Approved for use through 11/30/2020. OMB 065
`
`U.S. Patent anc Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`UTILITY
`PATENT APPLICATION
`
`
`
`Attorney Docket No.
`
`First Named lnveator
`
`
`
`
`1G80188PCTUSCON10
`Michael J. Koss
`SYSTEM WITH WIRELESS EARPHONES
`
`‘
`
`TRANSMITTAL
`
`Priority Mail Express®
`fieations under 37 CFR I
`ilabel No.
`
`APPLICATION ELEMENTS
`Commissioner for Patents
`See MPEP chapier 600 concerning utility patent application contents.
`P.O. Box 1456
`Alexandria, VA 22313-1450
`ACCOMPANYING APPLICATION PAPERS
`
`2./¥|Applicant asserts small entity status. 10.4 Assignment Papers
`
`1.[¢] Fee Transmittal Form
`(PTO/SB/17 or equivalent)
`
`
`See 37 CFR 1.27
`(cover sheet & document(s}}
`Name of Assignee
`
`3. [| Applicant cartifies micro entity status, See 37 CFR 1.29,
`
`Applicant must attach form PTO/SB/15A er B orequivalent.
`
`ADDRESS TO:
`
`i
`
`Power of Attorney
`
`>
`43,
`
`37 CFR 3.73(c} Statament
`iwhen there is an assignee)
`English Translation Document
`(f applicable)
`information Disclosure Statement
`(PTO/SB/08 or PTO-1449)
`Capies of citations attached
`
`Gy
`mo Return Receipt Postcard
`Preliminary Amendment
`
`(MPEP § 503} (Should be specifically Itemized)
`Certified Copy of Priority Document(s}
`(ifforeign priority is claimed}
`
`bewn
`
`a7t
`
`VS.
`
`[Total Pages 28
`Specification
`
`Both the claims and abstract must start on a new page.
`(See MPEP § 608.0i{a) for information on the preferred arrangement}
`a Drawing(s} (35 U.S.C. 113)
`{Total Sheets
`3
`}
`g
`:
`-,
`6. Inventor's Oath or Declaration
`[Tatal Pages a]
`including substitute statements under 37 CFR 1.64 and ass
`
`serving as an oath or declaration under 37 CFR 1.63fe}}
`i
`I
`.|
`| Newly executed (original or copy)
`f #1 Acopyfrom a prior apolication (97 CFR 1.63{d}}
`‘| Application Data Sheet See note belaw.
`See 37 CFR 1.76 (PTO/AIA/14 or equivalent)
`CD-ROM or CO-R
`in duplicate, large table, or Computer Program (Appendix
`—y
`Lo Landscape Table on CD
`9. Rucleotide and/or Amine Acid Sequence Submission
`(if applicable, items a, ~¢. are required}
`at
`Computer Readable Form (CRF}
`
`a b
`
`wd
`
`8.
`
`A‘ 4!
`
`i
`
`Nonpublication Request
`
`Under 35 U.S.C. 12252}
`or equivalent.
`jf] Ott
`
`
`Applicant must attach fom PTG/SB/35
`
` s under 37 CFR 1.78 and foreign priority claims under 1.55 must be included in an Application Data Sheet (ADS).
`
`
`
`i
`2) For apaiications filed under 35 U.S.C, 114, the application must cantain an ADS specifying the applicant if the agplicant
`
`assignees, person to whemthe inventoris under an obligation to assign, ar persan who otherwise showssuffic
`interest in the matter. See 37 CFR 1.46{b}.
`19. CORRESPONDENCE ADDRESS
`
`the address associated with Custorner Number; 20285
`
`aR | Correspondence address below
`
`eal
`Name
`
`
`
`53
`2
`info
`on
`n
`onis
`3.
`Th
`fit by the pubi
`
`
`
`tc process}
`an application. Confident.
`ed by 35 U.S.C. 1224
`stimated to t
`
`including gathering, preparing, and submt
`ta complete this form and/or suggestions
`cing this bur
`houic be sent
`to the Chief
`information Officer, U.S.
`nt and
`the amountof time you req
`
`
`
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Cammissioner for Patents, 2.0. hax 1450, Alexandria, VA 22313-1450.
`ifyou need assistance in completing the form, cail 1-800-PTO-9199 and select option 2.
`
`Bose Exhibit 1002 - Page 1
`Bose Exhibit 1002 - Page 1
`
`Bose Exhibit 1002
`Bose Exhibit 1002
`
`Bose v. Koss
`
`Bose v. Koss
`
`

`

`
`PTO/SB/17 (61-18)
`Approved for
`ugh 11/90/2020. OMB 0654-0032
`
`
`
`U.S. Patent and Trademark Office;
`U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number
`
`Complete if known
`fentonnb
`
`
`
`FEE TRANSMITTAL
` [| Applicant certifies micro entity status. See 37 CFR 1.29.
`
`Applicant asserts smail entity status. See 37 CFR 1.27.
`
`Michael J. Kass
`
`
`
`—" Form PTO/SB/154 or B or equivalent must either be enclosed or have
`bean submitted previously.
`7
`3)
`\ TOTAL AMOUNTOF PAYMENT
`METHOD OF PAYMENT(check all that apply}
`| Credit Card [| Money Order [| None [| Other (please identify}:
`Denosit Account Depasit Account Number:
`|
`Deposit Account Name: {él Gates LLP
`For the above-identified deposit account, the Director is hereby authorized to {checkail that apply}:
`Charge fea(s)} indicated below
`| Charge fee(s) indicated below, except for the filing fee
`
`f
`
`Practitioner Docket No.
`
`H8G1B8PCTUSCONI2
`
`
`
`
`
`
`
`
`Charge any additional fee(s} or underpayment of fee(s}
`under 37 CFR 1.16 and 2.17
`WARNING: Information on this form may became public. Credit card information should not be included on this form. Provide credit card
`information and authorization on PTO-2038.
`FEE CALCULATION
`
`(ie Credit any overpaymentof fee(s}
`
`1. BASIC FILING, SEARCH, AND EXAMINATION FEES (U = undiscounted fee; S = smali entity fee; M = micro entity fee}
`FILING FEES
`SEARCH FEES
`EXAMINATION FEES
`uid
`MS)
`Sis}
`8(8}
`us
`§{S}
`MiSs}
`tS}
`Application Type
`Mi}
`660
`75
`150*
`330
`766
`386
`300
`Utility
`165
`160
`50
`100
`80
`600
`309
`200
`Design
`40
`420
`59
`100
`210
`620
`310
`200
`Piant
`105
`660
`75
`150
`330
`2,200
`1,100
`300
`Reissue
`165
`6
`78
`140
`0
`0
`280
`Provisional
`6
`* The $150 small entity statusfiling fee for a utility applicationis further reducedto $75
`for a small entity status applicant whofiles the application via EFS-Web.
`2. EXCESS CLAIM FEES
`
`Fees Paid i$)
`$785.60
`
`Fee Description
`Eachclaim over 20 (including Reissues}
`Each independen
`(
`idi
`Multipie dependent claims
`Extra Claims
`Total Claims
`x
`0
`-20 or HP =
`i
`HP = highest number of total claims paidfor, if greater than 20.
`indep. Claims
`Extra Claims
`
`issues
`
`-SorHP =
`hest number of independent c
`3. APPLICATION SIZE FEE
`
`Undiscounted Fee (S}
`100
`460
`820
`fee Paid (S}
`a
`
`=
`
`&
`
` SmallEntityFee (S$) Micro Entity Fee ($}
`50
`230
`410
`
`Multiple Dependent Claims
`Fee (5}
`Fee Paid {5}
`
`\ Name (Print/Type)|Mark G. Knedeisen
`
`- 100 =
`4. OTHER FEE(S}
`Non-English specification, $130 fee (no small or micro entity discount)
`Non-electronic filing fee under 37 CFR 1.16(+)for a utility application, $400 fee ($200 small or micro entity}
`
`{e.g., late filing surcharge):
`“SUBMITTED BY
`Signature
`iMark G. Knedeisen/
`eatreyihen 42,747
`
`(Attarney/Agent}
`
`First Named Inventor
`Examiner Name
`Art Unit
`
`Ifthe specification and drawings exceed 100 sheets of paper (excluding electronicallyfiled sequence or computer listings under 37 CFR 1.52(a}),
`the apolicationsize fee due is $400 (S200 far smail entity} (5100 fer micro entity) for each additional 50 sheets or fraction thereof. See 35 U.S.C.
`4iG\MANG) and 37 CFR 1.26(s}.
`Total Sheets
`Extra Sheets
`
`Number of each additional 50 or fraction thereof
`
`Fee ($}
`
`{50=
`
`2
`
`Fee Paid ($}
`
`Fees Paid {S}
`
`tain or retain a benefit by th public which &
`
`
`
`process) an application. Confide governed by 25U$.C.122 and 37 CFR 1.14. Thiscollection is estimatedto take30minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the
`
`amountof time you require te completethis formand/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DG NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1456, Alexandria, VA 22345-1450.
`ifyau need assistance in completing the form, call 1-800-PTO-9199 and select optian 2.
`
`Bose Exhibit 1002 - Page 2
`Bose Exhibit 1002 - Page 2
`
`

`

`COPY
`
`PYOVAIBIOT (8-1.
`Approved for use Through spuzota, OMB 6651-00082
`iS, Patent eng Trademark Office, 0.5. DEPARTMENT OF CUMMERCE
`of 1995, ne pelgorsare required to respond1a colacticr ofinformation unlessif disphrysavad OMEcontrataumnber,
`Under thePapenwork ReductionAct
`
`
`63) FOR UTILITY OR DESIGN APPLICATION USING AN
`
`DECLARATION (37 CFR 1
`
`APPLICATION DATA SHEET (37 CFR 47
`8)
`poretiaenesrersnnats
`
`pipers:
`Ennn
`
`
`
`
`
`
`
`
`| ritte of
`|WIRELESS EARPHONE SET
`
`
`| invention
`
`
`| As the below named inverior, | hereby declare that:
`|
`is directed to:
`ie The attached application, o7
`i United States anplicalion of PCT international application number
`peraenreee
`
`This declaration
`
`the
`
`attached agpiication,
`
`or
`
`ree
`
`
`
`nmaisereonecrenierneerpittitianAti
`
`fled on _
`
`_
`
`cecaesnnunsunt
`
`| The above-ldentiied application was made or authorized to be made by me.
`
`11 believe that | am (he original inventor or ef original joint mventar of a claimed inventionin the application.
`
`hi nareby acknowledge thal ary vwillfal false statement made in ifs declaration ig punishable under 12 U.S.C. 1061
`by fine or imprisonment af nol more than five (5) years, or both
`
`WARNING:
`oned fo avoid submitting personal information in documents fled in a patant agaloation that ray
`Personal information such as social security numbers, bank account numbers, ororedii card fambers t
`_| Petitioner/applicant is cauth
`i sther than a check orcredit card authorization fonn PTO-2038 quiynitiedfor payment purpases) is never required by the USPTO)
`| contribute to identity thei.
`to support a pelition or an application. 7 thie yne af personal information is included in documents submited to the USPTO.
`i petitioners/applicante should consider redeoting such parsonal information fromthe docurnants befors submitting them to the
`LUSPTO. Petitloner/applicant fs advised thatthe record of a patent application is available to the gubdc after publicalion of the
`j application (unless & nor-eublication request int somplience with 7 CFR 1.213la) 8 made inthe application) or lesuarice of a
`inatent, Furthermore, ihe record from an abandoned application may aiac be avellableto the public ifthe applicetion is
`referenced in a published application ofan issued patent (ge 37 CFR 1.14). Checks end credit card suthorization farrns
`: PTO.2008 submitted for payrnent purposes are not retained in the application file and therefore ace not publicly available.
`
`
`
`LEGAL NAME GF INVENTOR
`
`inventor: ,
`
`Michael J. Pekan’
`_
`
`.
`.
`.
`ae
`Signature: _ eh
`;
`® 2
`hip. forma or Peust have
`Mote: An application dake sheet (PTOMO/14 of equivalent, inching naming the entire inventive entity, must accompany ¢
`
`
`been previously fled. Use ar adcdonel PTQIAIAO1 forn for gach additional inventor.
`
`
`Thiscodectinnafinformaban isrequired by 3aUSO. 118are 37 GPR
`1.63. The information isrequiredtoobtain or jatain abenetsby Thepublicwhien i toHe
`
`bytheUBPTOproogas)an application. Gontideniiaity isgovermedby36 USC. 123 and87CFR 1a and 3.74, Thiscollection &ealimatedtoiake1 Minutete
`complete, inching gathering, preparing. and submuting deecomnpiebendapatication formto theUSPTO. Tinewillvacy depending Uponthe maividualcase.Any
`commentson ie ammountoftime you faquire teCompletethisoemandorsuggestionsforreducing this buries, should be garththeChiefinformation GlBcer, US.
`Patent ord TrevtemarkCNfioe, US. DapartmentofCormmerce, P.O. Box 4495,MoxandiaVA22913-4450, OGHOT SENT:FEESOFCOMPLETEDPORMS TO
`THIS. ANDRESS, SEND TO: Commissionerfor Patents, P.O. Box 1488, Alexandria, VA 22913-4458.
`2you need assisiance in compiaiing ie iran, oat SHOPTOGI9S and selectapmian 2.
`
`Bose Exhibit 1002 - Page 3
`Bose Exhibit 1002 - Page 3
`
`

`

`COPY
`
`PTOVAIBAN (06-12)
`Approved for use through 01/31/2074, OMB 0661-0032
`U,S. Patent and Trademark Office; ULB. DEPARTMENT OF COMMERGE
`Under the Paperwork Reduction Act of 1998, no persons are required to respond io a collection of infurmation unless it displays a valid OMG conirol sumiber.
`
`DECLARATION (37 GFR 1.63) FOR UTILITY OR DESIGN APPLICATION USING AN
`APPLICATION DATA SHEET (37 GPR 1.76)
`WIRELESS EARPHONESET
`
`n
`
`ite of
`Invention
`
`As the below named inventor, | hereby declare that:
`Thies
`‘
`hisdeclaraticn
`LB er Ue a
`
`The attached application, or
`United States application or POT international apolication number
`
`Hed an
`
`The above-identified application was made or authorized to be made by me.
`
`a
`| believe that | am the original inventor or an original joint inventor of a claimed invention in the application.
`
`if hereby acknowledge thai any willful false statement made in this declaration is punishable under 78 U1.5.C. 1004
`i by fine or imprisonment of not more than five (5) years, or bath.
`
`WARNING:
`
`| Petitioner/applicant is cautionad to avoid submitting persenal informationin documents filed ina patent application that may
`i contribute to identity theft. Personal information such as social security numbers, bank account numbers, or credit card numbers
`i {other than a checkor credit card authorization forrn PTD-2036 qubmitted for payment purposes) is never required by the USPTO
`Ifo suppor a petiion or an application.
`if this type of persenal Information is Included in documents submitied to the USPTO,
`i pelilioners/adplicants should consider nadacting such personal information fromthe documents before submitting them tc the
`USPTO. Petitioner/applicantis advised that the record of a patent application is availableto the public after publication of the
`F application (unless a non-publication requeat in compliance with 37 CFR 1.2134)is madein the application) or issuarice of a
`patent. Furthermore, the record from an abandoned application may alse be available. to the public ifihe application is
`| referenced ina published application ar an issued patent (see 37 CFR 1.14). Checks and credit card authorization forms
`i PTO-2038 submitied for payrnent purposes are not felgined in the applicationfile and therefore are noi oublidly available
`
`LEGAL NAME OF INVENTOR
`
`Michael J. Koss
`
`
`
`Inventor
`
`Si
`
`at
`
`oo
`
`Date (Optional)F745
`
`Note: An application data sheet (PTO/S8/14 of equivalent), including naming the entire inventive entity. must accompany this form. ar must have
`j been previously filed. Use an-aciditional PTOV/AIA/O1 farm for each additional inventor.
`
`This collection of informationis required by 33 LS.C. 115 and 27 CFR 1.64. Theinfer
`aquired to oblain or retain a benef by the public whieh js fofle (and
`by the USPTO to process) an application. Confidentiality is governed by 35 u,8.0, 122 and37 GFR 4.41 and 4.14. This collectionis estimatedto take 1 minute to
`cornpiets, including gathering, preparing, and submitting the completed application formto the USPTO. Time will vary depending upon theindividual case. Any
`comiment¢.on the amountof tine you require to cornplete this form and/or suggestionsfer reducirig this burden, should be sent tothe Chie! information Officer, U.S.
`Patent and Tradernark Office, US. Denartirent of Commerce, P.O. Sox 1480, Alexandifa, VA 22973-1450, OO NOT SENO FEES OR COMPLETED FORMS TO
`THIS ADORESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1480.
`ffyou need assistance in completing the form, call 1-000-P70-9799 ead select ouliot: 2.
`
`Bose Exhibit 1002 - Page 4
`Bose Exhibit 1002 - Page 4
`
`

`

`COPY
`
`PTGIAIA/O1 (95-12)
`Approved for ui ® thr ugh 14/8N2026. OM 0691-0032
`ua. Patent and7Trademark i Wu. DEPARTMENT OF SOMMERCE
`
`SOM
`amber.
`Under the Paperwork Reductian Aat of 198crene
`pers
`ire
`3
`DECLARATION (37 CFR 4,63) FOR UTILITY OR DESIGN APPLICATION USING AN
`APPLICATION BATA SHEET (37CFR 1.76}
`(SYSTEM WITH WIRELESS EARPHONES
`
`vteot
`invention |
`
`Ag the below named inventor, } hereby declare that:
`
`This declaration
`is directedto:
`os
`
`sett
`j
`ached application,
`CI
`Hoation, or
`The attach
`a United States eapticaiion or PCT international application number
`April 25, 2018
`fied on
`
`18/962,306
`
`i The above-identified application was madeorauthorized to be made by me.
`
`i believe that | am the original inventor or an original joint inventor of a claimed invention in the application.
`
`i hereby acknowledge that any willful false staternent madein this declaration is punishable under 18 U.S.C. 1007
`by fine or imprisonment of nei more thanfive (5) years, or both.
`
`WARNING:
`
`Petitionarfapcinant is cautioned to evaid submitting personal information in documents filed in a patent applicatian that may
`L contribute to. identity theft. Personal information such ae saciai security numbers, bank account numbers, or credit card numbers
`i (other than a check or credit card autharizaiion form PTO-2038 submitted ffor payment purposess} is never required by the USPTO
`j io support a petition or en application,
`if this type of personal information is includedin documents submitted io the USPTO,
`
`i petiicners/applicants should consider redacting auch personal information from the documents oefore submitting them to the
`USPTO. Fetitioner/anpiicant is advised that the record of a patent application is available in the public after publication of the
`
`application (unless &@ non-pubiication request in compliance with 37 CFR 1.272¢a}.is made in the apolication) or issuance ofa
`
`patent. Furtherrnore, ihe recard from an abandoned ppeteation may also be available to the cublic if the application is
`referenced iri a published aopiication or an issued patent (see 37 CFR 1.14). Checks and credii card authorization forms
`PTO-2038 submitied for payrnent purpuses are not retained in ihe apcileation file and therefore are not publicly avallabie.
`
`f
`
`LEGAL NAME OF INVENTOR
`
`Inventor:
`
`Morgan J, Lowery
`
`Date (Optional) :
`
`
`(PYCISB/14or equivalent), including naming the entire inventive entity, must accompanythis jorm ar must have
`t
`iNole: Anapplication gt
`“additional PTOIAVOT form for each additional inventor,
`i been previously filec
`public whichIs to He fand
`‘
`a bere
`in
`x
`<
`This collection of information is r:quired by 38 U.S.C. 118al
`? FR
`1.83
`information t
`
`by the USPTO to process} an application. Confidentiality is governed ty
`[U83.0, 122 and 37 GFR 1.41 and 1,14. This onllection is satimated to take 1
`minute to
`
`complete, inal uding gathering, preparing, and submitting the completed
`ap:
`tion form fo the USPTO. Tine wil vary depending upon the individual case. Any
`
`
`mmente on the amount of time yoti require to completethis form and/or suggestions for reducing this burden, should be sent to the Chief information Officer, U.S,
`
`Patent and 7Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22343-1450, 00 NOT SEND FEES OR COMPLETED FORMS TO
`THIS ADDRESS. SEND TO: Commissioner for Patents, P.O, Box 1450, Alexandria, VA 22213-1450.
`ifyou need assistance in completing ihe form, vail +-800-PTO-9 199 andacieel option 2.
`
`Bose Exhibit 1002 - Page 5
`Bose Exhibit 1002 - Page 5
`
`

`

`COPY
`
`PTOIAAOY {08-32}
`
`Approved for uss through 74/30/2020. OMB 0554-0032
`U.S. Patent art Trademark Offiae: U.S, DEPART: ENT OF COMMERCE
`
`Underthe Papenvark Reduction Act of 3888, no persons aye required tn raspond te 4 colleatian of
`information unless x
`8 a valid
`OMB contret nutimber.
`
`
`DECLARATION (37 CFR 1.63) FOR UTILITY OR DESIGN APPLICATION USING AN
`APPLICATION DATA SHEET (37 CFR 41.78)
`SYSTEMWITH WIRELESS EARPHONES
`
`THie of
`invention
`
`As the below named inventor, | hereby declare that:
`eececaration
`i
`The attached application, or
`CAS
`United Stales application or PCT international application surnber
`April 25, 2078
`fied on
`
`15/982 ,305
`
`The above-identified application was made or authorized to ba made by me.
`
`i believe that {am the original inventor or an original joint inventorof a claimedinventionin the application.
`
`i hereby acknowledge ihat any willlfaise statement made in this declaration is punishable under 18 U.S.C. 1004
`dy fine or imprisonment of nol more than five (6) years, or bot
`
`WARNING:
`
`Pettioner/appiicantis cautioned to avoid submitting personal information in documentsfiled in @ patent application that may
`cantribute to identity theft, Personal information such as social socuty numbers, bank account numbers,-or credit card numbers
`(other than a check or credit card authorization form PTO-2038 submitted for payment purpeses) is never requirad by the USPTO
`to sugpert a pation or an application.
`If this typeof personal information|is included in docurnents submitted ta the USPTO,
`getitioners/applicants shoul consider redacting such personalinformation from the documents before submitting them to the
`USPTO. Patiloner/appiicant is advised that the reocrd of a patent application is available to the public after publication ofthe
`| application (unless a non-publication request in compliance with 27 CFR 4.219{a) is made in the apolicatiion} or issuance of a
`joatent, Furthermore, the recordfron an abandoned application may also be available io the public f the application is
`| referenced in 3 published application or an isaued patent (see 37 CFR 1.74}. Checks and credit card authorization forme
`p PTO-2038 submitted for payment purposes are not retained in the application fle andtherefore are not oublictY availatie,
`
`LEGAL NAME OF INVENTOR
`
`Steven R, Reckamp
`Inventor
`
`=
`
`Signature:
`
`ee
`
`Date (Optional) :
`
`
`
`Note: An application Gals sheet (PTO/SBA4 or equivalent}, Including na
`Use an additional PTOVALAMN( form for each addi
`been previously fled.
`rhis collection of infarmationis re
`‘red by 2S8 ULS.G. 148 and 37 GFR 1.83 The
`informay
`required to chtain oF retain & banetl
`r@ public
`wh
`S %file dand
`
`
`by ihe USPTO ty process) an application. Confidentiality is governed by 38 8.©. 122 and a7GFR 4.71 and 1.44, This collectionis estimated fe take T minute to
`
`
`
`
`complete, including gathering, preparing, and submitting the completedBpplication fanio theUSPy70. time wit vary Geperiding upon the
`individual case. Any
`
`
`
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`comments on the amount of tine you requirs in comp!
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`entttat 3 Ghist Information Officer, us
`Patent and Trademark Office, US. Geparimen!SofCiammerce,2©. Box 4480, Alexandria, vA 22
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`3 OR COMPLETED FORMS TO
`
`THIS ADDRESS, SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 2234 3-4858,
`ifyou need assistancein completing the form, call 1-800-PTO-9199 andselect aption &
`
`Bose Exhibit 1002 - Page 6
`Bose Exhibit 1002 - Page 6
`
`

`

`COPY
`
`PYCVAIAION (08-12)
`Approved for use through 11/30/2020. OMS 6681-0032
`U.S, Patent and Trademark Office; U.S. DEPARTMENT OF COMMERITE
`re required to raspond to a collection of information unfegs it displays a valli OMB control number.
`
`DECLARATION (37 CFR 1.63) FOR UTILITY OR DESIGN APPLICATION USING AN
`APPLICATION DATA SHEET (37 GFR 1.76}
`
`Tite of
`
`invention
`
`As the below named invanior, { hereby declare that
`
`¢ diractad to:
`This dectaration
`
`[|
`
`The attached application, or
`“7
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`seat
`United States agpiicatian or PCT international application nuraber
`April 25, 2018
`
`Head on
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`19/962,305
`
`The above-identified application was mace or authorized io be mace by ma.
`
`i believe that | arn the original Inventor or an originaljoint inventor of a claimed invention in the agplication.
`
`| haraby acknowledge that any wilful false statement made in this declaration is punishable under 18 U.S.C. 1004
`by fine or imprisonment of not more than five (53 years, or both.
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`WARNING:
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`Patitionsrapplicant is cautioned to avaid submitting personal information in documents filed in a patent apptication thai may
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`if this type of sersenal information is inckided in documents subrnitted fo the USPTO,
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`USPTO. Pailtionerapplicart is advised that the record of a patent application is available to the public afler publination of the
`application (unless a non-publication request in compliance with $7 CFR 4.213(a) is made in the application) or issuance of a
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`j
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`LEGAL NAME OF INVENTOR
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`Date (Optional) _&f i g i 3
`Invention Gregory J. Nallingstadeee_
`
`Signature: ocegeng §AtBeg’Best
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`Note: An application data sheel (PTO/SB/14 of equivalent), including narning the entire Inventive entity, must accompany this form or must have
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` Yhy 358.0.
`122 and 37 CFR 1.41 and 1.44. This collection is estimated to take 1 minute to
`
`he completed appiication form te the JSPTO, Time will vary depending uper the individuat
`case. Any
`complete, inctuding gathering. p
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`tete this form and/or suggestions for rscucing this burden, should he sent to
`the Chief information Officer, U.S,
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`Patent and Trademark Ofloe, LS. Department of Commerce, PG. Sox 1459, Alexandria, VA 22014-1480, DO NOT GENO FEES OR COMPLETED FORMS TO
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`iyu need assistance in completing te form, caf 1-802-PTO-97129 and select ontion 2.
`
`
`
`Bose Exhibit 1002 - Page 7
`Bose Exhibit 1002 - Page 7
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`Bose Exhibit 1002 - Page 8
`Bose Exhibit 1002 - Page 8
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`tfihis type of personal infonnatOe ES Weluded 21 documents submitted to the USPTO,
`OStHHONAS/ANSnahs SHOUnaetconsider fedactng auch personal riormatun fromthe dasuments before submilling tham fo the
`PSPTO, PebtonansPeHeaqlis ativised thal the record ofa palertapalljoadinn is availatdeto the pubbecafterpublicalion of the
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`Agphcarnt Mame:
`Tite of Person Exenutir
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`| meSusseePresident iChiefef Beaute> Officer
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`SUBSTITUTE STATEMENT
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`Cieoumstarions pemulting execution of ihsulistdute steiement:
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`Apappination data sheetunderd? OFR 1.75 (PTOVALA (4 of equivalant) naming the entire inventive entity hag seen
`of 8 curently submitted,
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`| An aopication-date Se@tungerd7 GFR 1.75 (PTOIAIAN4 ore
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`APPLICANT NAME AnDeee SERSON SCONETHIS SUSSTITOTE STATEMENT:
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`oss Corporation
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`Mailing Address Gf thesigner duniess provided it an application data Sheet BYSIMIANa or equivaiant}
`4123 N. Port Washington Road
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`claration under 37 CER ALSS,
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`iPage 2 of 2
`
`Bose Exhibit 1002 - Page 9
`Bose Exhibit 1002 - Page 9
`
`

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`COPY
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`Bose Exhibit 1002 - Page 10
`Bose Exhibit 1002 - Page 10
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`& DEGLARATION
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`PPTOLOOSS subwiitied for payMeni Purposes are cot retardant Inthe application Me and therefore ara.nat pubi
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`PERSON EXECUTINGTHIS SUBSTITUTE STATEMENT:
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`{Page d of
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`kee
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`
`Bose Exhibit 1002 - Page 11
`Bose Exhibit 1002 - Page 11
`
`

`

`PTO/AIA/14 (02-18)
`Approved for use through 11/30/2020. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`cat
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`Title of Invention|SYSTEM WITH WIRELESS EARPHONES
`
`The application data sheetis part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arrangedin a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document maybe printed and included in a paperfiled application.
`
`Secrecy Order 37 CFR5.2:
`
`Oo Portionsorall of the application associated with this Application Data Sheet mayfall under a Secrecy Order pursuantto
`
`37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may notbefi