Case 1:20-cv-00656-MN Document 3 Filed 05/15/20 Page 1 of 2 Page!D #: 273
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`District of Delaware
`filed in the U.S. District Court
`on the following
`D Trademarks or
`( D the patent action involves 35 U.S.C. § 292.):
`
`~Patents.
`
`DOCKET NO.
`
`PLAINTIFF
`
`DATE FILED
`5/15/2020
`
`U.S. DISTRICT COURT
`
`District of Delaware
`
`DEFENDANT
`
`VERIFONE, INC.
`
`HOLDER OF PATENT OR TRADEMARK
`
`SISVEL INTERNATIONALS.A., 3G LICENSING S.A.,
`and SISVEL S.p.A.
`
`PATENTOR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`1 see attached
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`PATENTOR
`TRADEMARK NO.
`
`INCLUDED BY
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`D Cross Bill
`
`D Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`I (BY) DEPUTY CLERK
`
`Copy I-Upon initiation of action, mail this copy to Director Copy 3-Upon termination of action, mail this copy to Director
`Copy 2-Upon filing document adding patent(s), mail this copy to Director Copy 4-Case file copy
`
`Petitioner's Exhibit 1002
`Page 1 of 154
`
`

`

`Case 1:20-cv-00656-MN Document 3 Filed 05/15/20 Page 2 of 2 Page!D #: 274
`
`AO 120 - Attachment Page
`
`July 12, 2011
`
`Sisvel International S.A.
`
`May 29, 2012
`
`3G Licensing S.A.
`
`December 3, 2013
`
`3G Licensing S.A.
`
`May 8, 2007
`
`3G Licensing S.A.
`
`January 15, 2008
`
`3G Licensing S.A.
`
`June 23, 2009
`
`3G Licensing S.A.
`
`August 25, 2009
`
`3G Licensing S.A.
`
`January 11, 2011
`
`Sisvel S.p.A.
`
`March 3, 2015
`
`Sisvel S.p.A.
`
`us 7,979,070
`us 8,189,611
`us 8,600,383
`us 7,215,653
`us 7,319,718
`us 7,551,625
`us 7,580,388
`us 7,869,396
`us 8,971,279
`
`Petitioner's Exhibit 1002
`Page 2 of 154
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Ul\TfED STATES DEPA RTME'IT OF COMMERCE
`United States Patent and Trademark Office
`Adiliess. COMMISSIO'JER FOR PATENTS
`PO Box 1450
`Alexandria, Virgmia 22313-1450
`\VVi\V.USpto.gov
`
`APPLICATION NUMBER
`12/232,724
`
`FILING OR 3 71 (C) DATE
`09/23/2008
`
`826
`ALSTON & BIRD LLP
`BANK OF AMERICA PLAZA
`101 SOUTH TRYON STREET, SUITE 4000
`CHARLOTTE, NC 28280-4000
`
`FIRST NAMED APPLICANT
`Tuija Hurtta
`
`ATTY. DOCKET NO./TITLE
`059526/373880
`CONFIRMATION NO.1992
`POA ACCEPTANCE LETTER
`
`1111111111111111111111 ll]~!l]!~l!~l!~HUUI,] 111111111111111 IIII 1111
`
`Date Mailed: 08/08/2012
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 07/19/2012.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`/sharris/
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`Petitioner's Exhibit 1002
`Page 3 of 154
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Ul\TfED STATES DEPA RTME'IT OF COMMERCE
`United States Patent and Trademark Office
`Adiliess. COMMISSIO'JER FOR PATENTS
`PO Box 1450
`Alexandria, Virgmia 22313-1450
`\VVi\V.USpto.gov
`
`APPLICATION NUMBER
`12/232,724
`
`FILING OR 3 71 (C) DATE
`09/23/2008
`
`10949
`Nokia Corporation and Alston & Bird LLP
`c/o Alston & Bird LLP
`Bank of America Plaza, 101 South Tryon Street
`Suite 4000
`Charlotte, NC 28280-4000
`
`FIRST NAMED APPLICANT
`Tuija Hurtta
`
`ATTY. DOCKET NO./TITLE
`059526/373880
`CONFIRMATION NO.1992
`POWER OF ATTORNEY NOTICE
`
`1111111111111111111111 ll]~!l]!~l!~l!~HH!iH] 111111111111111 IIII IIII
`
`Date Mailed: 08/08/2012
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 07/19/2012.
`
`• The Power of Attorney to you in this application has been revoked by the assignee who has intervened as
`provided by 37 CFR 3.71. Future correspondence will be mailed to the new address of record(37 CFR 1.33).
`
`/sharris/
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`Petitioner's Exhibit 1002
`Page 4 of 154
`
`

`

`__ .. ::Y·T~·;;_~S~CUTE APPLICATIONS BEFORE THIE USPTO
`·1·······-P-O-,-~-,f:R-: _O_F_'_A_TI_."_O_RJ_NE
`- - - - - - - - - -~ - - - - - - - ~------~----------~-----·]
`
`i
`
`Practitioner( s) named i:)elow (if more than ten patent practitioners are to be nam.ed, Ulen a
`customer nmnber must be used):
`
`!O
`I
`I as attomey(s} or agent{s)to:represent the undersigned befi..--.re the United States Patent and Trademark
`(,· Office (USrf?) and ~ authoriz.ed to act on b~half of the i-~ssi. gnee in yoonnectio~. with any and ail
`patent applicattons assigned oruy to the unders1gn.ed according to t.he LSPTO ass1.gnme:nt records or
`[ .assiga.,ment documents attached to this form in accordance ,vith 37 CFR 3, 73(b ).
`
`.....,._..,,._,..~..........
`
`I
`'
`:
`
`As...-,;tlgn.ee Naine and Address:
`
`SISVEL INTEK¾fATIONAL S.A.
`44, rue d.e fa Valiee
`L-2661 Lu..'(emborn:g
`Gri:'!..nd Duchy of Lu..xembomg
`
`A c.opy of this form, together with a statement under 37 CFR 3.73{b) (Form PTOlS:B/96 or
`, equivalent) is required to be filed. in ea,eh applicadmi in whkh this form is 11~. The statement
`un.der 37 CFR :t73(h} nmy be ~.rn.pleted by on~ of the practition.!':rs appointed in. thfa form if
`the appointed prnctitlone:r is amhorized to acl on behalf of the a.ssignet; :and must identify tbe(cid:173)
`:applicatioll in whkh tbis Power of Attorney is to be .fikd6
`
`SIG NA TIJRE Qf Assignee of Record
`The individual whose signature and title is suppHed below is authorized to act on behalf of the
`assig.nee
`
`j Name Gius.ti.no de Sanctis
`V)~\.-✓\~~~---
`\ signature
`!---[---------+! ~
`L!~_tl_e_c_._£_o __ ~----',J---~-' - · - -~ - - - - -----'---'T~e._le_p_ho_._n_e___________ J
`
`•1 Date
`..
`
`i~
`
`Petitioner's Exhibit 1002
`Page 5 of 154
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`13293087
`
`12232724
`
`International Application Number:
`
`Confirmation Number:
`
`1992
`
`Title of Invention:
`
`MOBILE EQUIPMENT FOR SENDING AN ATTACH REQUEST TO A NETWORK
`
`First Named Inventor/Applicant Name:
`
`Tuija Hurtta
`
`Customer Number:
`
`10949
`
`Filer:
`
`Robert Flynt Strean/Patricia Lombardi
`
`Filer Authorized By:
`
`Robert Flynt Strean
`
`Attorney Docket Number:
`
`059526/373880
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`19-JUL-2012
`
`23-SEP-2008
`
`15:20:54
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`I no
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size(Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`1
`
`Assignee showing of ownership per 37
`CFR 3.73(b).
`
`373880_3_73b.pdf
`
`no
`
`2
`
`52786
`
`441 eae4abb9208ccc1 a32fa62cb31 bcl 755!
`5c18
`
`Warnings:
`
`Information:
`
`Petitioner's Exhibit 1002
`Page 6 of 154
`
`

`

`2
`
`Power of Attorney
`
`AlstonBird_POA.pdf
`
`no
`
`1
`
`327961
`
`5a9f24d7af26b944c349c765d 1301 abbb23
`18ac2
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`380747
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New A~~lications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International A~~lication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International A~~lication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Petitioner's Exhibit 1002
`Page 7 of 154
`
`

`

`Attorney's Docket No. 059526/373880
`
`PATENT
`
`IN THE UNITED ST ATES PA TENT AND TRADEMARK OFFICE
`
`In re:
`Appl No.:
`Filed:
`For:
`
`Tuija Hurtta
`Confirmation No.: 1992
`12/232,724
`Group Art Unit:
`2617
`September 23, 2008
`MOBILE EQUIPMENT FOR SENDING AN ATTACH REQUEST TO A
`NETWORK
`
`STATEMENT UNDER 37 CFR 3.73(b)
`
`SISVEL INTERNATIONAL S.A. is:
`
`1. ~ the assignee of the entire right, title and interest; or
`2. 0 an assignee of less than the entire right, title and interest
`(The extent (by percentage) of its ownership interest is __ %)
`
`in the patent application/patent identified above by virtue of either:
`A. 0 An assignment from the inventor(s) of the patent application/patent identified above.
`The assignment was recorded in the Patent and Trademark Office at Reel
`, Frame
`or a true copy of the original assignment is attached.
`
`OR
`
`B. ~ A chain of title from the inventor(s) of the patent application/patent identified above, to
`the current assignee as follows:
`
`1. From: INVENTOR
`To: NOKIA CORPORATION
`The document was recorded in Parent Application No. 10/381,937 in the Patent and
`Trademark Office at Reel 014550, Frame 0385.
`
`2. From: NOKIA CORPORATION
`To: NOKIA 2011 PATENT TRUST
`The document was recorded in the Patent and Trademark Office at
`Reel 027120, Frame 0608.
`
`3. From: NOKIA 2011 PATENT TRUST
`To: 2011 INTELLECTUAL PROPERTY ASSEST TRUST
`The document was recorded in the Patent and Trademark Office at
`Reel 027121, Frame 0353.
`
`4. From: 2011 INTELLECTUAL PROPERTY ASSET TRUST
`To: SISVEL INTERNATIONAL S.A.
`The document was recorded in the Patent and Trademark Office at
`Reel 028377, Frame 0643.
`
`Petitioner's Exhibit 1002
`Page 8 of 154
`
`

`

`In re: Tuija Hurtta
`Appl No.: 12/232, 724
`D Additional documents in the chain of title are listed on a supplemental sheet.
`
`As required by 37 CFR 3.73(b)(l)(i), the documentary evidence of the chain of title from the original owner to
`the assignee was, or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11
`
`The undersigned is empowered to sign this statement on behalf of the assignee.
`
`7/tl/12-
`
`Date
`
`Correspondence Address is Customer No. 00826 (Alston & Bird LLP)
`
`LEGAL02/33484 I 98v I
`
`- 2 -
`
`Petitioner's Exhibit 1002
`Page 9 of 154
`
`

`

`UNITED STA TES p A TENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www .uspto.gov
`
`APPLICATION NO.
`
`12/232,724
`
`ISSUE DATE
`
`07/12/2011
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`7979070
`
`042933/373880
`
`1992
`
`06/22/2011
`7590
`10949
`Nokia Corporation and Alston & Bird LLP
`c/o Alston & Bird LLP
`Bank of America Plaza, 101 South Tryon Street
`Suite 4000
`Charlotte, NC 28280-4000
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 23 day(s). Any patent to issue from the above-identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
`
`Tuija Hurtta, Espoo, FINLAND;
`
`IR103 (Rev. 10/09)
`
`Petitioner's Exhibit 1002
`Page 10 of 154
`
`

`

`PART B - FEE(S) TRANSMITTAL
`Complete and send this form, together with applicable fee(s), to: Mail Mail Sto~ ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`(571)-273-2885
`
`or Fax
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks I through 5 should be completed where
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block I for any change of address)
`
`03/03/2011
`7590
`10949
`Nokia Corporation and Alston & Bird LLP
`c/o Alston & Bird LLP
`Bank of America Plaza, 101 South Tryon Street
`Suite 4000
`Charlotte, NC 28280-4000
`
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelor,e
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`w.,~w•->1
`
`(Signature)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`Tuija Hurtta
`09/23/2008
`12/232,724
`TITLE OF INVENTION: MOBILE EQUIPMENT FOR SENDING AN ATTACH REQUEST TO A NETWORK
`
`042933/373880
`
`1992
`
`{Date)
`
`APPLN. TYPE
`
`SMALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`nonprovisional
`
`NO
`
`$1510
`
`$300
`
`$0
`
`$1810
`
`DATE DUE
`
`06/03/2011
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`CUMMING, WILLIAM D
`
`2617
`
`455-435200
`
`I. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`0 Change of correspondence address ( or Change of Correspondence
`Address form PTO/SB/122) attached.
`0 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required.
`
`2. For printing on the patent front page, list
`(]) the names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) the name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listei:I, no name will be printed.
`
`Alston & Bird LLP
`
`2 ____________ _
`
`3 ____________ _
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`(A) NAME OF ASSIGNEE
`Espoo, Finland
`Nokia Corporation
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : 0 Individual ~ Corporation or other private group entity O Government
`
`4a. The following fee(s) are submitted:
`~ Issue Fee
`~ Publication Fee (No small entity discount permitted)
`0 Advance Order - # of Copies _ _ _ _ _ _ _ _ _
`
`4b. Payment ofFee(s): (Please first reapply any previously paid issue fee shown above)
`0 A check is enclosed.
`0 Payment by credit card. Form PTO-2038 is attached.
`~The Director is hereby authorized to charge !hi: ri;oo.i,ed fee(s), any deficiency, or credit any
`overpayment, to Deposit Account Number 1 o-uou::i
`(enclose an extra copy of this form).
`
`5. Change in Entity Status (from status indicated above)
`0 b. Applicant is no longer claiming SMALL ENTITY status. See 37 CFR l.27(g)(2).
`0 a. Applicant claims SMALL ENTITY status. See 37 CFR 1.27.
`NOTE: The Issue Fee and Publication Fee (if required) will not be accepted from anyone other than the applicant; a registered attorney or agent; or the assignee or other party in
`k Office.
`the records of the United States Patent and Trade
`interest as shown b
`
`Authorized Signature ----#c..____,~~.....,,;r:::...--L:__;"='-""'-t"'---------(cid:173)
`Typed or printed name Nathaniel T. Quirk
`
`Date June 2 2011
`
`Registration No. _6_0_,_6_7_6 _________ _
`
`This collection of information is required by 37 CFR 1.311. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process)
`an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated lo take 12 minutes to complete, including gathering, preparing, and
`submllling the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to complete
`this form and/or sugiiestions for reducing this burden, should be seat to the Chief Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O.
`Box 1450, Alexandna, Virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450,
`Alexandria, Virginia 22313-1450.
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid 0MB control number.
`
`PTOL-85 (Rev. 02/11) Approved for use through 08/31/2013.
`
`0MB 0651-0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Petitioner's Exhibit 1002
`Page 11 of 154
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`12232724
`
`23-Sep-2008
`
`Title of Invention:
`
`MOBILE EQUIPMENT FOR SENDING AN ATTACH REQUEST TO A NETWORK
`
`First Named Inventor/Applicant Name:
`
`Tuija Hurtta
`
`Filer:
`
`Robert Flynt Strean/LARIEKO WELCH
`
`Attorney Docket Number:
`
`042933/373880
`
`Filed as Large Entity
`
`Utility under 35 USC 111 (a) Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`Utility Appl issue fee
`
`Publ. Fee- early, voluntary, or normal
`
`1501
`
`1504
`
`1
`
`1
`
`1510
`
`300
`
`1510
`
`300
`
`Petitioner's Exhibit 1002
`Page 12 of 154
`
`

`

`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Total in USD ($)
`
`1810
`
`Petitioner's Exhibit 1002
`Page 13 of 154
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`10220166
`
`12232724
`
`International Application Number:
`
`Confirmation Number:
`
`1992
`
`Title of Invention:
`
`MOBILE EQUIPMENT FOR SENDING AN ATTACH REQUEST TO A NETWORK
`
`First Named Inventor/Applicant Name:
`
`Tuija Hurtta
`
`Customer Number:
`
`10949
`
`Filer:
`
`Robert Flynt Strean/LARIEKO WELCH
`
`Filer Authorized By:
`
`Robert Flynt Strean
`
`Attorney Docket Number:
`
`042933/373880
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`02-JUN-2011
`
`23-SEP-2008
`
`16:37:20
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`Payment was successfully received in RAM
`
`RAM confirmation Number
`
`Deposit Account
`
`Authorized User
`
`File Listing:
`Document I
`Number
`
`yes
`
`Deposit Account
`
`$1810
`
`3585
`
`160605
`
`Document Description
`
`File Name
`
`I
`
`File Size(Bytes)/ I Multi I Pages
`(if appl.)
`Message Digest
`Part /.zip
`
`I
`
`Petitioner's Exhibit 1002
`Page 14 of 154
`
`

`

`1
`
`Issue Fee Payment (PTO-85B)
`
`373880_IF.pdf
`
`no
`
`1
`
`109552
`
`Warnings:
`
`Information:
`
`904339b1 83193a039b1 b457d9f1 c75518bf
`230a8
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`2
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`Fee Worksheet (5B06)
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`fee-info.pdf
`
`no
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`Warnings:
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`Information:
`
`Total Files Size (in bytes)
`
`141694
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`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New A~~lications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International A~~lication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International A~~lication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Petitioner's Exhibit 1002
`Page 15 of 154
`
`

`

`Application Number
`
`Application/Control No.
`
`Applicant(s)/Patent under
`Reexamination
`
`12/232,724
`
`HURTTA, TUIJA
`
`Document Code - DISQ
`
`Internal Document- DO NOT MAIL
`
`TERMINAL
`DISCLAIMER
`
`~APPROVED
`
`□ DISAPPROVED
`
`Date Filed : 02/08/11
`
`Th is patent is subject
`to a Terminal
`Disclaimer
`
`Approved/Disapproved by:
`
`Angie Walker
`
`U.S. Patent and Trademark Office
`
`Petitioner's Exhibit 1002
`Page 16 of 154
`
`

`

`Receipt
`
`rl;:itp: 09/1!=;/2010
`
`Substitute for fonn 1449/PTO
`(Revised 07 /2007)
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`I
`I
`of
`
`I
`
`Sheet
`
`Application Number
`Filing Date
`First Named Inventor
`Art Unit
`
`12232724 - r,AlJ: 26
`17
`Complete if Known
`12/232,724
`September 23, 2008
`Hurtta
`2617
`
`W. D. Cumming
`Examiner Name
`Attorney Docket Number 042933/373880
`
`Document Number
`
`U. S. PATENT DOCUMENTS
`
`Examiner
`Initials*
`
`Cite
`No.
`
`Publication Date
`Number - Kind Code (if known) MM-DD-YYYY
`
`Name of Patentee or
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages of Relevant Figures
`Aooear
`
`1 US-7,035,621
`
`04-25-2006
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`US-2006/0268818 A I
`
`11-30-2006
`
`US-2007/0079207 Al
`
`04-05-2007
`
`US-2007/0106924 Al
`
`05-10-2007
`
`US-2007/0168827 Al
`
`07-19-2007
`
`US-2007/0204050 Al
`
`08-30-2007
`
`US-2007/0214269 Al
`
`US-2007 /0275728 A I
`
`09-13-2007
`2007
`11-29-W
`
`Hurtta
`
`Chen et al.
`
`Seidel et al.
`
`Seidel et al.
`
`Lohr et al.
`
`Liu et al.
`
`Davidsson
`
`Lohr et al.
`
`Change(s) a
`pplied
`
`to documen t
`/G.H/
`4/15/2011
`
`Examiner
`Initials
`
`Cite
`No.
`
`Examiner
`Initials*
`
`Cite
`No.
`
`9
`
`10
`
`FOREIGN PATENT DOCUMENTS
`Foreign Patent Document
`
`Country Code - Number Kind Code
`(if known)
`
`Publication Date Name of Patentee or
`MM-DD-YYYY Applicant of Cited
`Document
`
`Pages, Columns, Lines,
`Where Relevant
`Passages or Relevant
`Figures Appear
`
`English
`Language
`Translation
`Attached
`
`* Abstract only
`
`OTHER DOCUMENTS
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of
`the item (book, magazine,joumal, serial, symposium, catalog, etc.), date, page(s), volume-issue
`number(s), publisher, city and/or country where published.
`
`English Language
`Translation
`Attached
`
`3GPP--3GTS 23.060 V3.4.0 (2000-07), 3rd Generation Partnership Project;
`Technical Specification Group Services and System Aspects; General Packet
`Radio Service (GPRS}; Service description: Stag~_?1_(Release 1999)
`International Search Report for Application No. PCT/EP00/10111 mailed July
`6,2001
`
`Examiner
`12/05/2010
`Date
`/William Cumming/
`Signature
`Considered
`II
`*Examiner: Initial if reference considered, whether or not citation is in confonnance with MPEP 609. Draw line
`through citation ifnot in confonnance and not considered. Include copy of this fonn with next communication to
`applicant. LEGAL02/32 l 63433vl
`
`Submitted September 15, 2010
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /W.C
`
`Petitioner's Exhibit 1002
`
`
`Page 17 of 154
`
`

`

`R~eipt,date: 09/23/2008
`
`12232724 - GAU: 261 7
`
`PTO/SB/08a (08-08)
`Approved for use through 09/30/2008. 0MB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`. di o resoon
`I
`f. f
`II cf
`f
`I
`ta.
`rd 0MB
`d I
`t
`·1
`con ro num er.
`o a co e I0n o m orma I0n un ass I con ms a va 1
`b
`(hider the Paoerwork Reduction Act of 1995 no oersons are reauIre
`Complete if Known
`~
`
`Substitute for form 1449/PTO
`
`r
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`I nt I
`
`"" Choo! I
`
`First Named Inventor
`Art Unit
`
`Application Number
`
`Filing Date
`
`unknown
`concurrently herewith
`Tuija HURTTA
`unknown
`unknown
`Examiner Name
`Attorney Docket Number 060282.00361
`
`U. S. PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`Boltz etal.
`
`Matsumoto et al.
`
`06-27-2000
`08-07-2001
`03-16-2004
`Sen et al.
`01-22-200, + Jesse et al.
`04-25-2006
`Hurtta
`03-13-2007
`08-07-2007
`09-13-2007
`09-27-2007
`08-20-2002
`06-19-2001
`10-09-2001
`
`Cao et al.
`
`Meyer etal.
`Davidsson 2007021+269
`Herrero
`
`Kalliojarvi
`
`Dupray
`
`Dvorak et al.
`
`..
`
`Pages, Columns, Lines,
`W.here Relevant Passages
`Or Relevant Figures Appear
`
`r'
`
`✓
`✓
`
`Examiner
`Initials·
`
`Cite
`No.1
`
`Document Number
`
`1
`
`2
`
`Change(s
`
`to docum
`/G.H/
`4-/15/20 j l
`
`3
`aoolied 4
`5
`
`J
`
`6
`
`7
`
`8
`9
`10
`11
`
`12
`
`-
`
`Number-Kind Code211
`US- 6,081,731
`US- 6,272,332
`US- 6,708,034
`US- 2004/0014466
`US- 7,035,624
`us-7,190,684
`us- 7,254,765
`us- J,u;;i;i:,,Q;;a~ 4iQ
`US- 2007/0223409
`US- 6,438,723
`US- 6,249,252
`US- 6,300,904
`US-
`
`US-
`
`US-
`
`US-
`us-
`US-
`
`US-
`
`Examiner
`Initials•
`
`Cite
`No. 1
`
`Foreign Patent Document
`
`1
`
`2
`
`Examiner
`Signature
`
`FOREIGN PATENT DOCUMENTS
`Publication
`Name of Patentee or
`Date
`Applicant of Cited Document
`MM-DD-YYYY
`
`Counl!v Code3"Number'"Kind Code'Cit known)
`DE 197 42 681 A1
`EP 0 971 550 A2
`
`04-22-1999
`01-12-2000
`
`Hoffmann
`
`Kreppel
`
`Date
`Considered
`
`03/i 5/2010
`
`·EXAMIN R: Initial · re erence consIdere , whether or not citation Is m con ormance wit
`P
`609.
`raw line throug citation not in con ormance and not
`considered. Include copy of this form with next communication to applicant. 1 Applicant's unique citation designation number (optional). 2 See Kinds Codes of
`USPTO Patent Documents at www.uspto.gov or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). • For
`Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document. 'Kind of document by
`the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 6 Applicant is to place a check mark here if English language
`Translation is attached.
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by the
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments
`on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent
`and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, ca/11-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /W.CJ
`
`Petitioner's Exhibit 1002
`Page 18 of 154
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Ul\TfED STATES DEPA RTME'IT OF COMMERCE
`United States Patent and Trademark Office
`Adiliess. COMMISSIO'JER FOR PATENTS
`PO Box 1450
`Alexandria, Virgmia 22313-1450
`\VVi\V.USpto.gov
`
`APPLICATION NUMBER
`12/232,724
`
`PATENT NUMBER
`
`GROUP ART UNIT
`2617
`
`FILE WRAPPER LOCATION
`26L3
`
`1111111111111111111111 m~mmmmiui ~111~ 11111111111111111111111
`Correspondence Address/Fee Address Change
`
`The following fields have been set to Customer Number 10949 on 11/26/2010
`• Correspondence Address
`• Power of Attorney Address
`
`The address of record for Customer Number 10949 is:
`
`10949
`Nokia Corporation and Alston & Bird LLP
`c/o Alston & Bird LLP
`Bank of America Plaza, 101 South Tryon Street
`Suite 4000
`Charlotte, NC 28280-4000
`
`PART 1 - ATTORNEY/APPLICANT COPY
`page 1 of 1
`
`Petitioner's Exhibit 1002
`Page 19 of 154
`
`

`

`UNITED STA IBS p A IBNT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria., Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`10949
`7590
`03/03/2011
`Nokia Corporation and Alston & Bird LLP
`c/o Alston & Bird LLP
`Bank of America Plaza, 101 South Tryon Street
`Suite 4000
`Charlotte, NC 28280-4000
`
`EXAMINER
`
`CUMMING, WILLIAM D
`
`ART UNIT
`
`PAPER NUMBER
`
`2617
`
`DATE MAILED: 03/03/2011
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`12/232,724
`
`09/23/2008
`
`Tuija Hurtta
`
`042933/373880
`
`1992
`
`TITLE OF INVENTION: MOBILE EQUIPMENT FOR SENDING AN ATTACH REQUEST TO A NETWORK
`
`APPLN. TYPE
`
`SMALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`NO
`
`$1510
`
`$300
`
`$0
`
`$1810
`
`06/03/2011
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED. THIS
`STATUTORY PERIOD CANNOT BE EXTENDED. SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`IF AN ISSUE FEE HAS
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Revie