CASE 0:20-cv-00358-ECT-HB Doc. 74-1 Filed 06/09/21 Page 1 of 1333
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`CASE0:20-cv-00358-ECT-HB Doc. 74-1 Filed 06/09/21 Page 1 of 1333
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`Approved forse Troaugis OS
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`ApplicantPatent Quner:
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`F Application io /Patent No.:
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`Tited: FLOW-THROUGH ORXYGENATOR (Reissue of US. Patent No.y670,495)
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`AGOR@ESS. SENE Tok Saninissioner ain Gorpiediog Se fai,
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`accordance with 27 CFR Pad 3, la record fhe assignment in the records of he USPTO, Gee MPEP 302.08}
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`Phe undersigned (vhose Mie is supped below) is authorized fo act on behalf of the assignee.
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`[Pkeiip Caspers
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`Signature
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`03/30/2016
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`Dale
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`USPTO Reg. No, 33,227
`Philip P. Caspers
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`Page 1
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`OWTEx. 2119
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`CASE 0:20-cv-00358-ECT-HB Doc. 74-1 Filed 06/09/21 Page 2 of 1333
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`CASE0:20-cv-00358-ECT-HB Doc. 74-1 Filed 06/09/21 Page 2 of 1333
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`USPTO Assignments on the Web
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`Page | of |
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`United States Patent and Trackemark G'h
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`SAASESN
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`Recorded: 92/22/2008
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`Pages:
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`6
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`Attorney Dkt #; 4056.02US02/63
`Conveyance: ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS).
`
`Total properties: 2
`Issue Dt:
`i
`Patent #: NONE
`Pub Bt: 08/28/2008
`Publication #: Us
`202985
`
`Title: FLOW-THROUGH OXYGENATOR
`
`2
`
`Patent #:
`
` Publication #: US
`
`Issue Dt: 05/02/2010
`Pub Bt: 07/31/2008
`Title: FLOW-THROUGH OXYGENATOR
`
`Assignor
`L
`Weo3
`
`
`Assignee
`iL
`ao
` 6101 BAKER ROAD
`MINNETONKA, MINNESOTA 55345
`
`Correspondence name and address
`3. PAUL HAUN
`4800 IDS CENTER, 80 SOUTH 8TH STREET
`MINNEAPOLIS, MN 55402
`
`Application #: 12023416
`
`Filing Dt: 01/31/2008
`
`Application #: 12023437
`
`Filing Dt: 01/31/2008
`
`Exec Bt: 05/25/2006
`
`If you have any comments or questi
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`Search Resiilts as of: 08/27/2011 03:33 PM
`
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`oncerning the data displayed, contact PRD / Assignments at 571-272-3356. v 2.2
`interlace last modified:
`2011 wie
`July 25,
`
`
` (| SEARGH | sHUSINESS | CONTACT US | PRIVACY STATEMENT
`
`http://assignments.uspto.gov/assignments/gq ?db=pat&aqt=rf&reei=020546&:frame=0241 &p...
`JA1320
`
`9/27/2011
`
`OWTEx. 2119
`Tennant Company v. OWT
`IPR2021-00625
`
`

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`CASE 0:20-cv-00358-ECT-HB Doc. 74-1 Filed 06/09/21 Page 3 of 1333
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`CASE0:20-cv-00358-ECT-HB Doc. 74-1 Filed 06/09/21 Page 3 of 1333
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`USPTO Assignments on the Web
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`United States Patent and Trackemark G'h
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`Attorney Dkt #: 4056.00-00-01
`Conveyance: ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS).
`
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`Issue Dt: 02/10/2004
`i
`Patent #:
`
`Pub Bt: 09/04/2602
`3
`Publication #: 1
`Title: MICROBUBBLES OF OXYGEN
`
`
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`
`
`Issue Dt: 07/08/2008
`Patent #:
`Pub Bt: 06/24/2004
`Publication #: US
`Title: FLOW-THROUGH OXYGENATOR
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`Issue Dt:
`Patent #:
`Pub Bt: 07/13/2006
`i
`Publication #: US2!
`Title: Flow-through oxygenator
`
`Issue Dt:
`Patent #: NONE
`Pub Bt: 12/13/2007
`Publication #:
`U52007038
`
`Title: Water treatment system
`
`Issue Dt:
`Patent #: NONE
`Pub Dt: 08/28/2008
`=
`Publication #: \
`Title: FLOW-THROUGH OXYGENATOR
`
`Issue Dt: 03/02/2010
`Patent #: 7
`
`Pub Dt: 07/31/2003
`3
`Publication #:
`
`Title:
`4ROUGH OXYGENATOR
`
`Application #: 10372017
`
`Filing Dt:
`
`
`
`Application #: 10732326
`
`Filing Dt: 12/10/2003
`
`Application #: 11367134
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`Filing Dt: 03/04/2006
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`Application #: 11910540
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`Filing Bt: 06/06/2067
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`Application #: 12022416
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`Filing Dt: 01/32/2068
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`Application #: 12023431
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`Filing Dt: 01/32/2068
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`2
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`5
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`6
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`7
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`Issue Dt:
`Patent #: NONE
`Pub Bt: 10/02/2008
`i
`Publication #:
`Titles METHODS AND APPARATUS FOR ELECTROLYTIC TREATMENT OF WATER
`
`Application #: 12055723
`
`Filing Dt: 03/26/2008
`
`Assignor
`i
`
`Assignee
`i
`6101 BAKER ROAD, SUITE 206
`MINNETONKA, MINNESOTA 55345
`
`Correspondence name and address
`J, PAUL HAUN
`4800 IDS CENTER, 80 SOUTH 8TH STREET
`MINNEAPOLIS, MN 55402
`
`Exec Bt: 08/08/2008
`
`Search Results as of: 09/27/2017 08:34 2M
`
`ata displayed, contact PRO / Assignments at 571-272-3350. v.2.2
`H you have any comments or questions concerning the
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`modified: July 25, 2011 v.2.2
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`http://assignments.uspto.gov/assignments/g ?db=pat&aqt=rf&reei=02 [354&:frame=0676&p...
`JA1321
`
`9/27/2011
`
`OWTEx. 2119
`Tennant Company v. OWT
`IPR2021-00625
`
`

`

`CASE 0:20-cv-00358-ECT-HB Doc. 74-1 Filed 06/09/21 Page 4 of 1333
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`CASE0:20-cv-00358-ECT-HB Doc. 74-1 Filed 06/09/21 Page 4 of 1333
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`‘aSaavoned agalicali SREAAAS
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`Recorded: 02/09/2011
`Conveyance: PROMISSORY NOTES GRANTING SECURITY INT
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`Pages:
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`10
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`Total properties: 3
`Issue Dt: 02/10/2004
`i
`Patent #:
`Pub Dt: 09/04/2003
`a
`Publication #:
`Title: MICROBUBBLES OF OXYGEN
`
`
`
`Application #: 10372017
`
`Filing Dt: 02/21/2003
`
`Issue Dt: 07/08/2008
`Patent #:
`
`Pub Bt: 06/24/2004
`L
`Publication #:
`
`Title: FLOW-THROUGH OXYGENATOR
`
`Application #: 10732326
`
`Fillmg Dt: 12/10/2063
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`2
`
`3
`
`Patent #: 75
`
` Publication #:
`
`Issue Dt: 03/02/2010
`Pub Bt: 07/31/2008
`Title: FLOW-THROUGH OXYGENATOR
`
`Application #: 12022431
`
`Filing Dt: 01/31/2008
`
`Exec Bt: 09/08/2008
`Exec Dt: 10/24/2008
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`Assignors
`5
`1
`
`
`2
`2
`Assignee
`£
`7
`2003 SUGAR WOODS DRIVE
`ORONO, MINNESOTA USA 55356
`
`Correspondence name and address
`WILLIAM J. O'BRIEN
`1400 AT&T TOWER
`901 MARQUETTE AVENUE
`MINNEAPOLIS, MN 55402
`
` 09/27/2014 03:30 PM
`If you have any commenis or questions concerning the data display
`Webinterface iast modified:
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`JA1322
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`Page 4
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`CASE 0:20-cv-00358-ECT-HB Doc. 74-1 Filed 06/09/21 Page 5 of 1333
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`CASE0:20-cv-00358-ECT-HB Doc. 74-1 Filed 06/09/21 Page 5 of 1333
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`Page 5
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`CASE 0:20-cv-00358-ECT-HB Doc. 74-1 Filed 06/09/21 Page 6 of 1333
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`CASE0:20-cv-00358-ECT-HB Doc. 74-1 Filed 06/09/21 Page 6 of 1333
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`CASE 0:20-cv-00358-ECT-HB Doc. 74-1 Filed 06/09/21 Page 7 of 1333
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`CASE0:20-cv-00358-ECT-HB Doc. 74-1 Filed 06/09/21 Page 7 of 1333
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`Approved forse Troaugis OS
`Os. DEPARTS
`sage @ ve
`
`ApplicanyPatent Qwner:
`
`F Application io /Patent No.:
`
`| Tied: FLOW-THROUGH OXYGENATOR (Reissue of U.S. Patent No."7,97485
`
`ay ain Gorpiediog Se fai,
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`the assignee of & sequrty interest iy the entire right,le anc interest.
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`an assignee of jess than the entire night, tile, and ienierest in
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`E ihe patent applicationpatent identified abeva, hy virtue of elther:
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`An assignroent fromthe Inventor(s) of the patent apoticationpatent identified above.
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`1. From:
`
`To: Agua imovations, inc
`farnes Andrew Senkiw
`The document was recorded in the Unded States Patant and
`Tradernark Office at
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`Reei
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`Frame 0241-0242
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`or for which 3 copy thereof is atlached.
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`_ To Oxygenator Water Technologies, inc.
`2. Fran: Aqua movations, inc.
`The decument was recorded g the United States Patent and Trademark Office at
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`or for which a copy thereof is atlached.
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`3. From:
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`As fequved by 37 CFR S7G(bTH, the documentary evicence of the chain of litle from fhe aviginial owner bo the assignees was
`or soncusreniy is being, submiiedfor recordation pursuant to 3¥ CFR 3.14.
`
`INOTE: 4 separaia copy Gie., a frue copy of ihe orginal assignment document(s} must be subnutted to Assignment Division in
`accordance with 27 CFR Pad 3, la record fhe assignment in the records of he USFTO, Gee MPEP 302.08}
`
`The undersigned (yhose ileis
`
`supped below)is authored fo act on behalf of the assignee.
`
`Signature
`
`Philip P. Caspers
`
`03/30/2016
`Dale
`
`USPTO Reg. No, 33,227
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`}. Fhe infor
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`
`cal (-886-FTS8 788 and swect option 2.
`
`Page 7
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`JA1325
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`OWTEx. 2119
`Tennant Company v. OWT
`IPR2021-00625
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`

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`CASE 0:20-cv-00358-ECT-HB Doc. 74-1 Filed 06/09/21 Page 8 of 1333
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`CASE0:20-cv-00358-ECT-HB Doc. 74-1 Filed 06/09/21 Page 8 of 1333
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`Page | of |
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`SAASESN
`‘aSaoavoned agelicali
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`Reel / Frame
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`Pages:
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`6
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`Attorney Dkt #; 4056.02US02/63
`Conveyance: ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS).
`
`Total properties: 2
`Issue Dt:
`i
`Patent #: NONE
`Pub Bt: 08/28/2008
`Publication #: Us
`202985
`
`Title: FLOW-THROUGH OXYGENATOR
`
`2
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`Patent #:
`
` Publication #: US
`
`Issue Dt: 05/02/2010
`Pub Bt: 07/31/2008
`Title: FLOW-THROUGH OXYGENATOR
`
`Assignor
`L
`Weo3
`
`
`Assignee
`iL
`ao
` 6101 BAKER ROAD
`MINNETONKA, MINNESOTA 55345
`
`Correspondence name and address
`3. PAUL HAUN
`4800 IDS CENTER, 80 SOUTH 8TH STREET
`MINNEAPOLIS, MN 55402
`
`Application #: 12023416
`
`Filing Dt: 01/31/2008
`
`Application #: 12023437
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`Filing Dt: 01/31/2008
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`Exec Bt: 05/25/2006
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`OWTEx. 2119
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`CASE 0:20-cv-00358-ECT-HB Doc. 74-1 Filed 06/09/21 Page 9 of 1333
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`CASE0:20-cv-00358-ECT-HB Doc. 74-1 Filed 06/09/21 Page 9 of 1333
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`United States Patent and Trackemark G'h
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`g
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`Issue Dt: 02/10/2004
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`Patent #:
`
`Pub Bt: 09/04/2602
`3
`Publication #: 1
`Title: MICROBUBBLES OF OXYGEN
`
`
`
`
`
`Issue Dt: 07/08/2008
`Patent #:
`Pub Bt: 06/24/2004
`Publication #: US
`Title: FLOW-THROUGH OXYGENATOR
`
`Issue Dt:
`Patent #:
`Pub Bt: 07/13/2006
`i
`Publication #: US2!
`Title: Flow-through oxygenator
`
`Issue Dt:
`Patent #: NONE
`Pub Bt: 12/13/2007
`Publication #:
`U52007038
`
`Title: Water treatment system
`
`Issue Dt:
`Patent #: NONE
`Pub Dt: 08/28/2008
`=
`Publication #: \
`Title: FLOW-THROUGH OXYGENATOR
`
`Issue Dt: 03/02/2010
`Patent #: 7
`
`Pub Dt: 07/31/2003
`3
`Publication #:
`
`Title:
`4ROUGH OXYGENATOR
`
`Application #: 10372017
`
`Filing Dt:
`
`
`
`Application #: 10732326
`
`Filing Dt: 12/10/2003
`
`Application #: 11367134
`
`Filing Dt: 03/04/2006
`
`Application #: 11910540
`
`Filing Bt: 06/06/2067
`
`Application #: 12022416
`
`Filing Dt: 01/32/2068
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`Application #: 12023431
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`Filing Dt: 01/32/2068
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`2
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`3
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`4
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`5
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`6
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`7
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`Issue Dt:
`Patent #: NONE
`Pub Bt: 10/02/2008
`i
`Publication #:
`Titles METHODS AND APPARATUS FOR ELECTROLYTIC TREATMENT OF WATER
`
`Application #: 12055723
`
`Filing Dt: 03/26/2008
`
`Assignor
`i
`
`Assignee
`i
`6101 BAKER ROAD, SUITE 206
`MINNETONKA, MINNESOTA 55345
`
`Correspondence name and address
`J, PAUL HAUN
`4800 IDS CENTER, 80 SOUTH 8TH STREET
`MINNEAPOLIS, MN 55402
`
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`JA1327
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`OWTEx. 2119
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`IPR2021-00625
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`CASE 0:20-cv-00358-ECT-HB Doc. 74-1 Filed 06/09/21 Page 10 of 1333
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`CASE 0:20-cv-00358-ECT-HB Doc. 74-1 Filed 06/09/21 Page 10 of 1333
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`CASE 0:20-cv-00358-ECT-HB Doc. 74-1 Filed 06/09/21 Page 11 of 1333
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`CASE 0:20-cv-00358-ECT-HB Doc. 74-1 Filed 06/09/21 Page 11 of 1333
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`Total properties: 3
`Issue Dt: 02/10/2004
`i
`Patent #:
`Pub Dt: 09/04/2003
`a
`Publication #:
`Title: MICROBUBBLES OF OXYGEN
`
`
`
`Application #: 10372017
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`Filing Dt: 02/21/2003
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`Issue Dt: 07/08/2008
`Patent #:
`
`Pub Bt: 06/24/2004
`L
`Publication #:
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`Title: FLOW-THROUGH OXYGENATOR
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`Application #: 10732326
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`Fillmg Dt: 12/10/2063
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`2
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`3
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`Patent #: 75
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` Publication #:
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`Issue Dt: 03/02/2010
`Pub Bt: 07/31/2008
`Title: FLOW-THROUGH OXYGENATOR
`
`Application #: 12022431
`
`Filing Dt: 01/31/2008
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`Exec Bt: 09/08/2008
`Exec Dt: 10/24/2008
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`Assignors
`5
`1
`
`
`2
`2
`Assignee
`£
`7
`2003 SUGAR WOODS DRIVE
`ORONO, MINNESOTA USA 55356
`
`Correspondence name and address
`WILLIAM J. O'BRIEN
`1400 AT&T TOWER
`901 MARQUETTE AVENUE
`MINNEAPOLIS, MN 55402
`
` 09/27/2014 03:30 PM
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`CASE 0:20-cv-00358-ECT-HB Doc. 74-1 Filed 06/09/21 Page 12 of 1333
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`CASE 0:20-cv-00358-ECT-HB Doc. 74-1 Filed 06/09/21 Page 12 of 1333
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`IN THE UNITED STATES PATENT AND TRADEMARKOFFICE
`
`CONTINUATION REISSUE PATENT
`
`
`
`Applicant(s)
`
`James Andrew Senkiw
`
`Filing Date
`Continuation Reissue of
`
`Filed Herewith
`
`U.S. Patent No.
`
`7,670,495
`
`March 2, 2010
`
`Statement of Right of Assignee
`to Act Pursuant to 37 C_F.R.
`
`870
`
`Mail Stop Reissue
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`As a duly authorized representative of Oxygenator Water Technologies, Inc., I herebystate that
`Oxygenator Water Technologies, Inc. (d/b/a Water D.O.G. Works) has the right under 37 C.F.R.
`§3.73 to assert its status to transact all business before the U.S. Patent and Trademark Office in
`connection with the above identified continuation reissue application because Oxygenator Water
`Technologies,
`Inc.
`is the assignee of U.S. Patent No. 7,670,495, corresponding reissue
`application nos. 13/247,241 and 14/601,340 and the present reissue patent application filed
`herewith which is a continuation reissue ofreissue application serial no. 14/601,340 as shown by
`the assignment records recorded at 017998/0954 showing the assignmentof the sole inventor to
`Aqua Innovations Inc.; at 020480/0246 showing the assignment of Aqua Innovations Inc. to
`Oxygenator Water Technologies, Inc.
`(d/b/a Water D.O.G. Works).
`The security interest
`indicated by record 021354/0676 is not an assignment of ownership but rather is a security
`interest in and to the designated patent.
`
`I further state that
`Technologies, Inc.
`
`I am authorized to act on behalf of the assignee, Oxygenator Water
`
`Respectfully submitted,
`Carlson, Caspers, Vandenburgh, Lindquist & Schuman, P.A.
`225 S. Sixth Street, Suite 4200
`Minneapolis, MN 55402
`
`Page 12
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`CASE 0:20-cv-00358-ECT-HB Doc. 74-1 Filed 06/09/21 Page 13 of 1333
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`CASE 0:20-cv-00358-ECT-HB Doc. 74-1 Filed 06/09/21 Page 13 of 1333
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`Statement of Right of Assignee to Act
`Serial Number: Unknown
`Filing Date: Filed Herewith
`‘lithe: FLOW-THROUGH OXY GENATOR (Ke-issuc of U.S. Patent No. 7,670,495)
`
`Page 2
`Dkt: 3406.005US3
`
`
`
`Date:__ 03/30/2016 By:___[Phe Caspers]
`
`Philip P. Caspers
`Reg. No. 33,227
`
`Page 13
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`CASE 0:20-cv-00358-ECT-HB Doc. 74-1 Filed 06/09/21 Page 14 of 1333
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`CASE 0:20-cv-00358-ECT-HB Doc. 74-1 Filed 06/09/21 Page 14 of 1333
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`PTIVALAITA 453
`US. Patent aid TradesTeak
`Approved es38eeBeestant aOM SESI-OIE
`| Atomey Deckel Nurnber|3408.005US3
`| Application Data Sheet 37 CFR 1.76
`Application Number
`
`Tite of invention>FLOW-THROUGH OXYGENATOR & appiicaiion dats sheet is pact of the provisional or nonpravisianal aplication for which & is being submitted. The follawing farm contains the
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`biographic date arranged in a format specified hy the United States Patent and Trademark Office as outlined in 37 CFR 176.
`is Sacurment may be compiated stectonically and submitted fo the Office in eteniranic format using the Electronic Filing System (EFS) or tha
`document may be printed and inchidedin 3 paper filed application,
`
`Secrecy Order 37 CFR §.2:
`, Portions or all of the application associated with this Application Gate Sheet may fall under a Secrecy Order pursuant to | ( 37 CPR O2 (Paper
`fers only. Applicalions thal fall under Secrecy Order may sol be ited electronically}
`inventor information:
`
`inventor
`| Legal Name
`
`
`
`
`| Prefix! Given Name Family Name Middle Name
`
`
`
`
`
`dames Andrew[ Mir. Senkiw
`
`Residence Information (Select One} G) US Residency
`©) Non US Residency ©) Active LS Miltary Service
`Minneapolis
`RateiProvince
`
`Mailing Addressof Inventor:
`| Address %
`ASO Aldrich Ave N.
`
`
`
`Address 2
`
`
`; MiImeapolis eee
`I City
`PostalCode
`z
`USA
`| A inventors Must Be Listed - Additional Inventor information biocks may be
`
`| generated wilhin ihis form by selecting the Sdd bulton,
`
`Enter sither Gustomer Number or complete the Correspandence Information section belay.
`For further information :see37 CFR 1 33{a).
`
`Email Address
`
`¢
`
`
`
`Application Information:
`
`Title af the invention
`“Small EntityStatus Claimed “Sa
`Attorney Docket Number
`
`Application Type Nonprovisianal
`
`FLOW-THROUGHOXYGENATOR
`
`|SuggestedFigure for Publication it any),
`
`Subject Matter
`Total Number of Drawing Sheets Gfany}
`
`Page 14
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`CASE 0:20-cv-00358-ECT-HB Doc. 74-1 Filed 06/09/21 Page 15 of 1333
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`CASE 0:20-cv-00358-ECT-HB Doc. 74-1 Filed 06/09/21 Page 15 of 1333
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`PTIVALAITA 453
`Approved for use through B&GQ/2077, OMY 6657-0032
`U.S. Patent and Trademark Ofice: US. DEPARTMENT OF COMMERCE
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`Unrier the Papecwork Reduction Act of 1295, ao persone are required to respond to a collection of iftnimaiiion ustees 8 contains 3 valid GMB contest
`
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`Altorney Docket Number|3406.006US¢
`| Application Data Sheet 37 CFR 1.76
`
`Application Nurnier
`
`Tite of (nvention—FLIOW-THROUDSH OXYGENATOR
`
`
`FilingByReference:Hn
`po
`Q
`a. Any domesticbenefitorforeign nriorityinformationmust be
`i opticcation papers iincluding 3 specification andany drawings:areS bein
`providedin theappropriate sectionis) Below(Le, "Darnestic Baneyit/‘National Stage information’ and “Foreign Priority Information’).
`
`i
`
`Far the purposes of 3 filing date under 37 CFR 183{b}, the description and any Sengeofthe preseryapplcadon are replaced by this
`:d application, subject te canditions and requirements of 27 CFR 1S?)
`urnier ofthe previlously
`FiHing chate (YY)
`intellectual Property Autherity or Country
`
`Publication information:
`T Request Early Publication iFee requiredtattim@ of Request37 CFR V219)EE
`Request Not fo Publish. | nereby requestthat the attached application not be published under
`
`35 0.3.C. 1220) and cerify that the invention disclosed in the attached application has not and will not be the
`sublect af an application fled in another country, or undera miulikateral intemational agreement, that requires
`
`publication at eighteen months after fling.
`
`Representative information:
`
`| Representative information should be provided for all practitioners having a power of atorney in the 2pphcation. Providing
`|
`this information in te Application Gata Sheet does not conatitute a power of attorneyin the application (see 27 CFR 4.32}.
`i Either enter Customer Number or complele the Representative Name seotion Dafow. [f both sections are cornpleted the customer
`| Sumber will be used for the Representative informaiion during processing.
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`| Please Select One:
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`{@) Custorner Number
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`©) US Patent Practitioner
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`See!
`€)}
`
`Limited Recognition (87 CFR 17.95
`
`fiedapphcation
`2018-04-24
`
`INationa4 Stage entryfifor a POT application. Providing benefit «claim information|in the Appolcation Data Sheet constitutes
`the speciic reference required by 35 U.S.C. 1198) or 720, and 37 CFR 1.78.
`When referring to the current application,* ple2ase feave the'“Application Number’ fleld blank.
`Prior Appligation Siaius
`Pending|
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`Application Number
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`OYYYY-MM-DD)
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`| The present application is a
`
`44691340
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`Page 15
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`CASE 0:20-cv-00358-ECT-HB Doc. 74-1 Filed 06/09/21 Page 16 of 1333
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`CASE 0:20-cv-00358-ECT-HB Doc. 74-1 Filed 06/09/21 Page 16 of 1333
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`PTIVALAITA 453
`Approved for use through B&GQ/2077, OMY 6657-0032
`U.S. Patent arc Trademark ©
`LS. GESARTMENT OF COMMERCE
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`
`
`Uniier the Paperwork Reduetion Act of 1995, ac persone are required to respond to a collection
`of iefertmstinn un
`{contains & valid CAMB conteg! surritesr,
`
`Attorney Doeket Nurmber§340600653
`| Application Data Sheet 37 CFR 1.76
`
`Application Number
`
`Tite of (nvention—FLIOW-THROUDSH OXYGENATOR
`
`
`| ®ror Application Status|Patented
`
`Appiication
`|
`oe
`Tw" eitingDate
`issueDate
`Number
`i
`}
`YYYY-MN-DD)
`Patent Number
`(YYY'Y-MM-DD}
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`
`204 1-09-28
`REAS415
`2018-05-17
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`FAAP244
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`Tee
`ates
`csaatiyas
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`Number AYYY-MM-DD)|PatertNumber)| Continuity Type Number yeyipo}
`
`reissue of
`FAO2Z3434
`| 1247244 is a
`2008-01-31
`7870495
`2016-03-02
`
`
`
`issue Date
`.
`i
`as
`Filing Date
`Prior Application
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`Appiication
`Number AYYY-MM-DD)|PatertNumber|cyyyyvin-pp}| Number
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`| 12/023431 is a
`Division af
`iTS
`2003-12640
`7386447
`2008-07-08
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`
`
`| Prior Application Status|Patented
`Application
`Fricr Apniicatian
`Filing Date
`a
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`issue Date
`Continuity Type
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`Number eyyyy-wieop)|Patent Number)Number yyynine}
`TOFISIZB is a
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`Continuation i part of
`2003-02-24
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`2004-02-10
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`Prior Applicatios Status|Expired
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`{c} Date
`Prior Application Number
`CYYYY-MM-DD)
`
`Application Number
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`Continuity Type
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`
`WASTAN7 Claims benefit of provisional
`
`Additional Domestic Benefit/Natonal Stage Dafa may be generated within this form
`
`Foreign Priority information:
`
`this section afiows for Ine applicant lo cairn priority i a foreign application. Providing this information in the application data sheet
`lonnatitutes the claim for priority as required by 38 U.S.C. 119(b) and 47 CFR 1.88. When priority is claimed to a foreign application
`that is dligible for retrieval under the priority docurnent exchange program iPpxy the information will be usec by the Office to
`jnutornationlly atiampl reirievel pursuant to $7 CFR 1.5514) and (2). Unser the PDX program, apptiosnt bears the ulimate
`lresponsibility for ensuring that a copy of the forsign application is received by the Office fromthe participating foreign infellaciual
`[property office, or a certified capy ofthe foreign prianty soplication ja filed, within the time period specified in 37 OFR 156/01}.
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`Additional Foreign Prioty Data may be generated within this form by selecting the
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`Page 16
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`CASE 0:20-cv-00358-ECT-HB Doc. 74-1 Filed 06/09/21 Page 17 of 1333
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`CASE 0:20-cv-00358-ECT-HB Doc. 74-1 Filed 06/09/21 Page 17 of 1333
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`PTQVAMIA AER
`Approved for:
`rough O4O0/80T7, OME G€51-O032
`
`U.S. Patent and Trademark
`S. DEPARTMENT OF COMMERCE
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`Uneber the Paperwork Reduetios Act of 1295, ao parson: are required to respond to a colledtion of information u
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`
`
`
`| Attorney Doeket Nurmber§340600653: s .
`| Application Data Sheet 37 CFR 1.76
`
`
`
`Tite of (nvention—FLIOW-THROUDSH OXYGENATOR
`
`Statement under 37 CPR 1.85 or 1.78 for AIA (First inventor to File) Transition
`Applications
`
`This application (1) claims priority to or the benefit of an application fled before March 14, 2043 and (2) also
`contains, or contained at any time, 2 clay to a claimed invention that has an effective fing date on or after March
`i
`L{} 16, 2043.
`NOTE: By providing te sigiement under 37 CFR 1.55 or 4.76, this application. with a filing date on or afier March
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`Page 17
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`CASE 0:20-cv-00358-ECT-HB Doc. 74-1 Filed 06/09/21 Page 18 of 1333
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`CASE 0:20-cv-00358-ECT-HB Doc. 74-1 Filed 06/09/21 Page 18 of 1333
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`3@
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`U.S. Patent
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`Uneber the Paperwork Reduetios Act of 1295, ao parson: are required to respond to a colledtion
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`LS. GESARTMENT OF COMMERCE
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`| Application Data Sheet 37 CFR 1.76
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`Tite of (nvention—FLIOW-THROUDSH OXYGENATOR
`
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`Authorization or Opt-Out of Authorization to Permit Access:
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`[When this Anolication Data Sheet is properly signed and ied with the apolicalion, applicant has pravidad written
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`lapplication.”After the iirsital ANSeofan: application, anr Application Data Sheat cannot be used to psrovide or rescind
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