSI, T1, TTA and TTC have agreed that their IPR
`policies share common principles are quite similar
`and have agreed on the following additional principles
`to maximize the success of 3GPP.
`
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`
`

`

`Intellectual Property Rights (IPR) Principles (2)
`
`(i) To encourage their respective members’ declaration of
`willingness to grant licences on fair, reasonable terms and
`conditions on a non-discriminatory basis, and consistent with
`the respective Organizational Partners’ IPR policies.
`
`(ii) To encourage their respective members who may have IPR
`which they believe to be essential, or potentially essential, and
`are unwilling to license such IPR, that early indication of such
`unwillingness be provided to their respective Organizational
`Partners.
`
`(iii) To understand that essential IPRs mean essential IPRs
`relative to any or all parts of the content of the 3GPP technical
`specifications.
`
`(iv) A mechanism for exchanging information associated with the
`patent statement among the Organizational Partners will be
`introduced so that such information may be used when
`adopting relevant standards in each Partner Organization.
`
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`
`