UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 2231371450
`www.uspto.gov
`
`14/825,825
`
`08/13/2015
`
`Jin Ho LEE
`
`498195-9027—US02
`
`1431
`
`MICHAEL BEST & FRIEDRICH LLP (DEN)
`100 E WISCONSIN AVENUE
`Suite 3300
`
`MILWAUKEE, WI 53202
`
`HABIB~ IRFAN
`
`2485
`
`PAPER NUMBER
`
`NOTIFICATION DATE
`
`DELIVERY MODE
`
`10/10/2019
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above—indicated "Notification Date" to the
`
`following e—mail address(es):
`laehristiansen@ miehaelbest.eom
`
`mkeipdoeket @ miehaelbest.eom
`smalter @ miehaelbest. com
`
`PTOL-90A (Rev. 04/07)
`
`|PR2021-00827
`
`Unified EX1002 Page 1
`
`IPR2021-00827
`Unified EX1002 Page 1
`
`

`

`
`
`Commissioner for Patents
`United States Patent and Trademark Office
`PO. Box 1450
`Alexandria, VA 22313-1450
`www,uspfo.gov
`
`In re Patent No. 9,781,448
`
`Issue Date: October 3, 2017
`
`Application No. 14/825,825
`
`Filed: August 13, 2015
`
`Attorney Docket No. 49815 —9027-USO2
`For: METHOD AND APPARATUS FOR
`
`PERFORMING INTRA-PREDICTION
`
`USING ADAPTIVE FILTER
`
`:
`
`:
`
`'
`
`DECISION ON PETITION
`
`This is a Notice regarding the request for acceptance of a fee deficiency submission under 37
`CFR 1.28(c) filed March 28, 2019.
`
`There is no indication that the request is signed by a registered patent attorney or patent agent of
`record. However, in accordance with 37 CFR 1.34, the signature of Elliott Choi appearing on the
`correspondence shall constitute a representation to the United States Patent and Trademark
`Office that he or she is authorized to represent the particular party in Whose behalf he or she acts.
`
`The Office no longer investigates or rejects original or reissue applications under 37 CFR 1.56.
`
`1098 Off. Gaz. Pat. Office 502 (January 3, 1989). Therefore, nothing in this Notice is intended
`
`to imply that an investigation was done.
`
`The fee deficiency submission under 37 CFR 1.28(c) is ACCEPTED. Accordingly, status as a
`
`small entity has been removed and any future fee(s) submitted must be paid at the undiscounted
`rate.
`
`Telephone inquiries related to this communication should be directed to undersigned at (571)
`272- 1642.
`
`/APRIL M WISE/
`
`Paralegal Specialist, Office of Petitions
`
`|PR2021-00827
`
`Unified EX1002 Page 2
`
`IPR2021-00827
`Unified EX1002 Page 2
`
`

`

`
`
`fireéieé ifiieiee Eteieei em $§es§emee§i fiffiee
`
`(firm of the Cffiqffimrtyim’ (win?
`
`Deeument SedeWFEE
`
`tiger :Céi?345
`
`Safe Aeoeunting {Seated {We 2:211 23
`
`Sale Item Reference Number
`
`14825825
`
`Effective Date
`
`03/28/2019
`
`Document Number
`I201904E47446324
`
`Fee Code
`1461
`
`Amount Paid
`Fee Code Description
`128(0) SUBMISSIONS - APPLIC $1,660.00
`FILE FEE
`
`Payment Method
`Deposit Account
`
`IPR2021-00827
`
`Unified EX1002 Page 3
`
`IPR2021-00827
`Unified EX1002 Page 3
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`UNITED STATES DEPARTIVEENT OF COlVllVIERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`PO. Box 1450
`Alexandria1 Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NUMBER
`
`FILING OR 371(C) DATE
`
`FIRST NAMED APPLICANT
`
`ATTY.DOCKET NO./TITLE
`
`REQUEST ID
`
`14/825,825
`
`08/13/2015
`
`Electronics and
`Telecommunications
`Research Institute
`
`498195—9027—USO2
`
`92128
`
`Acknowledgement of Loss of Entitlement to Entity Status Discount
`
`The entity status change request below filed through Private PAIR on 07/22/2019 has been accepted.
`
`CERTIFICATIONS:
`
`Change of Entity Status:
`
`applicable.
`
`X Applicant changing to regular undiscounted fee status.
`NOTE: Checking this box will be taken to be notification of loss of entitlement to small or micro entity status, as
`
`This portion must be completed by the signatory or signatories making the entity status change in accordance
`with 37 CFR 1.4(d)(4).
`
`32879
`
`IrrerSeeeeM-
`I' egistration Number:
`
`|PR2021-00827
`
`Unified EX1002 Page 4
`
`IPR2021-00827
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`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address. COMMISSIONER FOR PATENTS
`PO Box 1450
`Alexandria, Virginia 22313-1450
`wwwusptogov
`
`
`
`
`F ING OR 371 (C) DATE
`
`
`
`'LIF
`
`>
`
`APPLICATION NUMBER
`
`FIRST NAMED APPLICANT
`
`ATTY. DOCKET NO./TITLE
`
`14/825,825
`
`08/13/2015
`
`Jin Ho LEE
`
`498195-9027-USO2
`CONFIRMATION NO. 1431
`
`154359
`
`MICHAEL BEST & FRIEDRICH LLP (DEN)
`100 E WISCONSIN AVENUE
`Suite 3300
`MILWAUKEE, WI 53202
`
`POA ACCEPTANCE LETTER
`
`lllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllllll
`000000 07580709
`
`Date Mailed: 04/23/2019
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 04/17/2019.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`Questions about the contents of this notice and the
`requirements it sets forth should be directed to the Office
`of Data Management, Application Assistance Unit, at
`(571) 272-4000 or (571) 272-4200 or 1-888-786-0101.
`
`/dtdinh/
`
`
`
`page 1 of 1
`
`|PR2021-00827
`
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`
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`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address. COMMISSIONER FOR PATENTS
`PO Box 1450
`Alexandria, Virginia 22313-1450
`wwwusptogov
`
`
`
`
`F ING OR 371 (C) DATE
`
`
`
`APPLICATION NUMBER
`
`FIRST NAMED APPLICANT
`
`ATTY. DOCKET NO./TITLE
`
`14/825,825
`
`08/ 13/2015
`
`Jin Ho LEE
`
`PA0929-2C
`CONFIRMATION NO. 1431
`
`96767
`William Park & Associates LTD.
`930 N. York Road, Suite 201
`Hinsdale, IL 60521
`
`POWER OF ATTORNEY NOTICE
`
`lllllllllllllllllIllllIIHLIIIIIlllIIlllIIlIlMllllllllllllllllllllUlllllllllllllllllllllll
`000000 07580689
`
`Date Mailed: 04/23/2019
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 04/17/2019.
`
`. The Power of Attorney to you in this application has been revoked by the applicant. Future correspondence
`will be mailed to the new address of record(37 CFR 1.33).
`
`Questions about the contents of this notice and the
`requirements it sets forth should be directed to the Office
`of Data Management, Application Assistance Unit, at
`(571) 272-4000 or (571) 272-4200 or 1-888-786-0101.
`
`/dtdinh/
`
`
`page 1 of 1
`
`lPR2021-00827
`
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`
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`
`

`

`Doc Code: PA..
`
`PTO/AlA/82A (07-13)
`Approved for use through 11/30/2014. OMB 0651-0051
`Document Descrlptlon: Power Of Attorney
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`TRANSMITTAL FOR POWER OF ATTORNEY TO ONE OR MORE
`
`REGISTERED PRACTITIONERS
`
`NOTE: This form is to be submitted with the Power of Attorney by Applicant form (PTO/AIA/82B) to identify the application to which the
`Power of Attorney is directed, in accordance with 37 CFR 1.5, unless the application number and filing date are identified in the Power of
`Attorney by Applicant form.
`If neither form PTO/AIA/82A nor form PTO/AIA82B identifies the application to which the Power of Attorney is
`directed, the Power of Attorney will not be recognized in the application.
`
`First Named Inventor
`
`“II“ HO LEE
`
`METHOD AND APPARATUS FOR PERFORMING INTRA-PREDICTION
`
`USING ADAPTIVE FILTER
`
`
`
`—24as
`
`498195-9027-USO2
`
`SIGNATURE of A- olicant or Patent Practitioner
`
`/michael p. santonocito/
`
`Michael P. Santonocito
`
`Registration
`Number
`
`Slime
`
`Name
`
`Title (if Applicant is a
`juristic entity)
`
`Applicant Name (if Applicant is a juristic entity)
`
`NOTE: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4(d) for signature requirements and certifications. If
`more than one applicant, use multiple forms.
`
`*Total of ]
`
`forms are submitted.
`
`This collection of information is required by 37 CFR 1.131, 1.32, and 1.33. The information is required to obtain or retain a benefit by
`the public which is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
`1.11 and 1.14. This collection is estimated to take 3 minutes to complete, including gathering, preparing, and submitting the completed
`application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require
`to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and
`Trademark Office, US. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`lPR2021-00827
`
`Unified EX1002 Page 7
`
`
`
`IPR2021-00827
`Unified EX1002 Page 7
`
`

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`|PR2021-00827
`
`Uni ied EX1002 Page 8
`
`IPR2021-00827
`Unified EX1002 Page 8
`
`
`
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`
`
`
`
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`
`
`
`
`
`
`
`

`

`Title of Invention:
`
`METHOD AND APPARATUS FOR PERFORMING INTRA—PREDICTION USING
`ADAPTIVE FILTER
`
`Electronic Acknowledgement Receipt
`
`“—
`
`——
`
`
`
`——
`
`Payment information:
`
`Submitted with Payment
`
`no
`
`File Listing:
`
`Document
`Number
`
`Document Descri
`
`tion
`
`p
`
`File Size(Bytes)/
`Message Digest
`907293
`
`Pages
`Multi
`Part /.zip (if appl.)
`
`1 Bel c
`
`Power of Attorney
`
`25663119_1.PDF
`
`e3d2698334f461bedc322e2003068516703
`
`Unified EX1002 Page 9
`
`IPR2021-00827
`Unified EX1002 Page 9
`
`

`

`Total Files Size (in bytes)
`
`907293
`
`the application.
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`
`|PR2021-00827
`
`Unified EX1002 Page 10
`
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`
`

`

`U.S. Serial No.: 14/825,825
`
`PATENT
`DOCKET: PA0929-2C
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Applicant(s )/Assignee(s)):Electronics and Telecommunications Research Institute
`
`ADAPTIVE FILTER
`
`lnventor(s J):in Ho LEE et al.
`
`Group Art Unit. 2485
`
`US. Serial No.: 14/825,825
`
`Examiner: lrfan HABIB
`
`Filing Date: August 13, 2015
`
`US. Patent No. 9,781,448
`
`Title: METHOD AND APPARATUS FOR PERFORMING INTRA-PREDICTION USING
`
`LOSS OF ENTITLEMENT TO SMALL ENTITY STATUS AND
`
`PAYMENT OF THE TOTAL DEFICIENT PAYMENT OWED
`
`UNDER 37 CFR 1.28 AND MPEP 509.03(X)
`
`Mail Stop Petition
`The Commissioner for Patents
`
`PO. Box 1450
`
`Alexandria VA 22313-1450
`
`Dear Sir:
`
`In the present application, the status as a small entity was established in good faith,
`
`and fees as a small entity were paid in good faith. However, it has been recently
`
`discovered that status as a small entity was established in error when the present
`
`application was filed with the USPTO. It is respectfully submitted that the assignee of the
`
`present application is a large entity, and, as such, all fees should have been paid without
`
`discount. Accordingly, the applicant owes a total deficiency payment of $1,660 for all of the
`
`fees that have been paid in this application.
`
`The applicant hereby respectfully requests the entity status of this application to be
`
`updated to “undiscounted” by presenting the table below, which itemizes the deficiency
`
`payment in accordance with 37 CFR 1.28(c)(2)(ii) by:
`
`Page 1 of 3
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`

`

`U.S. Serial No.: 14/825,825
`
`PATENT
`DOCKET: PA0929-2C
`
`(A) Each particular type of fee that was erroneously paid as a small entity, (e.g.,
`
`basic statutory filing fee, two-month extension of time fee) along with the current fee
`
`amount for a non-small entity;
`
`(B) The small entity fee actually paid, and when;
`
`(C) The deficiency owed amount (for each fee erroneously paid); and
`
`(D) The total deficiency payment owed, which is the sum or total of the individual
`
`deficiency owed amounts.
`
`
`
`Fee Type
`
`Basicfilinofee-Utilit
`Utilit Examination Fee
`Utilit Search Fee
`
`SubmnssnonofanInformationDisclosure
`Statement
`Utilit
`issue fee
`
`5
`
`Current Non-
`Small-Entity Fee
`
`.
`.
`Small-Entity Fee Actually Paid
`Date Paid
`
`1011
`1311
`1111
`
`1806
`
`1501
`
`$
`$
`$
`
`$
`$
`
`4011
`2311
`2111
`
`2806
`
`2501
`
`300
`760
`660
`
`240
`
`1,00
`2,96
`
`$
`$
`
`360
`300
`
`90
`
`8/13/2015
`8/13/2015
`8/13/2015
`
`8/11/2017
`
`8/29/2017
`
`Deficiency
`Amount
`
`$
`35
`
`230
`400
`
`520
`1,660
`
`The USPTO is authorized to charge to Deposit Account No. 50-6178 all deficient
`
`payment owed due to erroneous past payments as small entity (and all other fees owed to
`
`the USPTO, if there are any) in the present application.
`
`Further, the applicant duly acknowledges that the payment of deficiency (in
`
`connection with submission of this paper) operates as notification of a loss of entitlement
`
`to small entity status pursuant to 37 CFR 1.28(d).
`
`The USPTO is encouraged to contact the undersigned by telephone to discuss any
`
`issues remaining.
`
`Respectfully submitted,
`
`Dated: March 28, 2019
`
`Electronic signature: /Elliott Cho/
`Elliott Cho, Reg. No. 74,928
`
`Page 2 of 3
`
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`

`

`U.S. Serial No.: 14/825,825
`
`PATENT
`DOCKET: PA0929-2C
`
`William Park & Associates Ltd.
`
`930 N. York Road, Suite 201
`Hinsdale IL 60521
`
`630-908-7652
`
`Page 3 of 3
`
`|PR2021-00827
`
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`
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`
`

`

`Electronic Acknowledgement Receipt
`
`“—
`
`——
`
`Title of Invention:
`
`METHOD AND APPARATUS FOR PERFORMING INTRA—PREDICTION USING
`ADAPTIVE FILTER
`
`
`
`——
`
`Payment information:
`
`Submitted with Payment
`
`no
`
`File Listing:
`
`Document
`Number
`
`Document Descri
`
`tion
`
`p
`
`File Size(Bytes)/
`Message Digest
`1 06964
`
`Pages
`Multi
`Part /.zip (if appl.)
`
`557e
`
`Petition for review by the Office of
`Petitions
`
`PAO929—2C_Change_of_Entity
`Status.pdf
`
`991faZa16531fb7798cd17c27f2603a93708
`
`IPR2021-00827
`Unified EX1002 Page 14
`
`

`

`Total Files Size (in bytes)
`
`106964
`
`the application.
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`
`|PR2021-00827
`
`Unified EX1002 Page 15
`
`IPR2021-00827
`Unified EX1002 Page 15
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMIVHSSIONER FOR PATENTS
`PO. Box 1450
`Alexandria1 Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`14/825,825
`
`ISSUE DATE
`
`10/03/2017
`
`96767
`
`7590
`
`09/13/2017
`
`William Park & Associates LTD.
`930 N. York Road, Suite 201
`Hinsdale, IL 60521
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`9781448
`
`PA0929—2C
`
`1431
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 136 day(s). Any patent to issue from the above—identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above—identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
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`APPLICANT(S) (Please see PAIR WEB site http://pair.uspto. gov for additional applicants):
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`Jin Ho LEE, Daejeon-si, KOREA, REPUBLIC OF;
`Electronics and Telecommunications Research Institute, Daejeon, KOREA, REPUBLIC OF;
`Hui Yong KIM, Daejeon-si, KOREA, REPUBLIC OF;
`Se Yoon JEONG, Daejeon-si, KOREA, REPUBLIC OF;
`Suk Hee CHO, Daejeon-si, KOREA, REPUBLIC OF;
`Ha Hyun LEE, Seoul, KOREA, REPUBLIC OF;
`Jong Ho KIM, Daejeon-si, KOREA, REPUBLIC OF;
`Sung Chang LIM, Daejeon-si, KOREA, REPUBLIC OF;
`Iin Soo CHOI, Daejeon-si, KOREA, REPUBLIC OF;
`Iin Woong KIM, Daejeon-si, KOREA, REPUBLIC OF;
`Chie Teuk AHN, Daejeon-si, KOREA, REPUBLIC OF;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
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`Electronic Patent Application Fee Transmittal
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`METHOD AND APPARATUS FOR PERFORMING INTRA—PREDICTION USING
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