`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`______________________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`______________________________
`
`TENNANT COMPANY,
`Petitioner,
`
`v.
`OXYGENATOR WATER TECHNOLOGIES, INC.,
`Patent Owner.
`
`______________________________
`
`Case IPR2021-00625
`Patent No. RE 45,415
`______________________________
`
`PETITIONER TENNANT COMPANY’S OBJECTIONS TO
`OXYGENATOR WATER TECHNOLOGIES, INC’S
`NOVEMBER 19, 2021 UPDATED EXHIBIT LIST
`
`
`
`
`
`
`
`
`
`
`
`
`Objections to Oxygenator Water Technologies, Inc’s Updated Exhibit List
`
`EXHIBITS AND OBJECTIONS
`
`Exhibit
`Reference Name
`#
`2101. Supplemental Joint Patent
`Case Status Report and Claim
`Construction Statement, dated
`June 9, 2021
`2102. Briefing Order regarding
`Claim Construction, dated
`April 26, 2021
`2103. Amended Pretrial Order,
`dated May 12, 2021
`2104. Pretrial Case Management
`Order, dated August 8, 2020
`2105. Order on Joint Stipulation to
`Extend Deadlines for
`Defendant's Prior Art Chart
`and Invalidity Statement,
`Plaintiff's Prior Art Chart and
`Invalidity /Responsive
`Statement, and Narrowing of
`Claim Terms, dated
`November 17, 2020
`2106. Opinion and Order on
`Defendant’s Motion to
`Dismiss, dated August 7,
`2020
`2107. Letter to Magistrate Judge
`Bowbeer from Lora M.
`Friedemann regarding IDR
`Request, dated May 3, 2021
`2108. Tennant’s Supplement to Its
`Invalidity Contentions and
`Prior Art Charts, dated
`February 11, 2021
`2109. Declaration of Dr. Ralph E.
`White
`2110. Fundamentals of
`Electrochemistry, by V.S.
`Bagotsky, 2nd ed., Wiley-
`
`- 1 -
`
`Objection
`
`
`FRE 403
`
`FRE 402,403
`
`FRE 403
`
`FRE 403
`
`FRE 402, 403
`
`FRE 106, 402
`
`FRE 106, 402
`
`FRE 402, 403, 602, 701, 702, 703,
`802
`FRE 106, 402, 403, 602, 802, 901,
`1002
`
`
`
`Objections to Oxygenator Water Technologies, Inc’s Updated Exhibit List
`
`Exhibit
`#
`
`Reference Name
`Interscience, 2005, pp. 60–64,
`252-257, 261-280
`2111. Opinion and Order on Claim
`Construction, dated August
`18, 2021
`2112. Declaration of Todd S.
`Werner in Support of Patent
`Owner’s Unopposed Motion
`for Pro Hac Vice Admission
`2113. Clean Protective Order to
`Motion for Entry of
`Protective Order
`2114. Marked Protective Order to
`Motion for Entry of
`Protective Order
`2115. Email from Adam Steinert to
`OWT Counsel, dated October
`4, 2021
`2116. Declaration of Dr. Ralph E.
`White - SEALED
`
`Objection
`
`
`
`
`
`
`
`
`
`
`
`FRE 702, 703, 37 C.F.R. §§ 42.65(a)
`and (b)
`¶¶ 17, 21, 33-36, 37-38, 40-48, 49, 50,
`53- 56, 58, 63-68, 70-72, 73-74, 75,
`76, 77, 78-80, 83-89, 92, 93-117, 119-
`122, 124-128-148 are not based on
`sufficient facts or data, do not disclose
`underlying facts or data, do not
`sufficiently explain the test or data in
`accordance with 42.65(b), and/or are
`not the product of reliable scientific
`principles and methods.
`
`FRE 402, 403
`¶¶21, 37-38, 48, 49, 50, 53-54, 58,
`63-68, 73-74, 78-80, 83-113, 117-
`118, 119, 122-123, 128-129, 134
`
`
`¶¶7, 86, 181, 183, 186, 191, 192,
`197, 198, 205, 206 are not relevant;
`
`- 2 -
`
`
`
`Objections to Oxygenator Water Technologies, Inc’s Updated Exhibit List
`
`Exhibit
`#
`
`Reference Name
`
`2117. Declaration of Dr. Ralph E.
`White - REDACTED
`Joint Claim Construction
`Appendix Part 1
`
`2118.
`
`
`
`Objection
`to the extent they are relevant, their
`probative value is outweighed by the
`danger of causing unfair prejudice
`and confusing the issues because
`they improperly characterize a
`document or general knowledge.
`
`In addition, Petitioner objects to
`Exhibit 2116 under FRE 1002
`because it incorporates other
`documents without providing copies
`of the originals
`
`Petitioner objects to Exhibit 2116
`under FRE 801, 802, and 805 as
`containing hearsay and/or hearsay
`within hearsay. To the extent Patent
`Owner relies on the contents of
`these exhibits for the truth of the
`matter asserted, including
`statements regarding dates of
`communication, editing, or creation,
`Petitioner objects to such content as
`inadmissible hearsay and/or hearsay
`within hearsay that does not fall
`under any exception.
`
`Petitioner also objects to Exhibit
`2116 under FRE 901 because
`sufficient evidence has not been
`provided to establish the
`authenticity of copied exhibits to
`prove that they are what Petitioner
`says they are or that they were kept
`in the ordinary course of business.
`
`FRE 402, 403, 702, 703, 802, 901,
`1002, 37 C.F.R. §§ 42.65(a) and (b)
`FRE 402, 403, 802, 901
`
`- 3 -
`
`
`
`Objections to Oxygenator Water Technologies, Inc’s Updated Exhibit List
`
`Objection
`FRE 402, 403, 802, 901
`
`FRE 402, 403
`
`
`
`FRE 402, 403, 602, 802
`
`FRE 402, 403
`
`FRE 402, 403, 602, 801, 802
`
`FRE 402, 403
`
`FRE 402, 403
`
`
`
`FRE 402, 403, 901, 1002
`
`FRE 402, 403, 802
`
`Exhibit
`#
`2119.
`
`2120.
`
`Reference Name
`Joint Claim Construction
`Appendix Part 2
`Joint Patent Case Status
`Report and Claim
`Construction Statement, dated
`April 9, 2021
`2121. Exhibit B to the Joint Patent
`Case Status Report and Claim
`Construction Statement, dated
`April 13, 2021
`2122. Exhibit A to the Joint Patent
`Case Status Report and Claim
`Construction Statement, dated
`April 13, 2021
`2123. Supplemental Joint Patent
`Case Status Report and Claim
`Construction Statement, dated
`June 9, 2021
`2124. Amended Exhibit A to the
`Joint Patent Case Status
`Report and Claim
`Construction Statement, dated
`June 9, 2021
`2125. Exhibit B to the Joint Patent
`Case Status Report and Claim
`Construction Statement, dated
`June 9, 2021
`2126. Tennant’s Opening Claim
`Construction Brief, dated
`June 10, 2021
`2127. Declaration of Cara S.
`Donels, dated June 10, 2021
`2128. Exhibit A to Declaration of
`Cara S. Donels, dated June
`10, 2021
`2129. Oxygenator Water
`Technologies, Inc.’s Opening
`Claim Construction Brief,
`dated June 10, 2021 -
`SEALED
`
`- 4 -
`
`
`
`Objections to Oxygenator Water Technologies, Inc’s Updated Exhibit List
`
`Exhibit
`Reference Name
`#
`2130. Oxygenator Water
`Technologies, Inc.’s Opening
`Claim Construction Brief,
`dated June 10, 2021 -
`Redacted
`2131. Declaration of Nathan D.
`Louwagie, dated June 10,
`2021
`2132. Tennant Company’s Petition
`for Inter Partes Review,
`IPR2021-00602 (Ex. 1)
`2133. Tennant Company’s Petition
`for Inter Partes Review,
`IPR2021-00625 (Ex. 2)
`2134. Declaration of Dr. Mario
`Tremblay, IPR2021-00602
`(Ex. 3)
`2135. Declaration of Dr. Mario
`Tremblay, IPR2021-00625
`(Ex. 4)
`2136. About Water Overview (Ex.
`5)
`2137. Analysis of Water Quality for
`Livestock by Clell V.
`Bagedly, DVM et al. (Ex. 6)
`Investigation of Electrical
`Conductivity of Different
`Water Liquids and Electrolyte
`Solutions by H. Golnabi et al.
`(Ex. 7)
`2139. Tennant’s Amended Proposed
`Claim Terms for Construction
`and Extrinsic Evidence dated
`March 30, 2021 (Ex. 10)
`2140. U.S. Patent No. 6,251,259
`(Satoh et al.) (Ex. 11)
`2141. US Patent No. 3,891,535
`(Wikey) (Ex. 12)
`
`2138.
`
`- 5 -
`
`Objection
`FRE 402, 403, 802
`
`FRE 402, 403, 802
`
`
`
`
`
`
`
`
`
`FRE 106, 402, 403, 602, 802, 901,
`1002
`FRE 106, 402, 403, 602, 802, 901,
`1002
`
`FRE 106, 402, 403, 602, 802, 901,
`1002
`
`FRE 402, 403
`
`FRE 402, 403
`
`
`
`
`
`Objections to Oxygenator Water Technologies, Inc’s Updated Exhibit List
`
`Exhibit
`Reference Name
`#
`2142. Tennant’s Invalidity Chart for
`Reissued Patent US RE45,415
`(Ex. 13)
`
`2143.
`
`A3 Parts Manual (Ex. 14)
`2144. Excerpt from The New IEEE
`Standard Dictionary of
`Electrical and Electronics
`Terms, dated 1993 (Ex. 15)
`2145. Excerpt from Sixth Edition of
`McGraw-Hill Electronics
`Dictionary, dated 1997. (Ex.
`16)
`2146. U.S. 2009/0120460 A1
`(Hekman et al.) (Ex. 17)
`2147. U.S. Patent No. 8,025,787
`(Field et al.) (Ex. 18)
`2148. U.S. Patent No. 8,025,787
`(Field et al.) (Ex. 21)
`2149. An Experimental Study on the
`Effect of Electrolytic
`Concentration on the Rate of
`Hydrogen Production by D.
`Buddhi et al. (Ex. 22)
`2150. Electrical Conductivity
`Protocol (Ex. 23)
`2151. OWT’s First Supplemental
`Exhibit 3 to its RE45,415
`Infringement Claim Chart,
`dated October 9, 2020 (Ex. 8)
`- SEALED
`2152. Tennant’s Supplemental
`Exhibit 1 to its Non-
`Infringement Contentions,
`dated December 21, 2020
`(Ex. 9) - SEALED
`2153. Deposition transcript of Dr.
`Russell Pylkki, dated May 27,
`2021 (Ex. 19) - SEALED
`
`- 6 -
`
`Objection
`
`
`FRE 402, 403, 602, 802, 901, 1002
`
`FRE 106, 402, 403, 802, 901, 1002
`
`FRE 106, 402, 403, 602, 802, 901,
`1002
`
`FRE 106, 402, 403, 1002
`
`FRE 106, 402, 403, 1002
`
`FRE 402, 403, 1002
`
`FRE 106, 402, 403, 602, 802, 901,
`1002
`
`FRE 106, 402, 403, 602, 802, 901,
`1002
`FRE 106, 402, 403, 602, 802, 901,
`1002
`
`FRE 106, 402, 403, 602, 802, 901,
`1002
`
`FRE 402, 403, 602, 802, 901
`
`
`
`Objections to Oxygenator Water Technologies, Inc’s Updated Exhibit List
`
`Exhibit
`Reference Name
`#
`2154. Aspen Research Sparging,
`The Technology of
`Metastable Fluids (Ex. 20) -
`SEALED
`
`2155.
`
`RESERVED
`2156. Tennant document
`TC00033231 (Ex. 25) -
`SEALED
`2157. Claim Construction
`Declaration of Ralph E.
`White, dated June 10, 2021
`2158. Curriculum Vitae of Ralph E.
`White (Exhibit A)
`2159. Responsive Expert
`Declaration of Ralph E.
`White, dated June 17, 2021
`2160. Tennant’s Responsive Claim
`Construction Brief, dated July
`27, 2021
`2161. Supplemental Declaration of
`Cara S. Donels in Support of
`Tennant’s Claim Construction
`Brief, dated July 27, 2021
`2162. Deposition transcript of Ralph
`E. White, dated July 1,
`2021(Exhibit B)
`2163. Excerpt from Webster’s
`Dictionary, p 153 (Exhibit C)
`2164. OWT’s Responsive Claim
`Construction Memorandum,
`dated July 27, 2021
`2165. Declaration of Nathan D.
`Louwagie, dated July 27,
`2021
`
`2166.
`
`Deposition transcript of Ralph
`E. White, dated July 1, 2021
`2167. Resistivity/Conductivity
`Chart
`
`Objection
`FRE 106, 402, 403, 602, 802, 901,
`1002
`
`
`
`FRE 106, 402, 403, 802, 901, 1002
`
`FRE 402, 403, 702, 703, 802, 901,
`1002, 37 C.F.R. §§ 42.65(a) and (b)
`
`
`
`FRE 402, 403, 702, 703, 802, 901,
`1002, 37 C.F.R. §§ 42.65(a) and (b)
`
`FRE 402, 403
`
`
`
`
`
`FRE 402, 403, 802
`
`
`
`FRE 106, 402, 403, 802
`
`
`FRE 402, 403
`
`FRE 402, 403, 602, 702, 703, 802,
`901, 1002, 37 C.F.R. §§ 42.65(a)
`and (b)
`FRE 106, 402, 403, 602, 702, 703,
`802, 901, 1002
`
`- 7 -
`
`
`
`Objections to Oxygenator Water Technologies, Inc’s Updated Exhibit List
`
`Exhibit
`Reference Name
`#
`2168. Claim Construction Hearing
`Transcript, dated August 5,
`2021
`2169. Court Minutes, dated August
`5, 2021
`2170. Letter to Judge Tostrud from
`Derek Vandenburgh, dated
`August 26, 2021
`2171. Text Order in Response to
`[247] Letter to District Judge,
`dated August 27, 2021
`2172. Deposition transcript of Dr.
`Mario Tremblay, dated March
`17, 2015 [sic]
`2173. Tennant’s Objections to Order
`on Motion for Leave to
`Supplement Invalidity
`Contentions, dated November
`8, 2021
`2174. Tennant’s Memorandum in
`Support of Its Motion for
`Leave to Amend and
`Supplement Invalidity
`Contentions, dated September
`1, 2021
`2175. Transcript to Motions
`Hearing, dated October 6,
`2021
`2176. Deposition transcript of Bruce
`Field, dated June 25, 2021 –
`SEALED
`2177. Deposition transcript of Russ
`Pylkki, dated May 27, 2021–
`SEALED
`2178. U.S. Patent Application US
`2009/0314654 A1 (Field)
`2179. Tennant Bubble Size
`Measurements presentation–
`SEALED
`
`- 8 -
`
`Objection
`FRE 402, 403
`
`
`FRE 402, 403
`
`FRE 402, 403, 901, 1002
`
`
`FRE 402, 403
`
`
`FRE 106, 403
`
`FRE 106, 402, 403
`
`
`FRE 106, 402, 403
`
`
`FRE 106, 402, 403
`
`FRE 106, 402, 403, 602, 802, 901,
`1002
`
`FRE 106, 402, 403, 602, 802, 901,
`1002
`
`FRE 106, 402, 403, 1002
`
`FRE 106, 1002
`
`
`
`Objections to Oxygenator Water Technologies, Inc’s Updated Exhibit List
`
`Exhibit
`Reference Name
`#
`2180. U.S. Utility Patent
`Application 10/372017
`2181. U.S. Utility Patent
`Application 10/732326
`2182. Deposition transcript of Pete
`Swenson, dated May 26,
`2021– SEALED
`2183. Aspen Research presentation
`titled Sparging: The
`Technology of Metastable
`Fluids– SEALED
`2184. Schematic for Electrode
`Cylindrical Part No. 1062006
`– SEALED
`2185. Tennant Presentation
`Overview – SEALED
`2186. Dallman et al., “Impacts of
`Suspended Clay Particle
`Deposition on Sand-Bed
`Morphodynamics,” Water
`Resources Research (2019)
`2187. Dissolved Oxygen
`Monitoring Instruments
`document
`2188. EasyViewer 100, Particle
`Characterization document
`2189. Particle Track G400
`Hardware Manual
`2190. Excerpts from Fundamentals
`of Electrochemistry, 2nd Ed.,
`by V. S. Bagotsky
`2191. PoolPlaza.com Wesbite
`screenshot of Pool Pump
`Sizing
`2192. Giovanski, Matt, “The
`Complete Guide to Hot Tub
`Pumps” (2020)
`2193. Ciprioano, Ramon, et al.,
`“Bubble and Aerosol Spectra
`Produced by a Laboratory
`
`- 9 -
`
`Objection
`FRE 106, 1002
`
`FRE 106, 1002
`
`FRE 106, 402, 403, 602, 802, 901,
`1002
`
`FRE 106, 402, 403, 802, 901, 1002
`
`FRE 106, 402, 403, 802, 901, 1002
`
`FRE 106, 402, 403, 802, 901, 1002
`
`FRE 106, 402, 403, 802, 901, 1002
`
`FRE 106, 402, 403, 802, 901, 1002
`
`FRE 106, 402, 403, 802, 901, 1002
`
`FRE 106, 402, 403, 802, 901, 1002
`
`FRE 106, 402, 403, 802, 901, 1002
`
`FRE 106, 402, 403, 802, 901, 1002
`
`FRE 106, 402, 403, 802, 901, 1002
`
`FRE 106, 402, 403, 802, 901, 1002
`
`
`
`Objections to Oxygenator Water Technologies, Inc’s Updated Exhibit List
`
`Exhibit
`#
`
`Reference Name
`‘Breaking Wave’,” Jl of
`Geophysical Research, Vol.
`86, No. C9
`2194. Screenshot of U.S. EPA
`website on Sediments
`2195. Zhu, Jie, et al., “Cleaning
`with Bulk Nanobubbles,”
`Langmuir (April 22, 2016)
`2196. Screenshot of webpage
`entitled “How to Remove
`Sediment from Well & Spring
`Water”
`
`
`
`Objection
`
`FRE 106, 402, 403, 802, 901, 1002
`
`FRE 106, 402, 403, 802, 901, 1002
`
`FRE 106, 402, 403, 802, 901, 1002
`
`- 10 -
`
`
`
`Objections to Oxygenator Water Technologies, Inc’s Updated Exhibit List
`
`CERTIFICATE OF SERVICE
`Pursuant to 37 C.F.R. § 42.6(e) and the agreement of the parties, the
`
`undersigned certifies that on November 29, 2021, a true and correct copy of the
`
`foregoing was served via electronic mail upon on the following:
`
`J. Derek Vandenburgh (Reg. No. 32,179)
`Carlson, Caspers, Vandenburgh, & Lindquist, P.A.
`Capella Tower, Suite 4200
`225 South Sixth Street
`Minneapolis, MN 55402
`dvandenburgh@carlsoncaspers.com
`
`Aaron W. Pederson (Reg. No. 58,607)
`Carlson, Caspers, Vandenburgh, & Lindquist, P.A.
`Capella Tower, Suite 4200
`225 South Sixth Street
`Minneapolis, MN 55402
`OWT@carlsoncaspers.com
`
`Nathan Louwagie (Reg. No. 70,075)
`Carlson, Caspers, Vandenburgh, & Lindquist, P.A.
`Capella Tower, Suite 4200
`225 South Sixth Street
`Minneapolis, MN 55402
`NLouwagie@carlsoncaspers.com
`
`Todd S. Werner
`Carlson, Caspers, Vandenburgh, & Lindquist, P.A.
`Capella Tower, Suite 4200
`225 South Sixth Street
`Minneapolis, MN 55402
`twerner@carlsoncaspers.com
`
`/s/ R. Scott Johnson
`R. Scott Johnson
`Reg. No. 45,792
`
`
`
`
`
`
`
`Dated: November 29, 2021
`
`- 11 -
`
`
`By:
`
`
`
`
`