`Trials@uspto.gov
`571-272-7822
`
`
`Paper 26
`Date: January 6, 2022
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`VOLKSWAGEN GROUP OF AMERICA, INC.,
`Petitioner,
`
`v.
`
`STRATOSAUDIO, INC.,
`Patent Owner.
`____________
`
`IPR2021-00712 (Patent 8,903,307 B2)
`IPR2021-00716 (Patent 8,688,028 B2)
`IPR2021-00720 (Patent 9,355,405 B2)
` IPR2021-00721 (Patent 8,166,081 B2)1
`____________
`
`Before JUSTIN T. ARBES and HYUN J. JUNG, Administrative Patent
`Judges.
`
`ARBES, Administrative Patent Judge.
`
`ORDER
`Granting Petitioner’s Motions for Pro Hac Vice Admission
`of Mark Hannemann and Thomas Makin
`37 C.F.R. § 42.10(c)
`
`
`1 This Order addresses issues pertaining to all four cases. Therefore, we
`exercise our discretion to issue a single Order to be filed in each case. The
`parties are not authorized to use this style heading for any subsequent
`papers.
`
`
`
`
`
`IPR2021-00712 (Patent 8,903,307 B2)
`IPR2021-00716 (Patent 8,688,028 B2)
`IPR2021-00720 (Patent 9,355,405 B2)
`IPR2021-00721 (Patent 8,166,081 B2)
`
`In each of the instant proceedings, Petitioner filed motions requesting
`pro hac vice admission of Mark Hannemann and Thomas Makin, along with
`supporting declarations from Mr. Hannemann and Mr. Makin. 2 Petitioner
`states that Patent Owner does not oppose the motions. See Paper 23, 1;
`Paper 24, 1. For the reasons stated below, Petitioner’s motions are granted.
`The Board may recognize counsel pro hac vice during a proceeding
`“upon a showing of good cause, subject to the condition that lead counsel be
`a registered practitioner and to any other conditions as the Board may
`impose.” 37 C.F.R. § 42.10(c). For example, where the lead counsel is a
`registered practitioner, a non-registered practitioner may be permitted to
`appear pro hac vice “upon showing that counsel is an experienced litigating
`attorney and has an established familiarity with the subject matter at issue in
`the proceeding.” Id. In authorizing motions for pro hac vice admission, the
`Board requires the moving party to provide a statement of facts showing
`there is good cause for the Board to recognize counsel pro hac vice and an
`affidavit or declaration of the individual seeking to appear. Paper 3, 2
`(citing Unified Patents, Inc. v. Parallel Iron, LLC, IPR2013-00639, Paper 7
`(PTAB Oct. 15, 2013) (“Order – Authorizing Motion for Pro Hac Vice
`Admission”)).
`In the motions, Petitioner asserts that there is good cause for pro hac
`vice admission because Mr. Hannemann and Mr. Makin (1) are “experienced
`
`
`2 Petitioner filed similar papers and exhibits in each of the instant
`proceedings. See IPR2021-00712, Papers 23, 24, Exs. 1016, 1017;
`IPR2021-00716, Papers 23, 24, Exs. 1010, 1011; IPR2021-00720,
`Papers 24, 25, Exs. 1015, 1016; IPR2021-00721, Papers 22, 23, Exs. 1013,
`1014. We refer to those filed in Case IPR2021-00712 for convenience.
`
`2
`
`
`
`IPR2021-00712 (Patent 8,903,307 B2)
`IPR2021-00716 (Patent 8,688,028 B2)
`IPR2021-00720 (Patent 9,355,405 B2)
`IPR2021-00721 (Patent 8,166,081 B2)
`
`litigating attorney[s],” and (2) have “an established familiarity with the
`subject matter at issue in th[ese] proceeding[s], having represented Petitioner
`. . . as a defendant in [the] related litigation” involving the challenged
`patents. See Paper 23, 1–3; Paper 24, 1–3. Mr. Hannemann and Mr. Makin
`attest to these facts in their declarations with sufficient explanation. See
`Exs. 1016, 1017.
`Based on the facts set forth above, we conclude that Mr. Hannemann
`and Mr. Makin have sufficient legal and technical qualifications to represent
`Petitioner in these proceedings and that there is a need for Petitioner to have
`its counsel in the related litigation involved in these proceedings. See
`IPR2013-00639, Paper 7 (setting forth the requirements for pro hac vice
`admission). Accordingly, Petitioner has established good cause for the pro
`hac vice admission of Mr. Hannemann and Mr. Makin. Mr. Hannemann and
`Mr. Makin will be permitted to appear pro hac vice in the instant
`proceedings as back-up counsel only. See 37 C.F.R. § 42.10(c).
`In consideration of the foregoing, it is hereby:
`ORDERED that Petitioner’s motions for pro hac vice admission of
`Mr. Hannemann and Mr. Makin in the instant proceedings are granted, and
`Mr. Hannemann and Mr. Makin are authorized to represent Petitioner as
`back-up counsel only in the instant proceedings;
`FURTHER ORDERED that Petitioner is to continue to have a
`registered practitioner as lead counsel in the instant proceedings;
`FURTHER ORDERED that Mr. Hannemann and Mr. Makin are to
`comply with the Patent Trial and Appeal Board’s Consolidated Trial
`Practice Guide (November 2019), available at https://www.uspto.gov/
`
`3
`
`
`
`IPR2021-00712 (Patent 8,903,307 B2)
`IPR2021-00716 (Patent 8,688,028 B2)
`IPR2021-00720 (Patent 9,355,405 B2)
`IPR2021-00721 (Patent 8,166,081 B2)
`
`TrialPracticeGuideConsolidated, and the Board’s Rules of Practice for
`Trials, as set forth in Part 42 of Title 37, Code of Federal Regulations; and
`FURTHER ORDERED that Mr. Hannemann and Mr. Makin shall be
`subject to the Office’s disciplinary jurisdiction under 37 C.F.R. § 11.19(a),
`and the USPTO Rules of Professional Conduct set forth at 37 C.F.R.
`§§ 11.101–11.901.
`
`4
`
`
`
`IPR2021-00712 (Patent 8,903,307 B2)
`IPR2021-00716 (Patent 8,688,028 B2)
`IPR2021-00720 (Patent 9,355,405 B2)
`IPR2021-00721 (Patent 8,166,081 B2)
`
`
`FOR PETITIONER:
`Eric S. Lucas
`David J. Cooperberg
`SHEARMAN & STERLING LLP
`eric.lucas@shearman.com
`david.cooperberg@shearman.com
`
`
`FOR PATENT OWNER:
`
`John Scheibeler
`Jonathan Lamberson
`Ashley T. Brzezinski
`WHITE & CASE LLP
`jscheibeler@whitecase.com
`jonathan.lamberson@whitecase.com
`ashley.brzezinski@whitecase.com
`
`
`5
`
`