PATENT ASSIGNMENT COVER SHEET
`
`Electronic Version v1 .1
`Stylesheet Version v1 .2
`
`SUBMISSION TYPE:
`NATURE OF CONVEYANCE:
`
`CONVEYING PARTY DATA
`
`NEW ASSIGNMENT
`
`LIEN
`
`Name
`
`OXYGENATOR WATER TECHNOLOGIES, INC.
`
`EPASID:PAT3803298
`
`Execution Date
`
`03/13/2016
`
`SCHWEGMAN, LUNDBERG & WOESSNER, P.A.
`
`RECEIVING PARTY DATA
`Name:
`Street Address:
`Internal Address:
`City:
`State/Country:
`Postal Code:
`
`1600 TCF TOWER
`
`121 SOUTH 8TH STREET
`
`MINNEAPOLIS
`
`MINNESOTA
`
`55402
`
`PROPERTY NUMBERS Total: 4
`Property Type
`Application Number:
`Application Number:
`Application Number:
`Application Number:
`
`12023431
`
`14601340
`
`13247241
`
`13657311
`
`Number
`
`CORRESPONDENCE DATA
`Fax Number:
`(612)642-8407
`Correspondence will be sent to the e-mail address first; if that is unsuccessful, it will be sent
`using a fax number, if provided; if that is unsuccessful, it will be sent via US Mail.
`Phone:
`612-672-8200
`Email:
`debra.dix@maslon.com
`Correspondent Name:
`AMY SWEDBERG
`Address Line 1:
`90 SOUTH 7TH STREET STE 3300
`Address Line 2:
`MASLON LLP
`Address Line 4:
`MINNEAPOLIS, MINNESOTA 55402
`
`ATTORNEY DOCKET NUMBER:
`NAME OF SUBMITTER:
`SIGNATURE:
`DATE SIGNED:
`
`2010-0164
`
`STEVEN W. LUNDBERG
`
`/Steven W. Lundberg/
`
`03/28/2016
`
`This document serves as an Oath/Declaration (37 CFR 1.63).
`
`Tennant Company
`Exhibit 1102
`
`Exhibit 1102_0001
`
`

`

`Total Attachments: 2
`source=OWT Lien#page1 .tit
`source=Oxygenator - Ex. A list of patents#page1 .tit
`
`Exhibit 1102_0002
`
`

`

`NOTICE OF ATTORNEYS' LIEN IN PATENTS
`
`NOTICE IS HEREBY GIVEN that the law firm of Schwegman, Lundberg & Woessner,
`
`P.A. ("Law Firm"), with its principal place of business at 1600 TCF Tower, 121 South Eighth
`
`Street, Minneapolis, Minnesota, duly authorized to practice as such in the State of Minnesota,
`
`claims and holds a lien in and to all of the patents listed on Exhibit A, and all of the applications
`
`and registrations associated therewith, together with all proceeds thereof, of Oxygenator Water
`
`Technologies, Inc., a Minnesota corporation ("Client"), with its registered address at 1660 S
`
`Hwy 100 #598, St Louis Park, MN 55416. Said lien is claimed for legal services rendered by
`
`Law Firm to Client for representation of Client in proceedings involving and affecting the
`
`ownership and title to the property upon which this lien is claimed for the reasonable and agreed
`
`upon value of $257,609.80 of which the sum of $43,977.30 remains unpaid.
`
`STATE OF MINNESOTA
`
`COUNTY OF HENNEPIN
`
`)
`)
`)
`
`ss.
`
`i-d
`day of March, 2016, before me personally came Steven W. Lundberg, who
`On this.::(3 -
`being duly sworn did depose and say that he is a shareholder of the Law Firm described in and
`which executed the foregoing instrument.
`
`~a.~
`
`NOTARY PUBLIC
`
`Exhibit 1102_0003
`
`

`

`SLW FILE
`COUNTRY
`MATTER TYPE TITLE
`NUMBER
`3406.002US1 Utility - DIV
`FLOW-THROUGH OXYGE~ United States of America
`
`Exhibit A
`APPLICATION
`FILING DATE NUMBER
`Jan 31, 2008 12/023,431
`
`STATUS
`Issued
`
`PATENT
`NUMBER
`ISSUE DATE
`Mar 2, 2010 7,670,495
`
`PUBLICATION
`PRIORITY
`NUMBER
`DATE
`Feb 22, 2002 US 2008-
`0179259 Al
`
`3406.005US2 Utility - REIS
`
`FLOW-THROUGH OXYGE~ United States of America
`
`Jan 21, 2015 14/601,340
`
`Transferred
`
`Sep 28, 2011
`
`3406.005USR Utility - REIS
`
`FLOW-THROUGH OXYGE~ United States of America
`
`Sep 28, 2011 13/247,241
`
`Issued
`
`Mar 17, 2015 RE45,415
`
`INVENTORS
`James Andrew
`Senkiw
`
`James Andrew
`Senkiw
`
`James Andrew
`Senkiw
`
`3406.006US1 Utility -
`NPREG
`
`ENHANCED RESIN REGEN I United States of America
`
`Oct 22, 2012 13/657,311
`
`Pending
`
`Oct 24, 2011 US-2013-
`0098819-Al
`
`Mark Rolfes
`
`Exhibit 1102_0004
`
`

`

`UNITED STA TES p A TENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www .uspto.gov
`
`APPLICATION NO.
`
`13/247,241
`
`ISSUE DATE
`
`03/17/2015
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`RE45415
`
`3406.00SUSR
`
`1737
`
`02/25/2015
`7590
`21186
`SCHWEGMAN LUNDBERG & WOESSNER, P.A.
`P.O. BOX 2938
`MINNEAPOLIS, MN 55402
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Extension or Adjustment under 35 U.S.C. 154 (b)
`
`A reissue patent is for "the unexpired part of the term of the original patent." See 35 U.S.C. 251. Accordingly,
`the above-identified reissue application is not eligible for Patent Term Extension or Adjustment under 35
`U.S.C. 154(b).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
`
`James Andrew Senkiw, Minneapolise, MN;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103 (Rev. 10/09)
`
`Exhibit 1102_0005
`
`

`

`Modified form PTO/SB/08A(04-07) 0MB 651-0031
`US Patent & Trademerk Office· U S DEPARTMENT OF COMMERCE
`Under the Panerwork Reduction Act of 1995 no =rsons are reauired to res=d to a collection of information unless it .,;,,;tains a valid 0MB control number.
`
`Substitute for form 1449A/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`(Use as many sheets as necessary)
`
`Application Number
`Filing Date
`First Named Inventor
`Group Art Unit
`Examiner Name
`
`Coml){ete if Known
`13/247,241
`September 28, 2011
`
`1774
`Cameron Allen
`
`Sheet 1 of 2
`
`Attorney Docket No: 3406.00SUSR
`
`Examiner
`Initial•
`
`USP Document Number
`
`Change(s)
`
`US-2002007 4237 A 1
`US-20030164306A 1
`US-20040118701A1
`US-20060150491A1
`US-20080202995A 1
`US-4,071,447
`Us-4,225,401
`US-4,252,856
`US-4,257,352
`US-4,587,001
`~pp11ed US-5,015,354
`US-5, 148,772
`rt
`to docume
`US-5,534, 143
`/D.H.F ./
`US-5,982,609
`,
`1/14/201
`,
`US-6,171,469
`US-6,315,886
`US-6,328,875
`US-6,394,429
`US-6,524,475
`US-6,689,262
`US-7,396,441
`
`US PATENT DOCUMENTS
`Publlcatlon Date
`Name of Patentee or Appllcant of cited Document
`
`6/20/2002
`9/4/2003
`6/24/2004
`7/13/2006
`8/28/2008
`1/31/1978
`9/30/1980
`2/24/1981
`3/24/1981
`-,,,.., ... ---.,..
`-
`~·-·
`5/14/1991
`9/22/1992
`7/9/1996
`11/9/1999
`1/9/2001
`11/13/2001
`12/11/2001
`~ ·--
`- -
`v,
`2/25/2003
`2/10/2004
`7/8/2008
`
`Takesako, Kiyoyuki, et al.
`Senkiw, James Andrew
`Senkiw, James Andrew
`Senkiw, James Andrew
`Senkiw, James Andrew
`Ramirez, Ernest R
`Divisek, Jiri, et al.
`Sara, Raymond V
`Habeaaer, William
`Cairns, John F, et al. May 6, 1986
`Nishiki, Yoshinori, et al.
`Kirschbaum, Robert N
`Portier, Ralph J, et al.
`Evans, D. A.
`Hough, G. S, et al.
`Zappi, Guillermo Daniel, et al.
`Zaooi, Guillermo Daniel, et al.
`Ganan-Calvo, Alfonso May 28, 2002
`Herrington, Rodney E, et al.
`Senkiw, James Andrew
`Senkiw, James Andrew
`
`Examiner
`Initial•
`
`Foreign Document Number
`
`FOREIGN PATENT DOCUMENTS
`Name of Patentee or Applicant of cited Document
`Publication Date
`
`T1
`
`EP-0723936A2
`GB-1522188A
`WO-0189997 A2
`WO-03072507 A 1
`WO-9939561 A 1
`
`7/31/1996
`8/23/1978
`11/29/2001
`9/4/2003
`8/12/1999
`
`Sano, Yoichi
`
`~aQnes, MaQne
`Snekiw, James Andrew
`Mazzei, Angelo L
`
`Examiner
`Initial•
`
`OTHER DOCUMENTS- NON PATENT LITERATURE DOCUMENTS
`Include name of the author (In CAPITAL LETTERS), title of the article (when appropriate), title of the Item (book, magazine,
`journal, serial, symposium, catalog, etc.), date, page(s), volume(cid:157) ssue number(s), publisher, city and/or country where
`published.
`
`T1
`
`EXAMINER
`
`DATE CONSIDERED
`
`• EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. lndude copy of this form with next communication to applicant. 1 Applicant is to place a check mark here if English language Translation is attached
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. IC.A.I
`
`Exhibit 1102_0006
`
`

`

`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`James Andrew Senkiw
`Inventor:
`Title: FLOW-THROUGH OXYGENATOR I Re-issue of U.S. Patent No. 7,670,495
`
`Docket No.:
`Filed:
`Examiner:
`Customer No.:
`
`3406.00SUSR
`September 28, 2011
`Cameron Allen
`21186
`
`Serial No.:
`Due Date:
`Group Art Unit:
`Confirmation No.:
`
`13/247,241
`NIA
`1774
`1737
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-14 5 0
`
`We are transmitting herewith the following attached items (as indicated with an "X"):
`
`X Communication Associated With Allowance and Payment of Base Issue Fee (1 pg.)
`
`If not provided for in a separate paper filed herewith, please consider this a PETITION FOR EXTENSION OF TIME for
`sufficient number of months to enter these papers and please charge any additional fees or credit overpayment to Deposit
`Account No. 19-0743. If applicable, any papers or fees supplied herewith are considered to be timely filed pursuant to 37
`C.F.R. § l.7(a), the response period falling on a Federal Holiday, Saturday or Sunday being extended tot next succeeding
`business day.
`
`SCHWEGMAN LUNDBERG & WOESSNER, P.A.
`Customer No.: 21186
`
`Exhibit 1102_0007
`
`

`

`S/N 13/247,241
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`Examiner: Cameron Allen
`Group Art Unit: 1774
`Serial No.:
`13/247,241
`Docket No.: 3406.00SUSR
`Filed:
`September 28, 2011
`Confirmation No.: 1737
`Customer No.: 21186
`FLOW-THROUGH OXYGENATOR I Re-issue of U.S. Patent No. 7,670,495
`Title:
`
`PATENT
`
`COMMUNICATION ASSOCIATED WITH ALLOWANCE
`AND PAYMENT OF BASE ISSUE FEE
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-14 5 0
`
`Applicant and Assignee re-affirm the statements made in their response of May 13, 2014
`
`in this reissue application that they have reserved the right to submit one or more reissue
`
`continuation applications to address the subject matter that was cancelled in that response. This
`
`subject matter includes but is not limited to the apparatus, device, emitter, system and suspension
`
`described in the original patent. Applicant stated in his original invent3or's declaration for
`
`broadening reissue that he had a right to claim this subject matter but did not do so. To this end,
`
`Applicant and Assignee confirm that they will file a reissue continuation application and include
`
`a preliminary amendment directed to an electrolysis system.
`
`Respectfully submitted,
`
`SCHWEGMAN, LUNDBERG & WOESSNER, P.A.
`P.O. Box 2938
`Minneapolis, MN
`(612) 373-
`
`Date January 14~ 2015
`
`Exhibit 1102_0008
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`21206997
`
`13247241
`
`International Application Number:
`
`Confirmation Number:
`
`1737
`
`Title of Invention:
`
`FLOW-THROUGH OXYGENATOR
`
`First Named Inventor/Applicant Name:
`
`James Andrew Senkiw
`
`Customer Number:
`
`21186
`
`Filer:
`
`Janet Elaine Embretson/Tara McMillen
`
`Filer Authorized By:
`
`Janet Elaine Embretson
`
`Attorney Docket Number:
`
`3406.00SUSR
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`14-JAN-2015
`
`28-SEP-2011
`
`14:27:13
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`I no
`
`File Listing:
`
`Document
`Number
`
`1
`
`Document Description
`
`File Name
`
`File Size(Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`3406005USR-Communication.
`pdf
`
`161147
`
`yes
`
`2
`
`20534df0149eb42bff16ed66c091 ea6e2231
`dbOf
`
`Exhibit 1102_0009
`
`

`

`Multipart Description/PDF files in .zip description
`
`Document Description
`
`Start
`
`End
`
`Miscellaneous Incoming Letter
`
`Miscellaneous Incoming Letter
`
`1
`
`2
`
`1
`
`2
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`161147
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New A~~lications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International A~~lication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International A~~lication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Exhibit 1102_0010
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`(571)-273-2885
`
`or Fax
`
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks l through 5 should be completed where
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block I for any change of address)
`
`21186
`7590
`11/18/2014
`SCHWEGMAN LUNDBERG & WOESSNER, P.A.
`P.O. BOX 2938
`MINNEAPOLIS, MN 55402
`
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`Melissa Cuff
`/Melissa Cuff/
`01-13-15
`
`(Signature)
`
`(Date)
`
`(Depositor's name)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`13/247,241
`
`09/28/201 l
`
`James Andrew Senkiw
`
`3406.005USR
`
`1737
`
`TITLE OF INVENTION: FLOW-THROUGH OXYGENATOR
`
`APPLN. TYPE
`
`ENTITY ST A TUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATEDUE
`
`nonprovisional
`
`SMALL
`
`$480
`
`$0
`
`$0
`
`$480
`
`02/18/2015
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`ALLEN, CAMERON J
`
`1774
`
`210-748010
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`0 Change of correspondence address ( or Change of Correspondence
`Address form PTO/SB/122) attached.
`18l "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required.
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`Oxygenator Water Technologies, Inc.
`St.Louis Park, Minnesota
`
`1 Schwegman Lundberg
`2 & Woessner, P.A.
`
`3 _____________ _
`
`2. For printing on the patent front page, list
`(l) The names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) The name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`Please check the appropriate assignee category or categories (will not be printed on the patent): 0 Individual ~ Corporation or other private group entity O Government
`
`4a. The following fee(s) are submitted:
`~ Issue Fee
`0 Publication Fee (No small entity discount permitted)
`0 Advance Order - # of Copies _________ _
`
`4b. Payment ofFee(s): (Please first reapply any previously paid issue fee shown above)
`0 A check is enclosed.
`0 Payment by credit card. Form PTO-2038 is attached.
`~ The director is hereby authorized to charge llu;,.reqµ_i~d fe,e( s ), any deficiency, or credits any
`overpayment, to Deposit Account Number 1 ~ - U / 4 .5 ( enclose an extra copy of this form).
`
`5. Change in Entity Status (from status indicated above)
`0 Applicant certifying micro entity status. See 37 CFR 1.29
`0 Applicant asserting small entity status. See 37 CFR 1.27
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/15A and l5B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`lo be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`3. See 3 7 CFR 1.4 or si nature re uirements and certifications.
`
`Date ~J~a=ll=U=a=--.ry1----=1~3~, =2~Q=l ~5 ____ _
`Registration No. _2_8_, _6_5_0 __________ _
`
`Page 2 of3
`
`PTOL-85 Part B (10-13) Approved for use through 10/31/2013.
`
`0MB 0651-0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Exhibit 1102_0011
`
`

`

`SIN 13/247,241
`
`PATENT
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`Examiner: Cameron Allen
`James Andrew Senkiw
`Inventor(s):
`Group Art Unit: 1774
`13/247,241
`Serial No.:
`Docket No.: 3406.005USR
`September 28, 2011
`Filed:
`Customer No.: 21186
`Confirmation No.: 1737
`Title:
`FLOW-THROUGH OXYGENATOR Re-issue of U.S. Patent No. 7,670,495
`
`COMMUNICATION RE: FEE ADDRESS
`
`Mail Stop Issue Fee
`Commissioner for Patents
`P.O.Box 1450
`Alexandria, VA 22313-1450
`
`In response to the Notice of Allowance and Issue Fee Due, please record the Fee Address under the
`
`provisions of 37 CPR 1.363 as the following:
`
`Customer Number 21186
`
`Please direct any inquiries to the undersigned attorney at (612) 373-6939.
`
`Respectfully submitted,
`
`SCHWEGMAN LUNDBERG & WOESSNER, P.A.
`P.O. Box 2938
`Minneapolis, MN 55402
`(612) 373-6939
`
`By_'---"-_ _..,,,_"'---bl6,.-<I--F-----"-'<...l._--jf-------"~----'-----"e:.:..;~,c_=.~
`Albin J_ Nelso
`Reg. No. 28,650
`
`I
`
`Date January 13, 2015
`
`Exhibit 1102_0012
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`13247241
`
`28-Sep-2011
`
`Title of Invention:
`
`FLOW-THROUGH OXYGENATOR
`
`First Named Inventor/Applicant Name:
`
`James Andrew Senkiw
`
`Filer:
`
`Mark Victor Muller/Melissa Cuff
`
`Attorney Docket Number:
`
`3406.00SUSR
`
`Filed as Small Entity
`
`Filing Fees for Utility under 35 USC 111 (a)
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`Utility Appl Issue Fee
`
`2501
`
`1
`
`480
`
`480
`
`Exhibit 1102_0013
`
`

`

`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Total in USD ($)
`
`480
`
`Exhibit 1102_0014
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`21195334
`
`13247241
`
`International Application Number:
`
`Confirmation Number:
`
`1737
`
`Title of Invention:
`
`FLOW-THROUGH OXYGENATOR
`
`First Named Inventor/Applicant Name:
`
`James Andrew Senkiw
`
`Customer Number:
`
`21186
`
`Filer:
`
`Mark Victor Muller/Melissa Cuff
`
`Filer Authorized By:
`
`Mark Victor Muller
`
`Attorney Docket Number:
`
`3406.005USR
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`13-JAN-2015
`
`28-SEP-2011
`
`14:25:36
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`Payment was successfully received in RAM
`
`RAM confirmation Number
`
`Deposit Account
`
`Authorized User
`
`yes
`
`Deposit Account
`
`$480
`
`579
`
`190743
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.16 (National application filing, search, and examination fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent application and reexamination processing fees)
`
`Exhibit 1102_0015
`
`

`

`Charge any Additional Fees required under 37 C.F.R. Section 1.19 (Document supply fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.20 (Post Issuance fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.21 (Miscellaneous fees and charges)
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size(Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`309759
`
`1
`
`3406005USRsigneslFEE.pdf
`
`yes
`
`3
`
`Multipart Description/PDF files in .zip description
`
`182eff53a 1f3996c1 d57d51 c22ec257 e2ca7
`219
`
`Document Description
`
`Start
`
`End
`
`Transmittal Letter
`
`Issue Fee Payment (PTO-85B)
`
`Miscellaneous Incoming Letter
`
`Warnings:
`
`Information:
`
`1
`
`2
`
`3
`
`1
`
`2
`
`3
`
`30593
`
`2
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`no
`
`2
`
`35053182c6ac7 e413d921 bbc6b53bbfd8ec
`3e447
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`340352
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New A~~lications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International A~~lication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International A~~lication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Exhibit 1102_0016
`
`

`

`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Inventor(s):
`Title:
`
`James Andrew Senkiw
`FLOW-THROUGH OXYGENATOR Re-issue of U.S. Patent No. 7,670,495
`
`Docket No.:
`Filed:
`Examiner:
`Customer No.:
`
`3406.005USR
`September 28, 2011
`Cameron Allen
`21186
`
`Serial No.:
`Due Date:
`Group Art Unit:
`Confirmation No.:
`
`13/247,241
`February 18, 2015
`1774
`1737
`
`Notice of Allowance Date: November 18, 2014
`
`Mail Stop Issue Fee
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`We are transmitting herewith the following:
`
`X
`X
`X
`
`Issue Fee Transmittal (Form PTOL-85).
`Communication Re: Fee Address (1 page).
`Authorization to charge Deposit 19-0743 in the amount of $480.00 to cover the Small Entity Issue Fee
`Payment.
`
`Please charge any additional required fees or credit overpayment to Depo 'it Account No. 19-
`
`SCHWEGMAN LUNDBERG & WOESSNER, P.A.
`Customer No.: 21186
`
`I
`
`CERTIFICATE UNDER 37 CFR 1.8: The undersigned hereby certifies that this correspondence is being filed using the USPTO's electronic filing
`srtem EFS-Web, and is addressed to: Mail Stop Issue Fee, Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450 on this
`3th
`day of January, 2015.
`
`Melissa Cuff
`Name
`
`/Melissa Cuff/
`Signature
`
`Exhibit 1102_0017
`
`

`

`Substitute for form 1449A/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`(Use as many sheets as necessary)
`
`Modified form PTO/SB/08A(04-07) 0MB 651-0031
`US Patent & Trademark Office: U.S. DEPARTMENT OF COMMERCE
`Under the Paoerwork Reduction Act of 1995, no oersons are reauired to resoond to a collection of information unless it contains a valid 0MB control number.
`Complete if Known
`13/247,241
`September 28, 2011
`
`Application Number
`Filing Date
`First Named Inventor
`Group Art Unit
`Examiner Name
`
`1774
`Cameron Allen
`
`Sheet 1 of 2
`
`~ttorney Docket No: 3406.005USR
`
`Examiner
`Initial*
`
`USP Document Number
`
`US PATENT DOCUMENTS
`Publication Date
`Name of Patentee or Applicant of cited Document
`
`US-2002007 4237 A 1
`US-20030164306A 1
`US-20040118701A 1
`US-20060150491A 1
`US-20080202995A 1
`US-4,071,447
`US-4,225,401
`US-4,252,856
`US-4,257,352
`US-4,587,001
`US-5,015,354
`US-5, 148,772
`US-5,534, 143
`US-5,982,609
`US-6,171,469
`US-6,315,886
`US-6,328,875
`US-6,394,429
`US-6,524,475
`US-6,689,262
`US-7,396,441
`
`6/20/2002
`9/4/2003
`6/24/2004
`7/13/2006
`8/28/2008
`1/31/1978
`9/30/1980
`2/24/1981
`3/24/1981
`3/6/1986
`5/14/1991
`9/22/1992
`7/9/1996
`11/9/1999
`1/9/2001
`11/13/2001
`12/11/2001
`3/28/2002
`2/25/2003
`2/10/2004
`7/8/2008
`
`Takesako, Kiyoyuki, et al.
`Senkiw, James Andrew
`Senkiw, James Andrew
`Senkiw, James Andrew
`Senkiw, James Andrew
`Ramirez, Ernest R
`Divisek, Jiri, et al.
`Sara, Raymond V
`Habegger, William
`Cairns, John F, et al.
`Nishiki, Yoshinori, et al.
`Kirschbaum, Robert N
`Portier, Ralph J, et al.
`Evans, D. A.
`Hough, G. S, et al.
`Zappi, Guillermo Daniel, et al.
`Zappi, Guillermo Daniel, et al.
`Ganan-Calvo, Alfonso
`Herrington, Rodney E, et al.
`Senkiw, James Andrew
`Senkiw, James Andrew
`
`Examiner
`Initial*
`
`Foreign Document Number
`
`FOREIGN PATENT DOCUMENTS
`Publication Date
`Name of Patentee or Applicant of cited Document
`
`T1
`
`EP-0723936A2
`GB-1522188A
`WO-0189997 A2
`WO-03072507 A 1
`WO-9939561A 1
`
`7/31/1996
`8/23/1978
`11/29/2001
`9/4/2003
`8/12/1999
`
`Sano, Yoichi
`
`Vagnes, Magne
`Snekiw, James Andrew
`Mazzei, Angelo L
`
`Examiner
`Initial*
`
`OTHER DOCUMENTS - NON PATENT LITERATURE DOCUMENTS
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item (book, magazine,
`journal, serial, symposium, catalog, etc.), date, page(s), volume-issue number(s), publisher, city and/or country where
`published.
`
`T1
`
`EXAMINER
`
`DATE CONSIDERED
`
`* EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1 Applicant is to place a check mark here if English language Translation is attached
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /C.AJ
`
`Exhibit 1102_0018
`
`

`

`Substitute for form 1449A/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`(Use as many sheets as necessary)
`
`Modified form PTO/SB/08A(04-07) 0MB 651-0031
`US Patent & Trademark Office: U.S. DEPARTMENT OF COMMERCE
`Under the Paoerwork Reduction Act of 1995, no oersons are reauired to resoond to a collection of information unless it contains a valid 0MB control number.
`Complete if Known
`13/247,241
`September 28, 2011
`
`Application Number
`Filing Date
`First Named Inventor
`Group Art Unit
`Examiner Name
`
`1774
`Cameron Allen
`
`Sheet 2 of 2
`
`~ttorney Docket No: 3406.005USR
`
`Examiner
`Initial*
`
`OTHER DOCUMENTS - NON PATENT LITERATURE DOCUMENTS
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item (book, magazine,
`journal, serial, symposium, catalog, etc.), date, page(s), volume-issue number(s), publisher, city and/or country where
`published.
`
`T1
`
`"Effect of Oxygenated Water on the Growth & Biomass Development of Seedless
`Cucumbers and Tomato Seedlings under Greenhouse Conditions", Project Report: Seair
`Diffusion Systems, [Online]. Retrieved from the Internet: <URL:
`http://www.seair.ca/Paqes/pdfs/DrMirzaReport.pdf>, (2003), 5 pqs
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. IC.A.I
`
`EXAMINER
`
`iCameron Aiien/
`* EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1 Applicant is to place a check mark here if English language Translation is attached
`
`DATE CONSIDERED 12/15/2014
`
`Exhibit 1102_0019
`
`

`

`UNITED STA IBS p A IBNT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria., Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`21186
`7590
`11/18/2014
`SCHWEGMAN LUNDBERG & WOESSNER, P.A.
`P.O. BOX 2938
`MINNEAPOLIS, MN 55402
`
`EXAMINER
`
`ALLEN, CAMERON J
`
`ART UNIT
`
`PAPER NUMBER
`
`1774
`
`DATEMAILED: 11/18/2014
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`13/247,241
`
`09/28/2011
`
`James Andrew Senkiw
`
`3406.00SUSR
`
`1737
`
`TITLE OF INVENTION: FLOW-THROUGH OXYGENATOR
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`SMALL
`
`$480
`
`$0
`
`$0
`
`$480
`
`02/18/2015
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED. THIS
`STATUTORY PERIOD CANNOT BE EXTENDED. SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`IF AN ISSUE FEE HAS
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the ENTITY STATUS shown above. If the ENTITY STATUS is shown as SMALL or MICRO, verify whether entitlement to that
`entity status still applies.
`If the ENTITY STATUS is the same as shown above, pay the TOTAL FEE(S) DUE shown above.
`If the ENTITY STATUS is changed from that shown above, on PART B - FEE(S) TRANSMITTAL, complete section number 5 titled
`"Change in Entity Status (from status indicated above)".
`For purposes of this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amount of small entity
`fees.
`
`IL PART B - FEE(S) TRANSMITTAL, or its equivalent, must be co