`
`UNITED STATES PATENT AND TRADEMARK OFFIGE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`!
`OX.
`Address: COMMISSIONER FOR PATENTS
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION
`NUMBER
`
`FILING or
`371(c) DATE
`
`GRP ART
`UNIT
`
`
`
`
`
`FIL
`
`62/334,660
`
`05/11/2016
`
`FEE REC'D
`
`260
`
`ATTY.DOCKET.NO
`
`0203-1890
`
`ITOT CLAIMSJIND CLAIMS
`
`68103
`
`1130Connecticut Ave., NW, Suite 420
`
`Washington, DC 20036
`
`CONFIRMATION NO. 6339
`FILING RECEIPT
`
`NO01...0.4008
`
`Date Mailed: 05/27/2016
`
`It will not be examined for patentability and will
`Receipt is acknowledged of this provisional patent application.
`become abandonednotlater than twelve monthsafter its filing date. Any correspondence concerning the application
`mustinclude the following identification information: the U.S. APPLICATION NUMBER, FILING DATE, NAME OF
`APPLICANT, and TITLE OF INVENTION. Feestransmitted by checkor draft are subject to collection. Please verify
`the accuracy of the data presented on this receipt. If an error is noted on this Filing Receipt, please submit
`a written request for a Filing Receipt Correction. Please provide a copy of this Filing Receipt with the
`changes noted thereon. If you received a "Notice to File Missing Parts" for this application, please submit
`any corrections to this Filing Receipt with your reply to the Notice. When the USPTO processesthe reply
`to the Notice, the USPTO will generate another Filing Receipt incorporating the requested corrections
`
`Inventor(s)
`
`Applicant(s)
`
`Anil AGIWAL, Suwon-si, KOREA, REPUBLIC OF;
`Youngbin CHANG, Anyang-si, KOREA, REPUBLIC OF;
`Anshuman NIGAM, Bangalore, INDIA;
`
`Samsung Electronics Co., Ltd., Suwon-si, KOREA, REPUBLIC OF;
`
`Powerof Attorney: The patent practitioners associated with Customer Number 68103
`
`Permission to Access Application via Priority Document Exchange: Yes
`
`Permission to Access Search Results: No
`
`Applicant may provide or rescind an authorization for access using Form PTO/SB/39 or Form PTO/SB/69 as
`appropriate.
`
`lf Required, Foreign Filing License Granted: 05/26/2016
`
`The country code and number of your priority application, to be usedfor filing abroad under the Paris Convention,
`is US 62/334,660
`
`Projected Publication Date: None, application is not eligible for pre-grant publication
`
`Non-Publication Request: No
`
`Early Publication Request: No
`
`page 1 of 3
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`1
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`SAMSUNG 1006
`
`1
`
`SAMSUNG 1006
`
`
`
`Title
`
`SYSTEM & METHOD OF PERFORMING RANDOM ACCESSIN BEAM-FORMED SYSTEM
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition Applications: No
`
`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
`
`Since the rights granted by a U.S. patent extend only throughout the territory of the United States and have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
`in a specific country or in regional patent offices. Applicants may wish to consider the filing of an international
`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generally has the same
`effect as a regular national patent application in each PCT-member country. The PCT process simplifies thefiling
`of patent applications on the same invention in member countries, but does notresult in a grant of "an international
`patent" and doesnoteliminate the need of applicants to file additional documents and fees in countries where patent
`protection is desired.
`
`Almost every country has its own patent law, and a person desiring a patent in a particular country must make an
`application for patent in that country in accordancewithits particular laws. Since the laws of many countries differ
`in various respects from the patent law of the United States, applicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that in the case of inventions made in the United States, the Director of the USPTO must
`issue a license before applicants can apply for a patent in a foreign country. Thefiling of a U.S. patent application
`serves as a request for a foreign filing license. The application's filing receipt contains further information and
`guidanceasto the status of applicant's license for foreign filing.
`
`Applicants may wish to consult the USPTO booklet, "General Information Concerning Patents” (specifically, the
`section entitled "Treaties and Foreign Patents") for more information on timeframes and deadlinesfor filing foreign
`patent applications. The guide is available either by contacting the USPTO Contact Center at 800-786-9199, or it
`can be viewed on the USPTO website at http://www.uspto.gov/web/offices/pac/doc/general/index.html.
`
`For information on preventing theft of your intellectual property (patents, trademarks and copyrights), you may wish
`to consult the U.S. Government website, http:/Avww.stopfakes.gov. Part of a Department of Commerceinitiative,
`this website includes self-help “toolkits” giving innovators guidance on howto protectintellectual property in specific
`countries such as China, Korea and Mexico. For questions regarding patent enforcement issues, applicants may
`call the U.S. Governmenthotline at 1-866-999-HALT (1-866-999-4258).
`
`LICENSE FOR FOREIGN FILING UNDER
`
`Title 35, United States Code, Section 184
`
`Title 37, Code of Federal Regulations, 5.11 & 5.15
`
`GRANTED
`
`The applicant has been granted a license under 35 U.S.C. 184, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED"followed by a date appears on this form. Such licenses are issuedin all applications where
`the conditions for issuance of a license have been met, regardless of whether or not a license may be required as
`set forth in 37 CFR 5.15. The scope andlimitations of this license are set forth in 37 CFR 5.15(a) unless an earlier
`
`page 2 of 3
`
`2
`
`
`
`license has been issued under 37 CFR 5.15(b). The license is subject to revocation upon written notification. The
`date indicated is the effective date of the license, unless an earlier license of similar scope has been granted under
`37 CFR 5.13 or 5.14.
`
`This license is to be retained by the licensee and may be usedat any time on or after the effective date thereof unless
`itis revoked. This license is automatically transferred to any related applications(s)filed under 37 CFR 1.53(d). This
`license is not retroactive.
`
`The grantof a license does not in any way lessen the responsibility of a licensee for the security of the subject matter
`as imposed by any Government contract or the provisions of existing laws relating to espionage and the national
`security or the export of technical data. Licensees should apprise themselves of current regulations especially with
`respect to certain countries, of other agencies, particularly the Office of Defense Trade Controls, Department of
`State (with respect to Arms, Munitions and Implements of War (22 CFR 121-128)); the Bureau of Industry and
`Security, Department of Commerce (15 CFR parts 730-774); the Office of Foreign AssetsControl, Department of
`Treasury (31 CFR Parts 500+) and the Departmentof Energy.
`
`NOT GRANTED
`
`No license under 35 U.S.C. 184 has been granted atthis time, if the phrase "IF REQUIRED, FOREIGN FILING
`LIGENSE GRANTED" DOES NOTappear on this form. Applicant maystill petition for a license under 37 CFR 5.12,
`if a license is desired before the expiration of 6 months from thefiling date of the application. If 6 months has lapsed
`from thefiling date of this application and the licensee has not received any indication of a secrecy order under 35
`U.S.C. 181, the licensee may foreign file the application pursuant to 37 CFR 5.15(b).
`
`
`SelectUSA
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location for
`business investment, innovation, and commercialization of new technologies. The U.S. offers tremendous resources
`and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation works to
`promote and facilitate business investment. SelectUSA provides information assistance to the international investor
`community; serves as an ombudsmanfor existing and potential investors; advocates on behalf of U.S. cities, states,
`and regions competing for global investment; and counsels U.S. economic developmentorganizations on investment
`attraction best practices. To learn more about why the United States is the best country in the world to develop
`technology, manufacture products, deliver services, and grow your business, visit http:/Awww.SelectUSA.govor call
`+1-202-482-6800.
`
`page 3 of 3
`
`3
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`
`
`TRANSMITTAL FOR POWER OF ATTORNEY TO ONE OR MORE
`REGISTERED PRACTITIONERS
`
`NOTE: This form is to be submitted with the Power of Attorney by Applicant form (PTO/AIA/82B or equivalent) to identify the
`application to which the Power of Attorney is directed, in accordance with 37 CFR 1.5. ifthe Power of Attorney by Applicant form
`is not accompanied by this transmittal form or an equivalent, the Power of Attorney will not be recognized in the application.
`
`a
`
`SYSTEM & METHOO OF PERFORMING RANDOM ACCESS IN BEAM-FORMED SYSTEM
`
`PTO/AIA/82A (Q7-12)
`Approved for use through 11/30/2014. OMB 0651-0035
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit displays a valid OMB control number.
`
`forms are submitted.
`
`penmeneme
`
`0203-1890
`Attorney Docket Number
`SIGNATUREof Applicant or Patent Practitioner
`Signature
`/jJames G. POHLMAN/
`pate
`|May 11, 2016
`Name
`James G. Pohiman
`telephone
`|(202) 293-0804
`
`cosvatonnines]68,921
`
`
`
`NOTE: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4(d) for signature requirements andcertifications.
`
`[| “Total of
`This collection of information is required by 37 CFR 1.31, 1.32 and 1.33. The information is required te obtain or retain a benefit by the public whichis to file (and
`by the USPTOto process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 3 minutes
`to complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upontheindividual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer,
`U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DONOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`if you need assistance in completing the form, call 1-800-PTO-9799 and select option 2.
`
`4
`
`
`
`PTOIA2B(07-12)
`Approved for use through 11/30/2014. COMB 6691-0035
`US. Patent and Trademark Office; U.S. DEPARTMENT GF COMMERCE
`
`Under the Paparwork Reduction Act of 1988, ne persons are required te respond toa cadection of information unless it displays a valid OMG control sunber,
`
`_POWER,OFATRORNEY.BYéAPPLICANT
`
`i hereby revoke all previous powers of attorney giverrinthe application identified in theatiached transmittal letter.
`[ea] i hereby appoint Practitioners) associated’with the fallawing Customer Number’as mylour attorneyis) oF ageni(s). and to’
`transact all business in the United States Patent and Tradernark Office connected therewith for the application referenced
`in the attached transmittal letter (fon PTO/AIA/S2A or equivalerit):
`
`OR
`
`| thereby appoint Praciitioner{s) named below as my/our atlormey{s} or agent(s), and to trangact all business in the
`United States Patent and Tradernark Office connected therewith for the application referanced in the attached
`transmittal letier (form PTOJAIA/82ZA, or equivalent):
`Registration
`Number
`
`individual Name
`
`
`
`certifications. Subrait multiple forms for more than one signature, see below *. f] "Total of _
`
`i Please recognize or change the correspondence Sidross for the application identified in the attached |
`transmittal letter to:
`
`[a The address associated with ihe sbove-mentioned Customer Number,
`oo
`OR
`i
`The address associated with Customer Number:|
`
`[Lega Representative of a Deceased or Legally incapacitated Inventor
`[@Assignee or Parson to Whom the Inventor is Under an Obligation to Assign
`[]Person Who Othenvise Shaws Sufficient Proprietary Intereat (eg. @ patition under 37 CFR 1 46(p)}(2) was
`granied in the application or is concurrently
`being
`
`
`E Signature
`
`Telephone
`
`E NOTE: Signature - This forntv1must be signed by the coplcant iin accordance with 37 CFR 1.33. Se, 4
`
`4 for signature requirements and
`
`forma are eubmitted.
`This collection of information is required by 37 CFR 1.31, 1.32 and 1.23. Theinformation is required to obtain or retain a benefit by the public which is to fils (and by the
`USPTO te process) an application. Confidentiality is govemed by 38 U5.C. 123 and 37 CFR 1.41 and 4.74. TNs collection i estimated to iske 3 minutes to completa,
`ncliding Yaiheriig, eparing, aid submitting the completed application torr to ihe USPTO. Time wil vary depending upon ihe individual case Any comments on
`the amount of time you require to cornplete this form and/or suggestions for reducing this burden, should be sent to the Chief information Officer, US. Patent and
`‘Trademark Office, U.S. Bepariment of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. 00 NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22343-1456.
`f you need assistance in completing the form. call 1-800-P 70-9799 and select optian 2.
`
`5
`
`
`
`PTO/AIA/14 (03-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`icati
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`Title of Invention|SYSTEM & METHOD OF PERFORMING RANDOM ACCESS IN BEAM-FORMED SYSTEM
`
`The application data sheetis part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arrangedin a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`
`document maybe printed and included in a paperfiled application.
`
`
`Secrecy Order 37 CFR 5.2
`Portionsorall of the application associated with this Application Data Sheet mayfall under a Secrecy Order pursuantto
`|] 37CFR5.2 (Paperfilers only. Applications that fall under Secrecy Order may notbe filed electronically.)
`
`
`Inventor Information:
`
`
`Inventor
`Legal Name
`
`
`Prefix} Given Name
`
`eeeT
`
`Middle Name
`
`Family Name
`
`ResidenceInformation (Select One)
`
`US Residency
`
`@ Non US Residency
`
`Active US Military Service
`
`Mailing Addressof Inventor:
`Address 1
`I jo. 104-1902, 363, Hyowon-ro, Yeongtong-gu
`
`
`
`
`|City| Buwon-si, Gyeonggi-do State/Province
`
`Postal Code i | KR
`
`
`
`Inventor
`b
`
`etSeennaneeineearnsa
`
`
`
`pansSdCO
`TLHere
`@) Non US Residency
`Active US Military Service
`US Residency
`Residence Information (Select One)
`City
`Country of Residence | kK]
`
`
`Legal Name
`
`
`
`|city| Anyang-si, Gyeonggi-do State/Province |
`
`Mailing Addressof Inventor:
`Address 1
`| jo. 206-1102, 40, Dongan-ro, Dongan-gu
`Address 2
`
`
`Legal Name
`
`EFS Web 2.2.6
`
`Remove
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`PTO/AIA/14 (03-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`Attorney Docket Number|0203-1890
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`Title of Invention|SYSTEM & METHOD OF PERFORMING RANDOM ACCESSIN BEAM-FORMED SYSTEM
`
`reSeemsaneTamasTa
`
`hom—————+ds*#i?
`ElFesures
`
`Residence Information (Select One)
`(@) Non US Residency
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`Country of Residence’
`
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`
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`
`Mailing Addressof Inventor:
`Address 1
`| LAT No 7, Sraddha Orchid Rustambagh,Airport Road
`Address 2
`
`
`|city| Bangalore, Karnataka State/Province | |
`
`
`Postal Code
`i
`|
`IN
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`
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`For further information see 37 CFR 1.33(a).
`
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`[|] An Addressis being provided for the correspondenceInformation of this application.
`Customer Number
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`Email Address
`| sdocketing@jeffersonip.com
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`O 35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
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`Representative Information:
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`
`PTO/AIA/14 (03-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`Attorney Docket Number|0203-1890
`
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`Title of Invention|SYSTEM & METHOD OF PERFORMING RANDOM ACCESSIN BEAM-FORMED SYSTEM
`
`Numberwill be used for the Representative Information during processing.
`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
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`Either enter Customer Number or complete the Representative Name section below.
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`C) Limited Recognition (37 CFR 11.9)
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`PTO/AIA/14 (03-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
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`Attorney Docket Number|0203-1890
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`Title of Invention|SYSTEM & METHOD OF PERFORMING RANDOM ACCESSIN BEAM-FORMED SYSTEM
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition
`Applications
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`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
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`Authorization to Permit Access:
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`>< Authorization to Permit Accessto the Instant Application by the Participating Offices
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`If checked, the undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO),
`the Japan Patent Office (JPO), the Korean Intellectual Property Office (KIPO), the World Intellectual Property Office (WIPO),
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`is filled access to the instant patent application. See 37 CFR 1.14{c) and (h). This box should not be checkedif the applicant
`does not wish the EPO, JPO, KIPO, WIPO, or otherintellectual property office in which a foreign application claiming priority
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`In accordance with 37 CFR 1.14(h)(3), access will be provided to a copy of the instant patent application with respect
`to: 1) the instant patent application-as-filed; 2) any foreign application to which the instant patent application
`claimspriority under 35 U.S.C. 119{a)-{d) if a copy of the foreign application that satisfies the certified copy requirement of
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`In accordance with 37 CFR 1.14(c), access may be provided to information concerning the dateof filing this Authorization.
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`Providing assignmentinformation in this section does not substitute for compliance with any requirement of part 3 of Title 37 of CFR
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`Person who showssufficient proprietary interest
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`Applicant
`ff
`If the applicantis the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be completed.
`Theinformation to be provided in this section is the name and addressof the legal representative whois the applicant under 37 CFR
`1.43; or the name and address of the assignee, person to whom the inventoris underan obligation to assign the invention, or person
`who otherwise showssufficient proprietary interest in the matter who is the applicant under 37 CFR 1.46. If the applicant is an
`applicant under 37 CFR 1.46 (assignee, person to whom the inventoris obligated to assign, or person who otherwise showssufficient
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`identified in this section.
`Clear
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`Legal Representative under 35 U.S.C. 117
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`Joint Inventor
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`Person to whom the inventoris obligated to assign.
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`EFS Web 2.2.6
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`9
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`
`
`PTO/AIA/14 (03-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`Attorney Docket Number|0203-1890
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`
`Title of Invention|SYSTEM & METHOD OF PERFORMING RANDOM ACCESSIN BEAM-FORMED SYSTEM
`
`If applicant is the legal representative, indicate the authority to file the patent application, the inventor is:
`
`
`
`Nameof the Deceased or Legally Incapacitated Inventor :
`
`If the Applicant is an Organization check here.
`
`Xl
`
`
`Family Name
`
`Mailing Address Information For Applicant:
`
`
`Address1=|feeSanemarevematonrw
`
`
`|Buwon-si,Gyeonggi-do|State/Province
`LS
`
`Phone Number Po Fax Number
`Email Address
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`
`
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`
`||
`Assignee
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`Attorney Docket Number|0203-1890
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`Title of Invention|SYSTEM & METHOD OF PERFORMING RANDOM ACCESSIN BEAM-FORMED SYSTEM
`
`
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`Address 1
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`Signature:
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`Signature
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`|/James G. POHLMAN/
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`Date (YYYY-MM-DD)|
`
`2016-05-11
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`Electronic Patent Application Fee Transmittal
`
`Title of Invention:
`
`SYSTEM & METHOD OF PERFORMING RANDOM ACCESS IN BEAM-FORMED
`
`SYSTEM
`
`First NamedInventor/Applicant Name:
`
`Anil AGIWAL
`
`James Gregory Pohlman/Lisa Peou
`
`Attorney Docket Number:
`
`0203-1890
`
`Filed as Large Entity
`
`Filing Fees for Provisional
`
`Sub-Total in
`Amount
`Quantity
`Fee Code
`Description
`USD($)
`
`
`
`
`
`
`
`Basic Filing:
`
`Provisional Application Filing
`
`Miscellaneous-Filing:
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`Patent-Appeals-and-Interference:
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`Post-Allowance-and-Post-Issuance:
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`13
`
`13
`
`
`
`Extension-of-Time:
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`Total in USD ($)
`
`Miscellaneous:
`
`14
`
`14
`
`
`
`
`
`a A
`
`Electronic AcknowledgementReceipt
`
`a s
`
`eems
`
`Title of Invention:
`
`SYSTEM & METHOD OF PERFORMING RANDOM ACCESS IN BEAM-FORMED
`SYSTEM
`
`First Named Inventor/Applicant Name:
`
`Anil AGIWAL
`
`Customer Number:
`
`68103je
`ee
`
`Provisional
`pplication Type:
`
`
`Paymentinformation:
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`Charge any Additional Fees required under 37 CFR 1.17 (Patent application and reexamination processing fees)
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`Authorized User
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`504100
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`SHIN, MAENG-HO
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`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
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