3GPP TS 36.213 V8.4.0 (2008-09)
`
`Technical Specification
`
`3rd Generation Partnership Project;
`Technical Specification Group Radio Access Network;
`Evolved Universal Terrestrial Radio Access (E-UTRA);
`Physical layer procedures
`(Release 8)
`
`The present document has been developed within the 3rd Generation Partnership Project (3GPP TM) and may be further elaborated for the purposes of 3GPP.
`
`
`The present document has not been subject to any approval process by the 3GPP Organisational Partners and shall not be implemented.
`This Specification is provided for future development work within 3GPP only. The Organisational Partners accept no liability for any use of this Specification.
`Specifications and reports for implementation of the 3GPP TM system should be obtained via the 3GPP Organisational Partners’ Publications Offices.
`
`Ex. 1015 - TCT Mobile (US) Inc.
`TCT Mobile (US) Inc. v. Sisvel S.P.A., IPR2021-00678
`Page 1 of 60
`
`

`

`Release 8
`
`2
`
`3GPP TS 36.213 V8.4.0 (2008-09)
`
`Keywords
`UMTS, radio, layer 1
`
`3GPP
`
`Postal address
`
`3GPP support office address
`650 Route des Lucioles – Sophia Antipolis
`Valbonne – France
`Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16
`
`Internet
`http://www.3gpp.org
`
`Copyright Notification
`
`No part may be reproduced except as authorized by written permission.
`The copyright and the foregoing restriction extend to reproduction in all media.
`
`© 2008, 3GPP Organizational Partners (ARIB, ATIS, CCSA, ETSI, TTA, TTC).
`All rights reserved.
`
`3GPP
`
`Ex. 1015 - TCT Mobile (US) Inc.
`TCT Mobile (US) Inc. v. Sisvel S.P.A., IPR2021-00678
`Page 2 of 60
`
`

`

`Release 8
`
`3
`
`3GPP TS 36.213 V8.4.0 (2008-09)
`
`Contents
`
`Foreword............................................................................................................................................................. 5
`
`1
`
`2
`
`3
`3.1
`3.2
`
`Scope ........................................................................................................................................................ 6
`
`References ................................................................................................................................................ 6
`
`Definitions, symbols, and abbreviations .................................................................................................. 6
`Symbols ............................................................................................................................................................. 6
`Abbreviations ..................................................................................................................................................... 7
`
`4
`4.1
`4.2
`4.2.1
`4.2.2
`4.2.3
`
`Synchronisation procedures ..................................................................................................................... 7
`Cell search ......................................................................................................................................................... 7
`Timing synchronisation ..................................................................................................................................... 8
`Radio link monitoring .................................................................................................................................. 8
`Inter-cell synchronisation ............................................................................................................................. 8
`Transmission timing adjustments ................................................................................................................. 8
`
`5
`5.1
`5.1.1
`5.1.1.1
`5.1.1.2
`5.1.2
`5.1.2.1
`5.1.3
`5.1.3.1
`5.2
`5.2.1
`
`Power control ........................................................................................................................................... 8
`Uplink power control ......................................................................................................................................... 8
`Physical uplink shared channel .................................................................................................................... 9
`UE behaviour .......................................................................................................................................... 9
`Power headroom ................................................................................................................................... 11
`Physical uplink control channel ................................................................................................................. 12
`UE behaviour ........................................................................................................................................ 12
`Sounding Reference Symbol ...................................................................................................................... 14
`UE behaviour ........................................................................................................................................ 14
`Downlink power allocation .............................................................................................................................. 14
`eNodeB Relative Narrowband TX Power restrictions ............................................................................... 15
`
`6
`6.1
`6.1.1
`6.2
`
`Random access procedure ...................................................................................................................... 15
`Physical non-synchronized random access procedure ..................................................................................... 16
`Timing ........................................................................................................................................................ 16
`Random Access Response Grant ................................................................................................................ 17
`
`7
`7.1
`7.1.1
`7.1.2
`7.1.3
`7.1.4
`7.1.5
`7.1.6
`7.1.6.1
`7.1.6.2
`7.1.6.3
`7.1.7
`7.1.7.1
`7.1.7.2
`7.1.7.2.1
`7.1.7.2.2
`7.2
`
`Physical downlink shared channel related procedures ........................................................................... 18
`UE procedure for receiving the physical downlink shared channel ................................................................. 18
`Single-antenna port .................................................................................................................................... 18
` Transmit diversity ..................................................................................................................................... 18
` Open-loop spatial multiplexing ................................................................................................................ 19
` Closed-loop spatial multiplexing .............................................................................................................. 19
` Multi-user MIMO ..................................................................................................................................... 19
` Resource allocation ................................................................................................................................... 19
`Resource allocation type 0 .................................................................................................................... 20
`Resource allocation type 1 .................................................................................................................... 20
`Resource allocation type 2 .................................................................................................................... 21
` Modulation order and transport block size determination ........................................................................ 22
`Modulation order determination ........................................................................................................... 22
`Transport block size determination ...................................................................................................... 23
`Transport blocks not mapped to two-layer spatial multiplexing ........................................................... 23
`Transport blocks mapped to two-layer spatial multiplexing ................................................................. 29
`UE procedure for reporting channel quality indication (CQI), precoding matrix indicator (PMI) and rank
`indication (RI) .................................................................................................................................................. 30
`Aperiodic CQI/PMI/RI Reporting using PUSCH ...................................................................................... 32
`Periodic CQI/PMI/RI Reporting using PUCCH ......................................................................................... 36
`Channel quality indicator (CQI) definition ................................................................................................ 40
`Precoding Matrix Indicator (PMI) definition ............................................................................................. 42
`UE procedure for reporting ACK/NACK ........................................................................................................ 42
`
`7.2.1
`7.2.2
`7.2.3
`7.2.4
`7.3
`
`8
`8.1
`
`Physical uplink shared channel related procedures ................................................................................ 43
`Resource Allocation for PDCCH DCI Format 0.............................................................................................. 44
`
`3GPP
`
`Ex. 1015 - TCT Mobile (US) Inc.
`TCT Mobile (US) Inc. v. Sisvel S.P.A., IPR2021-00678
`Page 3 of 60
`
`

`

`Release 8
`
`4
`
`3GPP TS 36.213 V8.4.0 (2008-09)
`
`8.2
`8.2.1
`8.3
`8.4
`8.4.1
`8.4.2
`8.5
`8.6
`8.6.1
`8.6.2
`8.6.3
`8.7
`
`UE sounding procedure ................................................................................................................................... 44
`Sounding definition .................................................................................................................................... 46
`UE ACK/NACK procedure ............................................................................................................................. 46
`UE PUSCH Hopping procedure ...................................................................................................................... 47
`Type 1 PUSCH Hopping ............................................................................................................................ 48
`Type 2 PUSCH Hopping ............................................................................................................................ 48
`UE Reference Symbol procedure ..................................................................................................................... 48
`Modulation order, redundancy version and transport block size determination .............................................. 48
` Modulation order and redundancy version determination ........................................................................ 49
` Transport block size determination ........................................................................................................... 50
` Control information MCS offset determination ........................................................................................ 50
`UE Transmit Antenna Selection ...................................................................................................................... 51
`
`9
`9.1
`9.1.1
`9.1.2
`
`Physical downlink control channel procedures ...................................................................................... 51
`UE procedure for determining physical downlink control channel assignment ............................................... 51
`PDCCH Assignment Procedure ................................................................................................................. 51
`PHICH Assignment Procedure ................................................................................................................... 52
`
`10
`10.1
`10.2
`
`Physical uplink control channel procedures ........................................................................................... 53
`UE procedure for determining physical uplink control channel assignment ................................................... 53
`Uplink ACK/NACK timing ............................................................................................................................. 58
`
`Annex A (informative):
`
`Change history ............................................................................................... 59
`
`3GPP
`
`Ex. 1015 - TCT Mobile (US) Inc.
`TCT Mobile (US) Inc. v. Sisvel S.P.A., IPR2021-00678
`Page 4 of 60
`
`

`

`Release 8
`
`5
`
`3GPP TS 36.213 V8.4.0 (2008-09)
`
`Foreword
`
`This Technical Specification (TS) has been produced by the 3rd Generation Partnership Project (3GPP).
`
`The contents of the present document are subject to continuing work within the TSG and may change following formal
`TSG approval. Should the TSG modify the contents of this present document, it will be re-released by the TSG with an
`identifying change of release date and an increase in version number as follows:
`
`Version x.y.z
`
`where:
`
`x
`
`the first digit:
`
`1 presented to TSG for information;
`
`2 presented to TSG for approval;
`
`3 or greater indicates TSG approved document under change control.
`
`y
`
`the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections,
`updates, etc.
`
`z
`
`the third digit is incremented when editorial only changes have been incorporated in the document.
`
`3GPP
`
`Ex. 1015 - TCT Mobile (US) Inc.
`TCT Mobile (US) Inc. v. Sisvel S.P.A., IPR2021-00678
`Page 5 of 60
`
`

`

`Release 8
`
`6
`
`3GPP TS 36.213 V8.4.0 (2008-09)
`
`1
`
`Scope
`
`The present document specifies and establishes the characteristics of the physicals layer procedures in the FDD and
`TDD modes of E-UTRA.
`
`2
`
`References
`
`The following documents contain provisions which, through reference in this text, constitute provisions of the present
`document.
`
`™ References are either specific (identified by date of publication, edition number, version number, etc.) or
`non-specific.
`
`™ For a specific reference, subsequent revisions do not apply.
`
`™ For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document
`(including a GSM document), a non-specific reference implicitly refers to the latest version of that document in
`the same Release as the present document.
`
`[1]
`
`[2]
`
`[3]
`
`[4]
`
`[5]
`
`[6]
`
`[7]
`
`[8]
`
`3GPP TR 21.905: “Vocabulary for 3GPP Specifications”
`
`3GPP TS 36.201: “Evolved Universal Terrestrial Radio Access (E-UTRA); Physical Layer –
`General Description”
`
`3GPP TS 36.211: “Evolved Universal Terrestrial Radio Access (E-UTRA); Physical channels and
`modulation”
`
`3GPP TS 36.212: “Evolved Universal Terrestrial Radio Access (E-UTRA); Multiplexing and
`channel coding”
`
`3GPP TS 36.214: “Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer –
`Measurements”
`
`3GPP TS 36.101: “Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE)
`radio transmission and reception”
`
`3GPP TS 36.104: “Evolved Universal Terrestrial Radio Access (E-UTRA); Base Station (BS)
`radio transmission and reception”
`
`3GPP TS36.321, “Evolved Universal Terrestrial Radio Access (E-UTRA); Medium Access
`Control (MAC) protocol specification”
`
`3
`
`Definitions, symbols, and abbreviations
`
`3.1
`
`Symbols
`
`For the purposes of the present document, the following symbols apply:
`
`DL
`RBN
`UL
`RBN
`UL
`symb
`
`N
`
`RB
`scN
`
`Downlink bandwidth configuration, expressed in units of
`
`Uplink bandwidth configuration, expressed in units of
`
`RB
`scN as defined in [3]
`RB
`scN as defined in [3]
`
`Number of SC-FDMA symbols in an uplink slot as defined in [3]
`
`Resource block size in the frequency domain, expressed as a number of subcarriers as defined in
`
`[3]
`
`3GPP
`
`Ex. 1015 - TCT Mobile (US) Inc.
`TCT Mobile (US) Inc. v. Sisvel S.P.A., IPR2021-00678
`Page 6 of 60
`
`

`

`Release 8
`
`7
`
`3GPP TS 36.213 V8.4.0 (2008-09)
`
`sT
`
`Basic time unit as defined in [3]
`
`3.2
`
`Abbreviations
`
`For the purposes of the present document, the following abbreviations apply.
`
`ACK
`BCH
`CCE
`CQI
`CRC
`DAI
`DL
`DTX
`EPRE
`MCS
`NACK
`PBCH
`PCFICH
`PDCCH
`PDSCH
`PHICH
`PRACH
`PRB
`PUCCH
`PUSCH
`QoS
`RBG
`RE
`RPF
`RS
`SIR
`SINR
`SRS
`TA
`TTI
`UE
`UL
`UL-SCH
`VRB
`
`Acknowledgement
`Broadcast Channel
`Control Channel Element
`Channel Quality Indicator
`Cyclic Redundancy Check
`Downlink Assignment Index
`Downlink
`Discontinuous Transmission
`Energy Per Resource Element
`Modulation and Coding Scheme
`Negative Acknowledgement
`Physical Broadcast Channel
`Physical Control Format Indicator Channel
`Physical Downlink Control Channel
`Physical Downlink Shared Channel
`Physical Hybrid ARQ Indicator Channel
`Physical Random Access Channel
`Physical Resource Block
`Physical Uplink Control Channel
`Physical Uplink Shared Channel
`Quality of Service
`Resource Block Group
`Resource Element
`Repetition Factor
`Reference Signal
`Signal-to-Interference Ratio
`Signal to Interference plus Noise Ratio
`Sounding Reference Symbol
`Time alignment
`Transmission Time Interval
`User Equipment
`Uplink
`Uplink Shared Channel
`Virtual Resource Block
`
`4
`
`Synchronisation procedures
`
`4.1
`
`Cell search
`
`Cell search is the procedure by which a UE acquires time and frequency synchronization with a cell and detects the
`physical layer Cell ID of that cell. E-UTRA cell search supports a scalable overall transmission bandwidth
`corresponding to 6 resource blocks and upwards.
`
`The following signals are transmitted in the downlink to facilitate cell search: the primary and secondary
`synchronization signals.
`
`3GPP
`
`Ex. 1015 - TCT Mobile (US) Inc.
`TCT Mobile (US) Inc. v. Sisvel S.P.A., IPR2021-00678
`Page 7 of 60
`
`

`

`Release 8
`
`8
`
`3GPP TS 36.213 V8.4.0 (2008-09)
`
`4.2
`
`Timing synchronisation
`
`4.2.1
`
`Radio link monitoring
`
`The downlink radio link quality of the serving cell shall be monitored by the UE for the purpose of indicating radio
`problem detection status to higher layers. The radio problem detection may be based on cell-specific reference signals.
`
`In non-DRX mode operations, the physical layer in the UE shall every radio frame check the quality, measured over the
`previous [200ms] period, against thresholds (Qout and Qin) defined implicitly by relevant tests in [6].
`
`The UE shall indicate radio problem detection to higher layers when the quality is worse than the threshold Qout and
`continue until the quality is better than the threshold Qin.
`
`The start and stop of the radio problem detection monitoring are triggered by higher layers.
`
`4.2.2
`
`Inter-cell synchronisation
`
`[For example, for cell sites with a multicast physical channel]
`
`4.2.3
`
`Transmission timing adjustments
`
`Upon reception of a timing advance command, the UE shall adjust its uplink transmission timing. The timing advance
`command is expressed in multiples of 16 sT and is relative to the current uplink timing.
`
`In case of random access response, 11-bit timing advance command [8], TA, indicates NTA values by index values of
`TA = 0, 1, 2, ..., 1282, where actual amount of the time alignment is given by NTA = TA –16. NTA is defined in [3].
`
`In other cases, 6-bit timing advance command [8], TA, indicates adjustment of the current NTA value, NTA,old, to the new
`NTA value, NTA,new, by index values of TA = 0, 1, 2,..., 63, where NTA,new = NTA,old + (TA 131)–16. Here, adjustment of NTA
`value by a positive or a negative amount indicates advancing or delaying the uplink transmission timing by a given
`amount respectively.
`
`For a timing advance command received on subframe n, the corresponding adjustment of the timing shall apply from
`the beginning of subframe n+6. When the UE’s uplink transmissions in subframe n and subframe n+1 are overlapped
`due to the timing adjustment, the UE shall transmit complete subframe n and not transmit the overlapped part of
`subframe n+1.
`
`5
`
`Power control
`
`Downlink power control determines the energy per resource element (EPRE). The term resource element energy
`denotes the energy prior to CP insertion. The term resource element energy also denotes the average energy taken over
`all constellation points for the modulation scheme applied. Uplink power control determines the average power over a
`DFT-SOFDM symbol in which the physical channel is transmitted.
`
`5.1
`
`Uplink power control
`
`Uplink power control controls the transmit power of the different uplink physical channels.
`
`A cell wide overload indicator (OI) is exchanged over X2 for inter-cell power control. An indication X also exchanged
`over X2 indicates PRBs that an eNodeB scheduler allocates to cell edge UEs and that will be most sensitive to inter-cell
`interference.
`
`[Note: Above lines regarding OI, X and X2 to be moved to an appropriate RAN3 spec when it becomes available]
`
`3GPP
`
`Ex. 1015 - TCT Mobile (US) Inc.
`TCT Mobile (US) Inc. v. Sisvel S.P.A., IPR2021-00678
`Page 8 of 60
`
`

`

`Release 8
`
`9
`
`3GPP TS 36.213 V8.4.0 (2008-09)
`
`5.1.1
`
`Physical uplink shared channel
`
`5.1.1.1
`
`UE behaviour
`
`P
`The setting of the UE Transmit power PUSCH
`subframe i is defined by
`
` for the physical uplink shared channel (PUSCH) transmission in
`
`P
`PUSCH
`
`
`
`)(i
`
`A
`
`
`
`min{P
`MAX
`
`10,
`
`log
`10
`
`(
`
`M
`
`PUSCH
`
`
`
`))(i
`
`/
`
`P
`O_PUSCH
`
`
`
`)( j
`
`/
`
`
`
`)( j
`
`„
`
`PL
`
`H/
`
`
`
`)(i
`
`/
`
`TF
`
`f
`
`
`
`)}(i
`
` [dBm]
`
`MAXP
`
`is the maximum allowed power that depends on the UE power class
`
`M
`
`)(
`PUSCH i
`for subframe i.
`
`is the bandwidth of the PUSCH resource assignment expressed in number of resource blocks valid
`
`O_PUSCH jP
`
`is a parameter composed of the sum of a 8-bit cell specific nominal component
`
`
`
`
`
`)( j
`
` signalled from higher layers for j=0 and 1 in the range of [-126,24] dBm with 1dB
`
`)(
`
`P
` PUSCHO_NOMINAL_
`
`where,
`
`™
`
`™
`
`™
`
`™
`
`™
`
`resolution and a 4-bit UE specific component
`
` configured by RRC for j=0 and 1 in the range
`
`)(
`
`O_UE_PUSCH jP
`of [-8, 7] dB with 1dB resolution. For PUSCH (re)transmissions corresponding to a configured scheduling
`grant then j=0 and for PUSCH (re)transmissions corresponding to a received PDCCH with DCI format 0
`associated with a new packet transmission then j=1. For PUSCH (re)transmissions corresponding to the
`A
`)2(
`0
`P
`O_UE_PUSCH
`
` and
`
`random access response grant then j=2.
`H/
`A
`
`P
`PUSCHO_NOMINAL_
`
`
`
`)2(
`
`P
`O_PRE
`
`PREAMBLE
`
`_
`
`Msg
`
`3
`
`P
`, where O_PRE
`
` and
`
`H
`
`PREAMBLE
`
`_ Msg
`
`3
`
` are signalled
`
`from higher layers.
`
`1,9.0,8.0,7.0,6.0,5.0,4.0,0(cid:176)
`For j =0 or 1,
`
` .1)( Aj
`
`For j=2,
`
` is a 3-bit cell specific parameter provided by higher layers.
`
`PL is the downlink pathloss estimate calculated in the UE
`
`„ SKiMPR
`)(
`
`where
`
`™
`
`™
`
`
`
`)(i
`
`H
`A
`TF
`given by RRC
`
`10
`
`log
`10
`
`2(
`
`1
`
`)1
`
`for
`
`25.1ASK
`
`and 0 for
`
`0ASK
`
`SK is a cell specific parameter
`
`o
`
`
`
` )(iMPR
`
`A
`
`TBS
`
`
`
` /)( Ni
`
`
`
`)(i
`
` where
`
`TBS
`
`)(i
`
`RE
`
`the number of resource elements determined as
`
` is the Transport Block Size for subframe i and
`„
` Ni „
`A
`)(
`MiN RE
`
`
`PUSCH )(
`
`RB
`sc
`
`N
`
`PUSCH
`symb
`
`N
`
` is
`
`)(RE i
` for subframe i,
`
`where
`
`PUSCH
`
`symbN
`
` is defined in [4].
`
`PUSCH is a UE specific correction value, also referred to as a TPC command and is included in PDCCH with
`DCI format 0 or jointly coded with other TPC commands in PDCCH with DCI format 3/3A whose CRC parity
`bits are scrambled with TPC-PUSCH-RNTI. The current PUSCH power control adjustment state is given
`by
` which is defined by:
`)(i
`f
`
`o
`
`f
`
`
`
`)(i
`
`f
`
`(
`
`i
`
`(
`
`)
`
` if accumulation is enabled based on the UE-specific parameter
`
`A
`/1
`1
`)1
`Ki
`PUSCH
`PUSCH
`Accumulation-enabled provided by higher layers
`
`" where
`
`f
`
`)0(
`
`A
`
`0
`
`Ki 1
`
`(
`
`PUSCH
`
`)
`
`was signalled on PDCCH with DCI format 0 or
`
`and
`PUSCH
`Ki 1
`
`3/3A on subframe
`
`PUSCH
`
`"
`
`The value of
`
`K
`
`PUSCH
`
` is
`
`™
`
`™
`
`™
`
`For FDD,
`
`K
`
`PUSCH
`
`= 4
`
`For TDD UL/DL configurations 1-6,
`
`K
`
`PUSCH
`
`is given in Table 5.1.1.1-1
`
`For TDD UL/DL configuration 0
`
`3GPP
`
`Ex. 1015 - TCT Mobile (US) Inc.
`TCT Mobile (US) Inc. v. Sisvel S.P.A., IPR2021-00678
`Page 9 of 60
`
`

`

`Release 8
`
`10
`
`3GPP TS 36.213 V8.4.0 (2008-09)
`
`o
`
`If the PUSCH transmission in subframe 2 or 7 is scheduled with a PDCCH
`of DCI format 0 in which the LSB of the UL index is set to 1,
`= 7
`K
`
`PUSCH
`
`o
`
`For all other PUSCH transmissions,
`
`K
`
`PUSCH
`
` is given in Table 5.1.1.1-1.
`
`™
`
`The UE attempts to decode a PDCCH of DCI format 0 with the UE’s C-RNTI and a
`PDCCH of DCI format 3/3A with ths UE’s TPC-PUSCH-RNTI in every subframe
`except when in DRX
`
`"
`
`"
`
`"
`
`"
`
`"
`
`"
`
`If DCI format 0 and DCI format 3/3A are both detected in the same subframe, then the UE
`PUSCH provided in DCI format 0.
`
`shall use the
`
`PUSCH A dB for a subframe where no TPC command is decoded or where DRX occurs or
`0
`i is not an uplink subframe in TDD.
`
`The PUSCH dB accumulated values signalled on PDCCH with DCI format 0 are given in
`Table 5.1.1.1-2.
`
`The
`
`PUSCH dB accumulated values signalled on PDCCH with DCI format 3/3A are one of
`SET1 given in Table 5.1.1.1-2 or SET2 given in Table 5.1.1.1-3 as determined by the
`parameter TPC-step-size provided by higher layers.
`
`If UE has reached maximum power, positive TPC commands shall not be accumulated
`
`If UE has reached minimum power, negative TPC commands shall not be accumulated
`
`" UE shall reset accumulation
`
`™
`
`at cell-change
`
`™ when entering/leaving RRC active state
`
`™ when an absolute TPC command is received
`
`™ when
`
`)(
`
`
`O_UE_PUSCH jP
`
`is received
`
`™ when the UE (re)synchronizes
`
`o
`
`f
`
`
`
`)(i
`
`A
`( Ki 1
`PUSCH
`PUSCH
`Accumulation-enabled provided by higher layers
`
`
`
`
`
`)
`
`if accumulation is not enabled based on the UE-specific parameter
`
`PUSCH
`
`Ki 1
`
`(
`
`PUSCH
`
`)
`
`was signalled on PDCCH with DCI format 0 on subframe
`
`" where
`Ki 1
`
`PUSCH
`
`"
`
`The value of
`
`K
`
`PUSCH
`
` is
`
`™
`
`™
`
`™
`
`For FDD,
`
`K
`
`PUSCH
`
`= 4
`
`For TDD UL/DL configurations 1-6,
`
`K
`
`PUSCH
`
`is given in Table 5.1.1.1-1
`
`For TDD UL/DL configuration 0
`
`o
`
`If the PUSCH transmission in subframe 2 or 7 is scheduled with a
`PDCCHof DCI format 0 in which the second bit of the UL index is set to
`1,
`= 7
`K
`
`PUSCH
`
`o
`
`For all other PUSCH transmissions,
`
`K
`
`PUSCH
`
`is given in Table 5.1.1.1-1.
`
`The
`
`PUSCH dB absolute values signalled on PDCCH with DCI format 0 are given in Table
`5.1.1.1-2.
`
`"
`
`"
`
`
`
` )(if
`
`
`
` (if
`
`A
`1
`DRX occurs or i is not an uplink subframe in TDD.
`
`)1
`
`for a subframe where no PDCCH with DCI format 0 is decoded or where
`
`o
`
`For both types of
`
`)(.f
`
` (accumulation or current absolute) the first value is set as follows:
`
`"
`
`f
`
`)0(
`
` PHA
`
`
`rampup
`
`/
`
`
`
`2msg
`
`3GPP
`
`Ex. 1015 - TCT Mobile (US) Inc.
`TCT Mobile (US) Inc. v. Sisvel S.P.A., IPR2021-00678
`Page 10 of 60
`
`

`

`Release 8
`
`11
`
`3GPP TS 36.213 V8.4.0 (2008-09)
`
`™ where
`
`where
`
`2msg is the TPC command indicated in the random access response, and
`PH
`rampup
`
` is provided by higher layers and corresponds to the total power
`
`ramp-up from the first to the last preamble
`
`Table 5.1.1.1-1
`
`K
`
`PUSCH
`
`for TDD configuration 0-6
`
`TDD UL/DL
`Configuration
`
`subframe number i
`
`0 1 2 3 4 5 6 7 8 9
`
`0
`
`1
`
`2
`
`3
`
`4
`
`5
`
`-
`
`- 6 7 4
`
`- 6 4
`
`4
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`4 4 4
`
`4 4
`
`4
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`- 6 7 4
`
`- 6 4
`
`- 4
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`6
`
`-
`
`-
`
`7 7 5
`
`-
`
`- 7 7
`
`Table 5.1.1.1-2: Mapping of TPC Command Field in DCI format 0/3 to absolute and accumulated
`PUSCH values.
`
`TPC Command
`Field in
`DCI format 0/3
`0
`1
`2
`3
`
`Accumulated
`PUSCH [dB]
`
`Absolute
`
`PUSCH [dB]
`only DCI format 0
`
`-1
`0
`1
`3
`
`-4
`-1
`1
`4
`
`Table 5.1.1.1-3: Mapping of TPC Command Field in DCI format 3A to
`
`PUSCH values.
`
`TPC Command Field in
`DCI format 3A
`0
`1
`
`PUSCH [dB]
`
`-1
`1
`
`5.1.1.2
`
`Power headroom
`
`The UE power headroom PH valid for subframe i is defined by
`
`PH
`
`
`
`)(i
`
`A
`
`P
`MAX
`
`1
`
`10
`
`log
`
`(
`
`M
`
`10
`
`PUSCH
`
`
`
`))(i
`
`/
`
`P
`O_PUSCH
`
`
`
`)( j
`
`„/
`
`PL
`
`H/
`
`
`
`)(i
`
`/
`
`TF
`
`f
`
`
`
`)(i
`
` [dB]
`
`where, MAXP
`
`,
`
`M
`
`)(
`PUSCH i
`
`,
`
`)(
`
`
`O_PUSCH jP
`
`,
`
`, PL,
`
`)(TF iH
`
` and
`
`f
`
`)(i
`
` are defined in section 5.1.1.1.
`
`The power headroom shall be rounded to the closest value in the range [40; -23] dB with steps of 1 dB and is delivered
`by the physical layer to higher layers.
`
`3GPP
`
`Ex. 1015 - TCT Mobile (US) Inc.
`TCT Mobile (US) Inc. v. Sisvel S.P.A., IPR2021-00678
`Page 11 of 60
`
`

`

`Release 8
`
`12
`
`3GPP TS 36.213 V8.4.0 (2008-09)
`
`5.1.2
`
`Physical uplink control channel
`
`5.1.2.1
`
`UE behaviour
`
`P
`The setting of the UE Transmit power PUCCH
`subframe i is defined by
`
`for the physical uplink control channel (PUCCH) transmission in
`
`P
`PUCCH
`
`i
`
`A
`
`min
`
`P
`MAX
`
`,
`
`P
`0_PUCCH
`
`/
`
`PL
`
`/
`
`nh
`
`,
`
`n
`
`CQI
`
`HARQ
`
`H/
`
`F_PUCCH
`
`F
`
`/
`
`ig
`
` [dBm]
`
`where
`
`™
`
`H
`
`F_PUCCH (
`
`)F
`
`table entries for each PUCCH format (F ) defined in Table 5.4-1 in [3] are given by RRC
`
`o Each signalled
`
`H
`
`F_PUCCH (
`
`)F
`
`2-bit value corresponds to a PUCCH format (F) relative to PUCCH
`
`format 1a.
`
`o The
`
`H
`
`F_PUCCH (
`
`)F
`
` value for each PUCCH format (F) is defined in Table 5.1-2.
`
`Table 5.1-2 Definition of
`
`H
`
`F_PUCCH (
`
`)F
`
` for each PUCCH format (F)
`
`H
`
`F_PUCCH (
`
`)F
`
` (dB)
`
`PUCCH
`format
`(F)
`
`1
`
`1b
`
`2
`
`2a
`
`2b
`
`[-2, 0, 2]
`
`[1, 3, 5]
`
`[-2, 0,1, 2]
`
`[-2, 0, 2]
`
`[-2, 0, 2]
`
`™
`
`nh
`
` is a PUCCH format dependent value, where CQIn
`
` corresponds to the number information bits for the
`
`n
`channel quality information defined in section 5.2.3.3 in [4] and HARQ
`
` is the number of HARQ bits.
`
`For PUCCH format 1,1a and 1b
`
`nh
`
`,
`CQI n
`
`HARQ
`
`A
`
`0
`
`For PUCCH format 2, 2a, 2b and normal cyclic prefix
`
`if
`
`n
`
`CQI
`
`•
`
`4
`
`otherwise
`
`(cid:217)(cid:217) (cid:218)(cid:216)
`
`n
`
`CQI
`
`4
`
`(cid:201)(cid:201) ˚¨
`
`log
`
`10
`
`(cid:209)—(cid:209)ˇ˛
`
`10
`
`0
`
`nh
`
`CQI
`
`,
`
`n
`
`HARQ
`
`A
`
`o
`
`o
`
`o
`
`For PUCCH format 2 and extended cyclic prefix
`/
`
`if
`
`n
`
`/
`
`n
`
`HARQ
`
`•
`
`4
`
`CQI
`
`(cid:217)(cid:217) (cid:218)(cid:216)
`
`n
`
`CQI
`
`n
`
`HARQ
`
`4
`
`(cid:201)(cid:201) ˚¨
`
`log
`
`10
`
`10
`
`(cid:209)—(cid:209)ˇ˛
`
`nh
`
`CQI
`
`,
`
`n
`
`HARQ
`
`A
`
`0
`
`otherwise
`
`™
`
`™
`
`P
`O_PUCCH
`
` is a parameter composed of the sum of a 5-bit cell specific parameter
`
`P
`O_NOMINAL_
`
`PUCCH
`
` provided
`
`by higher layers with 1 dB resolution in the range of [-127, -96] dBm and a UE specific component
`P
`O_UE_PUCCH
`
` configured by RRC in the range of [-8, 7] dB with 1 dB resolution.
`
`PUCCH is a UE specific correction value, also referred to as a TPC command, included in a PDCCH with DCI
`format 1A/1B/1D/1/2A/2 or sent jointly coded with other UE specific PUCCH correction values on a PDCCH
`with DCI format 3/3A whose CRC parity bits are scrambled with TPC-PUCCH-RNTI.
`
`3GPP
`
`Ex. 1015 - TCT Mobile (US) Inc.
`TCT Mobile (US) Inc. v. Sisvel S.P.A., IPR2021-00678
`Page 12 of 60
`
`

`

`Release 8
`
`13
`
`3GPP TS 36.213 V8.4.0 (2008-09)
`
`o The UE attempts to decode a PDCCH of DCI format 3/3A with the UE’s TPC-PUCCH-RNTI and one
`or several PDCCHs of DCI format 1A/1B/1D/1/2A/2 with the UE’s C-RNTI on every subframe
`except when in DRX.
`
`o
`
`If the UE decodes a PDCCH with DCI format 1A/1B/1D/1/2A/2 and the corresponding detected
`RNTI equals the C-RNTI of the UE, the UE shall use the
`PUCCH provided in that PDCCH.
`
`else
`
`"
`
`if the UE decodes a PDCCH with DCI format 3/3A, the UE shall use the
`
`PUCCH provided
`
`in that PDCCH
`
`else the UE shall set
`
`PUCCH = 0 dB.
`
`
`
`(i
`
`1
`
`k
`
`)
`
`m
`
`PUCCH
`
` where
`
`)(ig
`
` is the current PUCCH power control
`
`˙1 A
`
`M
`
`1
`
`m
`
`0
`
`o
`
`
`
` )(ig
`
`A
`
`
`
`(ig
`
`
`
` /1 )1
`
`adjustment state.
`
`"
`
`"
`
`"
`
`"
`
`"
`
`"
`
`"
`
`For FDD,
`
`1AM and
`
`0 Ak
`
`4
`
`.
`
`For TDD, values of M and mk are given in Table 10.1-1.
`
`The
`
`PUCCH dB values signalled on PDCCH with DCI format 1A/1B/1D/1/2A/2 are given
`in Table 5.1.2.1-1.
`
`The
`
`PUCCH dB values signalled on PDCCH with DCI format 3/3A are given in Table
`5.1.2.1-1 or in Table 5.1.2.1-2 as semi-statically configured by higher layers.
`
`The initial value of
`
`)(ig
`
` is defined as
`
`™
`
`g
`
`)0(
`
` PHA
`
`
`rampup
`
`/
`
`Msg
`
`2
`
`o where
`
`2msg is the TPC command indicated in the random access
`response, and
`
`o
`
`PH
`provided by higher layers
`
`rampup
`
` is the total power ramp-up from the first to the last preamble
`
`If UE has reached maximum power, positive TPC commands shall not be accumulated
`
`If UE has reached minimum power, negative TPC commands shall not be accumulated
`
`" UE shall reset accumulation
`
`™
`
`at cell-change
`
`™ when entering/leaving RRC active state
`
`™ when
`
`)(
`
`
`O_UE_PUCCH jP
`
`is received
`
`™ when the UE (re)synchronizes
`1
`A
`
`
`
`(ig
`
`)1
`
` if i is not an uplink subframe in TDD.
`
`"
`
`
`
` )(ig
`
`3GPP
`
`Ex. 1015 - TCT Mob